JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 2, 2021

Total Value ($000): $735,267 (100.0% shares, 0.0% debt)

Holdings (160)

EMR EMERSON ELEC CO 4.9%
Value ($000) $36,339 Shares 385,767 Est. Cost $48.44 Unrealized +88.3%
PFE PFIZER INC 3.8%
Value ($000) $27,675 Shares 643,450 Est. Cost $20.60 Unrealized +73.2%
OGE OGE ENERGY CORP 3.5%
Value ($000) $25,816 Shares 783,244 Est. Cost $32.97 Unrealized +4.7%
VERIZON COMMUNICATN 3.2%
Value ($000) $23,299 Shares 431,390 Est. Cost $56.58 Unrealized
GLW CORNING INC 3.2%
Value ($000) $23,201 Shares 635,820 Est. Cost $16.40 Unrealized +115.1%
BMY BRISTOL-MYERS SQUIBB 3.1%
Value ($000) $23,079 Shares 390,047 Est. Cost $35.22 Unrealized +55.7%
CISCO SYSTEMS INC 2.9%
Value ($000) $21,446 Shares 394,017 Est. Cost $43.24 Unrealized
IBM IBM CORP 2.8%
Value ($000) $20,884 Shares 150,320 Est. Cost $97.93 Unrealized +14.5%
INTC INTEL CORP 2.7%
Value ($000) $19,723 Shares 370,186 Est. Cost $27.92 Unrealized +78.4%
T A T & T INC 2.6%
Value ($000) $19,130 Shares 708,257 Est. Cost $15.57 Unrealized +3.2%
AQN ALGONQUIN POWER & UTILITIES CO 2.3%
Value ($000) $16,672 Shares 1,137,253 Est. Cost $12.31 Unrealized -1.3%
BCE BCE INC 2.2%
Value ($000) $16,472 Shares 329,039 Est. Cost $26.22 Unrealized +41.6%
MDU M D U RESOURCES GRP 2.1%
Value ($000) $15,661 Shares 527,827 Est. Cost $7.18 Unrealized +46.7%
GLAXOSMITHKLINE PLC 2.1%
Value ($000) $15,195 Shares 397,658 Est. Cost $39.27 Unrealized
FLOWSERVE CORP 1.9%
Value ($000) $14,321 Shares 413,079 Est. Cost $35.10 Unrealized
NVS NOVARTIS AG 1.9%
Value ($000) $14,308 Shares 174,954 Est. Cost $78.46 Unrealized
XOM EXXON MOBIL CORP 1.9%
Value ($000) $13,810 Shares 234,783 Est. Cost $32.77 Unrealized +47.8%
ARGAN INC 1.9%
Value ($000) $13,758 Shares 315,036 Est. Cost $44.10 Unrealized
ELAN ELANCO ANIMAL HEALTH INC 1.8%
Value ($000) $12,956 Shares 406,265 Est. Cost $29.17 Unrealized +15.0%
HE HAWAIIAN ELECTRIC INDUSTRIES 1.8%
Value ($000) $12,873 Shares 315,282 Est. Cost $35.88 Unrealized +19.6%
MMM 3M CO 1.7%
Value ($000) $12,846 Shares 73,228 Est. Cost $112.45 Unrealized +22.1%
DENTSPLY SIRONA INC 1.7%
Value ($000) $12,570 Shares 216,533 Est. Cost $38.66 Unrealized
AMERICAN SOFTWARE INC 1.7%
Value ($000) $12,359 Shares 520,373 Est. Cost $9.82 Unrealized
DOMINION ENERGY INC 1.5%
Value ($000) $10,923 Shares 149,586 Est. Cost $76.33 Unrealized
MSFT MICROSOFT CORP 1.5%
Value ($000) $10,731 Shares 38,065 Est. Cost $26.70 Unrealized +951.3%
TE CONNECTIVITY LTD F 1.4%
