JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Jul 22, 2016

Total Value ($000): $486,962 (100.0% shares, 0.0% debt)

Holdings (117)

JNJ JOHNSON & JOHNSON JNJ 6.4%
Value ($000) $31,090 Shares 256,309 Est. Cost $60.65 Unrealized +43.5%
GLW CORNING INC GLW 4.0%
Value ($000) $19,417 Shares 948,099 Est. Cost $11.53 Unrealized +34.6%
XOM EXXON MOBIL CORP XOM 3.8%
Value ($000) $18,720 Shares 199,697 Est. Cost $54.18 Unrealized +6.8%
EMR EMERSON ELECTRIC CO EMR 3.7%
Value ($000) $17,802 Shares 341,288 Est. Cost $41.57 Unrealized -0.1%
PFE PFIZER INC PFE 3.5%
Value ($000) $17,252 Shares 489,973 Est. Cost $17.20 Unrealized +22.4%
SLB SCHLUMBERGER LTD SLB 3.0%
Value ($000) $14,620 Shares 184,881 Est. Cost $55.17 Unrealized +5.6%
GVA GRANITE CONSTRUCTION INC GVA 2.9%
Value ($000) $14,167 Shares 311,027 Est. Cost $30.66 Unrealized +44.1%
MRK MERCK & CO. INC. MRK 2.6%
Value ($000) $12,832 Shares 222,747 Est. Cost $31.32 Unrealized +26.1%
INTC INTEL CORP INTC 2.5%
Value ($000) $11,966 Shares 364,825 Est. Cost $17.44 Unrealized +44.0%
LNN LINDSAY CORP LNN 2.4%
Value ($000) $11,452 Shares 168,757 Est. Cost $67.88 Unrealized -6.8%
BMY BRISTOL-MYERS SQUIBB CO BMY 2.2%
Value ($000) $10,507 Shares 142,853 Est. Cost $28.67 Unrealized +76.2%
BCE BCE INC BCE 2.0%
Value ($000) $9,612 Shares 203,166 Est. Cost $22.36 Unrealized +16.7%
WMT WAL-MART STORES INC WMT 2.0%
Value ($000) $9,544 Shares 130,700 Est. Cost $16.63 Unrealized +17.4%
GREAT PLAINS ENERGY INC GXP 1.9%
Value ($000) $9,038 Shares 297,300 Est. Cost $22.52 Unrealized
AMAT APPLIED MATERIALS INC AMAT 1.9%
Value ($000) $9,023 Shares 376,425 Est. Cost $14.65 Unrealized +35.0%
DUK DUKE ENERGY CORP DUK 1.7%
Value ($000) $8,432 Shares 98,288 Est. Cost $48.46 Unrealized +11.0%
GLAXOSMITHKLINE PLC-SPON ADR G 1.6%
Value ($000) $7,914 Shares 182,592 Est. Cost $48.88 Unrealized
IBM INTL BUSINESS MACHINES CORP IB 1.6%
Value ($000) $7,750 Shares 51,064 Est. Cost $103.00 Unrealized -7.6%
HON HONEYWELL INTERNATIONAL INC HO 1.5%
Value ($000) $7,325 Shares 62,974 Est. Cost $53.13 Unrealized +58.5%
TE CONNECTIVITY LTD TEL 1.5%
Value ($000) $7,304 Shares 127,900 Est. Cost $56.29 Unrealized
AZTA BROOKS AUTOMATION INC BRKS 1.5%
Value ($000) $7,235 Shares 644,840 Est. Cost $8.51 Unrealized +14.5%
GM GENERAL MOTORS CO GM 1.4%
Value ($000) $6,823 Shares 241,100 Est. Cost $25.10 Unrealized -1.2%
OTTR OTTER TAIL CORP OTTR 1.4%
Value ($000) $6,759 Shares 201,814 Est. Cost $20.07 Unrealized +13.2%
ST JUDE MEDICAL INC STJ 1.4%
Value ($000) $6,672 Shares 85,534 Est. Cost $55.97 Unrealized
INGERSOLL-RAND PLC IR 1.3%
Value ($000) $6,432 Shares 101,004 Est. Cost $56.84 Unrealized
EXC EXELON CORP EXC 1.3%
Value ($000) $6,235 Shares 171,480 Est. Cost $15.40 Unrealized +14.6%
NEE NEXTERA ENERGY INC NEE 1.3%
Value ($000) $6,094 Shares 46,735 Est. Cost $14.15 Unrealized +66.0%
MSFT MICROSOFT CORP MSFT 1.2%
