Location: Davenport, IA
CIK: 0001741426 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Jan 28, 2020
Total Value: $105M (99.2% shares, 0.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 24,876 | $7.302M | 6.9% | $293.54 * | $40.42 | +75.3% | COM | 037833100 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 261,590 | $5.25M | 5.0% | $20.07 | $19.67 | +2.0% | PFD SECS INC ETF | 33739E108 |
| FTSM | FIRST TR EXCHANGE TRADED FD | 47,915 | $2.875M | 2.7% | $60.00 | $60.05 | +0.1% | FIRST TR ENH NEW | 33739Q408 |
| — | PUTNAM PREMIER INCOME TR | 494,805 | $2.683M | 2.6% | $5.42 | $5.21 | — | SH BEN INT | 746853100 |
| FDL | FIRST TR MORNINGSTAR DIV LEA | 65,130 | $2.127M | 2.0% | $32.66 | $29.59 | +10.1% | SHS | 336917109 |
| AMZN | AMAZON COM INC | 1,143 | $2.113M | 2.0% | $1848.64 * | $73.84 | +25.1% | COM | 023135106 |
| — | COHEN & STEERS QUALITY RLTY | 126,520 | $1.884M | 1.8% | $14.89 | $12.23 | — | COM | 19247L106 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 36,881 | $1.766M | 1.7% | $47.88 | $48.07 | -0.3% | SENIOR LN FD | 33738D309 |
| MSFT | MICROSOFT CORP | 10,387 | $1.642M | 1.6% | $158.08 * | $88.78 | +68.7% | COM | 594918104 |
| FDN | FIRST TR EXCHANGE TRADED FD | 11,698 | $1.627M | 1.5% | $139.08 | $121.90 | +14.1% | DJ INTERNT IDX | 33733E302 |
| DGRO | ISHARES TR | 37,116 | $1.563M | 1.5% | $42.11 | $36.90 | +14.0% | CORE DIV GRWTH | 46434V621 |
| FBT | FIRST TR EXCHANGE TRADED FD | 10,342 | $1.536M | 1.5% | $148.52 | $136.56 | +8.9% | NY ARCA BIOTECH | 33733E203 |
| WMT | WALMART INC | 11,952 | $1.422M | 1.4% | $118.98 * | $28.29 | +28.7% | COM | 931142103 |
| DE | DEERE & CO | 7,731 | $1.341M | 1.3% | $173.46 * | $143.02 | +11.6% | COM | 244199105 |
| — | MORGAN STANLEY EMER MKTS DEB | 138,573 | $1.341M | 1.3% | $9.68 | $9.33 | — | COM | 61744H105 |
| USB | US BANCORP DEL | 22,237 | $1.32M | 1.3% | $59.36 * | $39.92 | +14.7% | COM NEW | 902973304 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 26,754 | $1.306M | 1.2% | $48.82 | $48.04 | +1.6% | FIRST TR TA HIYL | 33738D408 |
| FTCS | FIRST TR EXCHANGE TRADED FD | 21,590 | $1.301M | 1.2% | $60.26 | $52.92 | +14.1% | CAP STRENGTH ETF | 33733E104 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 105,845 | $1.283M | 1.2% | $12.12 | $11.89 | — | COM | 01879R106 |
| FV | FIRST TR EXCHANGE TRADED FD | 38,051 | $1.202M | 1.1% | $31.59 | $29.43 | +7.2% | DORSEY WRT 5 ETF | 33738R605 |
| — | MANAGED PORTFOLIO SER | 48,611 | $1.143M | 1.1% | $23.51 | $23.18 | — | TORTOISE NRAM PI | 56167N720 |
