CIK: 0001569356 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Dec 6, 2018
Total Value ($000): $366,806 (98.9% shares, 1.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SEADRILL LTD | 1,520,362 | $37,675 | 10.3% | $24.78 | — | COM | G7998G106 |
| PBR/A | PETROLEO BRASILEIRO SA PETRO | 2,887,906 | $30,207 | 8.2% | $9.44 | — | SP ADR NON VTG | 71654V101 |
| NXPI | NXP SEMICONDUCTORS N V | 135,000 | $11,543 | 3.1% | $103.63 | -17.7% | COM | N6596X109 |
| KT | KT CORP | 685,857 | $10,185 | 2.8% | $14.33 | — | SPONSORED ADR | 48268K101 |
| HDB | HDFC BANK LTD | 106,319 | $10,005 | 2.7% | $94.10 | — | ADR REPS 3 SHS | 40415F101 |
| BHP | BHP BILLITON LTD | 185,600 | $9,287 | 2.5% | $50.04 | — | SPONSORED ADR | 088606108 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 1,403,459 | $8,762 | 2.4% | $5.92 | — | SPONSORED ADS | 606822104 |
| — | SUNLANDS ONLINE ED GROUP | 1,047,620 | $6,338 | 1.7% | $8.91 | — | ADS | 86740P108 |
| — | VANECK VECTORS ETF TR | 342,700 | $5,612 | 1.5% | $16.38 | — | JP MORGAN MKTS | 92189F494 |
| SHYG | ISHARES TR | 111,700 | $5,235 | 1.4% | $46.62 | — | 0-5YR HI YL CP | 46434V407 |
| BKNG | BOOKING HLDGS INC | 2,369 | $4,700 | 1.3% | $2046.25 | -5.4% | COM | 09857L108 |
| SJNK | SPDR SER TR | 164,400 | $4,515 | 1.2% | $27.29 | — | BLOOMBERG SRT TR | 78468R408 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 553,325 | $4,468 | 1.2% | $7.92 | — | SPONSORED ADR | 86562M209 |
| HTHT 0.375 11/01/22 REGS | CHINA LODGING GROUP LTD | 4,000,000 | $4,138 | 1.1% | $1.03 | — | DEBT 0.375%11/0 | G21182AA1 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 89,400 | $3,948 | 1.1% | $43.24 | — | SPONSORED ADR | 874039100 |
| — | SKECHERS U S A INC | 13,900 | $3,888 | 1.1% | $45.39 | — | CL A | 830566105 |
| TRIP | TRIPADVISOR INC | 73,002 | $3,728 | 1.0% | $48.61 | 0.0% | COM | 896945201 |
| — | KAYNE ANDERSN MLP MIDS INVT | 204,100 | $3,643 | 1.0% | $17.85 | — | COM | 486606106 |
| — | NUVEEN CR STRATEGIES INCM FD | 449,700 | $3,584 | 1.0% | $7.96 | — | COM SHS | 67073D102 |
| PKX | POSCO | 53,792 | $3,571 | 1.0% | $66.39 | — | SPONSORED ADR | 693483109 |
| RDY | DR REDDYS LABS LTD | 100,421 | $3,520 | 1.0% | $32.39 | — | ADR | 256135203 |
| — | NUVEEN PFD & INCM OPPORTNYS | 362,400 | $3,359 | 0.9% | $9.29 | — | COM | 67073B106 |
| — | YY INC | 43,918 | $3,290 | 0.9% | $83.61 | — | ADS REPCOM CLA | 98426T106 |
| — | NUVEEN FLOATING RATE INCOME | 304,200 | $3,161 | 0.9% | $10.42 | — | COM | 67072T108 |
| AMD | ADVANCED MICRO DEVICES INC | 1,500 | $3,158 | 0.9% | — | — | Call | 007903107 |
| — | NUVEEN PFD & INCM SECURTIES | 353,100 | $3,107 | 0.8% | $8.80 | — | COM | 67072C105 |
| — | COHEN & STEERS INFRASTRUCTUR | 138,500 | $3,065 | 0.8% | $22.13 | — | COM | 19248A109 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 125,700 | $3,021 | 0.8% | $24.31 | — | COM SHS | 670699107 |
| — | INTEGRATED DEVICE TECHNOLOGY | 64,100 | $3,013 | 0.8% | $47.00 | — | COM | 458118106 |
| GOOG | ALPHABET INC | 2,392 | $2,887 | 0.8% | $59.45 | 0.0% | CAP STK CL C | 02079K107 |
| — | CORNERSTONE TOTAL RTRN FD IN | 205,500 | $2,852 | 0.8% | $13.99 | — | COM | 21924U300 |
| — | VOYA PRIME RATE TR | 553,900 | $2,758 | 0.8% | $4.99 | — | SH BEN INT | 92913A100 |
