CIK: 0001708001 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 7, 2019
Total Value ($000): $128,287 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | Microsoft Corp | 50,488 | $7,019 | 5.5% | $57.77 | +124.9% | Com | 594918104 |
| V | Visa Inc Cl A | 27,727 | $4,769 | 3.7% | $77.19 | +120.6% | Com | 92826C839 |
| AMT | American Tower Corporation | 20,918 | $4,626 | 3.6% | $135.07 | +35.8% | Com | 03027X100 |
| CSCO | Cisco Systems Inc | 84,557 | $4,178 | 3.3% | $23.29 | +83.7% | Com | 17275R102 |
| AAPL | Apple Inc | 18,190 | $4,074 | 3.2% | $35.93 | +39.8% | Com | 037833100 |
| PYPL | PayPal Holdings, Inc. | 37,410 | $3,875 | 3.0% | $59.87 | +83.6% | Com | 70450Y103 |
| HD | Home Depot Inc | 16,190 | $3,756 | 2.9% | $118.80 | +57.5% | Com | 437076102 |
| AMZN | Amazon | 2,157 | $3,744 | 2.9% | $46.12 | +101.1% | Com | 023135106 |
| JNJ | Johnson & Johnson | 28,928 | $3,743 | 2.9% | $92.40 | +19.1% | Com | 478160104 |
| AWK | American Water Works Co Inc | 28,733 | $3,570 | 2.8% | $69.80 | +53.3% | Com | 030420103 |
| MCD | McDonalds Corp | 15,843 | $3,402 | 2.7% | $136.71 | +35.1% | Com | 580135101 |
| KO | Coca Cola Co | 56,362 | $3,068 | 2.4% | $37.04 | +18.7% | Com | 191216100 |
| BA | Boeing Co | 7,774 | $2,958 | 2.3% | $286.14 | +23.1% | Com | 097023105 |
| NEE | NextEra Energy Inc. | 12,578 | $2,931 | 2.3% | $38.41 | +20.4% | Com | 65339F101 |
| LHX | L3harris Technologies Inc | 13,570 | $2,831 | 2.2% | $180.55 | 0.0% | Com | 502431109 |
| GOOGL | Alphabet Inc Cl A | 2,236 | $2,730 | 2.1% | $48.83 | +20.4% | Com | 02079K305 |
| VYM | Vanguard High Yield Dividend | 30,677 | $2,722 | 2.1% | $78.00 | — | Com | 921946406 |
| BDX | Becton Dickinson and Company | 10,560 | $2,671 | 2.1% | $208.84 | +7.0% | Com | 075887109 |
| COST | Costco Wholesale Corp | 9,199 | $2,650 | 2.1% | $200.19 | +28.1% | Com | 22160K105 |
| UNH | UnitedHealth Group Inc | 11,537 | $2,507 | 2.0% | $141.05 | +53.9% | Com | 91324P102 |
| NEM | Newmont Mining Corp | 65,140 | $2,470 | 1.9% | $29.85 | +8.5% | Com | 651639106 |
| — | Pioneer Nat Res Co | 17,358 | $2,183 | 1.7% | $155.24 | — | Com | 723787107 |
| JPM | JP Morgan Chase & Co | 17,912 | $2,108 | 1.6% | $88.89 | +7.0% | Com | 46625H100 |
| — | ENVIVA PARTNERS L P | 60,862 | $1,945 | 1.5% | $29.34 | — | Com | 29414J107 |
| BIP | BROOKFIELD INFRASTRUCTURE PART LP | 30,847 | $1,530 | 1.2% | $40.41 | — | Com | G16252101 |
| INTC | Intel Corp | 29,219 | $1,506 | 1.2% | $32.74 | +31.4% | Com | 458140100 |
