Location: Westport, CT
CIK: 0001665976 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 8, 2018
Total Value: $262M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIONS GATE ENTMNT CORP | 2,055,539 | $47.89M | 18.3% | $23.30 | $24.60 | — | CL B NON VTG | 535919500 |
| — | LIONS GATE ENTMNT CORP | 1,782,056 | $43.46M | 16.6% | $24.39 | $26.92 | — | CL A VTG | 535919401 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,547,467 | $40.51M | 15.4% | $15.90 | $15.71 | — | COM SHS BEN IN | 09257R101 |
| — | FIRST TR ENERGY INCOME & GRW | 467,338 | $10.52M | 4.0% | $22.52 | $23.77 | — | COM | 33738G104 |
| XOM | EXXON MOBIL CORP | 80,873 | $6.876M | 2.6% | $85.02 * | $51.66 | +12.6% | COM | 30231G102 |
| AAPL | APPLE INC | 21,780 | $4.917M | 1.9% | $225.76 * | $32.96 | +49.5% | COM | 037833100 |
| — | BLACKROCK FLOATING RATE INCO | 311,960 | $4.118M | 1.6% | $13.20 | $14.03 | — | COM | 091941104 |
| VNLA | JANUS DETROIT STR TR | 79,844 | $4.004M | 1.5% | $50.15 | $50.10 | — | HENDRSN SHRT ETF | 47103U886 |
| — | BROOKFIELD REAL ASSETS INCOM | 160,855 | $3.819M | 1.5% | $23.74 | $22.40 | — | SHS BEN INT | 112830104 |
| — | GLOBAL EAGLE ENTMT INC | 1,339,841 | $3.778M | 1.4% | $2.82 | $7.13 | — | COM | 37951D102 |
| AMZN | AMAZON COM INC | 1,438 | $2.88M | 1.1% | $2002.78 * | $53.75 | +75.0% | COM | 023135106 |
| BA | BOEING CO | 7,650 | $2.845M | 1.1% | $371.90 * | $129.36 | +162.1% | COM | 097023105 |
| KKR | KKR & CO INC | 103,821 | $2.831M | 1.1% | $27.27 * | $24.47 | 0.0% | CL A | 48251W104 |
| — | BLACKSTONE GROUP L P | 74,298 | $2.829M | 1.1% | $38.08 | $33.16 | — | COM UNIT LTD | 09253U108 |
| META | FACEBOOK INC | 17,162 | $2.822M | 1.1% | $164.43 * | $122.21 | +47.1% | CL A | 30303M102 |
| — | EATON VANCE LTD DUR INCOME F | 206,238 | $2.725M | 1.0% | $13.21 | $13.87 | — | COM | 27828H105 |
| — | APOLLO GLOBAL MGMT LLC | 69,918 | $2.416M | 0.9% | $34.55 | $28.78 | — | CL A SHS | 037612306 |
| — | ARES MGMT LP | 100,558 | $2.333M | 0.9% | $23.20 | $18.83 | — | COM SHS REG INT | 04014Y101 |
| — | CARLYLE GROUP L P | 102,824 | $2.319M | 0.9% | $22.55 | $21.28 | — | COM UTS LTD PTN | 14309L102 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 7 | $2.24M | 0.9% | $320000.00 * | $201277.39 | +53.9% | CL A | 084670108 |
| JNJ | JOHNSON & JOHNSON | 15,649 | $2.162M | 0.8% | $138.16 * | $79.12 | +36.5% | COM | 478160104 |
| PANW | PALO ALTO NETWORKS INC | 9,401 | $2.118M | 0.8% | $225.30 * | $24.00 | +51.7% | COM | 697435105 |
| PEP | PEPSICO INC | 17,046 | $1.906M | 0.7% | $111.82 * | $73.64 | +22.7% | COM | 713448108 |
| FDS | FACTSET RESH SYS INC | 8,454 | $1.891M | 0.7% | $223.68 * | $153.60 | +31.4% | COM | 303075105 |
| — | TORTOISE ENERGY INFRA CORP | 58,612 | $1.578M | 0.6% | $26.92 | $29.86 | — | COM | 89147L100 |
| PFE | PFIZER INC | 32,360 | $1.426M | 0.5% | $44.07 * | $21.35 | +29.5% | COM | 717081103 |
