JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Oct 20, 2016

Total Value ($000): $486,246 (100.0% shares, 0.0% debt)

Holdings (116)

JNJ JOHNSON & JOHNSON JNJ 4.8%
Value ($000) $23,420 Shares 198,257 Est. Cost $60.65 Unrealized +54.3%
GLW CORNING INC GLW 4.4%
Value ($000) $21,313 Shares 901,186 Est. Cost $11.53 Unrealized +50.7%
EMR EMERSON ELECTRIC CO EMR 3.7%
Value ($000) $17,974 Shares 329,733 Est. Cost $41.57 Unrealized +1.7%
XOM EXXON MOBIL CORP XOM 3.5%
Value ($000) $16,939 Shares 194,072 Est. Cost $54.18 Unrealized +8.0%
PFE PFIZER INC PFE 3.3%
Value ($000) $16,128 Shares 476,178 Est. Cost $17.20 Unrealized +29.4%
GVA GRANITE CONSTRUCTION INC GVA 3.0%
Value ($000) $14,670 Shares 294,940 Est. Cost $30.66 Unrealized +58.5%
SLB SCHLUMBERGER LTD SLB 2.9%
Value ($000) $14,285 Shares 181,647 Est. Cost $55.17 Unrealized +10.0%
MRK MERCK & CO. INC. MRK 2.8%
Value ($000) $13,562 Shares 217,297 Est. Cost $31.32 Unrealized +39.6%
INTC INTEL CORP INTC 2.8%
Value ($000) $13,398 Shares 354,925 Est. Cost $17.44 Unrealized +64.1%
LNN LINDSAY CORP LNN 2.5%
Value ($000) $12,364 Shares 167,132 Est. Cost $67.88 Unrealized -6.8%
DUK DUKE ENERGY CORP DUK 2.0%
Value ($000) $9,600 Shares 119,938 Est. Cost $49.89 Unrealized +13.0%
BCE BCE INC BCE 1.9%
Value ($000) $9,145 Shares 198,036 Est. Cost $22.36 Unrealized +20.7%
TE CONNECTIVITY LTD TEL 1.8%
Value ($000) $8,839 Shares 137,300 Est. Cost $56.85 Unrealized
WMT WAL-MART STORES INC WMT 1.8%
Value ($000) $8,799 Shares 122,000 Est. Cost $16.63 Unrealized +23.9%
AZTA BROOKS AUTOMATION INC BRKS 1.8%
Value ($000) $8,518 Shares 625,900 Est. Cost $8.51 Unrealized +38.4%
ABT ABBOTT LABORATORIES ABT 1.7%
Value ($000) $8,173 Shares 193,271 Est. Cost $33.21 Unrealized +8.8%
IBM INTL BUSINESS MACHINES CORP IB 1.6%
Value ($000) $7,886 Shares 49,644 Est. Cost $103.00 Unrealized -1.2%
GM GENERAL MOTORS CO GM 1.6%
Value ($000) $7,568 Shares 238,200 Est. Cost $25.10 Unrealized +3.0%
BMY BRISTOL-MYERS SQUIBB CO BMY 1.5%
Value ($000) $7,463 Shares 138,403 Est. Cost $28.67 Unrealized +61.0%
GLAXOSMITHKLINE PLC-SPON ADR G 1.5%
Value ($000) $7,443 Shares 172,582 Est. Cost $48.88 Unrealized
INGERSOLL-RAND PLC IR 1.5%
Value ($000) $7,270 Shares 107,004 Est. Cost $57.46 Unrealized
HON HONEYWELL INTERNATIONAL INC HO 1.5%
Value ($000) $7,156 Shares 61,374 Est. Cost $53.13 Unrealized +61.9%
OTTR OTTER TAIL CORP OTTR 1.4%
Value ($000) $6,730 Shares 194,576 Est. Cost $20.07 Unrealized +31.5%
MSFT MICROSOFT CORP MSFT 1.3%
Value ($000) $6,405 Shares 111,192 Est. Cost $26.70 Unrealized +88.3%
BNS BANK OF NOVA SCOTIA BNS 1.2%
Value ($000) $5,993 Shares 113,100 Est. Cost $29.86 Unrealized +8.0%
OGE OGE ENERGY CORP OGE 1.2%
Value ($000) $5,935 Shares 187,685 Est. Cost $33.29 Unrealized -4.9%
ST JUDE MEDICAL INC STJ 1.2%
Value ($000) $5,868 Shares 73,568 Est. Cost $55.97 Unrealized