| — | TIFFANY & CO NEW | 20,537 | $2,723 | 0.7% | — | — | Put | 886547108 |
| — | SEAGATE TECHNOLOGY PLC | 52,185 | $2,471 | 0.7% | $47.73 | — | SHS | G7945M107 |
| — | EATON VANCE SR FLTNG RTE TR | 174,600 | $2,455 | 0.7% | $14.07 | — | COM | 27828Q105 |
| — | TRI CONTL CORP | 88,200 | $2,379 | 0.6% | $26.93 | — | COM | 895436103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 181,100 | $2,293 | 0.6% | $12.66 | — | COM | 670657105 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 4,907 | $2,230 | 0.6% | $8.45 | +12.6% | COM | 169656105 |
| AMAT | APPLIED MATLS INC | 54,691 | $2,114 | 0.6% | $40.70 | 0.0% | COM | 038222105 |
| — | NUVEEN QUALITY MUNCP INCOME | 156,600 | $2,003 | 0.5% | $12.79 | — | COM | 67066V101 |
| — | FIRST TR INTER DUR PFD & IN | 90,900 | $1,947 | 0.5% | $21.42 | — | COM | 33718W103 |
| HTT | QUDIAN INC | 362,163 | $1,887 | 0.5% | $12.00 | — | ADR | 747798106 |
| DLTR | DOLLAR TREE INC | 22,866 | $1,865 | 0.5% | $91.85 | -4.4% | COM | 256746108 |
| — | NUVEEN CA QUALTY MUN INCOME | 142,700 | $1,847 | 0.5% | $13.08 | — | COM | 67066Y105 |
| — | CORNERSTONE STRATEGIC VALUE | 129,200 | $1,809 | 0.5% | $14.05 | — | COM | 21924B302 |
| — | BLACKROCK ENHANCED GBL DIV T | 163,200 | $1,794 | 0.5% | $10.99 | — | COM | 092501105 |
| WFC | WELLS FARGO CO NEW | 34,061 | $1,790 | 0.5% | $46.51 | 0.0% | COM | 949746101 |
| — | BLACKROCK MUN 2030 TAR TERM | 81,800 | $1,694 | 0.5% | $20.71 | — | COM SHS BEN IN | 09257P105 |
| PRU | PRUDENTIAL FINL INC | 16,550 | $1,677 | 0.5% | $68.64 | 0.0% | COM | 744320102 |
| — | BLACKROCK CORPOR HI YLD FD I | 159,400 | $1,675 | 0.5% | $10.51 | — | COM | 09255P107 |
| — | EATON VANCE TX MNG BY WRT OP | 103,200 | $1,663 | 0.5% | $16.11 | — | COM | 27828Y108 |
| LPL | LG DISPLAY CO LTD | 184,128 | $1,585 | 0.4% | $13.49 | — | SPONS ADR REP | 50186V102 |
| — | ARES DYNAMIC CR ALLOCATION F | 98,200 | $1,525 | 0.4% | $15.74 | — | COM | 04014F102 |
| — | BUNGE LIMITED | 22,126 | $1,520 | 0.4% | $73.93 | — | COM | G16962105 |
| GT | GOODYEAR TIRE & RUBR CO | 64,903 | $1,518 | 0.4% | $25.69 | -8.5% | COM | 382550101 |
| — | INVESCO TR INVT GRADE MUNS | 125,400 | $1,490 | 0.4% | $11.91 | — | COM | 46131M106 |
| DVN | DEVON ENERGY CORP NEW | 37,123 | $1,483 | 0.4% | $30.36 | 0.0% | COM | 25179M103 |
| BZUN | BAOZUN INC | 30,072 | $1,461 | 0.4% | $54.70 | — | SPONSORED ADR | 06684L103 |
| — | EATON VANCE TAX MNGD GBL DV | 152,900 | $1,453 | 0.4% | $9.50 | — | COM | 27829F108 |
| — | INVESCO SR INCOME TR | 330,400 | $1,421 | 0.4% | $4.29 | — | COM | 46131H107 |
| — | TEMPLETON EMERG MKTS INCOME | 142,000 | $1,420 | 0.4% | $10.00 | — | COM | 880192109 |
| — | UNITED STATES STL CORP NEW | 45,709 | $1,393 | 0.4% | $32.51 | — | COM | 912909108 |
| VIPS | VIPSHOP HLDGS LTD | 222,068 | $1,386 | 0.4% | $9.37 | — | SPONSORED ADR | 92763W103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 113,800 | $1,375 | 0.4% | $12.08 | — | COM | 09254E103 |
| SNAP | SNAP INC | 161,757 | $1,372 | 0.4% | $11.92 | -2.6% | CL A | 83304A106 |
| — | BLACKROCK FLOAT RATE OME STR | 98,900 | $1,364 | 0.4% | $13.89 | — | COM | 09255X100 |
| — | LAM RESEARCH CORP | 8,911 | $1,352 | 0.4% | $151.72 | — | COM | 512807108 |
| — | COHEN & STEERS LTD DUR PFD I | 56,200 | $1,338 | 0.4% | $23.81 | — | COM | 19248C105 |