| — | FIRST TRUST SPECIALTY FINANC | 185,466 | $1.105M | 1.1% | $5.96 | $6.02 | — | COM BEN INTR | 33733G109 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 141,227 | $1.095M | 1.0% | $7.75 | $9.83 | — | COM | 67074U103 |
| BA | BOEING CO | 3,275 | $1.069M | 1.0% | $326.41 | $332.47 | -2.6% | COM | 097023105 |
| IDV | ISHARES TR | 30,508 | $1.022M | 1.0% | $33.50 | $31.11 | +7.9% | INTL SEL DIV ETF | 464288448 |
| IEFA | ISHARES TR | 15,562 | $1.013M | 1.0% | $65.09 | $63.41 | +2.9% | CORE MSCI EAFE | 46432F842 |
| PFE | PFIZER INC | 25,618 | $1.005M | 1.0% | $39.23 * | $24.24 | +15.5% | COM | 717081103 |
| PEP | PEPSICO INC | 7,321 | $1.003M | 1.0% | $137.00 * | $89.25 | +27.5% | COM | 713448108 |
| — | CALAMOS DYNAMIC CONV & INCOM | 45,075 | $952K | 0.9% | $21.12 | $19.98 | — | COM | 12811V105 |
| ITOT | ISHARES TR | 12,916 | $940K | 0.9% | $72.78 | $65.98 | +10.2% | CORE S&P TTL STK | 464287150 |
| WFC | WELLS FARGO CO NEW | 17,388 | $935K | 0.9% | $53.77 * | $47.72 | -3.4% | COM | 949746101 |
| REM | ISHARES TR | 19,778 | $876K | 0.8% | $44.29 | $42.61 | +4.5% | MORTGE REL ETF | 46435G342 |
| — | GENERAL AMERN INVS INC | 22,636 | $855K | 0.8% | $37.77 | $33.75 | — | COM | 368802104 |
| VZ | VERIZON COMMUNICATIONS INC | 13,930 | $854K | 0.8% | $61.31 * | $33.10 | +31.7% | COM | 92343V104 |
| VNLA | JANUS DETROIT STR TR | 17,015 | $844K | 0.8% | $49.60 | $49.87 | -0.5% | HENDRSN SHRT ETF | 47103U886 |
| RFDI | FIRST TR EXCH TRADED FD III | 14,080 | $843K | 0.8% | $59.87 | $65.16 | -8.0% | RIVRFRNT DYN DEV | 33739P608 |
| — | ADVENT CONVERTIBLE & INCOME | 53,821 | $837K | 0.8% | $15.55 | $15.19 | — | COM | 00764C109 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 20,820 | $832K | 0.8% | $39.96 | $43.83 | -8.6% | MATERIALS ALPH | 33734X168 |
| META | FACEBOOK INC | 3,987 | $821K | 0.8% | $205.92 | $178.34 | +14.3% | CL A | 30303M102 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 118,719 | $769K | 0.7% | $6.48 | $6.37 | — | COM SH BEN INT | 00302L108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 26,287 | $739K | 0.7% | $28.11 | $24.91 | — | COM | 293792107 |
| AMT | AMERICAN TOWER CORP NEW | 3,187 | $731K | 0.7% | $229.37 * | $121.82 | +59.9% | COM | 03027X100 |
| — | WESTERN ASSET MTG DEF OPPTY | 35,986 | $729K | 0.7% | $20.26 | $22.11 | — | COM | 95790B109 |
| — | COHEN & STEERS INFRASTRUCTUR | 27,112 | $711K | 0.7% | $26.22 | $21.98 | — | COM | 19248A109 |
| O | REALTY INCOME CORP | 9,466 | $697K | 0.7% | $73.63 * | $34.12 | +55.2% | COM | 756109104 |