| AES | The AES Corporation | 89,259 | $1,458 | 1.1% | $8.99 | +42.5% | Com | 00130H105 |
| C | CITIGROUP INC | 20,420 | $1,411 | 1.1% | $48.98 | +10.6% | Com | 172967424 |
| XOM | ExxonMobil Corp | 19,825 | $1,400 | 1.1% | $58.17 | -7.6% | Com | 30231G102 |
| — | Magellan Midstream Partners | 19,700 | $1,306 | 1.0% | $75.62 | — | Com | 559080106 |
| — | CEDAR FAIR LP | 20,687 | $1,207 | 0.9% | $57.97 | — | Com | 150185106 |
| T | AT&T Inc | 31,710 | $1,200 | 0.9% | $15.94 | +6.6% | Com | 00206R102 |
| — | CITY OFFICE REIT INC | 79,359 | $1,142 | 0.9% | $12.60 | — | Com | 178587101 |
| IVV | iShares Core S&P 500 | 3,695 | $1,103 | 0.9% | $270.53 | — | Com | 464287200 |
| MKL | MARKEL CORP | 903 | $1,067 | 0.8% | $1001.64 | +13.4% | Com | 570535104 |
| DLTR | DOLLAR TREE INC | 9,325 | $1,065 | 0.8% | $88.18 | +18.6% | Com | 256746108 |
| BRK/B | Berkshire Hathaway Inc CL B | 4,808 | $1,000 | 0.8% | $191.09 | +7.8% | Com | 084670702 |
| PG | Proctor & Gamble Co | 7,913 | $984 | 0.8% | $73.66 | +37.1% | Com | 742718109 |
| KMX | CARMAX INC | 10,820 | $952 | 0.7% | $59.64 | +43.9% | Com | 143130102 |
| — | MacQuarie Infrastructure Corp | 23,497 | $927 | 0.7% | $49.82 | — | Com | 55608B105 |
| — | DENNYS CORP | 38,615 | $879 | 0.7% | $17.10 | — | Com | 24869P104 |
| CAT | Caterpillar Inc | 6,698 | $846 | 0.7% | $75.99 | +46.2% | Com | 149123101 |
| DIN | DINE BRANDS GLOBAL INC | 10,725 | $814 | 0.6% | $52.96 | +19.5% | Com | 254423106 |
| DUK | Duke Energy Corp | 7,857 | $753 | 0.6% | $58.97 | +19.6% | Com | 26441C204 |
| PFE | Pfizer Inc | 20,750 | $746 | 0.6% | $21.23 | +27.3% | Com | 717081103 |
| PEP | Pepsico Inc | 5,345 | $733 | 0.6% | $81.36 | +34.4% | Com | 713448108 |
| — | LANDMARK INFRASTRUCTURE PARTNERS L P | 38,440 | $693 | 0.5% | $16.81 | — | Com | 51508J108 |
| — | Pattern Energy Group Inc. | 25,380 | $683 | 0.5% | $19.63 | — | Com | 70338P100 |
| BAX | Baxter International Inc. | 7,724 | $676 | 0.5% | $41.41 | +82.4% | Com | 071813109 |
| GOOG | Alphabet Inc CL C | 534 | $651 | 0.5% | $47.37 | +24.0% | Com | 02079K107 |
| AVB | AvalonBay Communities Inc | 2,800 | $603 | 0.5% | $123.37 | +35.5% | Com | 053484101 |
| ORLY | O REILLY AUTOMOTIVE INC | 1,513 | $603 | 0.5% | $16.36 | +57.9% | Com | 67103H107 |
| STWD | Starwood Property Trust Inc REIT | 24,333 | $589 | 0.5% | $22.02 | — | Com | 85571B105 |
| ED | Consolidated Edison Inc | 6,185 | $584 | 0.5% | $52.92 | +33.3% | Com | 209115104 |
| — | BROOKFIELD PROPERTY REIT INC | 27,425 | $559 | 0.4% | $16.68 | — | Com | 11282X103 |