Value ($000) $10,392 Shares 75,734 Est. Cost $75.98 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.4%
Value ($000) $10,165 Shares 17,791 Est. Cost $88.93 Unrealized +509.9%
BKH BLACK HILLS CORP 1.4%
Value ($000) $10,160 Shares 161,883 Est. Cost $49.12 Unrealized +14.9%
SLB SCHLUMBERGER LTD F 1.3%
Value ($000) $9,749 Shares 328,901 Est. Cost $18.60 Unrealized +39.8%
LNN LINDSAY CORP 1.3%
Value ($000) $9,700 Shares 63,905 Est. Cost $68.33 Unrealized +125.0%
MRK MERCK & CO INC 1.3%
Value ($000) $9,578 Shares 127,523 Est. Cost $45.81 Unrealized +44.4%
TSM TAIWAN SEMICONDUCTR F SPONSORE 1.3%
Value ($000) $9,576 Shares 85,769 Est. Cost $47.76 Unrealized
POR PORTLAND GENERAL ELECTRIC CO 1.3%
Value ($000) $9,413 Shares 200,329 Est. Cost $33.73 Unrealized +20.9%
NJR NEW JERSEY RESOURCES CORPORATI 1.2%
Value ($000) $8,545 Shares 245,465 Est. Cost $26.92 Unrealized +19.2%
TMP TOMPKINS FINANCIAL CORP TMP 1.2%
Value ($000) $8,491 Shares 104,939 Est. Cost $53.33 Unrealized +22.8%
HON HONEYWELL INTL INC 1.1%
Value ($000) $7,901 Shares 37,219 Est. Cost $53.13 Unrealized +266.3%
HORIZON THERAPEUTICS PLC 1.0%
Value ($000) $7,600 Shares 69,377 Est. Cost $27.23 Unrealized
AECOM TECHNOLOGY CORP 0.8%
Value ($000) $6,151 Shares 97,408 Est. Cost $27.33 Unrealized
CACI CACI INTERNATIONAL INC 0.8%
Value ($000) $5,573 Shares 21,261 Est. Cost $216.60 Unrealized +19.2%
AVGO BROADCOM LTD AVGO 0.7%
Value ($000) $5,341 Shares 11,013 Est. Cost $24.64 Unrealized +80.5%
GVA GRANITE CONSTRUCTION 0.7%
Value ($000) $5,169 Shares 130,693 Est. Cost $28.92 Unrealized +36.7%
NXST NEXSTAR BROADCASTING GROUP-A N 0.7%
Value ($000) $4,961 Shares 32,650 Est. Cost $74.36 Unrealized +70.7%
LITE LUMENTUM HOLDINGS INC 0.6%
Value ($000) $4,732 Shares 56,643 Est. Cost $65.46 Unrealized +28.1%
IDA IDACORP INC 0.6%
Value ($000) $4,564 Shares 44,143 Est. Cost $48.08 Unrealized +117.4%
VMWARE INC 0.6%
Value ($000) $4,447 Shares 29,905 Est. Cost $141.58 Unrealized
AZTA BROOKS AUTOMATION 0.6%
Value ($000) $4,313 Shares 42,143 Est. Cost $8.51 Unrealized +951.2%
TPC TUTOR PERINI CORP 0.6%
Value ($000) $4,117 Shares 317,218 Est. Cost $15.60 Unrealized -12.5%
WTS WATTS WATER TECH INC CLASS A 0.5%
Value ($000) $4,030 Shares 23,975 Est. Cost $80.59 Unrealized +98.8%
ITRI ITRON INC 0.5%
Value ($000) $3,921 Shares 51,850 Est. Cost $82.60 Unrealized +3.7%
EWS ISHARES MSCI SINGAPORE ETF 0.5%
Value ($000) $3,863 Shares 169,650 Est. Cost $21.48 Unrealized
ABT ABBOTT LABORATORIES 0.5%
Value ($000) $3,737 Shares 31,638 Est. Cost $34.38 Unrealized +230.1%
