Location: Dallas, TX
CIK: 0001634556 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: May 20, 2022
Total Value: $343M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| LII | Lennox International Inc | 115,104 | $31.38M | 9.2% | $229.90 | +8.8% | COM | 526107107 |
| AAPL | Apple Inc | 155,200 | $17.97M | 5.2% | $90.90 | +16.6% | COM | 037833100 |
| BRK/B | Berkshire Hathaway Inc. Class B | 80,087 | $17.05M | 5.0% | $216.33 | -5.4% | CL B NEW | 084670702 |
| MSFT | Microsoft Corp | 78,625 | $16.54M | 4.8% | $143.99 | +39.4% | COM | 594918104 |
| DD | DuPont de Nemours Inc | 290,262 | $16.1M | 4.7% | $24.51 | -14.0% | COM | 26614N102 |
| DOW | Dow Inc | 291,058 | $13.69M | 4.0% | $36.70 | -8.8% | COM | 260557103 |
| CTVA | Corteva Inc | 290,255 | $8.362M | 2.4% | $24.50 | +8.1% | COM | 22052L104 |
| SBUX | Starbucks Corp | 96,435 | $8.285M | 2.4% | $74.48 | -4.9% | COM | 855244109 |
| FAST | Fastenal Co | 169,656 | $7.649M | 2.2% | $15.30 | +31.1% | COM | 311900104 |
| DHR | Danaher Corp | 35,196 | $7.578M | 2.2% | $122.98 | +41.2% | COM | 235851102 |
| JNJ | Johnson & Johnson | 40,694 | $6.058M | 1.8% | $114.10 | +11.3% | COM | 478160104 |
| RMD | ResMed Inc | 32,100 | $5.502M | 1.6% | $136.79 | +29.0% | COM | 761152107 |
| ZTS | Zoetis Inc | 30,221 | $4.997M | 1.5% | $118.09 | +24.2% | CL A | 98978V103 |
| SPDW | SPDR Portfolio Developed Wld ex-US | 168,056 | $4.917M | 1.4% | $30.47 | — | PORTFOLIO DEVLPD | 78463X889 |
| MA | Mastercard Inc A | 13,514 | $4.57M | 1.3% | $272.58 | +15.8% | CL A | 57636Q104 |
| SCHV | Schwab US Large Value | 85,395 | $4.456M | 1.3% | $56.64 | — | US LCAP VA ETF | 808524409 |
| SCHZ | Schwab US Aggregate Bond | 69,299 | $3.886M | 1.1% | $54.63 | — | US AGGREGATE B | 808524839 |
| SPY | SPDR S&P 500 | 11,415 | $3.823M | 1.1% | $319.14 | — | TR UNIT | 78462F103 |
| SCHG | Schwab US Large Growth | 32,864 | $3.784M | 1.1% | $94.72 | — | US LCAP GR ETF | 808524300 |
| ABT | Abbott Laboratories | 34,341 | $3.737M | 1.1% | $75.30 | +22.6% | COM | 002824100 |
| HD | The Home Depot Inc | 13,325 | $3.7M | 1.1% | $194.79 | +22.0% | COM | 437076102 |
| UNP | Union Pacific Corp | 18,173 | $3.577M | 1.0% | $148.13 | +11.3% | COM | 907818108 |
| GILD | Gilead Sciences Inc | 55,530 | $3.508M | 1.0% | $51.60 | +8.7% | COM | 375558103 |
| DIS | The Walt Disney Co | 27,109 | $3.363M | 1.0% | $128.45 | -4.9% | COM DISNEY | 254687106 |
| ITW | Illinois Tool Works Inc | 16,628 | $3.212M | 0.9% | $146.53 | +14.2% | COM | 452308109 |
| CL | Colgate-Palmolive Co | 40,636 | $3.135M | 0.9% | $59.93 | +12.4% | COM | 194162103 |
| PFE | Pfizer Inc | 84,986 | $3.119M | 0.9% | $26.61 | +1.9% | COM | 717081103 |
| WY | Weyerhaeuser Co | 107,846 | $3.075M | 0.9% | $16.44 | +35.7% | COM NEW | 962166104 |
| VRSK | Verisk Analytics Inc | 15,600 | $2.89M | 0.8% | $142.41 | +24.2% | COM | 92345Y106 |