| FXO | FIRST TR EXCHANGE TRADED FD | 20,545 | $692K | 0.7% | $33.68 | $31.35 | +6.9% | FINLS ALPHADEX | 33734X135 |
| — | KANSAS CITY SOUTHERN | 4,374 | $670K | 0.6% | $153.18 | $107.43 | — | COM NEW | 485170302 |
| FXL | FIRST TR EXCHANGE TRADED FD | 8,622 | $627K | 0.6% | $72.72 | $55.60 | +30.5% | TECH ALPHADEX | 33734X176 |
| T | AT&T INC | 15,537 | $609K | 0.6% | $39.20 * | $15.75 | +22.6% | COM | 00206R102 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 6,057 | $608K | 0.6% | $100.38 | $76.90 | +30.2% | SHS | 337345102 |
| IJR | ISHARES TR | 7,175 | $603K | 0.6% | $84.04 | $79.03 | +6.1% | CORE S&P SCP ETF | 464287804 |
| IVV | ISHARES TR | 1,863 | $601K | 0.6% | $322.60 | $281.42 | +14.9% | CORE S&P500 ETF | 464287200 |
| EMB | ISHARES TR | 5,117 | $586K | 0.6% | $114.52 | $112.49 | +1.8% | JPMORGAN USD EMG | 464288281 |
| — | LIBERTY ALL STAR EQUITY FD | 86,270 | $584K | 0.6% | $6.77 | $6.19 | — | SH BEN INT | 530158104 |
| — | INVESCO MUN OPPORTUNITY TR | 46,679 | $577K | 0.5% | $12.36 | $11.67 | — | COM | 46132C107 |
| — | FIRST TR MLP & ENERGY INCOME | 48,014 | $574K | 0.5% | $11.95 | $11.42 | — | COM | 33739B104 |
| IEMG | ISHARES INC | 10,588 | $572K | 0.5% | $54.02 | $55.87 | -3.8% | CORE MSCI EMKT | 46434G103 |
| — | CENTRAL SECS CORP | 16,852 | $557K | 0.5% | $33.05 | $27.41 | — | COM | 155123102 |
| — | TRITON INTL LTD | 13,407 | $538K | 0.5% | $40.13 | $31.19 | — | CL A | G9078F107 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 20,952 | $533K | 0.5% | $25.44 | $23.62 | +7.9% | NO AMER ENERGY | 33738D101 |
| — | ADAMS DIVERSIFIED EQUITY FD | 33,736 | $532K | 0.5% | $15.77 | $15.61 | — | COM | 006212104 |
| OKE | ONEOK INC NEW | 6,908 | $523K | 0.5% | $75.71 * | $35.07 | +44.6% | COM | 682680103 |
| FMB | FIRST TR EXCHANG TRADED FD I | 9,354 | $519K | 0.5% | $55.48 | $52.75 | +5.3% | MANAGD MUN ETF | 33739N108 |
| BABA | ALIBABA GROUP HLDG LTD | 2,442 | $516K | 0.5% | $211.30 | $186.47 | +13.7% | SPONSORED ADS | 01609W102 |
| REGL | PROSHARES TR | 8,444 | $507K | 0.5% | $60.04 | $56.99 | +5.7% | S&P MDCP 400 DIV | 74347B680 |
| IJH | ISHARES TR | 2,478 | $507K | 0.5% | $204.60 * | $38.85 | +6.0% | CORE S&P MCP ETF | 464287507 |
| KMI | KINDER MORGAN INC DEL | 23,513 | $498K | 0.5% | $21.18 * | $11.13 | +32.6% | COM | 49456B101 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 9,565 | $497K | 0.5% | $51.96 | $50.08 | +3.5% | TCW OPPORTUNIS | 33740F805 |
| — | TRI CONTL CORP | 17,230 | $486K | 0.5% | $28.21 | $26.34 | — | COM | 895436103 |
