Baron Financial Group, LLC Diversified Active

CIK: 0001832093 · Show all filings

Period: Q3 2020 (Next →)

Filing Date: Nov 13, 2020

Total Value ($000): $106,417,479 (100.0% shares, 0.0% debt)

Holdings (294)

IWM iShares Russell 2000 Index 13.3%
Value ($000) $14,112,924 Shares 94,218 Est. Cost $149790.11 Unrealized
SPY SPDR S&P 500 10.0%
Value ($000) $10,683,996 Shares 31,903 Est. Cost $334890.00 Unrealized
MTUM iShares Edge MSCI USA Momentum Fctr ETF 6.4%
Value ($000) $6,844,519 Shares 46,435 Est. Cost $147400.00 Unrealized
CWB SPDR Barclays ETF 6.1%
Value ($000) $6,524,572 Shares 94,710 Est. Cost $68890.00 Unrealized
EFA iShares MSCI Eafe Index 4.9%
Value ($000) $5,254,406 Shares 82,552 Est. Cost $63649.65 Unrealized
GLD SPDR Gold Trust 4.0%
Value ($000) $4,215,633 Shares 23,801 Est. Cost $177120.00 Unrealized
EEM iShares MSCI Emerging Markets Index 3.8%
Value ($000) $4,080,515 Shares 92,550 Est. Cost $44089.84 Unrealized
IWF iShares Russell 1000 Growth Index 3.5%
Value ($000) $3,717,278 Shares 17,139 Est. Cost $216890.02 Unrealized
BWX SPDR Series Trust ETF 3.4%
Value ($000) $3,625,526 Shares 122,195 Est. Cost $29670.00 Unrealized
VNQ Vanguard Reit Index ETF 3.3%
Value ($000) $3,548,537 Shares 44,941 Est. Cost $78959.91 Unrealized
VHT Vanguard Health Care 3.3%
Value ($000) $3,465,348 Shares 16,987 Est. Cost $204000.00 Unrealized
CGW Guggenheim S&P Global 3.0%
Value ($000) $3,239,979 Shares 78,355 Est. Cost $41350.00 Unrealized
FAN First Trust Global 2.8%
Value ($000) $2,985,008 Shares 170,280 Est. Cost $17530.00 Unrealized
MDY SPDR S&P Midcap 400 2.7%
Value ($000) $2,890,563 Shares 8,531 Est. Cost $338830.50 Unrealized
VTIP Vanguard Short Inflation 2.6%
Value ($000) $2,805,335 Shares 54,985 Est. Cost $51020.00 Unrealized
IWD iShares Russell 1000 Value Index 2.3%
Value ($000) $2,407,138 Shares 20,377 Est. Cost $118130.15 Unrealized
QAI IQ Hedge Multi Strat ETF 1.9%
Value ($000) $1,992,502 Shares 64,295 Est. Cost $30990.00 Unrealized
FDN First Trust Dow Jones Internet ETF 1.5%
Value ($000) $1,613,423 Shares 8,567 Est. Cost $188329.98 Unrealized
IJR iShares S&P Smallcap 600 Index 1.4%
Value ($000) $1,535,579 Shares 21,865 Est. Cost $70230.00 Unrealized
IQLT iShares Edge MSCI Intl Quality Fctr ETF 1.4%
Value ($000) $1,511,829 Shares 48,255 Est. Cost $31330.00 Unrealized
VTI Vanguard Total Stock Mkt 1.3%
Value ($000) $1,350,158 Shares 7,928 Est. Cost $170302.47 Unrealized
IJH iShares S&P Midcap 400 Index 1.1%
Value ($000) $1,212,669 Shares 6,544 Est. Cost $185310.06 Unrealized
DSI iShares MSCI KLD 400 Social ETF 1.1%
Value ($000) $1,138,115 Shares 8,895 Est. Cost $127949.97 Unrealized
IEMG Ishares Core Msci 1.0%
Value ($000) $1,037,942 Shares 19,658 Est. Cost $52799.98 Unrealized
ESGD iShares ESG MSCI EAFE ETF 0.9%
Value ($000) $997,588 Shares 15,715 Est. Cost $63479.99 Unrealized
ESGE iShares ESG MSCI EM ETF 0.9%
Value ($000) $991,026 Shares 27,830 Est. Cost $35609.99 Unrealized
AAPL Apple Computer Inc 0.8%
Value ($000) $827,694 Shares 7,147 Est. Cost $105.97 Unrealized 0.0%
IBM International Business Machines 0.6%
Value ($000) $622,453 Shares 5,116 Est. Cost $93.86 Unrealized 0.0%
BSV Vanguard Bond Index Fund 0.4%
Value ($000) $463,668 Shares 5,583 Est. Cost $83049.98 Unrealized
MSFT Microsoft Corp 0.4%
Value ($000) $458,812 Shares 2,181 Est. Cost $200.75 Unrealized 0.0%
CL Colgate-Palmolive Co 0.4%
Value ($000) $427,257 Shares 5,538 Est. Cost $67.34 Unrealized 0.0%
BRK/B Berkshire Hathaway Cl B 0.4%
Value ($000) $426,945 Shares 2,005 Est. Cost $204.56 Unrealized 0.0%
