Location: Hong Kong, China
CIK: 0001447884 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 12, 2019
Total Value: $902M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WEIBO CORP | 90,730,000 | $85.28M | 9.5% | $0.94 | — | NOTE 1.250% 11/1 | 948596AC5 |
| — | SINA CORP | 1,935,332 | $75.84M | 8.4% | $65.26 | — | ORD | G81477104 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 21,521,301 | $62.41M | 6.9% | $16.26 | -78.5% | COM STK CL A | 03168L105 |
| — | SPIRIT RLTY CAP INC NEW | 49,992,000 | $51.4M | 5.7% | $1.00 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | MOMO INC | 57,083,000 | $51.39M | 5.7% | $0.95 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| VRAYQ | VIEWRAY INC | 16,471,258 | $47.77M | 5.3% | $8.23 | -28.1% | COM | 92672L107 |
| — | COLONY CAP INC | 40,000,000 | $39.65M | 4.4% | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | AMERICAN RLTY CAP PPTYS INC | 38,819,000 | $39.38M | 4.4% | $1.03 | — | NOTE 3.750% 12/1 | 02917TAB0 |
| — | BEST INC | 6,634,021 | $35.03M | 3.9% | $5.90 | — | SPONSORED ADS | 08653C106 |
| — | ARES CAP CORP | 31,000,000 | $32.09M | 3.6% | $1.02 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| NATR | NATURES SUNSHINE PRODUCTS IN | 2,854,607 | $23.66M | 2.6% | $12.91 | -33.2% | COM | 639027101 |
| GILD | GILEAD SCIENCES INC | 339,003 | $21.46M | 2.4% | $54.85 | -7.0% | COM | 375558103 |
| — | COLONY CAP INC | 20,000,000 | $19.65M | 2.2% | $0.89 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | CTRIP COM INTL LTD | 12,600,000 | $12.32M | 1.4% | $0.98 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | VERRICA PHARMACEUTICALS INC | 791,412 | $11.68M | 1.3% | $19.73 | — | COM | 92511W108 |
| BEP | BROOKFIELD RENEWABLE PARTNER | 120,000 | $8.348M | 0.9% | $52.83 | — | PARTNERSHIP UNIT | G16258108 |
| — | CHINA INDEX HLDGS LTD | 2,115,228 | $8.249M | 0.9% | $3.55 | — | SPNSRD ADS A | 16954W101 |
| — | FANG HLDGS LTD | 3,286,208 | $7.296M | 0.8% | $2.22 | — | ADR NEW | 30711Y201 |
| — | BROOKFIELD ASSET MGMT INC | 125,000 | $6.744M | 0.7% | $43.85 | — | CL A LTD VT SH | 112585104 |
| DB | DEUTSCHE BANK AG | 873,000 | $6.621M | 0.7% | $10.03 | -31.9% | NAMEN AKT | D18190898 |
| BKNG | BOOKING HLDGS INC | 3,280 | $6.377M | 0.7% | $1849.15 | +3.0% | COM | 09857L108 |
| — | REVANCE THERAPEUTICS INC | 472,532 | $6.143M | 0.7% | $29.71 | — | COM | 761330109 |
| GOOGL | ALPHABET INC | 4,319 | $5.295M | 0.6% | $53.53 | +9.8% | CAP STK CL A | 02079K305 |
| BBU | BROOKFIELD BUSINESS PARTNERS | 95,530 | $5.145M | 0.6% | $62.32 | — | UNIT LTD LP | G16234109 |