| XYZ | SQUARE INC | 13,253 | $1,312 | 0.4% | $63.29 | +21.9% | CL A | 852234103 |
| WMT | WALMART INC | 13,920 | $1,307 | 0.4% | $27.34 | 0.0% | COM | 931142103 |
| — | TATA MTRS LTD | 83,400 | $1,296 | 0.4% | $29.43 | — | SPONSORED ADR | 876568502 |
| — | BLACKROCK MUNIYIELD CALI QLT | 99,200 | $1,271 | 0.3% | $12.81 | — | COM | 09254N103 |
| — | NUVEEN AMT FREE MUN CR INC F | 87,300 | $1,271 | 0.3% | $14.59 | — | COM | 67071L106 |
| MS | MORGAN STANLEY | 27,175 | $1,266 | 0.3% | $41.43 | -6.0% | COM NEW | 617446448 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 87,000 | $1,264 | 0.3% | $13.41 | — | COM | 184692101 |
| EL | LAUDER ESTEE COS INC | 29,123 | $1,232 | 0.3% | $130.63 | -3.2% | CL A | 518439104 |
| — | WELLS FARGO MULTI SECTOR INC | 100,800 | $1,226 | 0.3% | $12.23 | — | COM | 94987D101 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 92,800 | $1,194 | 0.3% | $12.94 | — | COM | 670651108 |
| — | FLAHERTY&CRMN PFD SEC INCOM | 65,500 | $1,193 | 0.3% | $18.21 | — | COM | 338478100 |
| — | BLACKROCK RES & COMM STRAT T | 129,400 | $1,174 | 0.3% | $9.09 | — | SHS | 09257A108 |
| BIDU | BAIDU INC | 8,762 | $1,173 | 0.3% | $223.18 | — | SPON ADR REP A | 056752108 |
| JD | JD COM INC | 44,856 | $1,170 | 0.3% | $40.07 | — | SPON ADR CL A | 47215P106 |
| SYY | SYSCO CORP | 15,893 | $1,164 | 0.3% | $59.27 | 0.0% | COM | 871829107 |
| — | FST TR NEW OPPORT MLP & ENE | 119,000 | $1,134 | 0.3% | $9.70 | — | COM | 33739M100 |
| — | MORGAN STANLEY CHINA A SH FD | 52,734 | $1,133 | 0.3% | $23.53 | — | COM | 617468103 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 102,100 | $1,130 | 0.3% | $11.02 | — | COM | 67074U103 |
| ANGL | VANECK VECTORS ETF TR | 38,900 | $1,126 | 0.3% | $28.85 | — | FALLEN ANGEL HG | 92189F437 |
| UPS | UNITED PARCEL SERVICE INC | 9,475 | $1,106 | 0.3% | $83.75 | +5.6% | CL B | 911312106 |
| — | DOUBLELINE INCOME SOLUTIONS | 54,400 | $1,099 | 0.3% | $20.20 | — | COM | 258622109 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 123,800 | $1,087 | 0.3% | $8.78 | — | COM SH BEN INT | 00326L100 |
| — | EATON VANCE ENH EQTY INC FD | 61,000 | $1,077 | 0.3% | $17.53 | — | COM | 278277108 |
| RL | RALPH LAUREN CORP | 7,756 | $1,067 | 0.3% | $115.18 | 0.0% | CL A | 751212101 |
| CAR | AVIS BUDGET GROUP | 32,782 | $1,054 | 0.3% | $31.70 | 0.0% | COM | 053774105 |
| — | MONEYGRAM INTL INC | 195,400 | $1,045 | 0.3% | $13.18 | — | COM NEW | 60935Y208 |
| — | ABERDEEN ASIA PACIFIC INCOM | 250,400 | $1,034 | 0.3% | $4.13 | — | COM | 003009107 |
| — | PIMCO DYNMIC CREDIT AND MRT | 42,600 | $1,028 | 0.3% | $24.13 | — | COM SHS | 72202D106 |
| — | BLACKROCK ENHANCED INTL DIV | 171,200 | $981 | 0.3% | $5.91 | — | COM BENE INTER | 092524107 |
| — | EATON VANCE FLTING RATE INC | 66,600 | $972 | 0.3% | $14.52 | — | COM | 278279104 |
| — | BLACKROCK MULTI-SECTOR INC T | 56,900 | $963 | 0.3% | $16.92 | — | COM | 09258A107 |
| GS | GOLDMAN SACHS GROUP INC | 4,242 | $951 | 0.3% | $200.65 | -2.1% | COM | 38141G104 |
| NTES | NETEASE INC | 4,100 | $936 | 0.3% | $275.51 | — | SPONSORED ADR | 64110W102 |
| — | INVESCO DYNAMIC CR OPP FD | 81,500 | $935 | 0.3% | $11.53 | — | COM | 46132R104 |
| — | EATON VANCE TX MGD DIV EQ IN | 70,800 | $909 | 0.2% | $12.68 | — | COM | 27828N102 |