| IBM | Intl. Business Machines Corp | 3,835 | $558 | 0.4% | $102.69 | -0.2% | Com | 459200101 |
| RITM | NEW RESIDENTIAL INVESTMENT CORP | 34,420 | $540 | 0.4% | $15.43 | — | Com | 64828T201 |
| HE | Hawaiian Electric Industries | 11,200 | $511 | 0.4% | $31.64 | +40.6% | Com | 419870100 |
| ORI | Old Republic International Corp | 21,400 | $504 | 0.4% | $10.84 | +23.1% | Com | 680223104 |
| HSIC | SCHEIN HENRY INC | 7,815 | $496 | 0.4% | $60.29 | +7.2% | Com | 806407102 |
| CPRT | COPART INC | 5,930 | $476 | 0.4% | $14.25 | +36.2% | Com | 217204106 |
| EQR | Equity Residential | 5,450 | $470 | 0.4% | $44.04 | +45.3% | Com | 29476L107 |
| PBA | Pembina Pipeline Corp | 12,500 | $463 | 0.4% | $18.66 | +38.7% | Com | 706327103 |
| OKE | Oneok Inc | 6,276 | $462 | 0.4% | $30.68 | +51.9% | Com | 682680103 |
| OLED | UNIVERSAL DISPLAY CORPORATION | 2,725 | $458 | 0.4% | $59.77 | +218.5% | Com | 91347P105 |
| MA | Mastercard Inc CL A | 1,666 | $452 | 0.4% | $103.92 | +156.1% | Com | 57636Q104 |
| WM | Waste Management Inc | 3,620 | $416 | 0.3% | $58.30 | +80.3% | Com | 94106L109 |
| — | Spinnaker Realty Fund, L.P. | 387,158 | $387 | 0.3% | $0.25 | — | Com | 998007495 |
| CMCSA | Comcast Corp CL A | 7,800 | $352 | 0.3% | $29.89 | +25.5% | Com | 20030N101 |
| WEC | WEC Energy Group Inc | 3,675 | $349 | 0.3% | $45.14 | +62.8% | Com | 92939U106 |
| DD | DuPont de Nemours Inc | 4,843 | $345 | 0.3% | $27.24 | -4.9% | Com | 26614N102 |
| BEP | BROOKFIELD RENEWABLE PARTNERS L.P. | 8,397 | $341 | 0.3% | $28.19 | — | Com | G16258108 |
| MO | Altria Group Inc | 8,304 | $340 | 0.3% | $35.17 | -21.5% | Com | 02209S103 |
| — | STORE CAPITAL CORP | 9,030 | $338 | 0.3% | $28.53 | — | Com | 862121100 |
| — | BROOKFIELD ASSET MANAGE CL A | 6,291 | $334 | 0.3% | $44.25 | — | Com | 112585104 |
| VWO | Vanguard FTSE Emerging Markets | 8,254 | $332 | 0.3% | $38.04 | — | Com | 922042858 |
| PM | Philip Morris International | 4,348 | $330 | 0.3% | $58.38 | -2.8% | Com | 718172109 |
| RYN | Rayonier, Inc. | 10,650 | $300 | 0.2% | $13.62 | — | Com | 754907103 |
| OGS | One Gas Inc | 3,050 | $293 | 0.2% | $60.73 | +50.3% | Com | 68235P108 |
| AEP | American Elec Pwr Inc | 2,952 | $277 | 0.2% | $56.59 | +28.0% | Com | 025537101 |
| WELL | Welltower Inc. | 3,040 | $276 | 0.2% | $46.50 | +53.9% | Com | 95040Q104 |
| PPG | PPG Industries Inc. | 2,300 | $273 | 0.2% | $81.13 | +25.5% | Com | 693506107 |
| — | CENTURYLINK INC | 21,775 | $272 | 0.2% | $12.49 | — | Com | 156700106 |
| MDLZ | Mondelez International Inc | 4,875 | $270 | 0.2% | $34.70 | +34.5% | Com | 609207105 |