| — | WESTERN ASSET EMRG MKT DEBT | 33,864 | $484K | 0.5% | $14.29 | $14.50 | — | COM | 95766A101 |
| VLO | VALERO ENERGY CORP NEW | 5,053 | $474K | 0.5% | $93.81 * | $71.20 | +3.0% | COM | 91913Y100 |
| — | CALAMOS STRATEGIC TOTL RETN | 34,659 | $472K | 0.4% | $13.62 | $11.90 | — | COM SH BEN INT | 128125101 |
| PG | PROCTER & GAMBLE CO | 3,778 | $470K | 0.4% | $124.40 * | $68.31 | +57.4% | COM | 742718109 |
| DUK | DUKE ENERGY CORP NEW | 5,013 | $456K | 0.4% | $90.96 * | $56.05 | +28.2% | COM NEW | 26441C204 |
| XOM | EXXON MOBIL CORP | 6,339 | $442K | 0.4% | $69.73 * | $55.76 | -5.3% | COM | 30231G102 |
| MMM | 3M CO | 2,445 | $431K | 0.4% | $176.28 * | $150.16 | -21.2% | COM | 88579Y101 |
| FEM | FIRST TR EXCH TRD ALPHA FD I | 16,015 | $425K | 0.4% | $26.54 | $25.23 | +5.2% | EMERG MKT ALPH | 33737J182 |
| AGG | ISHARES TR | 3,722 | $419K | 0.4% | $112.57 | $109.42 | +2.7% | CORE US AGGBD ET | 464287226 |
| — | EATON VANCE LTD DUR INCOME F | 31,364 | $415K | 0.4% | $13.23 | $13.07 | — | COM | 27828H105 |
| — | RLJ LODGING TR | 14,344 | $413K | 0.4% | $28.79 | $28.79 | — | CUM CONV PFD A | 74965L200 |
| HD | HOME DEPOT INC | 1,874 | $411K | 0.4% | $219.32 * | $154.51 | +22.2% | COM | 437076102 |
| — | CINCINNATI BELL INC NEW | 8,593 | $410K | 0.4% | $47.71 | $47.71 | — | PFD CV DEP1/20 | 171871403 |
| JNJ | JOHNSON & JOHNSON | 2,809 | $410K | 0.4% | $145.96 * | $108.36 | +13.7% | COM | 478160104 |
| CAT | CATERPILLAR INC DEL | 2,728 | $404K | 0.4% | $148.09 * | $132.27 | -1.4% | COM | 149123101 |
| ZTS | ZOETIS INC | 2,973 | $393K | 0.4% | $132.19 * | $77.08 | +63.2% | CL A | 98978V103 |
| FRI | FIRST TR S&P REIT INDEX FD | 14,961 | $391K | 0.4% | $26.13 | $23.47 | +11.3% | COM | 33734G108 |
| CTAS | CINTAS CORP | 1,446 | $389K | 0.4% | $269.02 * | $42.56 | +49.4% | COM | 172908105 |
| ISTB | ISHARES TR | 7,521 | $380K | 0.4% | $50.53 | $49.99 | +0.8% | CORE 1 5 YR USD | 46432F859 |
| CRM | SALESFORCE COM INC | 2,255 | $368K | 0.3% | $163.19 | $113.46 | +41.6% | COM | 79466L302 |
| LNT | ALLIANT ENERGY CORP | 6,562 | $360K | 0.3% | $54.86 * | $30.84 | +46.7% | COM | 018802108 |
| RDVY | FIRST TR EXCHANGE TRADED FD | 10,007 | $358K | 0.3% | $35.77 | $31.47 | +14.0% | RISNG DIVD ACHIV | 33738R506 |
| DIS | DISNEY WALT CO | 2,417 | $349K | 0.3% | $144.39 * | $100.96 | +40.0% | COM DISNEY | 254687106 |
| SUN | SUNOCO LP | 11,383 | $348K | 0.3% | $30.57 | $25.98 | — | COM UT REP LP | 86765K109 |
| USRT | ISHARES TR | 6,373 | $346K | 0.3% | $54.29 | $52.22 | +4.5% | CRE U S REIT ETF | 464288521 |