| AMZN | AMAZON COM INC | 2,859 | $4.933M | 0.5% | $90.79 | +2.1% | COM | 023135106 |
| SOHU | SOHU COM LTD | 482,014 | $4.897M | 0.5% | $35.50 | — | SPONSORED ADS | 83410S108 |
| V | VISA INC | 25,700 | $4.472M | 0.5% | $134.56 | +26.6% | COM CL A | 92826C839 |
| — | HARPOON THERAPEUTICS INC | 323,400 | $4.418M | 0.5% | $9.47 | — | COM | 41358P106 |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | 186,867 | $4.24M | 0.5% | $24.70 | -0.6% | SHS | V5633W109 |
| MA | MASTERCARD INC | 15,550 | $4.185M | 0.5% | $180.31 | +47.6% | CL A | 57636Q104 |
| META | FACEBOOK INC | 23,110 | $4.093M | 0.5% | $179.67 | +5.1% | CL A | 30303M102 |
| — | CYMABAY THERAPEUTICS INC | 768,142 | $3.933M | 0.4% | $9.61 | — | COM | 23257D103 |
| MDT | MEDTRONIC PLC | 35,800 | $3.842M | 0.4% | $76.10 | +15.0% | SHS | G5960L103 |
| MSFT | MICROSOFT CORP | 27,265 | $3.755M | 0.4% | $92.82 | +40.0% | COM | 594918104 |
| BABA | ALIBABA GROUP HLDG LTD | 21,740 | $3.613M | 0.4% | $182.53 | — | SPONSORED ADS | 01609W102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 79,220 | $3.605M | 0.4% | $45.18 | — | SPONSORED ADS | 874039100 |
| BKD | BROOKDALE SR LIVING INC | 472,101 | $3.579M | 0.4% | $8.44 | -6.3% | COM | 112463104 |
| ARCC | ARES CAP CORP | 178,707 | $3.353M | 0.4% | $8.47 | +18.9% | COM | 04010L103 |
| AAPL | APPLE INC | 15,130 | $3.311M | 0.4% | $48.76 | +3.0% | COM | 037833100 |
| BYSI | BEYONDSPRING INC | 178,923 | $3.239M | 0.4% | $19.06 | -6.1% | SHS | G10830100 |
| — | TRANSGLOBE ENERGY CORP | 2,422,923 | $3.221M | 0.4% | $3.57 | — | COM | 893662106 |
| — | ALEXION PHARMACEUTICALS INC | 32,900 | $3.219M | 0.4% | $101.69 | — | COM | 015351109 |
| — | LINDE PLC | 16,170 | $3.128M | 0.3% | $174.91 | — | SHS | G5494J103 |
| UNH | UNITEDHEALTH GROUP INC | 14,510 | $3.123M | 0.3% | $217.05 | +0.0% | COM | 91324P102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,000 | $3.112M | 0.3% | $205.21 | +0.4% | CL B NEW | 084670702 |
| MO | ALTRIA GROUP INC | 77,230 | $3.099M | 0.3% | $31.44 | -12.2% | COM | 02209S103 |
| HDB | HDFC BANK LTD | 53,040 | $3.09M | 0.3% | $75.99 | — | SPONSORED ADS | 40415F101 |
| WPM | WHEATON PRECIOUS METALS CORP | 65,260 | $3.06M | 0.3% | $24.31 | +2.9% | COM | 962879102 |
| NEM | NEWMONT GOLDCORP CORPORATION | 79,093 | $3.037M | 0.3% | $27.30 | +18.6% | COM | 651639106 |
| GOOG | ALPHABET INC | 2,325 | $2.848M | 0.3% | $58.67 | +0.1% | CAP STK CL C | 02079K107 |
| — | QUTOUTIAO INC | 735,073 | $2.72M | 0.3% | $3.94 | — | ADS REP SHS A | 74915J107 |
| — | CONTRAFECT CORP | 7,453,857 | $2.669M | 0.3% | $1.11 | — | COM | 212326102 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 44,850 | $2.635M | 0.3% | $70.26 | -18.3% | CL A | 192446102 |