SCHH Sch Us Reit ETF 0.4%
Value ($000) $415,951 Shares 11,760 Est. Cost $35369.98 Unrealized
IEFA iShares Core MSCI Eafe 0.3%
Value ($000) $354,145 Shares 5,875 Est. Cost $60280.00 Unrealized
XOM Exxon Mobil Corporation 0.3%
Value ($000) $285,111 Shares 8,305 Est. Cost $32.32 Unrealized 0.0%
PFE Pfizer Incorporated 0.2%
Value ($000) $260,030 Shares 7,085 Est. Cost $27.11 Unrealized 0.0%
AGG iShares Barclays Aggregate Bond 0.2%
Value ($000) $244,384 Shares 2,070 Est. Cost $118059.91 Unrealized
JNJ Johnson & Johnson 0.2%
Value ($000) $230,272 Shares 1,547 Est. Cost $127.01 Unrealized 0.0%
SUB Ishares Short Term Ntnl 0.2%
Value ($000) $227,551 Shares 2,105 Est. Cost $108100.23 Unrealized
VIG Vanguard Div Apprciation 0.2%
Value ($000) $212,289 Shares 1,650 Est. Cost $128660.00 Unrealized
VGT Vanguard Information 0.2%
Value ($000) $208,049 Shares 668 Est. Cost $311450.60 Unrealized
ABT Abbott Laboratories 0.2%
Value ($000) $184,793 Shares 1,698 Est. Cost $92.34 Unrealized 0.0%
ADP Auto Data Processing 0.2%
Value ($000) $184,358 Shares 1,322 Est. Cost $125.00 Unrealized 0.0%
PEG Pub Svc Enterprise Group 0.2%
Value ($000) $182,741 Shares 3,328 Est. Cost $44.10 Unrealized 0.0%
MUB iShares Nationl Amt Free 0.2%
Value ($000) $176,159 Shares 1,520 Est. Cost $115894.08 Unrealized
ARCC Ares Capital Corp 0.2%
Value ($000) $162,459 Shares 11,646 Est. Cost $8.55 Unrealized 0.0%
BDX Becton Dickinson & Co 0.1%
Value ($000) $155,736 Shares 669 Est. Cost $225.34 Unrealized 0.0%
MRK Merck & Co. Inc. 0.1%
Value ($000) $146,656 Shares 1,768 Est. Cost $65.93 Unrealized 0.0%
XLV Sector SPDR Health Fund 0.1%
Value ($000) $138,812 Shares 1,316 Est. Cost $105480.24 Unrealized
JPM JP Morgan 0.1%
Value ($000) $134,778 Shares 1,400 Est. Cost $85.44 Unrealized 0.0%
Nuveen Insured Tx Free A 0.1%
Value ($000) $134,251 Shares 9,362 Est. Cost $14339.99 Unrealized
DTD Wisdomtree Total 0.1%
Value ($000) $131,538 Shares 1,400 Est. Cost $93955.71 Unrealized
VEA Vanguard Ftse Developed 0.1%
Value ($000) $130,757 Shares 3,197 Est. Cost $40899.91 Unrealized
PG Proctor & Gamble 0.1%
Value ($000) $128,427 Shares 924 Est. Cost $116.35 Unrealized 0.0%
VUG Vanguard Growth 0.1%
Value ($000) $123,137 Shares 541 Est. Cost $227609.98 Unrealized
ABBV AbbVie Inc 0.1%
Value ($000) $122,013 Shares 1,393 Est. Cost $76.31 Unrealized 0.0%
BX Blackstone Group LP 0.1%
Value ($000) $120,060 Shares 2,300 Est. Cost $44.51 Unrealized 0.0%
VBR Vanguard Small Cap Value 0.1%
Value ($000) $104,435 Shares 944 Est. Cost $110630.30 Unrealized
TIPZ PIMCO Broad Us Tips 0.1%
Value ($000) $103,784 Shares 1,600 Est. Cost $64865.00 Unrealized
UNH Unitedhealth Group Inc 0.1%
Value ($000) $100,702 Shares 323 Est. Cost $281.21 Unrealized 0.0%
iShares Gold Trust 0.1%
Value ($000) $94,358 Shares 5,245 Est. Cost $17990.09 Unrealized
RSP Guggenheim S&P 500 Equal Weight 0.1%
Value ($000) $94,086 Shares 870 Est. Cost $108144.83 Unrealized
Unilever Nv Ny Shs Newf 0.1%
Value ($000) $91,204 Shares 1,510 Est. Cost $60400.00 Unrealized
CSCO Cisco Systems Inc 0.1%
Value ($000) $88,667 Shares 2,251 Est. Cost $37.06 Unrealized 0.0%
IVW iShares S&P 500 Growth Index 0.1%
Value ($000) $88,134 Shares 381 Est. Cost $231322.83 Unrealized
AZN Astrazeneca Plc ADR 0.1%
Value ($000) $87,680 Shares 1,600 Est. Cost $54800.00 Unrealized
BA Boeing Co 0.1%
Value ($000) $82,630 Shares 500 Est. Cost $170.43 Unrealized 0.0%
LQD iShares Iboxx Investop 0.1%
Value ($000) $82,173 Shares 610 Est. Cost $134709.84 Unrealized