| PGX | INVESCO EXCHNG TRADED FD TR | 22,625 | $340K | 0.3% | $15.03 | $14.62 | +2.7% | PFD ETF | 46138E511 |
| BDX | BECTON DICKINSON & CO | 1,224 | $333K | 0.3% | $272.06 * | $196.47 | +22.9% | COM | 075887109 |
| ABBV | ABBVIE INC | 3,712 | $331K | 0.3% | $89.17 * | $76.96 | -10.3% | COM | 00287Y109 |
| IFV | FIRST TR EXCHANGE TRADED FD | 15,513 | $330K | 0.3% | $21.27 | $22.82 | -6.5% | DORSEY WRIGHT | 33738R886 |
| — | PUTNAM MANAGED MUN INCOM TR | 40,854 | $328K | 0.3% | $8.03 | $7.23 | — | COM | 746823103 |
| GOOG | ALPHABET INC | 245 | $327K | 0.3% | $1334.69 * | $54.86 | +20.9% | CAP STK CL C | 02079K107 |
| V | VISA INC | 1,732 | $325K | 0.3% | $187.64 * | $132.44 | +36.0% | COM CL A | 92826C839 |
| IXUS | ISHARES TR | 5,193 | $320K | 0.3% | $61.62 | $57.90 | +6.9% | CORE MSCI TOTAL | 46432F834 |
| IAGG | ISHARES TR | 5,725 | $313K | 0.3% | $54.67 | $53.93 | +1.6% | CORE INTL AGGR | 46435G672 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 4,956 | $312K | 0.3% | $62.95 | $58.56 | — | COM UNIT RP LP | 559080106 |
| — | NUVEEN CR STRATEGIES INCM FD | 40,134 | $309K | 0.3% | $7.70 | $7.88 | — | COM SHS | 67073D102 |
| UBER | UBER TECHNOLOGIES INC | 10,300 | $309K | 0.3% | $30.00 | $33.37 | -10.9% | COM | 90353T100 |
| — | NUVEEN QUALITY MUNCP INCOME | 20,958 | $306K | 0.3% | $14.60 | $13.03 | — | COM | 67066V101 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 20,294 | $303K | 0.3% | $14.93 | $14.76 | — | COM SHS | 33740D107 |
| CWB | SPDR SERIES TRUST | 5,402 | $301K | 0.3% | $55.72 | $52.08 | +6.6% | BLMBRG BRC CNVRT | 78464A359 |
| MRK | MERCK & CO INC | 3,273 | $298K | 0.3% | $91.05 * | $42.25 | +69.8% | COM | 58933Y105 |
| — | GABELLI DIVD & INCOME TR | 13,536 | $297K | 0.3% | $21.94 | $22.03 | — | COM | 36242H104 |
| — | INVESCO ADVANTAGE MUNICIPAL | 26,220 | $293K | 0.3% | $11.17 | $10.74 | — | SH BEN INT | 46132E103 |
| FXR | FIRST TR EXCHANGE TRADED FD | 6,320 | $284K | 0.3% | $44.94 | $41.04 | +10.0% | INDLS PROD DUR | 33734X150 |
| GEO | GEO GROUP INC NEW | 16,964 | $282K | 0.3% | $16.62 * | $13.04 | +8.4% | COM | 36162J106 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,772 | $281K | 0.3% | $58.89 | $65.21 | — | COM | 931427108 |
| RITM | NEW RESIDENTIAL INVT CORP | 17,346 | $281K | 0.3% | $16.20 | $16.61 | — | COM NEW | 64828T201 |
| HYD | VANECK VECTORS ETF TR | 4,367 | $279K | 0.3% | $63.89 | $60.93 | +5.1% | HIGH YLD MUN ETF | 92189H409 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,323 | $278K | 0.3% | $64.31 * | $47.95 | +5.7% | COM | 110122108 |