| ELV | Anthem Inc | 1,059 | $254 | 0.2% | $125.50 | +100.2% | Com | 036752103 |
| KMB | Kimberly Clark Corp | 1,675 | $238 | 0.2% | $83.79 | +30.9% | Com | 494368103 |
| QQQ | MFC Invesco QQQ Trust Unit Ser 1 | 1,245 | $235 | 0.2% | $171.84 | — | Com | 46090E103 |
| DOW | Dow Inc. | 4,843 | $231 | 0.2% | $36.37 | -10.0% | Com | 260557103 |
| NSRGY | Nestle S A Sponsored ADR | 1,950 | $212 | 0.2% | $86.99 | — | Com | 641069406 |
| IWF | iShares Russell 1000 Growth ETF | 1,300 | $208 | 0.2% | $131.20 | — | Com | 464287614 |
| TRUP | TRUPANION INC | 7,990 | $203 | 0.2% | $33.70 | -13.1% | Com | 898202106 |
| IWR | IShares Russell Mid Cap ETF | 3,500 | $196 | 0.2% | $46.45 | — | Com | 464287499 |
| NFLX | Netflix.com Inc. | 728 | $195 | 0.2% | $29.94 | +4.5% | Com | 64110L106 |
| ABT | Abbott Labs | 2,193 | $183 | 0.1% | $54.67 | +39.2% | Com | 002824100 |
| MMM | 3M Company | 1,100 | $181 | 0.1% | $115.86 | -4.5% | Com | 88579Y101 |
| NVS | Novartis AG ADR | 2,075 | $180 | 0.1% | $73.71 | — | Com | 66987V109 |
| FGZXX | First American Government Obligations Fund | 171,724 | $172 | 0.1% | $1.00 | — | Com | 31846V567 |
| IHI | IShares US Medical Devices ETF | 652 | $161 | 0.1% | $200.00 | — | Com | 464288810 |
| PSA | Public Storage Inc | 650 | $159 | 0.1% | $149.30 | +28.5% | Com | 74460D109 |
| EPD | Enterprise Products Partners | 5,200 | $149 | 0.1% | $27.22 | — | Com | 293792107 |
| WHR | Whirlpool Corp | 900 | $143 | 0.1% | $165.47 | -13.2% | Com | 963320106 |
| — | Spinnaker Realty Fund II, L.P. | 141,667 | $142 | 0.1% | $1.00 | — | Com | 99SPINRE2 |
| CTVA | Corteva, Inc. | 4,843 | $136 | 0.1% | $25.02 | +6.6% | Com | 22052L104 |
| CB | Chubb Limited | 800 | $129 | 0.1% | $116.59 | +19.5% | Com | H1467J104 |
| LNG | Cheniere Energy Inc | 2,000 | $126 | 0.1% | $61.56 | +4.1% | Com | 16411R208 |
| IWO | IShares Russell 2000 Growth ETF | 650 | $125 | 0.1% | $167.69 | — | Com | 464287648 |
| CVX | Chevron Corporation | 950 | $113 | 0.1% | $79.23 | +15.5% | Com | 166764100 |
| OPRX | OPTIMIZERX CORP | 7,795 | $113 | 0.1% | $13.50 | +14.6% | Com | 68401U204 |
| LLY | Lilly Eli & Co | 1,000 | $112 | 0.1% | $73.70 | +39.4% | Com | 532457108 |
| MRK | Merck & Co Inc | 1,194 | $101 | 0.1% | $45.35 | +44.4% | Com | 58933Y105 |
| BABA | ALIBABA GROUP HOLDING LTD A D R | 600 | $100 | 0.1% | $144.33 | — | Com | 01609W102 |
| GIS | General Mills Inc | 1,760 | $97 | 0.1% | $44.58 | -2.7% | Com | 370334104 |
| SYK | Stryker Corporation | 425 | $92 | 0.1% | $154.79 | +29.3% | Com | 863667101 |