VTV Vanguard Value 0.1%
Value ($000) $75,561 Shares 723 Est. Cost $104510.38 Unrealized
DIS Disney Walt Hldg Co 0.1%
Value ($000) $74,105 Shares 597 Est. Cost $122.12 Unrealized 0.0%
ICF iShares Cohen & Steers Realty Majors 0.1%
Value ($000) $67,939 Shares 666 Est. Cost $102010.51 Unrealized
WMT Walmart Common Stock 0.1%
Value ($000) $67,157 Shares 480 Est. Cost $41.31 Unrealized 0.0%
VCSH Vanguard Short-Term Corporate Bond ETF 0.1%
Value ($000) $66,280 Shares 800 Est. Cost $82850.00 Unrealized
VOE Vanguard Mid Cap Value 0.1%
Value ($000) $65,891 Shares 650 Est. Cost $101370.77 Unrealized
VWO Vanguard Emerging Market 0.1%
Value ($000) $64,990 Shares 1,503 Est. Cost $43240.19 Unrealized
UPS United Parcel Service B 0.1%
Value ($000) $64,986 Shares 390 Est. Cost $117.34 Unrealized 0.0%
XLY Sector SPDR Consumer Fd 0.1%
Value ($000) $63,495 Shares 432 Est. Cost $146979.17 Unrealized
NKE Nike Inc Class B 0.1%
Value ($000) $62,770 Shares 500 Est. Cost $99.64 Unrealized 0.0%
IVV iShares S&P 500 Index 0.1%
Value ($000) $60,827 Shares 181 Est. Cost $336060.78 Unrealized
BR Broadridge Financial Solutions Inc. 0.1%
Value ($000) $58,477 Shares 443 Est. Cost $122.11 Unrealized 0.0%
AIG American Intl Group Inc 0.1%
Value ($000) $57,152 Shares 2,076 Est. Cost $26.13 Unrealized 0.0%
CAT Caterpillar Inc 0.0%
Value ($000) $52,203 Shares 350 Est. Cost $126.81 Unrealized 0.0%
HON Honeywell International 0.0%
Value ($000) $51,852 Shares 315 Est. Cost $133.22 Unrealized 0.0%
AMGN Amgen Incorporated 0.0%
Value ($000) $50,832 Shares 200 Est. Cost $209.54 Unrealized 0.0%
BAC Bank Of America Corp 0.0%
Value ($000) $49,695 Shares 2,063 Est. Cost $21.82 Unrealized 0.0%
AXP American Express Stock 0.0%
Value ($000) $48,220 Shares 481 Est. Cost $91.89 Unrealized 0.0%
XLRE Real Estate Select Sctr 0.0%
Value ($000) $47,297 Shares 1,341 Est. Cost $35269.95 Unrealized
GOOGL Alphabet Inc Class A 0.0%
Value ($000) $46,899 Shares 32 Est. Cost $75.62 Unrealized 0.0%
PGX Powershares Exch Trad Fd Preferred 0.0%
Value ($000) $46,881 Shares 3,183 Est. Cost $14728.56 Unrealized
PYPL Paypal Holdings Inco 0.0%
Value ($000) $45,317 Shares 230 Est. Cost $187.90 Unrealized 0.0%
SYY Sysco Corporation 0.0%
Value ($000) $43,554 Shares 700 Est. Cost $50.42 Unrealized 0.0%
NFLX Netflix Inc 0.0%
Value ($000) $41,502 Shares 83 Est. Cost $49.77 Unrealized 0.0%
NEE Nextera Energy Inc. 0.0%
Value ($000) $41,061 Shares 148 Est. Cost $60.28 Unrealized 0.0%
FMS Fresenius Med Care ADR 0.0%
Value ($000) $40,781 Shares 960 Est. Cost $42480.21 Unrealized
Wells Fargo & Co 0.0%
Value ($000) $40,262 Shares 30 Est. Cost $1342066.60 Unrealized
PGF Invesco Financial Preferred ETF 0.0%
Value ($000) $39,743 Shares 2,121 Est. Cost $18737.86 Unrealized
VXUS Vanguard Total International Stock ETF 0.0%
Value ($000) $38,814 Shares 744 Est. Cost $52169.36 Unrealized
KO Coca Cola 0.0%
Value ($000) $38,212 Shares 774 Est. Cost $40.79 Unrealized 0.0%
SPLV Powershares S&P 500 Low 0.0%
Value ($000) $37,548 Shares 700 Est. Cost $53640.00 Unrealized
MDLZ Mondelez Intl Inc Cl A 0.0%
Value ($000) $37,113 Shares 646 Est. Cost $48.56 Unrealized 0.0%
MBB iShares MBS 0.0%
Value ($000) $34,997 Shares 317 Est. Cost $110400.63 Unrealized
VZ Verizon Communications 0.0%
Value ($000) $34,802 Shares 585 Est. Cost $42.57 Unrealized 0.0%
PEP Pepsico Inc. 0.0%
Value ($000) $34,675 Shares 250 Est. Cost $115.17 Unrealized 0.0%
Providence Service C 0.0%
Value ($000) $34,563 Shares 372 Est. Cost $92911.29 Unrealized
NICE Nice Ltd 0.0%