| DEO | DIAGEO P L C | 1,571 | $265K | 0.3% | $168.68 | $139.30 | +20.9% | SPON ADR NEW | 25243Q205 |
| CVS | CVS HEALTH CORP | 3,429 | $254K | 0.2% | $74.07 * | $45.75 | +33.9% | COM | 126650100 |
| — | GABELLI EQUITY TR INC | 40,791 | $248K | 0.2% | $6.08 | $6.12 | — | COM | 362397101 |
| FGD | FIRST TR EXCHANGE TRADED FD | 9,915 | $245K | 0.2% | $24.71 | $26.48 | -5.8% | DJ GLBL DIVID | 33734X200 |
| — | MAINSTAY MACKAY DEFINDTRM MU | 11,537 | $242K | 0.2% | $20.98 | $19.18 | — | COM | 56064K100 |
| EMQQ | EXCHANGE TRADED CONCEPTS TR | 6,860 | $241K | 0.2% | $35.13 | $31.64 | +11.6% | EMQQ EM INTERN | 301505889 |
| XLU | SELECT SECTOR SPDR TR | 3,677 | $237K | 0.2% | $64.45 * | $25.02 | +29.2% | SBI INT-UTILS | 81369Y886 |
| FEMS | FIRST TR EXCH TRD ALPHA FD I | 5,945 | $236K | 0.2% | $39.70 | $38.27 | +3.3% | EM SML CP ALPH | 33737J307 |
| — | BLACKROCK SCIENCE & TECH TR | 7,048 | $234K | 0.2% | $33.20 | $29.03 | — | SHS | 09258G104 |
| CMI | CUMMINS INC | 1,272 | $228K | 0.2% | $179.25 * | $139.76 | +10.3% | COM | 231021106 |
| — | PIMCO DYNMIC CREDIT AND MRT | 9,018 | $228K | 0.2% | $25.28 | $22.97 | — | COM SHS | 72202D106 |
| — | AMERICA FIRST MULTIFAMILY IN | 29,271 | $224K | 0.2% | $7.65 | $7.01 | — | BEN UNIT CTF | 02364V107 |
| ARCC | ARES CAP CORP | 11,750 | $217K | 0.2% | $18.47 * | $7.67 | +37.4% | COM | 04010L103 |
| ACN | ACCENTURE PLC IRELAND | 1,024 | $215K | 0.2% | $209.96 * | $140.78 | +37.0% | SHS CLASS A | G1151C101 |
| BP | BP PLC | 5,649 | $213K | 0.2% | $37.71 | $40.86 | -7.6% | SPONSORED ADR | 055622104 |
| — | INVESCO EXCH TRD SLF IDX FD | 8,731 | $213K | 0.2% | $24.40 | $24.27 | — | BULSHS 2022 HY | 46138J874 |
| GOOGL | ALPHABET INC | 158 | $211K | 0.2% | $1335.44 * | $54.21 | +22.6% | CAP STK CL A | 02079K305 |
| — | CBRE CLARION GLOBAL REAL EST | 26,538 | $211K | 0.2% | $7.95 | $7.37 | — | COM | 12504G100 |
| CVX | CHEVRON CORP NEW | 1,753 | $210K | 0.2% | $119.79 * | $89.16 | +3.4% | COM | 166764100 |
| SYK | STRYKER CORP | 1,000 | $210K | 0.2% | $210.00 * | $154.79 | +27.2% | COM | 863667101 |
| FXN | FIRST TR EXCHANGE TRADED FD | 19,834 | $210K | 0.2% | $10.59 | $15.44 | -31.5% | ENERGY ALPHADX | 33734X127 |
| — | EATON VANCE TXMGD GL BUYWR O | 20,210 | $209K | 0.2% | $10.34 | $11.10 | — | COM | 27829C105 |
| IVW | ISHARES TR | 1,080 | $209K | 0.2% | $193.52 * | $43.98 | +10.1% | S&P 500 GRWT ETF | 464287309 |
| ET | ENERGY TRANSFER LP | 15,908 | $205K | 0.2% | $12.89 | $13.66 | — | COM UT LTD PTN | 29273V100 |