| — | KAYNE ANDERSON MDSTM ENERGY | 70,901 | $908 | 0.2% | $12.75 | — | COM | 48661E108 |
| — | INVESCO MUN OPPORTUNITY TR | 79,200 | $906 | 0.2% | $11.44 | — | COM | 46132C107 |
| VIPS | VIPSHOP HLDGS LTD | 2,500 | $890 | 0.2% | $9.37 | — | Put | 92763W103 |
| — | WESTERN ASSET HIGH INCM FD I | 139,600 | $885 | 0.2% | $6.34 | — | COM | 95766J102 |
| PG | PROCTER AND GAMBLE CO | 10,452 | $870 | 0.2% | $67.79 | 0.0% | COM | 742718109 |
| UMC | UNITED MICROELECTRONICS CORP | 319,739 | $846 | 0.2% | $2.64 | — | SPON ADR NEW | 910873405 |
| — | YY INC | 988 | $841 | 0.2% | $83.61 | — | Put | 98426T106 |
| — | BLACKROCK TAX MUNICPAL BD TR | 38,800 | $823 | 0.2% | $21.21 | — | SHS | 09248X100 |
| — | FIDUCIARY CLAYMORE MLP OPP F | 66,900 | $817 | 0.2% | $11.78 | — | COM | 31647Q106 |
| — | BLACKROCK LTD DURATION INC T | 53,400 | $795 | 0.2% | $14.89 | — | COM SHS | 09249W101 |
| — | INVESCO VALUE MUN INCOME TR | 57,400 | $794 | 0.2% | $13.83 | — | COM | 46132P108 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 75,300 | $776 | 0.2% | $10.41 | — | COM SHS | 6706EN100 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 44,200 | $747 | 0.2% | $16.70 | — | COM | 6706EW100 |
| — | BLACKROCK MUN INCOME TR | 59,900 | $745 | 0.2% | $12.44 | — | SH BEN INT | 09248F109 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 56,000 | $740 | 0.2% | $13.36 | — | COM | 92829B101 |
| — | GENERAL AMERN INVS INC | 20,000 | $740 | 0.2% | $37.00 | — | COM | 368802104 |
| TLT | ISHARES TR | 6,270 | $734 | 0.2% | $117.07 | — | 20 YR TR BD ETF | 464287432 |
| — | EATON VANCE MUN BD FD | 61,100 | $704 | 0.2% | $11.52 | — | COM | 27827X101 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 54,800 | $688 | 0.2% | $12.64 | — | COM | 09254L107 |
| — | INVESCO QUALITY MUNI INC TRS | 59,300 | $687 | 0.2% | $11.59 | — | COM | 46133G107 |
| TRIP | TRIPADVISOR INC | 1,637 | $684 | 0.2% | $48.61 | 0.0% | Put | 896945201 |
| — | NEUBERGER BERMAN MLP INCOME | 78,500 | $682 | 0.2% | $8.70 | — | COM | 64129H104 |
| — | HANCOCK JOHN FINL OPPTYS FD | 18,200 | $673 | 0.2% | $37.20 | — | SH BEN INT NEW | 409735206 |
| — | FIRST TR HIGH INCOME L/S FD | 45,700 | $669 | 0.2% | $14.64 | — | COM | 33738E109 |
| — | PIMCO INCOME STRATEGY FUND I | 62,300 | $657 | 0.2% | $10.55 | — | COM | 72201J104 |
| — | VMWARE INC | 4,211 | $657 | 0.2% | $156.02 | — | CL A COM | 928563402 |
| — | NUVEEN MUN HIGH INCOME OPP F | 51,500 | $646 | 0.2% | $12.54 | — | COM | 670682103 |
| — | HESS CORP | 800 | $642 | 0.2% | — | — | Call | 42809H107 |
| — | APOLLO SR FLOATING RATE FD I | 40,100 | $641 | 0.2% | $16.04 | — | COM | 037636107 |
| MU | MICRON TECHNOLOGY INC | 14,058 | $636 | 0.2% | $50.80 | -3.1% | COM | 595112103 |
| — | NUVEEN MUNICIPAL CREDIT INC | 43,200 | $623 | 0.2% | $14.34 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 51,800 | $616 | 0.2% | $11.89 | — | COM | 670656107 |
| — | GAMCO GLOBAL GOLD NAT RES & | 130,100 | $611 | 0.2% | $4.70 | — | COM SH BEN INT | 36465A109 |
| — | BOULDER GROWTH & INCOME FD I | 52,524 | $589 | 0.2% | $10.91 | — | COM | 101507101 |
| — | REAVES UTIL INCOME FD | 18,900 | $579 | 0.2% | $29.31 | — | COM SH BEN INT | 756158101 |
| — | ROYCE MICRO-CAP TR INC | 56,300 | $575 | 0.2% | $10.21 | — | COM | 780915104 |