| — | DECIPHERA PHARMACEUTICALS IN | 69,057 | $2.344M | 0.3% | $38.72 | — | COM | 24344T101 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 137,783 | $2.291M | 0.3% | $19.38 | — | ORD SHS | G6855A103 |
| JNJ | JOHNSON & JOHNSON | 17,795 | $2.288M | 0.3% | $112.23 | -2.0% | COM | 478160104 |
| GRMN | GARMIN LTD | 25,000 | $2.12M | 0.2% | $54.89 | +27.1% | SHS | H2906T109 |
| — | BLACKROCK INC | 4,657 | $2.078M | 0.2% | $435.78 | — | COM | 09247X101 |
| CB | CHUBB LIMITED | 12,831 | $2.06M | 0.2% | $117.93 | +18.1% | COM | H1467J104 |
| INFY | INFOSYS LTD | 179,640 | $2.014M | 0.2% | $10.28 | — | SPONSORED ADR | 456788108 |
| JPM | JPMORGAN CHASE & CO | 17,030 | $2.005M | 0.2% | $89.69 | +6.0% | COM | 46625H100 |
| ABT | ABBOTT LABS | 23,925 | $1.958M | 0.2% | $57.83 | +31.6% | COM | 002824100 |
| BX | BLACKSTONE GROUP INC | 38,510 | $1.934M | 0.2% | $39.22 | 0.0% | COM CL A | 09260D107 |
| NSC | NORFOLK SOUTHERN CORP | 10,440 | $1.888M | 0.2% | $155.42 | +3.9% | COM | 655844108 |
| NKE | NIKE INC | 19,067 | $1.76M | 0.2% | $68.73 | +14.6% | CL B | 654106103 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 62,000 | $1.729M | 0.2% | $45.48 | — | SPON ADR SER B | 833635105 |
| QCOM | QUALCOMM INC | 22,300 | $1.709M | 0.2% | $50.64 | +28.3% | COM | 747525103 |
| — | SL GREEN RLTY CORP | 20,800 | $1.701M | 0.2% | $87.78 | — | COM | 78440X101 |
| PYPL | PAYPAL HLDGS INC | 16,510 | $1.687M | 0.2% | $84.20 | +30.5% | COM | 70450Y103 |
| DIS | DISNEY WALT CO | 12,508 | $1.626M | 0.2% | $128.01 | +4.9% | COM DISNEY | 254687106 |
| CTAS | CINTAS CORP | 6,000 | $1.597M | 0.2% | $47.03 | +27.4% | COM | 172908105 |
| — | VEON LTD | 660,608 | $1.585M | 0.2% | $2.90 | — | SPONSORED ADR | 91822M106 |
| AQN | ALGONQUIN PWR UTILS CORP | 63,540 | $1.522M | 0.2% | $8.03 | +16.4% | COM | 015857105 |
| FTS | FORTIS INC | 19,560 | $1.452M | 0.2% | $28.36 | +13.0% | COM | 349553107 |
| — | L BRANDS INC | 72,150 | $1.413M | 0.2% | $36.97 | — | COM | 501797104 |
| LKQ | LKQ CORP | 43,000 | $1.347M | 0.1% | $29.18 | -15.8% | COM | 501889208 |
| WM | WASTE MGMT INC DEL | 11,850 | $1.346M | 0.1% | $86.74 | +21.2% | COM | 94106L109 |
| AXP | AMERICAN EXPRESS CO | 11,055 | $1.311M | 0.1% | $95.31 | +18.1% | COM | 025816109 |
| INTU | INTUIT | 4,891 | $1.287M | 0.1% | $218.43 | +20.9% | COM | 461202103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 4 | $1.246M | 0.1% | $309674.97 | -0.1% | CL A | 084670108 |
| ZTS | ZOETIS INC | 10,000 | $1.239M | 0.1% | $114.57 | 0.0% | CL A | 98978V103 |