| CMCSA | Comcast Corp A | 60,436 | $2.795M | 0.8% | $32.82 | +14.6% | CL A | 20030N101 |
| CHTR | Charter Communications Inc A | 4,343 | $2.711M | 0.8% | $507.25 | +16.3% | CL A | 16119P108 |
| PCH | PotlatchDeltic Corp | 62,468 | $2.629M | 0.8% | $38.02 | — | COM | 737630103 |
| FNDA | Schwab Fndmtl US Small Company | 77,872 | $2.573M | 0.8% | $33.69 | — | SCHWAB FDT US SC | 808524763 |
| FDX | FedEx Corp | 10,008 | $2.517M | 0.7% | $113.18 | +59.9% | COM | 31428X106 |
| UNH | UnitedHealth Group Inc | 7,850 | $2.447M | 0.7% | $261.55 | +7.5% | COM | 91324P102 |
| — | Linde Plc | 10,082 | $2.4M | 0.7% | $212.87 | — | SHS | G5494J103 |
| AMZN | Amazon.com Inc | 747 | $2.352M | 0.7% | $105.56 | +49.4% | COM | 023135106 |
| IWF | iShares Russell 1000 Growth | 10,423 | $2.26M | 0.7% | $175.86 | — | RUS 1000 GRW ETF | 464287614 |
| BAC | Bank of America Corp | 87,539 | $2.108M | 0.6% | $20.57 | +6.1% | COM | 060505104 |
| VEEV | Veeva Systems Inc A | 7,312 | $2.056M | 0.6% | $146.85 | +79.5% | CL A COM | 922475108 |
| CUBE | CubeSmart | 62,952 | $2.034M | 0.6% | $31.47 | — | COM | 229663109 |
| FTV | Fortive Corp | 26,300 | $2.004M | 0.6% | $44.01 | +1.3% | COM | 34959J108 |
| XOM | Exxon Mobil Corp | 57,520 | $1.974M | 0.6% | $50.12 | -35.5% | COM | 30231G102 |
| MKC | McCormick & Co Inc Non-Voting | 10,053 | $1.951M | 0.6% | $73.29 | +19.6% | COM NON VTG | 579780206 |
| COF | Capital One Fin'l Corp | 25,831 | $1.856M | 0.5% | $56.64 | +7.7% | COM | 14040H105 |
| MRK | Merck & Co Inc | 22,067 | $1.83M | 0.5% | $64.85 | +1.7% | COM | 58933Y105 |
| SCHW | Charles Schwab Corp/The | 50,159 | $1.817M | 0.5% | $33.18 | -2.3% | COM | 808513105 |
| GS | Goldman Sachs Group Inc | 8,852 | $1.778M | 0.5% | $181.21 | -1.2% | COM | 38141G104 |
| WMT | Walmart Inc | 12,361 | $1.729M | 0.5% | $37.77 | +9.4% | COM | 931142103 |
| UPS | United Parcel Service Inc | 10,206 | $1.7M | 0.5% | $92.83 | +26.4% | CL B | 911312106 |
| PG | Procter & Gamble Co/The | 11,139 | $1.548M | 0.5% | $105.19 | +10.6% | COM | 742718109 |
| T | AT&T Inc | 53,480 | $1.524M | 0.4% | $17.32 | -10.2% | COM | 00206R102 |
| ECL | Ecolab Inc | 7,598 | $1.518M | 0.4% | $177.67 | +6.1% | COM | 278865100 |
| ICE | IntercontinentalExchange Inc | 15,141 | $1.514M | 0.4% | $85.74 | +7.3% | COM | 45866F104 |
| SNY | Sanofi | 29,788 | $1.494M | 0.4% | $51.02 | — | SPONSORED ADR | 80105N105 |
| FNDC | Schwab Fndmtl Int'l Small Company | 46,051 | $1.376M | 0.4% | $27.99 | — | SCHWB FDT INT SC | 808524748 |
| EMR | Emerson Electric Co | 20,362 | $1.335M | 0.4% | $59.48 | -1.2% | COM | 291011104 |
| TOTL | SPDR DoubleLine Total Return Tact | 26,830 | $1.322M | 0.4% | $49.10 | — | SPDR TR TACTIC | 78467V848 |
| TXN | Texas Instruments Inc | 9,185 | $1.311M | 0.4% | $103.55 | +12.8% | COM | 882508104 |
| NVS | Novartis AG | 15,025 | $1.306M | 0.4% | $87.28 | — | SPONSORED ADR | 66987V109 |