| — | KKR INCOME OPPORTUNITIES FD | 34,600 | $568 | 0.2% | $16.42 | — | COM | 48249T106 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 43,800 | $548 | 0.1% | $12.51 | — | COM | 09254P108 |
| BB | BLACKBERRY LTD | 47,571 | $541 | 0.1% | $11.15 | -8.4% | COM | 09228F103 |
| BKNG | BOOKING HLDGS INC | 40 | $513 | 0.1% | $2046.25 | -5.4% | Put | 09857L108 |
| — | CLEARBRIDGE AMERN ENERG MLP | 61,200 | $482 | 0.1% | $7.74 | — | COM | 184691103 |
| — | CALAMOS CONV OPP AND INC FD | 39,500 | $476 | 0.1% | $12.05 | — | SH BEN INT | 128117108 |
| — | INVESCO MUN TR | 40,100 | $463 | 0.1% | $11.55 | — | COM | 46131J103 |
| — | STONE HBR EMERG MKTS TL INC | 35,400 | $461 | 0.1% | $13.02 | — | COM | 86164W100 |
| JD | JD COM INC | 500 | $450 | 0.1% | $40.07 | — | Put | 47215P106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 27,300 | $426 | 0.1% | $15.45 | — | SHS | 67075G103 |
| NSC | NORFOLK SOUTHERN CORP | 2,338 | $422 | 0.1% | $147.16 | 0.0% | COM | 655844108 |
| CROX | CROCS INC | 19,700 | $419 | 0.1% | $13.87 | +38.5% | COM | 227046109 |
| SHOP | SHOPIFY INC | 2,534 | $417 | 0.1% | $12.94 | +17.7% | CL A | 82509L107 |
| NKE | NIKE INC | 4,800 | $407 | 0.1% | $59.62 | +22.4% | CL B | 654106103 |
| — | SEAGATE TECHNOLOGY PLC | 1,300 | $395 | 0.1% | $47.73 | — | Put | G7945M107 |
| SNAP | SNAP INC | 2,200 | $392 | 0.1% | $11.92 | -2.6% | Put | 83304A106 |
| — | VOYA GLBL EQTY DIV & PREM OP | 52,800 | $383 | 0.1% | $7.25 | — | COM | 92912T100 |
| COST | COSTCO WHSL CORP NEW | 1,610 | $378 | 0.1% | $162.56 | +25.0% | COM | 22160K105 |
| — | MICHAEL KORS HLDGS LTD | 5,500 | $377 | 0.1% | $62.15 | — | SHS | G60754101 |
| VFC | V F CORP | 4,027 | $376 | 0.1% | $85.30 | 0.0% | COM | 918204108 |
| — | SYMANTEC CORP | 1,000 | $375 | 0.1% | $20.65 | — | Call | 871503108 |
| — | PGIM GLOBAL SHORT DURATION H | 26,800 | $372 | 0.1% | $13.74 | — | COM | 69346J106 |
| — | ADAM NAT RES FD INC | 18,600 | $371 | 0.1% | $19.95 | — | COM | 00548F105 |
| — | MOMO INC | 8,432 | $369 | 0.1% | $43.52 | — | ADR | 60879B107 |
| CF | CF INDS HLDGS INC | 6,570 | $358 | 0.1% | $40.15 | 0.0% | COM | 125269100 |
| — | DUFF & PHELPS GLB UTL INC FD | 24,500 | $355 | 0.1% | $14.70 | — | COM | 26433C105 |
| AMAT | APPLIED MATLS INC | 1,200 | $335 | 0.1% | $40.70 | 0.0% | Put | 038222105 |
| — | BLACKROCK CR ALLCTN INC TR | 26,600 | $326 | 0.1% | $12.08 | — | COM | 092508100 |
| BZUN | BAOZUN INC | 850 | $323 | 0.1% | $54.70 | — | Put | 06684L103 |
| — | FOOT LOCKER INC | 6,319 | $322 | 0.1% | $44.56 | — | COM | 344849104 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 250 | $315 | 0.1% | $8.45 | +12.6% | Put | 169656105 |
| GOOGL | ALPHABET INC | 50 | $313 | 0.1% | $46.77 | +28.5% | Put | 02079K305 |
| — | EATON VANCE ENHANCED EQ INC | 19,300 | $309 | 0.1% | $15.83 | — | COM | 278274105 |
| — | EATON VANCE LTD DUR INCOME F | 23,500 | $298 | 0.1% | $12.58 | — | COM | 27828H105 |
| — | FRANKLIN LTD DURATION INC TR | 28,200 | $287 | 0.1% | $10.18 | — | COM | 35472T101 |
| — | BLACKROCK ENERGY & RES TR | 19,700 | $287 | 0.1% | $14.57 | — | COM | 09250U101 |
| WMT | WALMART INC | 1,000 | $281 | 0.1% | $27.34 | 0.0% | Put | 931142103 |
| EXPE | EXPEDIA GROUP INC | 700 | $271 | 0.1% | $126.35 | 0.0% | Put | 30212P303 |