Value ($000) $34,055 Shares 150 Est. Cost $227033.33 Unrealized
TXN Texas Instruments Inc 0.0%
Value ($000) $33,694 Shares 236 Est. Cost $116.84 Unrealized 0.0%
INTC Intel Corp 0.0%
Value ($000) $33,561 Shares 648 Est. Cost $46.53 Unrealized 0.0%
XLC SELECT SECTOR SPDR TR 0.0%
Value ($000) $33,145 Shares 558 Est. Cost $59399.64 Unrealized
MCD Mc Donalds Corp. 0.0%
Value ($000) $32,924 Shares 150 Est. Cost $181.40 Unrealized 0.0%
VCR Vanguard Consumer 0.0%
Value ($000) $32,847 Shares 140 Est. Cost $234621.42 Unrealized
AMZN Amazon Com Inc 0.0%
Value ($000) $31,487 Shares 10 Est. Cost $157.65 Unrealized 0.0%
PRF Powershares Ftse Rafi Us 1000 0.0%
Value ($000) $30,154 Shares 265 Est. Cost $113788.68 Unrealized
CNC Centene Corp 0.0%
Value ($000) $29,982 Shares 514 Est. Cost $62.12 Unrealized 0.0%
APD Air Prod & Chemicals Inc 0.0%
Value ($000) $29,786 Shares 100 Est. Cost $251.75 Unrealized 0.0%
ORCL Oracle Corporation 0.0%
Value ($000) $29,711 Shares 498 Est. Cost $52.75 Unrealized 0.0%
XYZ Square Inc 0.0%
Value ($000) $29,259 Shares 180 Est. Cost $141.19 Unrealized 0.0%
MUSA Murphy Usa Inc 0.0%
Value ($000) $28,989 Shares 226 Est. Cost $128.55 Unrealized 0.0%
MMM 3M Company 0.0%
Value ($000) $28,032 Shares 175 Est. Cost $110.37 Unrealized 0.0%
JCI Johnson Controls International plc 0.0%
Value ($000) $27,574 Shares 675 Est. Cost $35.18 Unrealized 0.0%
MO Altria Group, Inc. 0.0%
Value ($000) $27,048 Shares 700 Est. Cost $27.18 Unrealized 0.0%
EOG Eog Resources Inc 0.0%
Value ($000) $26,308 Shares 732 Est. Cost $34.85 Unrealized 0.0%
YUM Yum! Brands Inc 0.0%
Value ($000) $25,044 Shares 274 Est. Cost $83.37 Unrealized 0.0%
VBK Vanguard Small Cap Grwth 0.0%
Value ($000) $23,857 Shares 111 Est. Cost $214927.92 Unrealized
MA Mastercard Inc 0.0%
Value ($000) $23,672 Shares 70 Est. Cost $315.67 Unrealized 0.0%
GOOG Alphabet Inc Class C 0.0%
Value ($000) $23,514 Shares 16 Est. Cost $75.72 Unrealized 0.0%
VB Vanguard Small Cap 0.0%
Value ($000) $23,070 Shares 150 Est. Cost $153800.00 Unrealized
Ampio Pharmaceuticals Inc 0.0%
Value ($000) $22,490 Shares 23,500 Est. Cost $957.02 Unrealized
ITW Illinois Tool Works Inc 0.0%
Value ($000) $22,219 Shares 115 Est. Cost $167.30 Unrealized 0.0%
Investors Bancorp Inc 0.0%
Value ($000) $22,216 Shares 3,060 Est. Cost $7260.13 Unrealized
AIVL Wisdom Tree Dividend Ex 0.0%
Value ($000) $21,254 Shares 282 Est. Cost $75368.80 Unrealized
IBB iShares Nasdaq 0.0%
Value ($000) $21,124 Shares 156 Est. Cost $135410.25 Unrealized
OGE OGE Energy Cp Hldg 0.0%
Value ($000) $20,243 Shares 675 Est. Cost $31.47 Unrealized 0.0%
SEE Sealed Air Corp New 0.0%
Value ($000) $20,050 Shares 517 Est. Cost $34.44 Unrealized 0.0%
HE Hawaiian Elec Industries 0.0%
Value ($000) $19,944 Shares 600 Est. Cost $35.06 Unrealized 0.0%
XLU Sector SPDR Util Select 0.0%
Value ($000) $19,892 Shares 335 Est. Cost $59379.11 Unrealized
Grace W R & Co New 0.0%
Value ($000) $19,824 Shares 492 Est. Cost $40292.68 Unrealized
CME Cme Group Inc Cl A 0.0%
Value ($000) $19,743 Shares 118 Est. Cost $136.26 Unrealized 0.0%
PCAR Paccar Inc. 0.0%
Value ($000) $19,614 Shares 230 Est. Cost $45.96 Unrealized 0.0%
SCHE Schw Emg Mkt Eq ETF 0.0%
Value ($000) $19,481 Shares 728 Est. Cost $26759.62 Unrealized
GILD Gilead Sciences Inc 0.0%
Value ($000) $18,957 Shares 300 Est. Cost $56.12 Unrealized 0.0%
ROST Ross Stores Inc 0.0%
Value ($000) $18,664 Shares 200 Est. Cost $84.86 Unrealized 0.0%
META Facebook Inc Class A 0.0%
Value ($000) $18,333 Shares 70 Est. Cost $256.10 Unrealized 0.0%
CVX Chevron Texaco Corp 0.0%