| PEP | PepsiCo Inc | 9,309 | $1.29M | 0.4% | $112.81 | +2.1% | COM | 713448108 |
| APD | Air Products & Chemicals Inc | 4,332 | $1.29M | 0.4% | $196.21 | +28.3% | COM | 009158106 |
| — | GMS Inc | 53,560 | $1.29M | 0.4% | $27.07 | — | COM | 36251C103 |
| CLW | Clearwater Paper Corp | 32,570 | $1.235M | 0.4% | $27.81 | +28.9% | COM | 18538R103 |
| CVX | Chevron Corp | 16,500 | $1.188M | 0.3% | $76.70 | -13.3% | COM | 166764100 |
| BMY | Bristol-Myers Squibb Co | 19,389 | $1.168M | 0.3% | $47.92 | +1.4% | COM | 110122108 |
| IWD | iShares Russell 1000 Value | 9,407 | $1.111M | 0.3% | $135.79 | — | RUS 1000 VAL ETF | 464287598 |
| JPM | JPMorgan Chase & Co | 11,534 | $1.11M | 0.3% | $101.74 | -16.0% | COM | 46625H100 |
| AXP | American Express Co | 11,014 | $1.104M | 0.3% | $85.61 | +7.3% | COM | 025816109 |
| SGOL | Aberdeen Standard Gold | 58,922 | $1.069M | 0.3% | $17.67 | — | PHYSCL GOLD SHS | 00326A104 |
| — | GlaxoSmithKline PLC | 27,660 | $1.041M | 0.3% | $42.43 | — | SPONSORED ADR | 37733W105 |
| WFC | Wells Fargo & Co | 43,729 | $1.028M | 0.3% | $23.98 | -9.0% | COM | 949746101 |
| TMUS | T-Mobile US Inc | 8,967 | $1.025M | 0.3% | $93.34 | +14.7% | COM | 872590104 |
| FNDF | Schwab Fndmtl Int'l Large Company | 40,508 | $995K | 0.3% | $25.58 | — | SCHWB FDT INT LG | 808524755 |
| MCD | McDonalds Corp | 4,528 | $993K | 0.3% | $161.00 | +12.7% | COM | 580135101 |
| TFC | Truist Fin'l Corp | 25,473 | $969K | 0.3% | $27.74 | +5.9% | COM | 89832Q109 |
| V | Visa Inc A | 4,689 | $937K | 0.3% | $175.01 | +9.8% | COM CL A | 92826C839 |
| MET | MetLife Inc | 24,720 | $918K | 0.3% | $29.96 | +6.8% | COM | 59156R108 |
| BK | Bank of New York Mellon Corp | 26,200 | $899K | 0.3% | $31.07 | +0.3% | COM | 064058100 |
| EOG | EOG Resources Inc | 23,964 | $861K | 0.3% | $55.80 | -37.5% | COM | 26875P101 |
| AZN | AstraZeneca Plc | 15,349 | $841K | 0.2% | $52.86 | — | SPONSORED ADR | 046353108 |
| EPD | Enterprise Products Ptnrs LP | 52,649 | $831K | 0.2% | $26.32 | — | COM | 293792107 |
| CE | Celanese Corp | 7,514 | $807K | 0.2% | $75.33 | +20.6% | COM | 150870103 |
| FNDX | Schwab Fndmtl US Large Company | 20,792 | $805K | 0.2% | $33.81 | — | SCHWAB FDT US LG | 808524771 |
| FNDE | Schwab Fndmtl Emerg Mkts Large Co | 32,392 | $768K | 0.2% | $22.20 | — | SCHWB FDT EMK LG | 808524730 |
| HPE | Hewlett Packard Enterprise Co | 81,988 | $768K | 0.2% | $8.22 | -1.7% | COM | 42824C109 |
| ENB | Enbridge Inc | 26,045 | $760K | 0.2% | $24.48 | -10.1% | COM | 29250N105 |
| TRN | Trinity Industries Inc | 38,529 | $751K | 0.2% | $16.02 | +3.0% | COM | 896522109 |
| CAT | Caterpillar Inc | 4,705 | $701K | 0.2% | $121.94 | +4.0% | COM | 149123101 |
| LMT | Lockheed Martin Corp | 1,814 | $695K | 0.2% | $324.77 | +1.3% | COM | 539830109 |
| IVV | iShares Core S&P 500 | 2,025 | $680K | 0.2% | $318.12 | — | CORE S&P500 ETF | 464287200 |