| — | IAC INTERACTIVECORP | 5,600 | $1.232M | 0.1% | $217.67 | — | COM | 44919P508 |
| MCD | MCDONALDS CORP | 5,760 | $1.228M | 0.1% | $153.32 | +20.5% | COM | 580135101 |
| NVDA | NVIDIA CORP | 7,000 | $1.202M | 0.1% | $4.18 | 0.0% | COM | 67066G104 |
| LVS | LAS VEGAS SANDS CORP | 20,947 | $1.196M | 0.1% | $55.48 | -3.8% | COM | 517834107 |
| SCHW | THE CHARLES SCHWAB CORPORATI | 28,400 | $1.176M | 0.1% | $43.46 | -15.1% | COM | 808513105 |
| MRK | MERCK & CO INC | 13,780 | $1.143M | 0.1% | $51.17 | +28.0% | COM | 58933Y105 |
| KLAC | KLA CORPORATION | 7,100 | $1.125M | 0.1% | $129.13 | 0.0% | COM NEW | 482480100 |
| — | LAM RESEARCH CORP | 4,700 | $1.081M | 0.1% | $230.00 | — | COM | 512807108 |
| CMCSA | COMCAST CORP NEW | 23,900 | $1.071M | 0.1% | $37.51 | 0.0% | CL A | 20030N101 |
| APH | AMPHENOL CORP NEW | 10,960 | $1.049M | 0.1% | $21.65 | +0.1% | CL A | 032095101 |
| — | UNITED TECHNOLOGIES CORP | 7,640 | $1.042M | 0.1% | $129.02 | — | COM | 913017109 |
| FISV | FISERV INC | 10,000 | $1.026M | 0.1% | $102.09 | 0.0% | COM | 337738108 |
| PLD | PROLOGIS INC | 11,800 | $1.012M | 0.1% | $69.27 | 0.0% | COM | 74340W103 |
| TMUS | T MOBILE US INC | 13,000 | $1.008M | 0.1% | $62.08 | +21.9% | COM | 872590104 |
| KO | COCA COLA CO | 18,500 | $1.005M | 0.1% | $43.96 | 0.0% | COM | 191216100 |
| TXN | TEXAS INSTRS INC | 7,900 | $1.004M | 0.1% | $102.86 | 0.0% | COM | 882508104 |
| WDC | WESTERN DIGITAL CORP | 16,400 | $992K | 0.1% | $41.27 | 0.0% | COM | 958102105 |
| EDAP | EDAP TMS S A | 219,716 | $982K | 0.1% | $2.75 | — | SPONSORED ADR | 268311107 |
| CL | COLGATE PALMOLIVE CO | 13,350 | $978K | 0.1% | $55.13 | +13.4% | COM | 194162103 |
| UBS | UBS GROUP AG | 87,485 | $977K | 0.1% | $12.67 | -11.1% | SHS | H42097107 |
| WY | WEYERHAEUSER CO | 35,000 | $973K | 0.1% | $20.52 | 0.0% | COM | 962166104 |
| EME | EMCOR GROUP INC | 11,400 | $967K | 0.1% | $83.08 | 0.0% | COM | 29084Q100 |
| TDG | TRANSDIGM GROUP INC | 1,840 | $953K | 0.1% | $392.06 | 0.0% | COM | 893641100 |
| — | ACTIVISION BLIZZARD INC | 18,200 | $952K | 0.1% | $52.31 | — | COM | 00507V109 |
| RS | RELIANCE STEEL & ALUMINUM CO | 9,600 | $949K | 0.1% | $97.66 | 0.0% | COM | 759509102 |
| — | UNIVERSAL FST PRODS INC | 23,600 | $945K | 0.1% | $40.04 | — | COM | 913543104 |
| ETN | EATON CORP PLC | 11,200 | $930K | 0.1% | $72.11 | 0.0% | SHS | G29183103 |
| UHS | UNIVERSAL HLTH SVCS INC | 6,300 | $925K | 0.1% | $139.36 | 0.0% | CL B | 913903100 |
| OMC | OMNICOM GROUP INC | 11,800 | $918K | 0.1% | $62.85 | 0.0% | COM | 681919106 |
| IART | INTEGRA LIFESCIENCES HLDGS C | 15,400 | $914K | 0.1% | $59.58 | 0.0% | COM NEW | 457985208 |