| DIS | DISNEY WALT CO | 12,113 | $1.416M | 0.5% | $116.90 * | $101.17 | +5.3% | COM DISNEY | 254687106 |
| — | CBS CORP NEW | 24,606 | $1.414M | 0.5% | $57.47 | $53.13 | — | CL B | 124857202 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,575 | $1.408M | 0.5% | $214.14 * | $144.54 | +41.9% | CL B NEW | 084670702 |
| JPM | JPMORGAN CHASE & CO | 12,192 | $1.376M | 0.5% | $112.86 * | $62.14 | +49.1% | COM | 46625H100 |
| IWD | ISHARES TR | 10,578 | $1.339M | 0.5% | $126.58 | $113.53 | — | RUS 1000 VAL ETF | 464287598 |
| INTC | INTEL CORP | 28,212 | $1.334M | 0.5% | $47.28 * | $28.13 | +47.6% | COM | 458140100 |
| OKTA | OKTA INC | 18,221 | $1.282M | 0.5% | $70.36 * | $40.52 | +47.0% | CL A | 679295105 |
| GOOGL | ALPHABET INC | 954 | $1.152M | 0.4% | $1207.55 * | $42.59 | +41.1% | CAP STK CL A | 02079K305 |
| PSTG | PURE STORAGE INC | 42,514 | $1.103M | 0.4% | $25.94 * | $20.56 | +20.9% | CL A | 74624M102 |
| CBRE | CBRE GROUP INC | 25,000 | $1.103M | 0.4% | $44.12 * | $35.25 | +35.3% | CL A | 12504L109 |
| T | AT&T INC | 32,710 | $1.098M | 0.4% | $33.57 * | $12.59 | +15.0% | COM | 00206R102 |
| KO | COCA COLA CO | 23,508 | $1.086M | 0.4% | $46.20 * | $30.89 | +17.5% | COM | 191216100 |
| SO | SOUTHERN CO | 24,508 | $1.069M | 0.4% | $43.62 * | $29.62 | +15.7% | COM | 842587107 |
| HD | HOME DEPOT INC | 5,068 | $1.05M | 0.4% | $207.18 * | $101.65 | +65.2% | COM | 437076102 |
| GLD | SPDR GOLD TRUST | 9,071 | $1.023M | 0.4% | $112.78 | $109.77 | — | GOLD SHS | 78463V107 |
| MSFT | MICROSOFT CORP | 8,819 | $1.009M | 0.4% | $114.41 * | $60.06 | +67.9% | COM | 594918104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,768 | $872K | 0.3% | $151.18 * | $88.55 | +14.3% | COM | 459200101 |
| BAC | BANK AMER CORP | 29,535 | $870K | 0.3% | $29.46 * | $13.95 | +82.5% | COM | 060505104 |
| — | GENERAL ELECTRIC CO | 76,830 | $867K | 0.3% | $11.28 | $26.04 | — | COM | 369604103 |
| HAS | HASBRO INC | 8,003 | $841K | 0.3% | $105.09 * | $61.92 | +23.7% | COM | 418056107 |
| — | FIRST TR ENERGY INFRASTRCTR | 50,515 | $796K | 0.3% | $15.76 | $16.90 | — | COM | 33738C103 |
| CVX | CHEVRON CORP NEW | 6,508 | $796K | 0.3% | $122.31 * | $65.85 | +33.5% | COM | 166764100 |
| AXP | AMERICAN EXPRESS CO | 7,261 | $773K | 0.3% | $106.46 * | $63.67 | +47.8% | COM | 025816109 |
| SPY | SPDR S&P 500 ETF TR | 2,522 | $733K | 0.3% | $290.64 | $253.62 | — | TR UNIT | 78462F103 |
| WDAY | WORKDAY INC | 4,983 | $727K | 0.3% | $145.90 * | $80.58 | +72.4% | CL A | 98138H101 |
| — | WILLSCOT CORP | 42,000 | $720K | 0.3% | $17.14 | $12.94 | — | COM | 971375126 |
| GOOG | ALPHABET INC | 582 | $695K | 0.3% | $1194.16 * | $44.01 | +35.1% | CAP STK CL C | 02079K107 |
| PG | PROCTER AND GAMBLE CO | 8,141 | $678K | 0.3% | $83.28 * | $58.42 | +16.0% | COM | 742718109 |
| WMT | WALMART INC | 6,930 | $651K | 0.2% | $93.94 * | $16.94 | +61.4% | COM | 931142103 |