| SCHF | Schwab International Equity | 21,069 | $661K | 0.2% | $30.96 | — | INTL EQTY ETF | 808524805 |
| ABBV | AbbVie Inc | 7,462 | $653K | 0.2% | $68.18 | +11.9% | COM | 00287Y109 |
| WMB | Williams Cos Inc/The | 32,766 | $643K | 0.2% | $14.57 | +5.7% | COM | 969457100 |
| CSCO | Cisco Systems Inc | 16,339 | $643K | 0.2% | $37.01 | +0.1% | COM | 17275R102 |
| MDT | Medtronic Inc | 6,137 | $637K | 0.2% | $82.18 | +4.9% | SHS | G5960L103 |
| PHYS | Sprott Physical Gold Trust | 42,014 | $632K | 0.2% | $12.18 | — | UNIT | 85207H104 |
| QCOM | Qualcomm Inc | 5,152 | $606K | 0.2% | $83.93 | +13.4% | COM | 747525103 |
| IWO | iShares Russell 2000 Growth | 2,679 | $593K | 0.2% | $212.26 | — | RUS 2000 GRW ETF | 464287648 |
| VTI | Vanguard Total Stk Mkt | 3,385 | $576K | 0.2% | $128.75 | — | TOTAL STK MKT | 922908769 |
| PYPL | PayPal Holdings Inc | 2,885 | $568K | 0.2% | $142.66 | +31.7% | COM | 70450Y103 |
| LLY | Eli Lilly & Co | 3,648 | $539K | 0.2% | $144.08 | +1.2% | COM | 532457108 |
| — | Concho Resources Inc | 12,200 | $538K | 0.2% | $47.46 | — | COM | 20605P101 |
| VGSH | Vanguard Short-Term Treasury | 8,526 | $529K | 0.2% | $62.10 | — | SHORT TERM TREAS | 92206C102 |
| DIA | SPDR Dow Jones Industrial Aver | 1,888 | $524K | 0.2% | $284.64 | — | UT SER 1 | 78467X109 |
| CVS | CVS Health Corp | 8,967 | $523K | 0.2% | $52.60 | -0.4% | COM | 126650100 |
| TGT | Target Corp | 3,296 | $518K | 0.2% | $98.18 | +20.9% | COM | 87612E106 |
| RTX | Raytheon Technologies Corp | 8,985 | $517K | 0.2% | $54.35 | -1.2% | COM | 75513E101 |
| QQQ | Invesco QQQ Trust | 1,854 | $515K | 0.2% | $215.54 | — | UNIT SER 1 | 46090E103 |
| — | Unilever NV | 8,434 | $509K | 0.1% | $53.61 | — | N Y SHS NEW | 904784709 |
| BKR | Baker Hughes Co A | 38,247 | $508K | 0.1% | $12.51 | +5.9% | CL A | 05722G100 |
| CARR | Carrier Global Corp | 16,490 | $503K | 0.1% | $18.38 | +43.4% | COM | 14448C104 |
| LNC | Lincoln National Corp | 16,039 | $502K | 0.1% | $27.31 | 0.0% | COM | 534187109 |
| EBAY | eBay Inc | 9,550 | $497K | 0.1% | $38.43 | +30.7% | COM | 278642103 |
| OXY | Occidental Petroleum Corp | 49,064 | $491K | 0.1% | $22.95 | -42.2% | COM | 674599105 |
| BDX | Becton Dickinson & Co | 2,076 | $483K | 0.1% | $220.31 | +2.3% | COM | 075887109 |
| — | TCF Fin'l Corp | 20,640 | $482K | 0.1% | $29.41 | — | COM | 872307103 |
| META | Meta Platforms | 1,822 | $477K | 0.1% | $223.10 | +14.8% | CL A | 30303M102 |
| ET | Energy Transfer LP | 85,640 | $464K | 0.1% | $6.76 | — | COM UT LTD PTN | 29273V100 |
| CRM | Salesforce.com Inc | 1,817 | $456K | 0.1% | $161.59 | +33.8% | COM | 79466L302 |
| GLW | Corning Inc | 13,802 | $447K | 0.1% | $19.40 | +37.4% | COM | 219350105 |
| VWO | Vanguard FTSE Emerging Markets | 10,192 | $440K | 0.1% | $44.44 | — | FTSE EMR MKT ETF | 922042858 |