| — | BARRICK GOLD CORPORATION | 39,500 | $907K | 0.1% | $13.00 | — | COM | 067901108 |
| — | GENERAL ELECTRIC CO | 100,000 | $904K | 0.1% | $10.58 | — | COM | 369604103 |
| FSLR | FIRST SOLAR INC | 15,400 | $900K | 0.1% | $60.17 | +6.5% | COM | 336433107 |
| LLY | LILLY ELI & CO | 7,795 | $876K | 0.1% | $91.44 | +12.3% | COM | 532457108 |
| — | LIBERTY GLOBAL PLC | 36,500 | $870K | 0.1% | $23.84 | — | SHS CL C | G5480U120 |
| SBUX | STARBUCKS CORP | 9,825 | $868K | 0.1% | $53.58 | +50.5% | COM | 855244109 |
| PM | PHILIP MORRIS INTL INC | 11,500 | $864K | 0.1% | $55.67 | +1.9% | COM | 718172109 |
| SLB | SCHLUMBERGER LTD | 25,000 | $858K | 0.1% | $50.30 | -38.5% | COM | 806857108 |
| MMM | 3M CO | 5,210 | $857K | 0.1% | $118.50 | -6.6% | COM | 88579Y101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,915 | $847K | 0.1% | $100.09 | +2.4% | COM | 459200101 |
| ALB | ALBEMARLE CORP | 12,330 | $840K | 0.1% | $79.37 | -21.2% | COM | 012653101 |
| GS | GOLDMAN SACHS GROUP INC | 4,000 | $836K | 0.1% | $170.89 | +5.1% | COM | 38141G104 |
| CSCO | CISCO SYS INC | 16,650 | $813K | 0.1% | $39.73 | +7.7% | COM | 17275R102 |
| ADI | ANALOG DEVICES INC | 7,200 | $799K | 0.1% | $100.85 | 0.0% | COM | 032654105 |
| GIS | GENERAL MLS INC | 14,170 | $778K | 0.1% | $43.39 | 0.0% | COM | 370334104 |
| A | AGILENT TECHNOLOGIES INC | 10,160 | $776K | 0.1% | $62.73 | +10.0% | COM | 00846U101 |
| — | MYLAN N V | 40,000 | $772K | 0.1% | $35.56 | — | SHS EURO | N59465109 |
| MELI | MERCADOLIBRE INC | 1,400 | $758K | 0.1% | $606.37 | 0.0% | COM | 58733R102 |
| WFC | WELLS FARGO CO NEW | 14,795 | $750K | 0.1% | $40.52 | -1.8% | COM | 949746101 |
| PFE | PFIZER INC | 20,400 | $739K | 0.1% | $28.45 | -5.0% | COM | 717081103 |
| T | AT&T INC | 19,445 | $728K | 0.1% | $14.28 | +19.1% | COM | 00206R102 |
| — | NATIONAL OILWELL VARCO INC | 33,000 | $727K | 0.1% | $41.49 | — | COM | 637071101 |
| — | APACHE CORP | 28,000 | $720K | 0.1% | $45.22 | — | COM | 037411105 |
| CLF | CLEVELAND CLIFFS INC | 100,000 | $713K | 0.1% | $9.07 | -4.4% | COM | 185899101 |
| AKAM | AKAMAI TECHNOLOGIES INC | 7,900 | $709K | 0.1% | $67.81 | +28.0% | COM | 00971T101 |
| LOGI | LOGITECH INTL S A | 17,560 | $702K | 0.1% | $33.10 | +9.3% | SHS | H50430232 |
| C | CITIGROUP INC | 10,000 | $695K | 0.1% | $54.77 | -1.1% | COM NEW | 172967424 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 27,000 | $667K | 0.1% | $25.24 | — | SHS CL A | G5480U104 |
| AVT | AVNET INC | 15,000 | $662K | 0.1% | $35.48 | +3.4% | COM | 053807103 |