Value ($000) $5,775 Shares 112,867 Est. Cost $26.70 Unrealized +72.2%
ABT ABBOTT LABORATORIES ABT 1.2%
Value ($000) $5,734 Shares 145,871 Est. Cost $32.26 Unrealized +3.4%
ADM ARCHER-DANIELS-MIDLAND CO ADM 1.1%
Value ($000) $5,511 Shares 128,500 Est. Cost $28.89 Unrealized +3.8%
OGE OGE ENERGY CORP OGE 1.1%
Value ($000) $5,308 Shares 162,085 Est. Cost $33.55 Unrealized -10.7%
IDA IDACORP INC IDA 1.1%
Value ($000) $5,284 Shares 64,960 Est. Cost $48.08 Unrealized +53.3%
MDU MDU RESOURCES GROUP INC MDU 1.1%
Value ($000) $5,121 Shares 213,375 Est. Cost $6.24 Unrealized -2.0%
WTS WATTS WATER TECHNOLOGIES-A WTS 1.0%
Value ($000) $4,747 Shares 81,475 Est. Cost $51.01 Unrealized +11.0%
EMC CORP/MA EMC 1.0%
Value ($000) $4,679 Shares 172,200 Est. Cost $24.86 Unrealized
MDT MEDTRONIC PLC MDT 1.0%
Value ($000) $4,670 Shares 53,825 Est. Cost $58.80 Unrealized +8.0%
MONSANTO CO MON 1.0%
Value ($000) $4,663 Shares 45,090 Est. Cost $91.23 Unrealized
AMERICAN SOFTWARE INC-CL A AMS 0.9%
Value ($000) $4,290 Shares 409,355 Est. Cost $9.16 Unrealized
CHMG CHEMUNG FINANCIAL CORP CHMG 0.9%
Value ($000) $4,260 Shares 145,132 Est. Cost $20.83 Unrealized +5.4%
TMO THERMO FISHER SCIENTIFIC INC T 0.9%
Value ($000) $4,210 Shares 28,492 Est. Cost $79.76 Unrealized +80.0%
BNS BANK OF NOVA SCOTIA BNS 0.9%
Value ($000) $4,146 Shares 84,600 Est. Cost $29.06 Unrealized +5.4%
LFCR LANDEC CORP LNDC 0.9%
Value ($000) $4,141 Shares 384,825 Est. Cost $11.89 Unrealized -7.2%
DGX QUEST DIAGNOSTICS INC DGX 0.8%
Value ($000) $4,069 Shares 49,986 Est. Cost $55.19 Unrealized +14.1%
NVS NOVARTIS AG-SPONSORED ADR NVS 0.8%
Value ($000) $3,965 Shares 48,049 Est. Cost $70.71 Unrealized
MMM 3M CO MMM 0.7%
Value ($000) $3,506 Shares 20,023 Est. Cost $61.26 Unrealized +67.2%
SUN HYDRAULICS CORP SNHY 0.7%
Value ($000) $3,433 Shares 115,625 Est. Cost $34.93 Unrealized
GUGGENHEIM S&P GLOBAL WATER CG 0.7%
Value ($000) $3,405 Shares 113,550 Est. Cost $26.15 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GP P 0.7%
Value ($000) $3,373 Shares 72,360 Est. Cost $28.44 Unrealized +14.3%
HAL HALLIBURTON CO HAL 0.7%
Value ($000) $3,335 Shares 73,634 Est. Cost $34.90 Unrealized -2.2%
CIEN CIENA CORP CIEN 0.7%
Value ($000) $3,197 Shares 170,500 Est. Cost $20.45 Unrealized -11.5%
AMGN AMGEN INC AMGN 0.7%
Value ($000) $3,167 Shares 20,813 Est. Cost $73.34 Unrealized +59.1%
XRAY DENTSPLY SIRONA INC XRAY 0.6%
Value ($000) $3,153 Shares 50,823 Est. Cost $58.93 Unrealized +4.4%
PLOW DOUGLAS DYNAMICS INC PLOW 0.6%
Value ($000) $3,138 Shares 121,971 Est. Cost $20.98 Unrealized +7.1%
XBI SPDR S&P BIOTECH ETF XBI 0.6%
Value ($000) $3,121 Shares 57,720 Est. Cost $54.07 Unrealized
ISHARES MSCI SINGAPORE ETF EWS 0.6%
Value ($000) $3,065 Shares 282,010 Est. Cost $12.68 Unrealized
TRANSCANADA CORP TRP 0.6%
Value ($000) $2,824 Shares 62,450 Est. Cost $40.43 Unrealized