| SLB | Schlumberger Ltd | 28,205 | $438K | 0.1% | $15.47 | +6.8% | COM | 806857108 |
| BP | BP Plc | 25,106 | $438K | 0.1% | $36.76 | — | SPONSORED ADR | 055622104 |
| VZ | Verizon Communications Inc | 7,238 | $430K | 0.1% | $42.49 | +0.2% | COM | 92343V104 |
| HON | Honeywell International Inc | 2,612 | $429K | 0.1% | $143.22 | -7.0% | COM | 438516106 |
| ITOT | iShares Core S&P Total US Stock Mkt | 5,655 | $426K | 0.1% | $69.99 | — | CORE S&P TTL STK | 464287150 |
| TDTF | FlexShares iBoxx 5Yr Target Dur TIPS | 15,453 | $425K | 0.1% | $25.76 | — | IBOXX 5YR TRGT | 33939L605 |
| SCHX | Schwab US Large Core | 5,059 | $407K | 0.1% | $74.05 | — | US LRG CAP ETF | 808524201 |
| AMD | Advanced Micro Devices Inc | 4,955 | $406K | 0.1% | $37.34 | +98.8% | COM | 007903107 |
| KO | Coca-Cola Co | 8,205 | $405K | 0.1% | $43.97 | -7.2% | COM | 191216100 |
| KMI | Kinder Morgan Inc P | 31,761 | $391K | 0.1% | $10.62 | -4.7% | COM | 49456B101 |
| MMM | 3M Co | 2,414 | $386K | 0.1% | $111.56 | -1.1% | COM | 88579Y101 |
| IWN | iShares Russell 2000 Value | 3,874 | $384K | 0.1% | $126.91 | — | RUS 2000 VAL ETF | 464287630 |
| — | General Electric Co | 59,337 | $369K | 0.1% | $8.07 | — | COM | 369604103 |
| RAFE | PIMCO RAFI ESG US | 15,974 | $360K | 0.1% | $21.39 | — | RAFI ESG US | 72201T342 |
| LUV | Southwest Airlines Co | 9,542 | $357K | 0.1% | $51.27 | -35.5% | COM | 844741108 |
| INTC | Intel Corp | 6,865 | $355K | 0.1% | $46.53 | 0.0% | COM | 458140100 |
| TRV | Travelers Cos Inc/The | 3,198 | $345K | 0.1% | $93.95 | +9.0% | COM | 89417E109 |
| VUG | Vanguard Growth | 1,445 | $328K | 0.1% | $226.99 | — | GROWTH ETF | 922908736 |
| ADBE | Adobe Inc | 666 | $326K | 0.1% | $389.29 | +19.5% | COM | 00724F101 |
| SRLN | SPDR Blackstone GSO Senior Loan | 7,242 | $323K | 0.1% | $44.60 | — | BLKSTN GSOSRLN | 78467V608 |
| SNPS | Synopsys Inc | 1,500 | $320K | 0.1% | $165.04 | +23.4% | COM | 871607107 |
| — | Magellan Midstream Ptnrs | 9,333 | $319K | 0.1% | $40.88 | — | COM UNIT RP LP | 559080106 |
| NFLX | Netflix Inc | 620 | $310K | 0.1% | $29.65 | +67.9% | COM | 64110L106 |
| ORCL | Oracle Corp | 5,137 | $306K | 0.1% | $50.44 | +4.6% | COM | 68389X105 |
| IWP | iShares Russell Mid-Cap Growth | 1,715 | $296K | 0.1% | $155.54 | — | RUS MD CP GR ETF | 464287481 |
| VNQ | Vanguard REIT | 3,583 | $282K | 0.1% | $78.70 | — | REAL ESTATE ETF | 922908553 |
| MELI | MercadoLibre Inc | 260 | $281K | 0.1% | $760.24 | +42.7% | COM | 58733R102 |
| — | Tilray Inc | 56,227 | $272K | 0.1% | $4.84 | — | COM CL 2 | 88688T100 |
| — | Maxim Integrated Products Inc | 4,000 | $270K | 0.1% | $60.50 | — | COM | 57772K101 |
| EFA | iShares MSCI EAFE | 4,203 | $267K | 0.1% | $69.36 | — | MSCI EAFE ETF | 464287465 |
| — | Verastem Inc 5 percent 11-2048 | 300,000 | $264K | 0.1% | $0.47 | — | NOTE 5.000%11/0 | 92337CAA2 |
| LEN | Lennar Corp | 3,135 | $256K | 0.1% | $65.87 | 0.0% | CL A | 526057104 |