| CMI | CUMMINS INC | 4,000 | $645K | 0.1% | $116.20 | +17.1% | COM | 231021106 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 90,000 | $622K | 0.1% | $16.19 | — | SPONSORED ADS | 881624209 |
| HD | HOME DEPOT INC | 2,700 | $621K | 0.1% | $148.38 | +26.1% | COM | 437076102 |
| TME | TENCENT MUSIC ENTMT GROUP | 47,500 | $612K | 0.1% | $12.88 | — | SPON ADS | 88034P109 |
| DECK | DECKERS OUTDOOR CORP | 4,170 | $597K | 0.1% | $19.41 | +31.9% | COM | 243537107 |
| ULTA | ULTA BEAUTY INC | 2,400 | $587K | 0.1% | $305.72 | +0.4% | COM | 90384S303 |
| IAG | IAMGOLD CORP | 150,000 | $548K | 0.1% | $4.34 | -17.1% | COM | 450913108 |
| NEE | NEXTERA ENERGY INC | 2,370 | $548K | 0.1% | $35.46 | +30.4% | COM | 65339F101 |
| EA | ELECTRONIC ARTS INC | 5,667 | $542K | 0.1% | $118.61 | -23.0% | COM | 285512109 |
| CCJ | CAMECO CORP | 53,000 | $530K | 0.1% | $9.16 | 0.0% | COM | 13321L108 |
| MASI | MASIMO CORP | 3,500 | $513K | 0.1% | $110.93 | +36.9% | COM | 574795100 |
| GFI | GOLD FIELDS LTD NEW | 100,000 | $509K | 0.1% | $4.43 | — | SPONSORED ADR | 38059T106 |
| — | CTRIP COM INTL LTD | 500,000 | $505K | 0.1% | $1.07 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| AG | FIRST MAJESTIC SILVER CORP | 50,000 | $482K | 0.1% | $6.12 | +57.7% | COM | 32076V103 |
| CVS | CVS HEALTH CORP | 7,612 | $473K | 0.1% | $56.37 | -14.2% | COM | 126650100 |
| SWKS | SKYWORKS SOLUTIONS INC | 6,000 | $465K | 0.1% | $78.84 | -13.2% | COM | 83088M102 |
| VZ | VERIZON MUNICATIONS INC | 7,605 | $459K | 0.1% | $39.19 | +3.2% | COM | 92343V104 |
| SAM | BOSTON BEER INC | 1,200 | $423K | 0.0% | $300.25 | +30.9% | CL A | 100557107 |
| CDE | COEUR MNG INC | 80,000 | $417K | 0.0% | $4.10 | +20.8% | COM NEW | 192108504 |
| NTR | NUTRIEN LTD | 5,300 | $411K | 0.0% | $40.93 | +0.3% | COM | 67077M108 |
| — | FOOT LOCKER INC | 9,790 | $411K | 0.0% | $50.66 | — | COM | 344849104 |
| HON | HONEYWELL INTL INC | 2,424 | $407K | 0.0% | $121.60 | +14.6% | COM | 438516106 |
| — | PRICELINE GRP INC | 350,000 | $405K | 0.0% | $1.17 | — | NOTE 0.900% 9/1 | 741503AX4 |
| ECL | ECOLAB INC | 2,021 | $400K | 0.0% | $136.45 | +37.2% | COM | 278865100 |
| AMAT | APPLIED MATLS INC | 8,000 | $395K | 0.0% | $32.91 | +37.8% | COM | 038222105 |
| — | FIAT CHRYSLER AUTOMOBILES N | 30,000 | $390K | 0.0% | $14.75 | — | SHS | N31738102 |
| LOPE | GRAND CANYON ED INC | 3,800 | $378K | 0.0% | $116.54 | +2.3% | COM | 38526M106 |
| BSX | BOSTON SCIENTIFIC CORP | 9,325 | $376K | 0.0% | $36.38 | +16.5% | COM | 101137107 |
| THO | THOR INDS INC | 7,610 | $372K | 0.0% | $76.90 | -40.3% | COM | 885160101 |
| AM | ANTERO MIDSTREAM CORP | 48,000 | $356K | 0.0% | $4.34 | 0.0% | COM | 03676B102 |