AVANGRID INC 0.5%
Value ($000) $3,643 Shares 74,950 Est. Cost $42.20 Unrealized
A AGILENT TECHNOLOGIES INC 0.5%
Value ($000) $3,631 Shares 23,052 Est. Cost $77.85 Unrealized +101.8%
VOO VANGUARD S&P 500 ETF 0.4%
Value ($000) $3,246 Shares 8,230 Est. Cost $283.34 Unrealized
SYNA SYNAPTICS INCORPORATED 0.4%
Value ($000) $3,199 Shares 17,800 Est. Cost $81.42 Unrealized +106.5%
CCK CROWN HOLDINGS INC 0.4%
Value ($000) $3,084 Shares 30,604 Est. Cost $67.77 Unrealized +47.9%
II-VI INC 0.4%
Value ($000) $3,072 Shares 51,750 Est. Cost $51.38 Unrealized
PEG PUB SVC ENTERPISE GP 0.4%
Value ($000) $3,040 Shares 49,910 Est. Cost $28.44 Unrealized +89.4%
AMT AMERICAN TOWER CORP 0.4%
Value ($000) $3,004 Shares 11,320 Est. Cost $192.28 Unrealized +29.3%
GRC GORMAN RUPP ORD 0.4%
Value ($000) $2,965 Shares 82,789 Est. Cost $33.59 Unrealized +5.6%
UCTT ULTRA CLEAN HOLDINGS INC UCTT 0.4%
Value ($000) $2,914 Shares 68,404 Est. Cost $47.15 Unrealized 0.0%
AAPL APPLE INC 0.4%
Value ($000) $2,747 Shares 19,410 Est. Cost $89.18 Unrealized +61.4%
VWO VANGUARD FTSE EMERGING MARKETS 0.4%
Value ($000) $2,706 Shares 54,119 Est. Cost $51.26 Unrealized
ASTE ASTEC INDUSTRIES INC 0.4%
Value ($000) $2,676 Shares 49,730 Est. Cost $34.61 Unrealized +61.7%
EEMV ISHS MSCI EMERG MRKT MIN VOL F 0.4%
Value ($000) $2,663 Shares 42,500 Est. Cost $63.23 Unrealized
ETN EATON CORP PLC F 0.4%
Value ($000) $2,658 Shares 17,800 Est. Cost $86.94 Unrealized +71.7%
ORTHO CLINICAL DIAGNOSTICS ORD 0.3%
Value ($000) $2,264 Shares 122,519 Est. Cost $18.48 Unrealized
XRX XEROX CORP 0.3%
Value ($000) $2,252 Shares 111,666 Est. Cost $23.66 Unrealized -4.0%
TT TRANE TECHNOLOGIES PLC 0.3%
Value ($000) $2,184 Shares 12,650 Est. Cost $93.73 Unrealized +94.1%
MCAFEE CL A ORD 0.3%
Value ($000) $2,112 Shares 95,500 Est. Cost $24.80 Unrealized
PHG KONINKLIJKE PHILIPS N F SPONSO 0.2%
Value ($000) $1,831 Shares 41,210 Est. Cost $41.28 Unrealized
GE GENERAL ELECTRIC CO 0.2%
Value ($000) $1,829 Shares 17,749 Est. Cost $62.95 Unrealized 0.0%
BE BLOOM ENERGY CL A ORD 0.2%
Value ($000) $1,810 Shares 96,700 Est. Cost $21.16 Unrealized 0.0%
RBB RBB BANCORP 0.2%
Value ($000) $1,758 Shares 69,750 Est. Cost $13.18 Unrealized +86.0%
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $1,743 Shares 21,677 Est. Cost $49.55 Unrealized +44.4%
FIREEYE INC 0.2%
Value ($000) $1,740 Shares 97,769 Est. Cost $22.17 Unrealized
SO SOUTHERN CO 0.2%
Value ($000) $1,617 Shares 26,100 Est. Cost $46.40 Unrealized +17.9%
STT STATE STREET ORD 0.2%