EEMV ISHARES EDGE MSCI MIN VOL EM E 0.6%
Value ($000) $2,746 Shares 53,233 Est. Cost $56.49 Unrealized
MENTOR GRAPHICS CORP MENT 0.5%
Value ($000) $2,672 Shares 125,667 Est. Cost $19.85 Unrealized
SCANA CORP SCG 0.5%
Value ($000) $2,650 Shares 35,025 Est. Cost $75.66 Unrealized
XEROX CORP XRX 0.5%
Value ($000) $2,545 Shares 268,133 Est. Cost $10.85 Unrealized
EWC ISHARES MSCI CANADA ETF EWC 0.5%
Value ($000) $2,363 Shares 96,400 Est. Cost $26.36 Unrealized
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,334 Shares 41,491 Est. Cost $14.56 Unrealized +28.0%
ACM AECOM ACM 0.5%
Value ($000) $2,319 Shares 73,000 Est. Cost $28.37 Unrealized +7.2%
CHICAGO BRIDGE & IRON CO NV CB 0.4%
Value ($000) $2,161 Shares 62,400 Est. Cost $34.63 Unrealized
SBNY SIGNATURE BANK SBNY 0.4%
Value ($000) $2,030 Shares 16,250 Est. Cost $124.92 Unrealized
ORBOTECH LTD ORBK 0.4%
Value ($000) $1,963 Shares 76,842 Est. Cost $22.12 Unrealized
XYL XYLEM INC XYL 0.4%
Value ($000) $1,933 Shares 43,300 Est. Cost $23.15 Unrealized +67.0%
AAPL APPLE INC AAPL 0.4%
Value ($000) $1,819 Shares 19,027 Est. Cost $21.46 Unrealized +5.4%
AGCO AGCO CORP AGCO 0.4%
Value ($000) $1,782 Shares 37,800 Est. Cost $41.30 Unrealized 0.0%
CALGON CARBON CORP CCC 0.4%
Value ($000) $1,769 Shares 134,500 Est. Cost $13.15 Unrealized
ENTG ENTEGRIS INC ENTG 0.4%
Value ($000) $1,731 Shares 119,594 Est. Cost $11.87 Unrealized +10.9%
AMERICAN CAPITAL LTD ACAS 0.4%
Value ($000) $1,726 Shares 109,005 Est. Cost $13.37 Unrealized
NEW YORK COMMUNITY BANCORP NYC 0.4%
Value ($000) $1,706 Shares 113,800 Est. Cost $14.99 Unrealized
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.3%
Value ($000) $1,659 Shares 85,300 Est. Cost $22.08 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,566 Shares 13,010 Est. Cost $67.30 Unrealized +55.4%
HARDINGE INC HDNG 0.3%
Value ($000) $1,561 Shares 155,160 Est. Cost $11.51 Unrealized
DST SYSTEMS INC DST 0.3%
Value ($000) $1,543 Shares 13,250 Est. Cost $112.73 Unrealized
KO COCA-COLA CO/THE KO 0.3%
Value ($000) $1,520 Shares 33,524 Est. Cost $27.92 Unrealized +19.3%
SHIRE PLC-ADR SHPG 0.3%
Value ($000) $1,495 Shares 8,123 Est. Cost $184.05 Unrealized
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,414 Shares 11,800 Est. Cost $56.92 Unrealized +76.3%
GENERAL ELECTRIC CO GE 0.3%
Value ($000) $1,410 Shares 44,792 Est. Cost $25.00 Unrealized
MOS MOSAIC CO/THE MOS 0.3%
Value ($000) $1,365 Shares 52,125 Est. Cost $32.10 Unrealized -30.9%
SWISS HELVETIA FUND SWZ 0.3%
Value ($000) $1,285 Shares 124,190 Est. Cost $10.68 Unrealized
GOOG ALPHABET INC-CL C GOOG 0.3%
Value ($000) $1,277 Shares 1,845 Est. Cost $35.61 Unrealized +0.1%
GOOGL ALPHABET INC-CL A GOOGL 0.2%
Value ($000) $1,205 Shares 1,713 Est. Cost $36.73 Unrealized -0.8%
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $1,082 Shares 55,026 Est. Cost $21.42 Unrealized
SYNGENTA AG-ADR SYT 0.2%