COP CONOCOPHILLIPS COP 1.2%
Value ($000) $5,618 Shares 129,235 Est. Cost $31.13 Unrealized 0.0%
EXC EXELON CORP EXC 1.2%
Value ($000) $5,597 Shares 168,130 Est. Cost $15.40 Unrealized +17.4%
NEE NEXTERA ENERGY INC NEE 1.1%
Value ($000) $5,475 Shares 44,760 Est. Cost $14.15 Unrealized +75.4%
LFCR LANDEC CORP LNDC 1.1%
Value ($000) $5,464 Shares 407,425 Est. Cost $11.90 Unrealized +1.8%
MDU MDU RESOURCES GROUP INC MDU 1.1%
Value ($000) $5,334 Shares 209,675 Est. Cost $6.24 Unrealized +10.7%
ADM ARCHER-DANIELS-MIDLAND CO ADM 1.1%
Value ($000) $5,178 Shares 122,800 Est. Cost $28.89 Unrealized +13.4%
WTS WATTS WATER TECHNOLOGIES-A WTS 1.0%
Value ($000) $5,098 Shares 78,625 Est. Cost $51.01 Unrealized +23.2%
GREAT PLAINS ENERGY INC GXP 1.0%
Value ($000) $5,002 Shares 183,285 Est. Cost $22.52 Unrealized
IDA IDACORP INC IDA 1.0%
Value ($000) $4,940 Shares 63,110 Est. Cost $48.08 Unrealized +64.1%
AMAT APPLIED MATERIALS INC AMAT 1.0%
Value ($000) $4,729 Shares 156,850 Est. Cost $14.65 Unrealized +71.5%
AMERICAN SOFTWARE INC-CL A AMS 0.9%
Value ($000) $4,554 Shares 410,285 Est. Cost $9.16 Unrealized
MONSANTO CO MON 0.9%
Value ($000) $4,486 Shares 43,890 Est. Cost $91.23 Unrealized
TMO THERMO FISHER SCIENTIFIC INC T 0.9%
Value ($000) $4,361 Shares 27,417 Est. Cost $79.76 Unrealized +88.2%
NVS NOVARTIS AG-SPONSORED ADR NVS 0.9%
Value ($000) $4,239 Shares 53,684 Est. Cost $71.58 Unrealized
DGX QUEST DIAGNOSTICS INC DGX 0.9%
Value ($000) $4,146 Shares 48,986 Est. Cost $55.19 Unrealized +26.5%
CHMG CHEMUNG FINANCIAL CORP CHMG 0.8%
Value ($000) $4,132 Shares 142,532 Est. Cost $20.83 Unrealized +10.2%
ISHARES MSCI SINGAPORE ETF EWS 0.8%
Value ($000) $3,984 Shares 366,850 Est. Cost $12.26 Unrealized
SUN HYDRAULICS CORP SNHY 0.8%
Value ($000) $3,867 Shares 119,825 Est. Cost $34.84 Unrealized
CIEN CIENA CORP CIEN 0.8%
Value ($000) $3,861 Shares 177,100 Est. Cost $20.47 Unrealized +1.9%
AGCO AGCO CORP AGCO 0.8%
Value ($000) $3,827 Shares 77,600 Est. Cost $39.98 Unrealized -3.1%
XBI SPDR S&P BIOTECH ETF XBI 0.8%
Value ($000) $3,760 Shares 56,720 Est. Cost $54.07 Unrealized
PLOW DOUGLAS DYNAMICS INC PLOW 0.8%
Value ($000) $3,647 Shares 114,171 Est. Cost $20.98 Unrealized +42.7%
XEROX CORP XRX 0.7%
Value ($000) $3,492 Shares 344,733 Est. Cost $10.69 Unrealized
GUGGENHEIM S&P GLOBAL WATER CG 0.7%
Value ($000) $3,445 Shares 111,450 Est. Cost $26.15 Unrealized
AMGN AMGEN INC AMGN 0.7%
Value ($000) $3,438 Shares 20,613 Est. Cost $73.34 Unrealized +74.1%
CALGON CARBON CORP CCC 0.7%
Value ($000) $3,367 Shares 221,950 Est. Cost $13.95 Unrealized
MMM 3M CO MMM 0.7%
Value ($000) $3,335 Shares 18,923 Est. Cost $61.26 Unrealized +78.2%
MENTOR GRAPHICS CORP MENT 0.7%
Value ($000) $3,262 Shares 123,367 Est. Cost $19.85 Unrealized
HAL HALLIBURTON CO HAL 0.7%
Value ($000) $3,181 Shares 70,884 Est. Cost $34.90 Unrealized +4.2%