| — | FIRST TR ENERGY INCOME & GRW | 11,700 | $260 | 0.1% | $22.54 | — | COM | 33738G104 |
| EXPE | EXPEDIA GROUP INC | 300 | $248 | 0.1% | $126.35 | 0.0% | Call | 30212P303 |
| — | GABELLI DIVD & INCOME TR | 10,200 | $244 | 0.1% | $23.92 | — | COM | 36242H104 |
| COST | COSTCO WHSL CORP NEW | 150 | $243 | 0.1% | $162.56 | +25.0% | Call | 22160K105 |
| QQQ | INVESCO QQQ TR | 1,650 | $241 | 0.1% | — | — | Put | 46090E103 |
| XYZ | SQUARE INC | 800 | $240 | 0.1% | $63.29 | +21.9% | Put | 852234103 |
| WM | WASTE MGMT INC DEL | 2,660 | $240 | 0.1% | $78.27 | 0.0% | COM | 94106L109 |
| COST | COSTCO WHSL CORP NEW | 1,150 | $234 | 0.1% | $162.56 | +25.0% | Put | 22160K105 |
| — | LAM RESEARCH CORP | 150 | $227 | 0.1% | $151.72 | — | Put | 512807108 |
| CAR | AVIS BUDGET GROUP | 1,000 | $223 | 0.1% | $31.70 | 0.0% | Put | 053774105 |
| WFC | WELLS FARGO CO NEW | 1,400 | $215 | 0.1% | $46.51 | 0.0% | Put | 949746101 |
| — | KELLOGG CO | 1,000 | $208 | 0.1% | — | — | Put | 487836108 |
| — | SYMANTEC CORP | 2,400 | $208 | 0.1% | $20.65 | — | Put | 871503108 |
| NUS | NU SKIN ENTERPRISES INC | 2,500 | $206 | 0.1% | $61.55 | 0.0% | CL A | 67018T105 |
| WDC | WESTERN DIGITAL CORP | 3,500 | $205 | 0.1% | $46.86 | 0.0% | COM | 958102105 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 15,300 | $201 | 0.1% | $13.14 | — | COM | 09253W104 |
| MKC | MCCORMICK & CO INC | 1,505 | $198 | 0.1% | $53.63 | 0.0% | COM NON VTG | 579780206 |
| INTC | INTEL CORP | 4,100 | $194 | 0.1% | $41.52 | 0.0% | COM | 458140100 |
| MSFT | MICROSOFT CORP | 240 | $190 | 0.1% | — | — | Call | 594918104 |
| CLX | CLOROX CO DEL | 1,252 | $188 | 0.1% | $110.98 | +3.3% | COM | 189054109 |
| HLF | HERBALIFE NUTRITION LTD | 3,400 | $185 | 0.1% | $55.24 | 0.0% | COM SHS | G4412G101 |
| FLR | FLUOR CORP NEW | 321 | $184 | 0.1% | $49.68 | +4.5% | Call | 343412102 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 29,200 | $177 | 0.0% | $6.06 | — | COM SH BEN INT | 00302L108 |
| EL | LAUDER ESTEE COS INC | 400 | $174 | 0.0% | $130.63 | -3.2% | Put | 518439104 |
| — | CBRE CLARION GLOBAL REAL EST | 23,800 | $174 | 0.0% | $7.31 | — | COM | 12504G100 |
| EXPE | EXPEDIA GROUP INC | 1,326 | $173 | 0.0% | $126.35 | 0.0% | COM NEW | 30212P303 |
| UPS | UNITED PARCEL SERVICE INC | 925 | $171 | 0.0% | $83.75 | +5.6% | Put | 911312106 |
| MMM | 3M CO | 804 | $169 | 0.0% | $130.14 | +1.6% | COM | 88579Y101 |
| — | L BRANDS INC | 674 | $165 | 0.0% | — | — | Put | 501797104 |
| AAP | ADVANCE AUTO PARTS INC | 972 | $164 | 0.0% | $135.19 | 0.0% | COM | 00751Y106 |
| — | L BRANDS INC | 674 | $163 | 0.0% | — | — | Call | 501797104 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 6,800 | $159 | 0.0% | $23.39 | — | COM | 41013V100 |
| CSX | CSX CORP | 2,139 | $158 | 0.0% | $17.98 | +20.0% | COM | 126408103 |
| WMT | WALMART INC | 500 | $155 | 0.0% | $27.34 | 0.0% | Call | 931142103 |
| DVN | DEVON ENERGY CORP NEW | 600 | $145 | 0.0% | $30.36 | 0.0% | Put | 25179M103 |
| UNP | UNION PAC CORP | 882 | $144 | 0.0% | $127.79 | 0.0% | COM | 907818108 |
| — | WESTERN ASSET EMRG MKT DEBT | 10,000 | $134 | 0.0% | $13.40 | — | COM | 95766A101 |
| — | NUVEEN MUN VALUE FD INC | 14,100 | $132 | 0.0% | $9.36 | — | COM | 670928100 |
| DLTR | DOLLAR TREE INC | 684 | $130 | 0.0% | $91.85 | -4.4% | Put | 256746108 |