| CL | COLGATE PALMOLIVE CO | 9,208 | $616K | 0.2% | $66.90 * | $52.90 | +5.8% | COM | 194162103 |
| — | UNITED TECHNOLOGIES CORP | 4,334 | $606K | 0.2% | $139.82 | $112.41 | — | COM | 913017109 |
| IYJ | ISHARES TR | 3,675 | $574K | 0.2% | $156.19 | $138.50 | — | US INDUSTRIALS | 464287754 |
| NVDA | NVIDIA CORP | 2,015 | $566K | 0.2% | $280.89 * | $4.28 | +50.4% | COM | 67066G104 |
| IYH | ISHARES TR | 2,703 | $548K | 0.2% | $202.74 | $172.03 | — | US HLTHCARE ETF | 464287762 |
| WFC | WELLS FARGO CO NEW | 10,215 | $537K | 0.2% | $52.57 * | $43.93 | +5.9% | COM | 949746101 |
| MRK | MERCK & CO INC | 7,547 | $535K | 0.2% | $70.89 * | $37.03 | +36.8% | COM | 58933Y105 |
| VZ | VERIZON COMMUNICATIONS INC | 9,775 | $522K | 0.2% | $53.40 * | $27.05 | +31.7% | COM | 92343V104 |
| UNP | UNION PAC CORP | 3,200 | $521K | 0.2% | $162.81 * | $68.29 | +87.1% | COM | 907818108 |
| SCHB | SCHWAB STRATEGIC TR | 7,388 | $520K | 0.2% | $70.38 | $64.97 | — | US BRD MKT ETF | 808524102 |
| SCHD | SCHWAB STRATEGIC TR | 9,659 | $512K | 0.2% | $53.01 | $51.35 | — | US DIVIDEND EQ | 808524797 |
| VTI | VANGUARD INDEX FDS | 3,374 | $505K | 0.2% | $149.67 | $138.25 | — | TOTAL STK MKT | 922908769 |
| ICUI | ICU MED INC | 1,720 | $486K | 0.2% | $282.56 * | $160.43 | +82.6% | COM | 44930G107 |
| IYW | ISHARES TR | 2,470 | $479K | 0.2% | $193.93 | $149.80 | — | U.S. TECH ETF | 464287721 |
| SLV | ISHARES SILVER TRUST | 34,500 | $474K | 0.2% | $13.74 | $15.10 | — | ISHARES | 46428Q109 |
| UNH | UNITEDHEALTH GROUP INC | 1,758 | $468K | 0.2% | $266.21 * | $157.02 | +46.9% | COM | 91324P102 |
| YUM | YUM BRANDS INC | 5,086 | $462K | 0.2% | $90.84 * | $43.78 | +66.5% | COM | 988498101 |
| BMO | BANK MONTREAL QUE | 5,560 | $459K | 0.2% | $82.55 * | $56.99 | +3.6% | COM | 063671101 |
| CMCSA | COMCAST CORP NEW | 12,724 | $451K | 0.2% | $35.44 * | $29.81 | -1.6% | CL A | 20030N101 |
| — | DOWDUPONT INC | 6,985 | $449K | 0.2% | $64.28 | $67.89 | — | COM | 26078J100 |
| — | CLOUDERA INC | 24,738 | $437K | 0.2% | $17.67 | $17.67 | — | COM | 18914U100 |
| IYK | ISHARES TR | 3,660 | $435K | 0.2% | $118.85 | $120.77 | — | U.S. CNSM GD ETF | 464287812 |
| AMGN | AMGEN INC | 2,068 | $429K | 0.2% | $207.45 * | $142.66 | +10.3% | COM | 031162100 |
| ROST | ROSS STORES INC | 4,124 | $409K | 0.2% | $99.18 * | $57.27 | +49.1% | COM | 778296103 |
| FDX | FEDEX CORP | 1,662 | $400K | 0.2% | $240.67 * | $200.86 | +5.7% | COM | 31428X106 |
| BCPC | BALCHEM CORP | 3,528 | $395K | 0.2% | $111.96 * | $75.97 | +32.6% | COM | 057665200 |
| ALB | ALBEMARLE CORP | 3,808 | $380K | 0.1% | $99.79 * | $98.71 | -11.5% | COM | 012653101 |
| V | VISA INC | 2,524 | $379K | 0.1% | $150.16 * | $99.09 | +36.3% | COM CL A | 92826C839 |
| RBC | RBC BEARINGS INC | 2,498 | $376K | 0.1% | $150.52 * | $100.01 | +43.9% | COM | 75524B104 |