PEG PUBLIC SERVICE ENTERPRISE GP P 0.6%
Value ($000) $3,013 Shares 71,960 Est. Cost $28.44 Unrealized +12.0%
XRAY DENTSPLY SIRONA INC XRAY 0.6%
Value ($000) $2,860 Shares 48,123 Est. Cost $58.93 Unrealized +4.3%
EEMV ISHARES EDGE MSCI MIN VOL EM E 0.6%
Value ($000) $2,791 Shares 51,633 Est. Cost $56.49 Unrealized
EWC ISHARES MSCI CANADA ETF EWC 0.6%
Value ($000) $2,700 Shares 105,100 Est. Cost $26.31 Unrealized
CHICAGO BRIDGE & IRON CO NV CB 0.5%
Value ($000) $2,568 Shares 91,600 Est. Cost $32.53 Unrealized
SCANA CORP SCG 0.5%
Value ($000) $2,426 Shares 33,525 Est. Cost $75.66 Unrealized
SWISS HELVETIA FUND SWZ 0.5%
Value ($000) $2,324 Shares 217,368 Est. Cost $10.69 Unrealized
XYL XYLEM INC XYL 0.5%
Value ($000) $2,229 Shares 42,500 Est. Cost $23.15 Unrealized +89.1%
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,228 Shares 39,829 Est. Cost $14.56 Unrealized +46.9%
ORBOTECH LTD ORBK 0.5%
Value ($000) $2,222 Shares 75,042 Est. Cost $22.12 Unrealized
AAPL APPLE INC AAPL 0.4%
Value ($000) $2,140 Shares 18,927 Est. Cost $21.46 Unrealized +12.9%
ACM AECOM ACM 0.4%
Value ($000) $2,126 Shares 71,500 Est. Cost $28.37 Unrealized +9.3%
NEW YORK COMMUNITY BANCORP NYC 0.4%
Value ($000) $2,112 Shares 148,400 Est. Cost $14.81 Unrealized
SBNY SIGNATURE BANK SBNY 0.4%
Value ($000) $1,889 Shares 15,950 Est. Cost $124.92 Unrealized
AMERICAN CAPITAL LTD ACAS 0.4%
Value ($000) $1,840 Shares 108,805 Est. Cost $13.37 Unrealized
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.4%
Value ($000) $1,768 Shares 84,600 Est. Cost $22.08 Unrealized
HARDINGE INC HDNG 0.3%
Value ($000) $1,689 Shares 151,760 Est. Cost $11.51 Unrealized
BAX BAXTER INTERNATIONAL INC BAX 0.3%
Value ($000) $1,676 Shares 35,219 Est. Cost $37.27 Unrealized +8.4%
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,659 Shares 12,760 Est. Cost $67.30 Unrealized +70.0%
SYNGENTA AG-ADR SYT 0.3%
Value ($000) $1,572 Shares 17,950 Est. Cost $80.15 Unrealized
DST SYSTEMS INC DST 0.3%
Value ($000) $1,562 Shares 13,250 Est. Cost $112.73 Unrealized
TEO TELECOM ARGENTINA SA-SP ADR TE 0.3%
Value ($000) $1,532 Shares 83,700 Est. Cost $18.31 Unrealized
GOOG ALPHABET INC-CL C GOOG 0.3%
Value ($000) $1,387 Shares 1,784 Est. Cost $35.61 Unrealized +5.8%
SHIRE PLC-ADR SHPG 0.3%
Value ($000) $1,378 Shares 7,110 Est. Cost $184.05 Unrealized
FLS FLOWSERVE CORP FLS 0.3%
Value ($000) $1,339 Shares 27,760 Est. Cost $38.98 Unrealized +0.7%
KO COCA-COLA CO/THE KO 0.3%
Value ($000) $1,334 Shares 31,524 Est. Cost $27.92 Unrealized +16.6%
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,333 Shares 11,450 Est. Cost $56.92 Unrealized +84.3%
GOOGL ALPHABET INC-CL A GOOGL 0.3%
Value ($000) $1,328 Shares 1,652 Est. Cost $36.73 Unrealized +5.7%
GENERAL ELECTRIC CO GE 0.3%
Value ($000) $1,242 Shares 41,942 Est. Cost $25.00 Unrealized
MOS MOSAIC CO/THE MOS 0.3%