| FLR | FLUOR CORP NEW | 1,847 | $128 | 0.0% | $49.68 | +4.5% | Put | 343412102 |
| PRU | PRUDENTIAL FINL INC | 1,100 | $119 | 0.0% | $68.64 | 0.0% | Put | 744320102 |
| — | WELLS FARGO INCOME OPPORTUNI | 14,500 | $115 | 0.0% | $7.99 | — | WF INC OPPTY FD | 94987B105 |
| RL | RALPH LAUREN CORP | 400 | $114 | 0.0% | $115.18 | 0.0% | Put | 751212101 |
| — | KELLOGG CO | 652 | $112 | 0.0% | — | — | Call | 487836108 |
| EXAS | EXACT SCIENCES CORP | 1,425 | $112 | 0.0% | $65.21 | 0.0% | COM | 30063P105 |
| — | BLACKROCK FLOATING RATE INCO | 8,100 | $107 | 0.0% | $13.21 | — | COM | 091941104 |
| GT | GOODYEAR TIRE & RUBR CO | 1,750 | $105 | 0.0% | $25.69 | -8.5% | Put | 382550101 |
| — | BUNGE LIMITED | 1,000 | $105 | 0.0% | $73.93 | — | Put | G16962105 |
| — | ALBEMARLE CORP | 192 | $104 | 0.0% | — | — | Call | 012653901 |
| — | TEMPLETON GLOBAL INCOME FD | 16,800 | $103 | 0.0% | $6.37 | — | COM | 880198106 |
| BHC | BAUSCH HEALTH COS INC | 3,910 | $100 | 0.0% | $22.90 | 0.0% | COM | 071734107 |
| — | EATON VANCE TXMGD GL BUYWR O | 8,300 | $100 | 0.0% | $12.05 | — | COM | 27829C105 |
| — | NUVEEN BUILD AMER BD FD | 4,900 | $98 | 0.0% | $20.00 | — | COM | 67074C103 |
| — | TEKLA HEALTHCARE INVS | 4,100 | $95 | 0.0% | $23.17 | — | SH BEN INT | 87911J103 |
| BAC | BANK AMER CORP | 750 | $94 | 0.0% | $24.85 | +2.5% | Call | 060505104 |
| OEF | ISHARES TR | 250 | $92 | 0.0% | — | — | Put | 464287101 |
| TAP/A | MOLSON COORS BREWING CO | 400 | $91 | 0.0% | — | — | Call | 60871R100 |
| WM | WASTE MGMT INC DEL | 520 | $89 | 0.0% | $78.27 | 0.0% | Put | 94106L109 |
| — | PUTNAM PREMIER INCOME TR | 16,400 | $86 | 0.0% | $5.23 | — | SH BEN INT | 746853100 |
| SYY | SYSCO CORP | 500 | $79 | 0.0% | $59.27 | 0.0% | Put | 871829107 |
| — | HESS CORP | 2,550 | $78 | 0.0% | — | — | Put | 42809H107 |
| — | MOMO INC | 950 | $77 | 0.0% | $43.52 | — | Put | 60879B107 |
| BB | BLACKBERRY LTD | 2,000 | $76 | 0.0% | $11.15 | -8.4% | Put | 09228F103 |
| — | COLUMBIA SELIGM PREM TECH GR | 3,400 | $73 | 0.0% | $21.56 | — | COM | 19842X109 |
| — | BLACKROCK DEBT STRAT FD INC | 64,000 | $71 | 0.0% | $11.00 | — | COM NEW | 09255R202 |
| — | BARINGS GLOBAL SHORT DURATIO | 3,600 | $70 | 0.0% | $19.44 | — | COM | 06760L100 |
| MS | MORGAN STANLEY | 1,300 | $67 | 0.0% | $41.43 | -6.0% | Put | 617446448 |
| WM | WASTE MGMT INC DEL | 400 | $67 | 0.0% | $78.27 | 0.0% | Call | 94106L109 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 800 | $66 | 0.0% | $82.50 | — | SPONSORED ADR | 881624209 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 800 | $66 | 0.0% | $82.50 | — | Call | 881624209 |
| — | VMWARE INC | 300 | $65 | 0.0% | $156.02 | — | Put | 928563402 |
| — | ALBEMARLE CORP | 600 | $62 | 0.0% | — | — | Put | 012653951 |
| — | ARCONIC INC | 192 | $62 | 0.0% | $23.06 | — | Call | 03965L100 |
| SHOP | SHOPIFY INC | 250 | $61 | 0.0% | $12.94 | +17.7% | Put | 82509L107 |
| LOW | LOWES COS INC | 511 | $59 | 0.0% | $78.69 | +15.7% | COM | 548661107 |
| — | ADVENT CLAYMORE CV SECS & IN | 3,600 | $56 | 0.0% | $15.56 | — | COM | 00764C109 |
| — | ENERGY TRANSFER PARTNERS LP | 2,507 | $56 | 0.0% | $22.34 | — | UNIT LTD PRT INT | 29278N103 |
| — | DOUBLELINE OPPORTUNISTIC CR | 2,600 | $53 | 0.0% | $21.32 | — | COM | 258623107 |