Value ($000) $17,856 Shares 248 Est. Cost $66.50 Unrealized 0.0%
T AT&T Corp. Com. 0.0%
Value ($000) $16,877 Shares 592 Est. Cost $15.56 Unrealized 0.0%
CCL Carnival Corp New 0.0%
Value ($000) $16,698 Shares 1,100 Est. Cost $15.46 Unrealized 0.0%
AEP Amer Electric Pwr Co Inc 0.0%
Value ($000) $16,346 Shares 200 Est. Cost $67.80 Unrealized 0.0%
PPL Ppl Corporation 0.0%
Value ($000) $15,871 Shares 583 Est. Cost $21.68 Unrealized 0.0%
EBAY Ebay Inc 0.0%
Value ($000) $15,630 Shares 300 Est. Cost $50.23 Unrealized 0.0%
ACN Accenture Plc Cl A 0.0%
Value ($000) $15,593 Shares 69 Est. Cost $212.28 Unrealized 0.0%
SCHP Sch Us Tips ETF 0.0%
Value ($000) $15,592 Shares 253 Est. Cost $61628.46 Unrealized
AMLP Alps Alerian Mlp ETF 0.0%
Value ($000) $15,365 Shares 769 Est. Cost $19980.49 Unrealized
UGI Ugi Corporation New 0.0%
Value ($000) $14,841 Shares 450 Est. Cost $33.17 Unrealized 0.0%
LLY Lilly Eli & Company 0.0%
Value ($000) $14,802 Shares 100 Est. Cost $145.78 Unrealized 0.0%
PSK Spdr Wells Fargo 0.0%
Value ($000) $13,910 Shares 320 Est. Cost $43468.75 Unrealized
ZBH Zimmer Biomet Hldgs 0.0%
Value ($000) $13,614 Shares 100 Est. Cost $124.98 Unrealized 0.0%
MUR Murphy Oil Corp Hldg 0.0%
Value ($000) $13,523 Shares 1,516 Est. Cost $10.62 Unrealized 0.0%
Twitter Inc 0.0%
Value ($000) $13,350 Shares 300 Est. Cost $44500.00 Unrealized
TM Toyota Motor Cp ADR Newf 0.0%
Value ($000) $13,244 Shares 100 Est. Cost $132440.00 Unrealized
UDR UDR Inc 0.0%
Value ($000) $13,044 Shares 400 Est. Cost $28.71 Unrealized 0.0%
TIP iShares Tr Barclays Tips 0.0%
Value ($000) $12,524 Shares 99 Est. Cost $126505.05 Unrealized
YUMC Yum China Holdings I 0.0%
Value ($000) $12,496 Shares 236 Est. Cost $52.92 Unrealized 0.0%
DISH Network Corp 0.0%
Value ($000) $11,641 Shares 401 Est. Cost $29029.93 Unrealized
Workhorse Group Inc Com 0.0%
Value ($000) $11,376 Shares 450 Est. Cost $25280.00 Unrealized
Lab Cp Of Amer Hldg New 0.0%
Value ($000) $11,296 Shares 60 Est. Cost $188266.67 Unrealized
REGN Regeneron Pharmaceuticals Inc 0.0%
Value ($000) $11,196 Shares 20 Est. Cost $602.99 Unrealized 0.0%
SLV iShares Silver Trust 0.0%
Value ($000) $11,123 Shares 514 Est. Cost $21640.08 Unrealized
SCHM Sch Us Mid-Cap ETF 0.0%
Value ($000) $11,096 Shares 200 Est. Cost $55480.00 Unrealized
ASML Asml Holding Nv New 0.0%
Value ($000) $11,078 Shares 30 Est. Cost $369266.66 Unrealized
CVS CVS Caremark Corp 0.0%
Value ($000) $10,833 Shares 186 Est. Cost $52.38 Unrealized 0.0%
NSC Norfolk Southern Corp 0.0%
Value ($000) $10,700 Shares 50 Est. Cost $179.92 Unrealized 0.0%
SBUX Starbucks Corp 0.0%
Value ($000) $10,310 Shares 120 Est. Cost $70.79 Unrealized 0.0%
PLD Prologis Inc 0.0%
Value ($000) $10,062 Shares 100 Est. Cost $86.18 Unrealized 0.0%
FDX Fedex Corporation 0.0%
Value ($000) $10,061 Shares 40 Est. Cost $180.94 Unrealized 0.0%
DHR Danaher Corp 0.0%
Value ($000) $9,690 Shares 45 Est. Cost $173.71 Unrealized 0.0%
G C P Applied Techno 0.0%
Value ($000) $9,595 Shares 458 Est. Cost $20949.78 Unrealized
WY Weyerhaeuser Co 0.0%
Value ($000) $9,554 Shares 335 Est. Cost $22.32 Unrealized 0.0%
PRU Prudential Financial Inc 0.0%
Value ($000) $9,528 Shares 150 Est. Cost $50.42 Unrealized 0.0%
Nuveen Nj Div Ad Muni Fd 0.0%
Value ($000) $9,485 Shares 701 Est. Cost $13530.67 Unrealized
IWO iShares Russell 2000 Growth Index 0.0%
Value ($000) $9,304 Shares 42 Est. Cost $221523.81 Unrealized
BIL SPDR SER TR 0.0%
Value ($000) $9,152 Shares 100 Est. Cost $91520.00 Unrealized
DE Deere & Co 0.0%