Value ($000) $1,241 Shares 50,725 Est. Cost $32.10 Unrealized -28.3%
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $1,080 Shares 54,248 Est. Cost $21.42 Unrealized
VIAV VIAVI SOLUTIONS INC VIAV 0.2%
Value ($000) $897 Shares 121,400 Est. Cost $6.65 Unrealized +10.1%
AGG ISHARES CORE U.S. AGGREGATE AG 0.2%
Value ($000) $792 Shares 7,047 Est. Cost $109.73 Unrealized
CSCO CISCO SYSTEMS INC CSCO 0.2%
Value ($000) $775 Shares 24,420 Est. Cost $15.26 Unrealized +51.2%
POWERSHARES WILDERH CLEAN EN P 0.2%
Value ($000) $748 Shares 193,300 Est. Cost $4.09 Unrealized
BLBD BLUE BIRD CORP BLBD 0.1%
Value ($000) $726 Shares 49,700 Est. Cost $14.00 Unrealized 0.0%
XLU UTILITIES SELECT SECTOR SPDR X 0.1%
Value ($000) $671 Shares 13,700 Est. Cost $51.16 Unrealized
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value ($000) $561 Shares 6,945 Est. Cost $80.39 Unrealized
TMP TOMPKINS FINANCIAL CORP TMP 0.1%
Value ($000) $515 Shares 6,740 Est. Cost $27.90 Unrealized +90.1%
MDT MEDTRONIC PLC MDT 0.1%
Value ($000) $474 Shares 5,481 Est. Cost $58.80 Unrealized +17.0%
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $445 Shares 156,007 Est. Cost $3.06 Unrealized
ATHM AUTOHOME INC-ADR ATHM 0.1%
Value ($000) $444 Shares 18,300 Est. Cost $24.26 Unrealized
PSX PHILLIPS 66 PSX 0.1%
Value ($000) $376 Shares 4,665 Est. Cost $54.42 Unrealized 0.0%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $362 Shares 900 Est. Cost $231.58 Unrealized +72.3%
DIS WALT DISNEY CO/THE DIS 0.1%
Value ($000) $344 Shares 3,706 Est. Cost $56.11 Unrealized +58.4%
CIGNA CORP CI 0.1%
Value ($000) $313 Shares 2,400 Est. Cost $127.92 Unrealized
KRE SPDR S&P REGIONAL BANKING KRE 0.1%
Value ($000) $254 Shares 6,000 Est. Cost $42.33 Unrealized
CMC COMMERCIAL METALS CO CMC 0.0%
Value ($000) $238 Shares 14,700 Est. Cost $13.56 Unrealized 0.0%
PAYX PAYCHEX INC PAYX 0.0%
Value ($000) $221 Shares 3,825 Est. Cost $38.55 Unrealized +17.6%
OCLARO INC OCLR 0.0%
Value ($000) $211 Shares 24,700 Est. Cost $8.54 Unrealized
IXYS CORPORATION IXYS 0.0%
Value ($000) $141 Shares 11,700 Est. Cost $10.79 Unrealized
ABERDEEN AUSTRALIA EQUITY FD I 0.0%
Value ($000) $131 Shares 22,550 Est. Cost $5.81 Unrealized
GSV CAPITAL CORP GSVC 0.0%
Value ($000) $115 Shares 24,300 Est. Cost $4.89 Unrealized
HL HECLA MINING CO HL 0.0%
Value ($000) $78 Shares 13,639 Est. Cost $4.37 Unrealized +34.1%
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $69 Shares 10,000 Est. Cost $3.09 Unrealized +106.4%
SUPERVALU INC SVU 0.0%
Value ($000) $50 Shares 10,000 Est. Cost $6.20 Unrealized
EVERI HOLDINGS INC EVRI 0.0%
Value ($000) $35 Shares 14,000 Est. Cost $1.14 Unrealized
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $6 Shares 145,000 Est. Cost $0.07 Unrealized -24.7%
AVALON ADVANCED MATERIALS IN A 0.0%
Value ($000) $3 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -36.0%