| TAP/A | MOLSON COORS BREWING CO | 1,268 | $49 | 0.0% | — | — | Put | 60871R100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,246 | $48 | 0.0% | $205.18 | 0.0% | CL B NEW | 084670702 |
| AGO | ASSURED GUARANTY LTD | 1,077 | $45 | 0.0% | $34.96 | 0.0% | COM | G0585R106 |
| MU | MICRON TECHNOLOGY INC | 300 | $44 | 0.0% | $50.80 | -3.1% | Put | 595112103 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 800 | $43 | 0.0% | $82.50 | — | Put | 881624209 |
| — | FOOT LOCKER INC | 1,000 | $40 | 0.0% | $44.56 | — | Put | 344849104 |
| GS | GOLDMAN SACHS GROUP INC | 500 | $39 | 0.0% | $200.65 | -2.1% | Put | 38141G104 |
| VFC | V F CORP | 400 | $39 | 0.0% | $85.30 | 0.0% | Put | 918204108 |
| CF | CF INDS HLDGS INC | 332 | $39 | 0.0% | $40.15 | 0.0% | Put | 125269100 |
| OEF | ISHARES TR | 250 | $37 | 0.0% | — | — | Call | 464287101 |
| — | ENERGY TRANSFER PARTNERS LP | 300 | $35 | 0.0% | $22.34 | — | Put | 29278N103 |
| NSC | NORFOLK SOUTHERN CORP | 90 | $34 | 0.0% | $147.16 | 0.0% | Put | 655844108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 125 | $32 | 0.0% | $205.18 | 0.0% | Put | 084670702 |
| BAC | BANK AMER CORP | 1,400 | $27 | 0.0% | $24.85 | +2.5% | Put | 060505104 |
| EXAS | EXACT SCIENCES CORP | 400 | $27 | 0.0% | $65.21 | 0.0% | Put | 30063P105 |
| MSFT | MICROSOFT CORP | 240 | $24 | 0.0% | — | — | Put | 594918104 |
| DVN | DEVON ENERGY CORP NEW | 200 | $24 | 0.0% | $30.36 | 0.0% | Call | 25179M103 |
| UPS | UNITED PARCEL SERVICE INC | 400 | $22 | 0.0% | $83.75 | +5.6% | Call | 911312106 |
| — | ENERGY TRANSFER PARTNERS LP | 300 | $22 | 0.0% | $22.34 | — | Call | 29278N103 |
| PG | PROCTER AND GAMBLE CO | 1,100 | $21 | 0.0% | $67.79 | 0.0% | Put | 742718109 |
| GT | GOODYEAR TIRE & RUBR CO | 200 | $19 | 0.0% | $25.69 | -8.5% | Call | 382550101 |
| WFC | WELLS FARGO CO NEW | 500 | $17 | 0.0% | $46.51 | 0.0% | Call | 949746101 |
| BHC | BAUSCH HEALTH COS INC | 1,000 | $15 | 0.0% | $22.90 | 0.0% | Call | 071734107 |
| CLX | CLOROX CO DEL | 50 | $14 | 0.0% | $110.98 | +3.3% | Put | 189054109 |
| UROV | UROVANT SCIENCES LTD | 1,000 | $12 | 0.0% | $12.00 | — | SHS | G9381B108 |
| CSX | CSX CORP | 900 | $12 | 0.0% | $17.98 | +20.0% | Put | 126408103 |
| MMM | 3M CO | 110 | $12 | 0.0% | $130.14 | +1.6% | Put | 88579Y101 |
| MKC | MCCORMICK & CO INC | 168 | $9 | 0.0% | $53.63 | 0.0% | Put | 579780206 |
| IRBTQ | IROBOT CORP | 86 | $9 | 0.0% | $74.02 | +27.1% | COM | 462726100 |
| AMD | ADVANCED MICRO DEVICES INC | 1,900 | $8 | 0.0% | — | — | Put | 007903107 |
| UNP | UNION PAC CORP | 300 | $7 | 0.0% | $127.79 | 0.0% | Put | 907818108 |
| LOW | LOWES COS INC | 143 | $7 | 0.0% | $78.69 | +15.7% | Put | 548661107 |
| — | WEIGHT WATCHERS INTL INC NEW | 83 | $6 | 0.0% | $44.23 | — | COM | 948626106 |
| AGO | ASSURED GUARANTY LTD | 36 | $4 | 0.0% | $34.96 | 0.0% | Put | G0585R106 |
| ADSK | AUTODESK INC | 20 | $3 | 0.0% | $132.48 | +6.6% | COM | 052769106 |
| ADSK | AUTODESK INC | 400 | $3 | 0.0% | $132.48 | +6.6% | Put | 052769106 |
| — | ARCONIC INC | 192 | $2 | 0.0% | $23.06 | — | Put | 03965L100 |
| IRBTQ | IROBOT CORP | 9 | $1 | 0.0% | $74.02 | +27.1% | Put | 462726100 |
| — | WEIGHT WATCHERS INTL INC NEW | 2 | $1 | 0.0% | $44.23 | — | Put | 948626106 |