| INTC | INTEL CORP | 7,000 | $355K | 0.0% | $42.32 | +1.7% | COM | 458140100 |
| RCI | ROGERS COMMUNICATIONS INC | 4,120 | $353K | 0.0% | $51.25 | +0.5% | CL B | 775109200 |
| — | SEADRILL LTD | 166,609 | $350K | 0.0% | $11.80 | — | COM | G7998G106 |
| BA | BOEING CO | 900 | $345K | 0.0% | $352.37 | 0.0% | COM | 097023105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 5,000 | $342K | 0.0% | $98.82 | -22.1% | COM | 09061G101 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 3,665 | $339K | 0.0% | $73.22 | +14.8% | COM | 45866F104 |
| GLNG | GOLAR LNG LTD BERMUDA | 25,000 | $332K | 0.0% | $13.35 | 0.0% | SHS | G9456A100 |
| — | FORTUNA SILVER MINES INC | 100,000 | $327K | 0.0% | $3.27 | — | COM | 349915108 |
| — | MATCH GROUP INC | 4,500 | $326K | 0.0% | $58.03 | — | COM | 57665R106 |
| QRVO | QORVO INC | 4,361 | $319K | 0.0% | $67.25 | +8.0% | COM | 74736K101 |
| SWK | STANLEY BLACK & DECKER INC | 2,220 | $318K | 0.0% | $115.27 | +1.2% | COM | 854502101 |
| MANH | MANHATTAN ASSOCS INC | 4,000 | $318K | 0.0% | $51.15 | +56.7% | COM | 562750109 |
| — | TOTAL S A | 6,000 | $309K | 0.0% | $63.00 | — | SPONSORED ADS | 89151E109 |
| ADBE | ADOBE INC | 1,100 | $305K | 0.0% | $271.81 | +7.4% | COM | 00724F101 |
| AMT | AMERICAN TOWER CORP NEW | 1,387 | $304K | 0.0% | $129.50 | +41.6% | COM | 03027X100 |
| VRSN | VERISIGN INC | 1,600 | $300K | 0.0% | $171.61 | +18.7% | COM | 92343E102 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,000 | $297K | 0.0% | $150.76 | -58.4% | COM NEW | 53220K504 |
| SHOO | MADDEN STEVEN LTD | 8,250 | $294K | 0.0% | $30.52 | -4.1% | COM | 556269108 |
| PEP | PEPSICO INC | 2,165 | $294K | 0.0% | $92.45 | +18.3% | COM | 713448108 |
| EL | LAUDER ESTEE COS INC | 1,500 | $294K | 0.0% | $126.93 | +38.7% | CL A | 518439104 |
| MLM | MARTIN MARIETTA MATLS INC | 1,063 | $288K | 0.0% | $177.65 | +33.1% | COM | 573284106 |
| LULU | LULULEMON ATHLETICA INC | 1,500 | $285K | 0.0% | $146.04 | +28.0% | COM | 550021109 |
| SWX | SOUTHWEST GAS HOLDINGS INC | 3,070 | $276K | 0.0% | $79.39 | +13.2% | COM | 844895102 |
| NTRS | NORTHERN TR CORP | 2,942 | $274K | 0.0% | $75.01 | +0.4% | COM | 665859104 |
| MRSH | MARSH & MCLENNAN COS INC | 2,720 | $271K | 0.0% | $80.61 | +12.3% | COM | 571748102 |
| — | PALO ALTO NETWORKS INC | 250,000 | $267K | 0.0% | $1.07 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | PATTERN ENERGY GROUP INC | 9,815 | $263K | 0.0% | $22.82 | — | CL A | 70338P100 |
| — | RESOLUTE FST PRODS INC | 55,000 | $261K | 0.0% | $4.75 | — | COM | 76117W109 |
| LMT | LOCKHEED MARTIN CORP | 660 | $256K | 0.0% | $316.45 | 0.0% | COM | 539830109 |