Value ($000) $1,610 Shares 19,000 Est. Cost $75.12 Unrealized 0.0%
VANECK VIETNAM ETF 0.2%
Value ($000) $1,594 Shares 82,700 Est. Cost $16.81 Unrealized
VIAV VIAVI SOLUTIONS INC 0.2%
Value ($000) $1,585 Shares 100,722 Est. Cost $9.35 Unrealized +75.5%
AMGN AMGEN INC. 0.2%
Value ($000) $1,423 Shares 6,690 Est. Cost $74.42 Unrealized +169.1%
DAN DANA INC 0.2%
Value ($000) $1,401 Shares 63,000 Est. Cost $11.49 Unrealized +77.7%
ACVA ACV AUCTIONS CL A ORD 0.2%
Value ($000) $1,248 Shares 69,784 Est. Cost $21.23 Unrealized 0.0%
EBMT EAGLE BANCORP MONTANA INC 0.2%
Value ($000) $1,227 Shares 55,135 Est. Cost $18.99 Unrealized 0.0%
ZYNGA INC - CL A ZNGA 0.2%
Value ($000) $1,215 Shares 161,300 Est. Cost $10.31 Unrealized
FTS FORTIS ORD 0.2%
Value ($000) $1,170 Shares 26,400 Est. Cost $33.85 Unrealized +12.9%
COMCAST CORP CLASS A 0.1%
Value ($000) $1,051 Shares 18,800 Est. Cost $48.22 Unrealized
FISV FISERV INC 0.1%
Value ($000) $1,025 Shares 9,450 Est. Cost $114.76 Unrealized -2.6%
NVIDIA CORP 0.1%
Value ($000) $1,016 Shares 4,905 Est. Cost $294.76 Unrealized
EVOQUA WATER TECHNOLOGIES CORP 0.1%
Value ($000) $988 Shares 26,300 Est. Cost $12.61 Unrealized
NWE NORTHWESTERN CORP 0.1%
Value ($000) $986 Shares 17,200 Est. Cost $45.09 Unrealized +12.0%
LNT ALLIANT ENERGY CORP 0.1%
Value ($000) $968 Shares 17,300 Est. Cost $43.86 Unrealized +16.9%
KBH KB HOME ORD 0.1%
Value ($000) $947 Shares 24,327 Est. Cost $38.32 Unrealized +0.8%
LLY LILLY ELI & CO 0.1%
Value ($000) $937 Shares 4,055 Est. Cost $89.37 Unrealized +164.8%
DUKE ENERGY CORP 0.1%
Value ($000) $812 Shares 8,319 Est. Cost $86.53 Unrealized
IR INGERSOLL RAND INC 0.1%
Value ($000) $715 Shares 14,188 Est. Cost $31.60 Unrealized +60.2%
LAB CO OF AMER HLDG 0.1%
Value ($000) $710 Shares 2,524 Est. Cost $135.16 Unrealized
HRNNF HYDRO ONE ORD 0.1%
Value ($000) $701 Shares 29,700 Est. Cost $22.92 Unrealized
MBCN MIDDLEFIELD BANC CORP 0.1%
Value ($000) $672 Shares 28,220 Est. Cost $15.79 Unrealized +30.6%
AEP AMER ELECTRIC PWR CO 0.1%
Value ($000) $648 Shares 7,979 Est. Cost $69.91 Unrealized +6.4%
SKANSKA AB ORDF 0.1%
Value ($000) $640 Shares 25,400 Est. Cost $20.88 Unrealized
FENTURA FINANCIAL INC 0.1%
Value ($000) $637 Shares 24,750 Est. Cost $17.18 Unrealized
BP BP PLC F SPONSORED ADR 1 ADR R 0.1%
Value ($000) $614 Shares 22,460 Est. Cost $18.36 Unrealized
CVX CHEVRON CORP 0.1%
Value ($000) $598 Shares 5,895 Est. Cost $65.02 Unrealized +28.1%
ELMIRA SAVINGS BANK F S 0.1%
Value ($000) $554 Shares 41,595 Est. Cost $20.08 Unrealized