Value ($000) $8,865 Shares 40 Est. Cost $179.78 Unrealized 0.0%
BK Bank Of Ny Mellon Cp New 0.0%
Value ($000) $8,860 Shares 258 Est. Cost $31.18 Unrealized 0.0%
GD General Dynamics Corp 0.0%
Value ($000) $8,831 Shares 64 Est. Cost $131.04 Unrealized 0.0%
PNC Financial Services Group Inc 0.0%
Value ($000) $8,698 Shares 327 Est. Cost $26599.39 Unrealized
SHY iShares Tr Barclays Bond 0.0%
Value ($000) $8,316 Shares 96 Est. Cost $86625.00 Unrealized
US Bancorp 0.0%
Value ($000) $8,312 Shares 312 Est. Cost $26641.03 Unrealized
SHV iShares Short Treasury Bond 0.0%
Value ($000) $7,638 Shares 69 Est. Cost $110695.65 Unrealized
STIP iShares 0-5 Year TIPS Bond ETF 0.0%
Value ($000) $7,596 Shares 73 Est. Cost $104054.80 Unrealized
General Electric 0.0%
Value ($000) $7,580 Shares 1,217 Est. Cost $6228.43 Unrealized
SPEM SPDR Portfolio Emerging Markets ETF 0.0%
Value ($000) $7,531 Shares 206 Est. Cost $36558.25 Unrealized
DOW Dow Chemical Company 0.0%
Value ($000) $7,387 Shares 157 Est. Cost $33.48 Unrealized 0.0%
Royal Dutch Shell PLC 0.0%
Value ($000) $7,266 Shares 300 Est. Cost $24220.00 Unrealized
SCHW The Charles Schwab Corp 0.0%
Value ($000) $7,246 Shares 200 Est. Cost $32.40 Unrealized 0.0%
CRMD Cormedix Inc 0.0%
Value ($000) $6,030 Shares 1,000 Est. Cost $5.02 Unrealized 0.0%
Nfj Dividend Interest Fd 0.0%
Value ($000) $5,912 Shares 501 Est. Cost $11800.40 Unrealized
Reinsurance Group of America Inc 0.0%
Value ($000) $5,849 Shares 224 Est. Cost $26111.61 Unrealized
FCF 1St Comnwlth Finl Co 0.0%
Value ($000) $5,712 Shares 738 Est. Cost $6.54 Unrealized 0.0%
IYR iShares US Real Estate 0.0%
Value ($000) $5,669 Shares 71 Est. Cost $79845.07 Unrealized
EWC iShares MSCI Cda Idx Fd 0.0%
Value ($000) $5,482 Shares 200 Est. Cost $27410.00 Unrealized
IJT iShares S&P Smll Cap 600 0.0%
Value ($000) $5,470 Shares 31 Est. Cost $176451.61 Unrealized
SO The Southern Company 0.0%
Value ($000) $5,422 Shares 100 Est. Cost $43.54 Unrealized 0.0%
NVAX Novavax Inc 0.0%
Value ($000) $5,418 Shares 50 Est. Cost $121.82 Unrealized 0.0%
EPR Epr Properties 0.0%
Value ($000) $5,170 Shares 188 Est. Cost $27500.00 Unrealized
TCX Tucows Inc 0.0%
Value ($000) $5,168 Shares 75 Est. Cost $64.69 Unrealized 0.0%
BLNK Blink Charging Co 0.0%
Value ($000) $5,155 Shares 500 Est. Cost $8.14 Unrealized 0.0%
VDE Vanguard Energy 0.0%
Value ($000) $5,039 Shares 125 Est. Cost $40312.00 Unrealized
SCHC Schw Intl Scap ETF 0.0%
Value ($000) $4,880 Shares 150 Est. Cost $32533.33 Unrealized
Gw Pharmaceutic Plc 0.0%
Value ($000) $4,868 Shares 50 Est. Cost $97360.00 Unrealized
HPE Hewlett Packard Enterprise Co 0.0%
Value ($000) $4,685 Shares 500 Est. Cost $8.08 Unrealized 0.0%
FREL FIDELITY COVINGTON TRUST 0.0%
Value ($000) $4,630 Shares 197 Est. Cost $23502.54 Unrealized
CHTR Charter Communicatn 0.0%
Value ($000) $4,370 Shares 7 Est. Cost $590.04 Unrealized 0.0%
XLE Sector SPDR Engy Select 0.0%
Value ($000) $4,343 Shares 145 Est. Cost $29951.72 Unrealized
ARCT Arcturus Therapeutics Holdings Inc 0.0%
Value ($000) $4,290 Shares 100 Est. Cost $49.64 Unrealized 0.0%
ATLAS ORD 0.0%
Value ($000) $4,103 Shares 459 Est. Cost $8939.00 Unrealized
GS Goldman Sachs Group Inc 0.0%
Value ($000) $4,019 Shares 20 Est. Cost $178.97 Unrealized 0.0%
ESBA Empire State Realty OP LP 0.0%
Value ($000) $3,939 Shares 650 Est. Cost $6060.00 Unrealized
ETN Eaton Corporation 0.0%
Value ($000) $3,775 Shares 37 Est. Cost $89.17 Unrealized 0.0%
GM General Motors Stock 0.0%
Value ($000) $3,699 Shares 125 Est. Cost $27.11 Unrealized 0.0%
VOO Vanguard 500 ETF 0.0%