Value ($000) $1,056 Shares 13,750 Est. Cost $77.88 Unrealized
NWE NORTHWESTERN CORP NWE 0.2%
Value ($000) $892 Shares 14,150 Est. Cost $24.78 Unrealized +60.1%
VIAV VIAVI SOLUTIONS INC VIAV 0.2%
Value ($000) $827 Shares 124,700 Est. Cost $6.65 Unrealized 0.0%
CSCO CISCO SYSTEMS INC CSCO 0.2%
Value ($000) $774 Shares 26,975 Est. Cost $15.26 Unrealized +36.7%
XLU UTILITIES SELECT SECTOR SPDR X 0.1%
Value ($000) $719 Shares 13,700 Est. Cost $51.16 Unrealized
AGG ISHARES CORE U.S. AGGREGATE AG 0.1%
Value ($000) $653 Shares 5,801 Est. Cost $109.16 Unrealized
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value ($000) $616 Shares 7,600 Est. Cost $80.39 Unrealized
BAX BAXTER INTERNATIONAL INC BAX 0.1%
Value ($000) $501 Shares 11,074 Est. Cost $30.42 Unrealized +23.2%
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $474 Shares 169,219 Est. Cost $3.06 Unrealized
FLS FLOWSERVE CORP FLS 0.1%
Value ($000) $470 Shares 10,400 Est. Cost $38.55 Unrealized 0.0%
TMP TOMPKINS FINANCIAL CORP TMP 0.1%
Value ($000) $451 Shares 6,940 Est. Cost $27.90 Unrealized +73.2%
POWERSHARES WILDERH CLEAN EN P 0.1%
Value ($000) $450 Shares 117,900 Est. Cost $4.24 Unrealized
TEO TELECOM ARGENTINA SA-SP ADR TE 0.1%
Value ($000) $374 Shares 20,400 Est. Cost $18.33 Unrealized
DIS WALT DISNEY CO/THE DIS 0.1%
Value ($000) $367 Shares 3,756 Est. Cost $56.11 Unrealized +64.3%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $349 Shares 1,000 Est. Cost $231.58 Unrealized +65.4%
CIGNA CORP CI 0.1%
Value ($000) $307 Shares 2,400 Est. Cost $127.92 Unrealized
DHR DANAHER CORP DHR 0.1%
Value ($000) $252 Shares 2,500 Est. Cost $40.08 Unrealized 0.0%
CBU COMMUNITY BANK SYSTEM INC CBU 0.0%
Value ($000) $241 Shares 5,864 Est. Cost $25.98 Unrealized +15.1%
PAYX PAYCHEX INC PAYX 0.0%
Value ($000) $228 Shares 3,825 Est. Cost $38.55 Unrealized +4.2%
VZ VERIZON COMMUNICATIONS INC VZ 0.0%
Value ($000) $220 Shares 3,937 Est. Cost $27.18 Unrealized +15.8%
PEP PEPSICO INC PEP 0.0%
Value ($000) $219 Shares 2,070 Est. Cost $73.47 Unrealized +4.9%
NI NISOURCE INC NI 0.0%
Value ($000) $215 Shares 8,100 Est. Cost $17.66 Unrealized 0.0%
IXYS CORPORATION IXYS 0.0%
Value ($000) $130 Shares 12,700 Est. Cost $10.79 Unrealized
GSV CAPITAL CORP GSVC 0.0%
Value ($000) $61 Shares 12,100 Est. Cost $5.04 Unrealized
HL HECLA MINING CO HL 0.0%
Value ($000) $52 Shares 10,224 Est. Cost $3.87 Unrealized 0.0%
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $51 Shares 10,000 Est. Cost $3.09 Unrealized +25.6%
SUPERVALU INC SVU 0.0%
Value ($000) $47 Shares 10,000 Est. Cost $6.20 Unrealized
EVERI HOLDINGS INC EVRI 0.0%
Value ($000) $16 Shares 14,000 Est. Cost $1.14 Unrealized
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $9 Shares 145,000 Est. Cost $0.07 Unrealized -7.2%
AVALON ADVANCED MATERIALS IN A 0.0%
Value ($000) $3 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -55.4%