| LOW | Lowes Cos Inc | 800 | $88 | 0.1% | $78.69 | +19.5% | Com | 548661107 |
| — | Raytheon Company | 440 | $86 | 0.1% | $194.68 | — | Com | 755111507 |
| DSI | I Shares MSCI KLD 400 Social ETF | 772 | $86 | 0.1% | $102.19 | — | Com | 464288570 |
| XLK | Technology Select Sector SPDR ETF | 1,000 | $81 | 0.1% | $62.00 | — | Com | 81369Y803 |
| IDXX | Idexx Labs, Inc. | 289 | $79 | 0.1% | $205.02 | +35.7% | Com | 45168D104 |
| XLI | Industrial Select Sector SPDR ETF | 1,000 | $78 | 0.1% | $64.00 | — | Com | 81369Y704 |
| TMO | Thermo Fisher Scientific Inc | 256 | $75 | 0.1% | $218.23 | +29.1% | Com | 883556102 |
| — | CANOPY GROWTH CORP | 3,128 | $72 | 0.1% | $23.02 | — | Com | 138035100 |
| SDY | SPDR S&P Dividend ETF | 700 | $72 | 0.1% | $90.00 | — | Com | 78464A763 |
| — | United Technologies Corp | 500 | $68 | 0.1% | $113.43 | — | Com | 913017109 |
| — | Aqua America, Inc. | 1,500 | $67 | 0.1% | $34.00 | — | Com | 03836W103 |
| CVS | CVS Health Corp | 960 | $61 | 0.0% | $55.43 | -12.7% | Com | 126650100 |
| ABBV | AbbVie Inc. | 800 | $61 | 0.0% | $57.56 | -8.6% | Com | 00287Y109 |
| — | ACREAGE HOLDINGS INC SUB | 8,117 | $60 | 0.0% | $7.39 | — | Com | 00489Y402 |
| MCHP | Microchip Technology Inc | 650 | $60 | 0.0% | $40.19 | +0.0% | Com | 595017104 |
| BMY | Bristol Myers Squibb Co | 1,060 | $54 | 0.0% | $40.63 | -9.5% | Com | 110122108 |
| AMGN | Amgen Inc. | 270 | $52 | 0.0% | $140.24 | +12.7% | Com | 031162100 |
| VZ | Verizon Communications | 820 | $49 | 0.0% | $32.21 | +25.6% | Com | 92343V104 |
| ADP | Automatic Data Processing Inc | 300 | $48 | 0.0% | $107.77 | +33.6% | Com | 053015103 |
| PNC | PNC Financial Services Group | 330 | $46 | 0.0% | $111.60 | -3.5% | Com | 693475105 |
| STZ | Constellation Brands Inc. Cl A | 209 | $43 | 0.0% | $197.02 | -8.2% | Com | 21036P108 |
| — | INTERNAP CORP | 15,979 | $41 | 0.0% | $11.63 | — | Com | 45885A409 |
| VOO | Vanguard 500 ETF | 140 | $38 | 0.0% | $250.31 | — | Com | 922908363 |
| COP | ConocoPhillips | 650 | $37 | 0.0% | $51.80 | -12.5% | Com | 20825C104 |
| WEX | Wex Inc | 169 | $34 | 0.0% | $178.33 | +16.2% | Com | 96208T104 |
| WFC | Wells Fargo & Co | 647 | $33 | 0.0% | $39.89 | -0.2% | Com | 949746101 |
| PSX | Phillips 66 | 325 | $33 | 0.0% | $83.14 | -7.1% | Com | 718546104 |
| XYZ | Square, Inc. | 521 | $32 | 0.0% | $59.17 | +14.8% | Com | 852234103 |
| SO | Southern Company | 503 | $31 | 0.0% | $41.35 | +9.5% | Com | 842587107 |
| CAC | Camden National Corp | 658 | $29 | 0.0% | $33.62 | -0.7% | Com | 133034108 |