Value ($000) $3,692 Shares 12 Est. Cost $307666.66 Unrealized
Tyco Electronics Ltd 0.0%
Value ($000) $3,616 Shares 37 Est. Cost $97729.73 Unrealized
KHC Kraft Heinz Company 0.0%
Value ($000) $3,444 Shares 115 Est. Cost $25.88 Unrealized 0.0%
EMB iShares Trust ETF 0.0%
Value ($000) $3,438 Shares 31 Est. Cost $110903.23 Unrealized
SUSTAINABLE OPPORT ACQ EQY WARRANT 0.0%
Value ($000) $3,312 Shares 1,840 Est. Cost $1800.00 Unrealized
CMCSA Comcast Corp New Cl A 0.0%
Value ($000) $3,238 Shares 70 Est. Cost $37.62 Unrealized 0.0%
BIDU Baidu Inc ADR 0.0%
Value ($000) $3,038 Shares 24 Est. Cost $126583.34 Unrealized
TLT iShares Tr Barclays Bond 0.0%
Value ($000) $2,775 Shares 17 Est. Cost $163235.30 Unrealized
CHWY Chewy Inccl A 0.0%
Value ($000) $2,742 Shares 50 Est. Cost $53.96 Unrealized 0.0%
EMR Emerson Electric Co 0.0%
Value ($000) $2,623 Shares 40 Est. Cost $58.78 Unrealized 0.0%
KENSINGTON CAPITAL ACQ EQY WARRANT 0.0%
Value ($000) $2,615 Shares 581 Est. Cost $4500.86 Unrealized
MLCO Melco Resorts & Entertainment 0.0%
Value ($000) $2,614 Shares 157 Est. Cost $16649.68 Unrealized
SATS EchoStar Corp 0.0%
Value ($000) $2,613 Shares 105 Est. Cost $27.88 Unrealized 0.0%
DiamondPeak Holdings Corp 0.0%
Value ($000) $2,575 Shares 100 Est. Cost $25750.00 Unrealized
ELAN ELANCO ANIMAL HEALTH INC 0.0%
Value ($000) $2,514 Shares 90 Est. Cost $25.34 Unrealized 0.0%
Apache Corp 0.0%
Value ($000) $2,405 Shares 254 Est. Cost $9468.50 Unrealized
IJJ iShares S&P Midcap 400 Value Index 0.0%
Value ($000) $2,293 Shares 17 Est. Cost $134882.36 Unrealized
DBC Powershares Db Commodity Index Tracking 0.0%
Value ($000) $2,233 Shares 171 Est. Cost $13058.48 Unrealized
Rockwell Medical Inc 0.0%
Value ($000) $2,140 Shares 2,000 Est. Cost $1070.00 Unrealized
TEVA Teva Pharm Inds Ltd Adrf 0.0%
Value ($000) $2,036 Shares 226 Est. Cost $9008.85 Unrealized
Tortoise Acquisition Corp 0.0%
Value ($000) $1,993 Shares 40 Est. Cost $49825.00 Unrealized
Blink Charging Co Wt Exp 013123 0.0%
Value ($000) $1,973 Shares 325 Est. Cost $6070.77 Unrealized
DBO Powershares Db Multi Sector 0.0%
Value ($000) $1,941 Shares 270 Est. Cost $7188.89 Unrealized
Insurance Acquisition Corp Ordinary Shares - Class 0.0%
Value ($000) $1,772 Shares 150 Est. Cost $11813.33 Unrealized
CTVA Corteva Inc com 0.0%
Value ($000) $1,757 Shares 61 Est. Cost $26.48 Unrealized 0.0%
ENPH Enphase Energy Inc 0.0%
Value ($000) $1,652 Shares 20 Est. Cost $66.97 Unrealized 0.0%
Endo International PLC 0.0%
Value ($000) $1,650 Shares 500 Est. Cost $3300.00 Unrealized
IWS iShares Russell Mid Cap 0.0%
Value ($000) $1,617 Shares 20 Est. Cost $80850.00 Unrealized
SNY Sanofi Aventis ADR 0.0%
Value ($000) $1,505 Shares 30 Est. Cost $50166.67 Unrealized
MET Metlife Inc 0.0%
Value ($000) $1,450 Shares 39 Est. Cost $32.01 Unrealized 0.0%
HENNESSY CAP ACQUSTN EQY WARRANT 0.0%
Value ($000) $1,271 Shares 550 Est. Cost $2310.91 Unrealized
TherapeuticsMD Inc 0.0%
Value ($000) $1,264 Shares 800 Est. Cost $1580.00 Unrealized
INSURANCE EQY WARRANT 0.0%
Value ($000) $1,247 Shares 450 Est. Cost $2771.11 Unrealized
LYFT Lyft Inc 0.0%
Value ($000) $1,240 Shares 45 Est. Cost $29.73 Unrealized 0.0%
MGM MGM Resorts International 0.0%
Value ($000) $1,196 Shares 55 Est. Cost $19.81 Unrealized 0.0%
ADNT Adient Plc 0.0%
Value ($000) $1,161 Shares 67 Est. Cost $17.43 Unrealized 0.0%
Tortoise North American Pipeline 0.0%
Value ($000) $1,094 Shares 73 Est. Cost $14986.30 Unrealized
B RILEY PRINCIPL MRGR II EQY WARRANT 0.0%