DIS WALT DISNEY CO 0.1%
Value ($000) $550 Shares 3,251 Est. Cost $61.97 Unrealized +181.0%
TXN TEXAS INSTRUMENTS 0.1%
Value ($000) $538 Shares 2,800 Est. Cost $99.52 Unrealized +68.8%
AGCO A G C O CORP 0.1%
Value ($000) $527 Shares 4,300 Est. Cost $46.96 Unrealized +140.9%
SWKS SKYWORKS SOLUTIONS INC SWKS 0.1%
Value ($000) $519 Shares 3,150 Est. Cost $71.37 Unrealized +126.7%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $517 Shares 2,500 Est. Cost $122.83 Unrealized +65.2%
HLIO HELIOS TECHNOLOGIES INC 0.1%
Value ($000) $517 Shares 6,300 Est. Cost $43.44 Unrealized +87.8%
HAL HALLIBURTON CO HLDG 0.1%
Value ($000) $514 Shares 23,770 Est. Cost $16.36 Unrealized +15.0%
JOHNSON CONTROLS INTER F 0.1%
Value ($000) $504 Shares 7,400 Est. Cost $37.49 Unrealized
IQVIA HOLDINGS INC 0.1%
Value ($000) $503 Shares 2,100 Est. Cost $117.01 Unrealized
SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $485 Shares 7,600 Est. Cost $60.71 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $484 Shares 3,000 Est. Cost $62.93 Unrealized +138.8%
REGENERON PHARMS INC 0.1%
Value ($000) $484 Shares 800 Est. Cost $373.33 Unrealized
ALLETE INC ALE 0.1%
Value ($000) $476 Shares 8,000 Est. Cost $62.71 Unrealized
RHHBY ROCHE HLDG AG F SPONSORED ADR 0.1%
Value ($000) $473 Shares 10,400 Est. Cost $43.17 Unrealized
MA COM TECH SOLUTN 0.1%
Value ($000) $451 Shares 6,950 Est. Cost $22.71 Unrealized
BRK/B BERKSHIRE HATHAWAY CLASS B 0.1%
Value ($000) $450 Shares 1,648 Est. Cost $204.86 Unrealized +37.1%
EA ELECTRONIC ARTS INC EA 0.1%
Value ($000) $448 Shares 3,150 Est. Cost $137.03 Unrealized 0.0%
ROYAL DUTCH SHELL F SPONSORED 0.1%
Value ($000) $441 Shares 9,900 Est. Cost $25.18 Unrealized
FELE FRANKLIN ELECTRIC CO 0.1%
Value ($000) $431 Shares 5,400 Est. Cost $44.45 Unrealized +76.4%
SHW SHERWIN WILLIAMS CO 0.1%
Value ($000) $406 Shares 1,450 Est. Cost $216.56 Unrealized +29.9%
EVRG EVERGY INC 0.1%
Value ($000) $404 Shares 6,499 Est. Cost $44.68 Unrealized +22.8%
NEXTERA ENERGY INC 0.1%
Value ($000) $400 Shares 5,100 Est. Cost $98.76 Unrealized
INTU INTUIT INC 0.0%
Value ($000) $364 Shares 675 Est. Cost $302.64 Unrealized +73.3%
CHWY CHEWY CL A ORD 0.0%
Value ($000) $361 Shares 5,300 Est. Cost $82.77 Unrealized 0.0%
EXELON CORP 0.0%
Value ($000) $358 Shares 7,400 Est. Cost $42.16 Unrealized
RBKB RHINEBECK BANCORP INC 0.0%
Value ($000) $351 Shares 32,200 Est. Cost $6.68 Unrealized +60.6%
GENERAL MOTORS CO 0.0%
Value ($000) $345 Shares 6,550 Est. Cost $29.65 Unrealized