| PBA | Pembina Pipeline Corp | 11,822 | $250K | 0.1% | $18.31 | 0.0% | COM | 706327103 |
| — | Juniper Networks Inc | 11,586 | $249K | 0.1% | $22.79 | — | COM | 48203R104 |
| OTIS | Otis Worldwide Corp | 3,884 | $242K | 0.1% | $56.47 | 0.0% | COM | 68902V107 |
| — | BlackRock Health Sciences Trust II | 10,000 | $238K | 0.1% | $20.50 | — | SHS BEN INT | 09260K101 |
| PM | Philip Morris International In | 3,133 | $234K | 0.1% | $54.93 | +7.2% | COM | 718172109 |
| D | Dominion Resources Inc D | 2,954 | $233K | 0.1% | $62.41 | -0.6% | COM | 25746U109 |
| GAP | Gap Inc/The | 13,675 | $232K | 0.1% | $7.43 | +65.4% | COM | 364760108 |
| DELL | Dell Technologies Inc C | 3,313 | $224K | 0.1% | $28.60 | 0.0% | CL C | 24703L202 |
| ISRG | Intuitive Surgical Inc | 315 | $223K | 0.1% | $224.54 | 0.0% | COM NEW | 46120E602 |
| MTDR | Matador Resources Co | 26,822 | $221K | 0.1% | $13.79 | -35.1% | COM | 576485205 |
| BMRN | BioMarin Pharmaceutical Inc | 2,881 | $219K | 0.1% | $101.18 | 0.0% | COM | 09061G101 |
| PAGP | Plains GP Holdings LP A | 36,105 | $219K | 0.1% | $8.05 | — | LTD PARTNR INT A | 72651A207 |
| AMGN | Amgen Inc | 847 | $215K | 0.1% | $209.54 | 0.0% | COM | 031162100 |
| SFNC | Simmons First Nat'l Corp A | 13,316 | $211K | 0.1% | $16.73 | 0.0% | CL A $1 PAR | 828730200 |
| — | Equitrans Midstream Corp | 24,964 | $211K | 0.1% | $8.32 | — | COM | 294600101 |
| EEM | iShares MSCI Emerging Markets | 4,705 | $207K | 0.1% | $44.00 | — | MSCI EMG MKT ETF | 464287234 |
| SPYM | SPDR Portfolio Large Cap | 5,179 | $203K | 0.1% | $39.20 | — | PORTFOLIO S&P500 | 78464A854 |
| CVE | Cenovus Energy Inc | 47,781 | $185K | 0.1% | $3.67 | +13.0% | COM | 15135U109 |
| MAT | Mattel Inc | 14,360 | $168K | 0.0% | $9.08 | +22.4% | COM | 577081102 |
| — | APA Corp | 17,800 | $168K | 0.0% | $13.48 | — | COM | 037411105 |
| — | Aegon NV Adr | 62,728 | $160K | 0.0% | $2.93 | — | NY REGISTRY SHS | 007924103 |
| NWSA | News Corp A | 11,341 | $159K | 0.0% | $10.15 | +30.8% | CL A | 65249B109 |
| — | Viper Energy Partners LP | 15,247 | $114K | 0.0% | $9.39 | — | COM UNT RP INT | 92763M105 |
| AROC | Archrock Inc | 18,788 | $101K | 0.0% | $3.81 | +27.9% | COM | 03957W106 |
| — | Blackrock Capital Inv 5 percent 06-2022 | 100,000 | $98,000 | 0.0% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | Micro Focus Int'l PLC ADR | 29,776 | $95,000 | 0.0% | $4.34 | — | SPON ADR NEW | 594837403 |
| F | Ford Motor Co | 13,471 | $89,000 | 0.0% | $5.14 | 0.0% | COM | 345370860 |
| NOK | Nokia OYJ | 14,994 | $58,000 | 0.0% | $3.76 | — | SPONSORED ADR | 654902204 |
| OPK | OPKO Health Inc | 14,000 | $51,000 | 0.0% | $1.67 | +152.2% | COM | 68375N103 |
| — | Enlink Midstream LLC | 15,889 | $37,000 | 0.0% | $6.10 | — | COM UNIT REP LTD | 29336T100 |
| — | BGC Partners Inc A | 12,766 | $30,000 | 0.0% | $5.58 | — | CL A | 05541T101 |