Value ($000) $1,080 Shares 800 Est. Cost $1350.00 Unrealized
SCZ iShares Trust 0.0%
Value ($000) $1,003 Shares 17 Est. Cost $59000.00 Unrealized
1Life Healthcare Ord 0.0%
Value ($000) $993 Shares 35 Est. Cost $28371.43 Unrealized
Velodyne Lidar Eqy Warrant 0.0%
Value ($000) $978 Shares 200 Est. Cost $4890.00 Unrealized
CHURCHILL CAPITAL III EQY WARRANT 0.0%
Value ($000) $900 Shares 450 Est. Cost $2000.00 Unrealized
NOK Nokia Corp Spon Adr 0.0%
Value ($000) $899 Shares 230 Est. Cost $3908.70 Unrealized
C Citigroup 0.0%
Value ($000) $862 Shares 20 Est. Cost $41.02 Unrealized 0.0%
ABEV Ambev Sa ADR 0.0%
Value ($000) $859 Shares 380 Est. Cost $2260.53 Unrealized
FHLC FIDELITY COVINGTON TRUST 0.0%
Value ($000) $842 Shares 16 Est. Cost $52625.00 Unrealized
EEMV iShares Edge MSCI Min Vol Emerging Mkts 0.0%
Value ($000) $773 Shares 14 Est. Cost $55214.29 Unrealized
VLY Valley National Bancorp 0.0%
Value ($000) $685 Shares 100 Est. Cost $7.43 Unrealized 0.0%
SPSM SPDR SER TR 0.0%
Value ($000) $685 Shares 25 Est. Cost $27400.00 Unrealized
EFAV iShares MSCI ETF 0.0%
Value ($000) $681 Shares 10 Est. Cost $68100.00 Unrealized
F Ford Motor Company 0.0%
Value ($000) $666 Shares 100 Est. Cost $5.14 Unrealized 0.0%
Sirius Satellite Radio 0.0%
Value ($000) $643 Shares 120 Est. Cost $5358.33 Unrealized
GIGCAPITAL2 EQY WARRANT 0.0%
Value ($000) $592 Shares 650 Est. Cost $910.77 Unrealized
PIVOTAL INVESTMENT EQY WARRANT 0.0%
Value ($000) $555 Shares 150 Est. Cost $3700.00 Unrealized
NEW PROVIDENCE ACQUITN EQY WARRANTS 0.0%
Value ($000) $545 Shares 450 Est. Cost $1211.11 Unrealized
HL ACQUISITIONS EQY WARRANT 0.0%
Value ($000) $518 Shares 250 Est. Cost $2072.00 Unrealized
AMERICAN VIRTL CLD TECH EQY WARRANT 0.0%
Value ($000) $497 Shares 1,700 Est. Cost $292.35 Unrealized
IJS iShares S&P Smallcap 600 Value Index 0.0%
Value ($000) $490 Shares 4 Est. Cost $122500.00 Unrealized
WFC Wells Fargo & Co New 0.0%
Value ($000) $470 Shares 20 Est. Cost $21.83 Unrealized 0.0%
GIGCAPITAL3 EQY WARRANT 0.0%
Value ($000) $448 Shares 700 Est. Cost $640.00 Unrealized
Spartan Energy Acquisition Corp 0.0%
Value ($000) $447 Shares 31 Est. Cost $14419.35 Unrealized
FORTRESS VALUE ACQUISITN EQY WARRANT 0.0%
Value ($000) $411 Shares 125 Est. Cost $3288.00 Unrealized
PNR Pentair Ltd 0.0%
Value ($000) $366 Shares 8 Est. Cost $40.59 Unrealized 0.0%
Infra And Energy Altrntive Inc Wt Exp 052021 0.0%
Value ($000) $362 Shares 1,000 Est. Cost $362.00 Unrealized
OPES ACQUISITION EQY WARRANT 0.0%
Value ($000) $357 Shares 150 Est. Cost $2380.00 Unrealized
B Riley Principal Merger Corp II 0.0%
Value ($000) $350 Shares 35 Est. Cost $10000.00 Unrealized
ASUR Forgent Networks Inc 0.0%
Value ($000) $340 Shares 45 Est. Cost $6.79 Unrealized 0.0%
TRV Travelers Companies Inc 0.0%
Value ($000) $325 Shares 3 Est. Cost $102.46 Unrealized 0.0%
FR First Industrial Realty Trust Inc 0.0%
Value ($000) $279 Shares 7 Est. Cost $39857.14 Unrealized
CAR Avis Budget Group Inc 0.0%
Value ($000) $263 Shares 10 Est. Cost $28.61 Unrealized 0.0%
HOV Hovnanian Enterprs Cl A 0.0%
Value ($000) $260 Shares 8 Est. Cost $27.64 Unrealized 0.0%
CI Cigna Corp 0.0%
Value ($000) $169 Shares 1 Est. Cost $161.03 Unrealized 0.0%
CDP Corporate Office Properties Trust 0.0%
Value ($000) $95 Shares 4 Est. Cost $23750.00 Unrealized
Enerplus Res Fd New 0.0%
Value ($000) $52 Shares 28 Est. Cost $1857.14 Unrealized
CenturyLink Inc 0.0%
Value ($000) $50 Shares 5 Est. Cost $10000.00 Unrealized
American Intl Gp 21Wts 0.0%
Value ($000) $10 Shares 62 Est. Cost $161.29 Unrealized