| F | FORD MTR CO DEL | 21,940 | $204K | 0.2% | $9.30 * | $7.37 | -5.8% | COM | 345370860 |
| — | GUGGENHEIM STRATEGIC OPP FD | 11,118 | $202K | 0.2% | $18.17 | $21.14 | — | COM SBI | 40167F101 |
| CSCO | CISCO SYS INC | 4,195 | $201K | 0.2% | $47.91 * | $34.51 | +15.3% | COM | 17275R102 |
| — | TEKLA LIFE SCIENCES INVS | 10,228 | $179K | 0.2% | $17.50 | $19.15 | — | SH BEN INT | 87911K100 |
| OMER | OMEROS CORP | 12,650 | $177K | 0.2% | $13.99 | $17.34 | -18.8% | COM | 682143102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 13,283 | $172K | 0.2% | $12.95 | $12.53 | — | COM | 01883A107 |
| — | INVESCO QUALITY MUNI INC TRS | 13,465 | $169K | 0.2% | $12.55 | $11.95 | — | COM | 46133G107 |
| — | SIRIUS XM HLDGS INC | 23,000 | $166K | 0.2% | $7.22 | $6.21 | — | COM | 82968B103 |
| — | GUGGENHEIM ENHNCD EQTY INCM | 19,226 | $154K | 0.1% | $8.01 | $8.01 | — | COM | 40167B100 |
| — | NUVEEN MUN HIGH INCOME OPP F | 10,813 | $153K | 0.1% | $14.15 | $12.40 | — | COM | 670682103 |
| FDUS | FIDUS INVT CORP | 10,354 | $153K | 0.1% | $14.78 * | $5.90 | +26.5% | COM | 316500107 |
| — | EATON VANCE TAX MNGD GBL DV | 16,749 | $148K | 0.1% | $8.84 | $8.88 | — | COM | 27829F108 |
| — | BLACKROCK ENHANCED EQT DIV T | 14,114 | $140K | 0.1% | $9.92 | $8.80 | — | COM | 09251A104 |
| — | BLACKROCK FLOAT RATE OME STR | 10,078 | $136K | 0.1% | $13.49 | $14.50 | — | COM | 09255X100 |
| — | LIBERTY ALL-STAR GROWTH FD I | 20,769 | $135K | 0.1% | $6.50 | $6.05 | — | COM | 529900102 |
| — | KAYNE ANDERSON MDSTM ENERGY | 12,827 | $135K | 0.1% | $10.52 | $12.75 | — | COM | 48661E108 |
| — | CALAMOS CONV & HIGH INCOME F | 11,054 | $126K | 0.1% | $11.40 | $11.74 | — | COM SHS | 12811P108 |
| — | CLOUGH GLOBAL EQUITY FD | 10,030 | $121K | 0.1% | $12.06 | $13.03 | — | COM | 18914C100 |
| — | BGC PARTNERS INC | 18,535 | $112K | 0.1% | $6.04 | $10.89 | — | CL A | 05541T101 |
| — | WESTERN ASSET HIGH INCM OPP | 22,039 | $112K | 0.1% | $5.08 | $4.81 | — | COM | 95766K109 |
| — | ANNALY CAP MGMT INC | 10,366 | $98,000 | 0.1% | $9.45 | $9.65 | — | COM | 035710409 |
| — | ABERDEEN ASIA PACIFIC INCOM | 15,003 | $64,000 | 0.1% | $4.27 | $4.64 | — | COM | 003009107 |
| — | ALLIANZGI CONV INCOME FD | 10,909 | $62,000 | 0.1% | $5.68 | $6.80 | — | COM | 018828103 |
| PRT | PERMROCK ROYALTY TRUST | 11,000 | $59,000 | 0.1% | $5.36 | $7.24 | — | TR UNIT | 714254109 |
| — | ENCORE CAP GROUP INC | 12,000 | $12,000 | 0.0% | $1.00 | $1.00 | — | NOTE 3.000% 7/0 | 292554AF9 |