AOS A. O. SMITH CORP 0.0%
Value ($000) $342 Shares 5,600 Est. Cost $48.34 Unrealized +33.6%
ORACLE CORP 0.0%
Value ($000) $335 Shares 3,848 Est. Cost $55.34 Unrealized
DHR DANAHER CORP 0.0%
Value ($000) $335 Shares 1,100 Est. Cost $140.03 Unrealized +90.5%
WEC W E C ENERGY GROUP INC 0.0%
Value ($000) $331 Shares 3,750 Est. Cost $81.83 Unrealized -1.2%
IBB ISHARES:BIOTECHNOLOGY 0.0%
Value ($000) $323 Shares 2,000 Est. Cost $101.01 Unrealized
EEFT EURONET WORLDWIDE INC 0.0%
Value ($000) $320 Shares 2,512 Est. Cost $141.17 Unrealized -6.0%
SPDR S&P REGIONAL BANKING ETF 0.0%
Value ($000) $291 Shares 4,300 Est. Cost $35.71 Unrealized
LECO LINCOLN ELECTRIC HOLDINGS ORD 0.0%
Value ($000) $283 Shares 2,200 Est. Cost $136.02 Unrealized 0.0%
CDUAF CANADIAN UTILITIES CL A ORD 0.0%
Value ($000) $281 Shares 10,500 Est. Cost $19.39 Unrealized +16.8%
PSX PHILLIPS 66 0.0%
Value ($000) $281 Shares 4,010 Est. Cost $49.06 Unrealized +24.8%
HD HOME DEPOT INC 0.0%
Value ($000) $279 Shares 849 Est. Cost $199.72 Unrealized +47.5%
CIEN CIENA CORP 0.0%
Value ($000) $277 Shares 5,400 Est. Cost $44.43 Unrealized +25.0%
HEWLETT PACKARD ENTERPRI 0.0%
Value ($000) $271 Shares 19,000 Est. Cost $14.26 Unrealized
IPG PHOTONICS CORP 0.0%
Value ($000) $261 Shares 1,650 Est. Cost $160.57 Unrealized
INVSC WATER RESC PORTFOLIO ETF 0.0%
Value ($000) $246 Shares 4,500 Est. Cost $46.44 Unrealized
OGN ORGANON ORD 0.0%
Value ($000) $234 Shares 7,129 Est. Cost $26.93 Unrealized -2.4%
HOLX HOLOGIC INC 0.0%
Value ($000) $229 Shares 3,100 Est. Cost $49.07 Unrealized +52.8%
ROP ROPER TECHNOLOGIES INC 0.0%
Value ($000) $223 Shares 500 Est. Cost $398.27 Unrealized +17.1%
APH AMPHENOL CORP 0.0%
Value ($000) $220 Shares 3,006 Est. Cost $35.22 Unrealized 0.0%
ALPHABET INC. CLASS C 0.0%
Value ($000) $213 Shares 80 Est. Cost $1755.56 Unrealized
EL ESTEE LAUDERCO INC CLASS A 0.0%
Value ($000) $209 Shares 698 Est. Cost $255.03 Unrealized +19.7%
VANGUARD MATERIALS ETF 0.0%
Value ($000) $208 Shares 1,200 Est. Cost $134.72 Unrealized
ITT INC 0.0%
Value ($000) $206 Shares 2,400 Est. Cost $90.83 Unrealized
CALAMP CORP 0.0%
Value ($000) $195 Shares 19,600 Est. Cost $7.18 Unrealized
MEXICO FUND 0.0%
Value ($000) $157 Shares 10,600 Est. Cost $13.68 Unrealized
ASRV AMERISERV FINANCIAL INC 0.0%
Value ($000) $98 Shares 25,200 Est. Cost $2.34 Unrealized +37.9%
AVLNF AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.16 Unrealized -38.5%
ASCENT SOLAR TECHNOLOGIES ORD 0.0%
Value ($000) $0 Shares 36,800 Est. Cost $0.03 Unrealized