| INTU | Intuit Com | 93 | $25 | 0.0% | $221.02 | +19.4% | Com | 461202103 |
| — | CyberArk Software Ltd | 255 | $25 | 0.0% | $121.57 | — | Com | M2682V108 |
| — | Citigroup Global Mkts Hlds Inc 02/26/21 | 2,500 | $24 | 0.0% | $8.40 | — | Com | 17326K312 |
| ALC | Alcon Inc. | 415 | $24 | 0.0% | $57.87 | +2.2% | Com | H01301128 |
| WMT | Walmart Stores Inc | 200 | $24 | 0.0% | $28.34 | +21.6% | Com | 931142103 |
| ADBE | Adobe Systems Incorporated | 80 | $22 | 0.0% | $236.55 | +23.4% | Com | 00724F101 |
| TRNO | Terreno Realty Corp REIT | 426 | $22 | 0.0% | $37.56 | — | Com | 88146M101 |
| — | HSBC USA Inc 12/02/20 | 2,500 | $21 | 0.0% | $8.40 | — | Com | 40435J505 |
| CRM | Salesforce.com Inc. | 136 | $20 | 0.0% | $142.26 | +5.5% | Com | 79466L302 |
| VMC | Vulcan Materials Company | 127 | $19 | 0.0% | $115.27 | +16.0% | Com | 929160109 |
| — | COVETRUS INC NPV | 1,510 | $18 | 0.0% | $31.86 | — | Com | 22304C100 |
| ARI | Apollo Commercial Real Estate REIT | 922 | $18 | 0.0% | $19.52 | — | Com | 03762U105 |
| — | Suntrust Banks Inc | 242 | $17 | 0.0% | $65.52 | — | Com | 867914103 |
| SSNC | Ss&c Technologies Hldgs Inc | 322 | $17 | 0.0% | $55.62 | -8.1% | Com | 78467J100 |
| SKY | Skyline Corporation | 495 | $15 | 0.0% | $28.77 | +0.6% | Com | 830830105 |
| WY | Weyerhaeuser Co. | 483 | $13 | 0.0% | $20.52 | 0.0% | Com | 962166104 |
| — | Fortress Trans & Infr Investors LLC | 760 | $12 | 0.0% | $13.30 | — | Com | 34960P101 |
| — | Slack Technologies Inc | 500 | $12 | 0.0% | $24.00 | — | Com | 83088V102 |
| CI | Cigna Corp | 75 | $11 | 0.0% | $143.34 | +3.9% | Com | 125523100 |
| — | Rhinomed LTD Australian Exchange | 61,131 | $10 | 0.0% | $0.13 | — | Com | Q8135V195 |
| — | General Electric Corp | 1,100 | $10 | 0.0% | $27.44 | — | Com | 369604103 |
| — | Patriot Transportation Holdings, Inc. | 500 | $9 | 0.0% | $22.00 | — | Com | 70338W105 |
| NOW | Servicenow Inc | 37 | $9 | 0.0% | $52.56 | +3.5% | Com | 81762P102 |
| EXPE | Expedia Inc. | 67 | $9 | 0.0% | $112.77 | +15.2% | Com | 30212P303 |
| — | Core Laboratories NV | 200 | $9 | 0.0% | $125.00 | — | Com | N22717107 |
| — | Reality Shares Nasdaq NexGen Economy ETF | 312 | $7 | 0.0% | $25.64 | — | Com | 75605A702 |
| MDY | SPDR S&P MidCap 400 ETF | 18 | $6 | 0.0% | $333.33 | — | Com | 78467Y107 |
| EOG | EOG Res Inc | 61 | $5 | 0.0% | $87.81 | -30.0% | Com | 26875P101 |
| — | FleetCor Technologies, Inc. | 16 | $5 | 0.0% | $229.17 | — | Com | 339041105 |
| — | GS Finance Corp | 2,500 | $5 | 0.0% | $4.80 | — | Com | 36251U525 |