| — | MICROCHIP TECHNOLOGY INC | 200,000 | $254K | 0.0% | $1.06 | — | NOTE 1.625% 2/1 | 595017AF1 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 226,425 | $251K | 0.0% | $0.80 | 0.0% | COM | 76129W105 |
| XYL | XYLEM INC | 3,120 | $250K | 0.0% | $66.25 | +9.9% | COM | 98419M100 |
| MDLZ | MONDELEZ INTL INC | 4,420 | $245K | 0.0% | $46.69 | 0.0% | CL A | 609207105 |
| DDD | 3-D SYS CORP DEL | 30,000 | $243K | 0.0% | $11.08 | -27.2% | COM NEW | 88554D205 |
| EHC | ENCOMPASS HEALTH CORP | 3,885 | $242K | 0.0% | $44.65 | +4.0% | COM | 29261A100 |
| KGC | KINROSS GOLD CORP | 50,000 | $240K | 0.0% | $3.24 | +43.4% | COM | 496902404 |
| — | TWITTER INC | 225,000 | $240K | 0.0% | $1.07 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | CHECK CAP LTD | 127,559 | $240K | 0.0% | $4.05 | — | SHS | M2361E203 |
| — | MEET GROUP INC | 70,000 | $232K | 0.0% | $4.01 | — | COM | 58513U101 |
| CHTR | CHARTER COMMUNICATIONS INC N | 553 | $225K | 0.0% | $313.65 | +28.7% | CL A | 16119P108 |
| NDAQ | NASDAQ INC | 2,200 | $220K | 0.0% | $27.79 | +9.0% | COM | 631103108 |
| — | SPIRIT AIRLS INC | 6,000 | $218K | 0.0% | $36.33 | — | COM | 848577102 |
| — | ZIX CORP | 30,000 | $215K | 0.0% | $6.24 | — | COM | 98974P100 |
| — | PUTER TASK GROUP INC | 42,844 | $212K | 0.0% | $4.60 | — | COM | 205477102 |
| LNG | CHENIERE ENERGY INC | 3,295 | $208K | 0.0% | $66.19 | -3.2% | COM NEW | 16411R208 |
| OFLX | OMEGA FLEX INC | 2,000 | $201K | 0.0% | $82.98 | 0.0% | COM | 682095104 |
| — | LIBERTY MEDIA CORP DELAWARE | 100,000 | $120K | 0.0% | $1.21 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | LIVE NATION ENTERTAINMENT IN | 100,000 | $117K | 0.0% | $1.20 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | AKAMAI TECHNOLOGIES INC | 100,000 | $113K | 0.0% | $1.13 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | SQUARE INC | 100,000 | $110K | 0.0% | $1.10 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | ILLUMINA INC | 100,000 | $110K | 0.0% | $1.10 | — | NOTE 8/1 | 452327AK5 |
| EZPW | EZCORP INC | 12,000 | $80,000 | 0.0% | $11.39 | -24.8% | CL A NON VTG | 302301106 |
| PLUG | PLUG POWER INC | 24,000 | $62,000 | 0.0% | $2.48 | -6.6% | COM NEW | 72919P202 |
| — | MICROCHIP TECHNOLOGY INC | 30,000 | $57,000 | 0.0% | $1.50 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | YAMANA GOLD INC | 17,000 | $56,000 | 0.0% | $2.41 | — | COM | 98462Y100 |
| — | CHECK CAP LTD | 333,333 | $7,000 | 0.0% | $1.00 | — | *W EXP 02/28/202 | M2361E120 |
| GOVT | ISHARES TR | 22,498 | $6,000 | 0.0% | $0.27 | — | US TREAS BD ETF | 46429B267 |