| SEDG | SolarEdge Technologies, Inc. | 62 | $5 | 0.0% | $74.55 | 0.0% | Com | 83417M104 |
| PINS | Pinterest Inc | 186 | $5 | 0.0% | $29.95 | 0.0% | Com | 72352L106 |
| DIS | Walt Disney Co New | 37 | $5 | 0.0% | $128.01 | +4.9% | Com | 254687106 |
| TSM | Taiwan Semiconductor Manufacturing | 76 | $4 | 0.0% | $39.47 | — | Com | 874039100 |
| FDX | Fedex Corporation | 30 | $4 | 0.0% | $215.41 | -33.5% | Com | 31428X106 |
| META | Facebook Inc-A | 25 | $4 | 0.0% | $181.44 | +4.0% | Com | 30303M102 |
| — | Senior Housing Property Trust | 294 | $3 | 0.0% | $17.99 | — | Com | 81721M109 |
| INCY | Incyte Corp | 46 | $3 | 0.0% | $80.26 | +0.7% | Com | 45337C102 |
| — | Linde PLC | 13 | $3 | 0.0% | $156.36 | — | Com | G5494J103 |
| OXY | Occidental Petroleum Corp | 44 | $2 | 0.0% | $66.34 | -37.1% | Com | 674599105 |
| CMG | Chipotle Mexican Grill, Inc. | 2 | $2 | 0.0% | $11.60 | +37.5% | Com | 169656105 |
| CLCL | Calcol Inc. | 268,750 | $1 | 0.0% | $0.01 | -30.5% | Com | 128699105 |
| — | Apollo Global Management, Inc. | 23 | $1 | 0.0% | $43.48 | — | Com | 03768E105 |
| VEU | Vanguard FTSE All-World ex US ETF | 26 | $1 | 0.0% | $38.46 | — | Com | 922042775 |
| VO | Vanguard Mid-Cap ETF | 4 | $1 | 0.0% | $250.00 | — | Com | 922908629 |
| DES | Wisdom Tree SmallCap Dividend ETF | 21 | $1 | 0.0% | $47.62 | — | Com | 97717W604 |
| VTI | Vanguard Total Stock Market ETF | 6 | $1 | 0.0% | $166.67 | — | Com | 922908769 |
| BX | The Blackstone Group Inc. | 30 | $1 | 0.0% | $31.77 | +23.5% | Com | 09260D107 |
| SLB | Schlumberger LTD | 35 | $1 | 0.0% | $55.08 | -43.8% | Com | 806857108 |
| SPY | SPDR S&P 500 EFT | 5 | $1 | 0.0% | $249.96 | — | Com | 78462F103 |
| — | Emergent Capital | 300 | $0 | 0.0% | — | — | Com | 29102N105 |
| — | Sculptor Capital Management | 25 | $0 | 0.0% | — | — | Com | 811246107 |
| TKVR | EVCI Career Colleges Holding Corp. | 3,334 | $0 | 0.0% | $0.00 | +36.5% | Com | 26926P308 |
| — | Sanofi Contingent Value Rights | 100 | $0 | 0.0% | — | — | Com | 80105N113 |
| WAB | Wabtec Corp. | 4 | $0 | 0.0% | $69.17 | -1.0% | Com | 929740108 |
| INVH | Invitation Homes Inc. | 14 | $0 | 0.0% | $18.40 | +27.6% | Com | 46187W107 |
| — | North American Palladium Ltd | 12 | $0 | 0.0% | — | — | Com | 65704X109 |
| MX | Magnachip Semiconductor Corp | 35 | $0 | 0.0% | $10.35 | +1.5% | Com | 55933J203 |
| — | BP Prudhoe Bay Royalty Trust | 24 | $0 | 0.0% | $41.67 | — | Com | 055630107 |
| — | Arlington Asset Investment Corp. | 40 | $0 | 0.0% | $11.76 | — | Com | 041356205 |