| INTU | INTUIT | 1,612 | $367K | 0.1% | $227.67 * | $122.01 | +67.6% | COM | 461202103 |
| WST | WEST PHARMACEUTICAL SVSC INC | 2,900 | $358K | 0.1% | $123.45 * | $89.32 | +22.8% | COM | 955306105 |
| MMM | 3M CO | 1,693 | $357K | 0.1% | $210.87 * | $118.14 | +11.9% | COM | 88579Y101 |
| HON | HONEYWELL INTL INC | 2,067 | $344K | 0.1% | $166.42 * | $74.28 | +63.7% | COM | 438516106 |
| IRBTQ | IROBOT CORP | 3,049 | $335K | 0.1% | $109.87 * | $66.43 | +41.6% | COM | 462726100 |
| — | EATON VANCE TX MGD DIV EQ IN | 25,578 | $328K | 0.1% | $12.82 | $11.20 | — | COM | 27828N102 |
| MCD | MCDONALDS CORP | 1,937 | $324K | 0.1% | $167.27 * | $89.27 | +51.0% | COM | 580135101 |
| — | BLACKROCK ENHANCED GBL DIV T | 29,415 | $323K | 0.1% | $10.98 | $12.95 | — | COM | 092501105 |
| AVGO | BROADCOM INC | 1,273 | $314K | 0.1% | $246.66 * | $19.73 | -7.4% | COM | 11135F101 |
| — | PUTNAM MASTER INTER INCOME T | 69,460 | $314K | 0.1% | $4.52 | $4.69 | — | SH BEN INT | 746909100 |
| CSCO | CISCO SYS INC | 6,407 | $312K | 0.1% | $48.70 * | $33.46 | +7.7% | COM | 17275R102 |
| — | BLACKROCK ENH CAP & INC FD I | 18,010 | $310K | 0.1% | $17.21 | $14.95 | — | COM | 09256A109 |
| EXC | EXELON CORP | 6,978 | $305K | 0.1% | $43.71 * | $15.84 | +50.3% | COM | 30161N101 |
| — | EATON VANCE RISK MNGD DIV EQ | 29,868 | $297K | 0.1% | $9.94 | $9.39 | — | COM | 27829G106 |
| RSP | INVESCO EXCHANGE TRADED FD T | 2,685 | $287K | 0.1% | $106.89 | $102.05 | — | S&P500 EQL WGT | 46137V357 |
| SYY | SYSCO CORP | 3,729 | $273K | 0.1% | $73.21 * | $41.82 | +41.7% | COM | 871829107 |
| — | PANDORA MEDIA INC | 27,640 | $263K | 0.1% | $9.52 | $13.02 | — | COM | 698354107 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,190 | $260K | 0.1% | $62.05 * | $45.58 | -1.3% | COM | 110122108 |
| IJH | ISHARES TR | 1,246 | $251K | 0.1% | $201.44 | $191.53 | — | CORE S&P MCP ETF | 464287507 |
| — | FST TR NEW OPPORT MLP & ENE | 25,770 | $248K | 0.1% | $9.62 | $10.38 | — | COM | 33739M100 |
| — | BLACKROCK LTD DURATION INC T | 16,608 | $247K | 0.1% | $14.87 | $15.76 | — | COM SHS | 09249W101 |
| FMS | FRESENIUS MED CARE AG&CO KGA | 4,771 | $245K | 0.1% | $51.35 | $48.40 | — | SPONSORED ADR | 358029106 |
| — | CELGENE CORP | 2,733 | $245K | 0.1% | $89.65 | $129.89 | — | COM | 151020104 |
| — | HUDSON PAC PPTYS INC | 7,345 | $240K | 0.1% | $32.68 | $35.40 | — | COM | 444097109 |
| TDG | TRANSDIGM GROUP INC | 642 | $239K | 0.1% | $372.27 * | $267.24 | 0.0% | COM | 893641100 |
| IBB | ISHARES TR | 1,950 | $238K | 0.1% | $122.05 | $176.41 | — | NASDAQ BIOTECH | 464287556 |
| LMT | LOCKHEED MARTIN CORP | 679 | $235K | 0.1% | $346.10 * | $238.57 | +10.8% | COM | 539830109 |
| RITM | NEW RESIDENTIAL INVT CORP | 13,114 | $234K | 0.1% | $17.84 | $17.00 | — | COM NEW | 64828T201 |
| BABA | ALIBABA GROUP HLDG LTD | 1,407 | $232K | 0.1% | $164.89 | $185.61 | — | SPONSORED ADS | 01609W102 |
| — | BLACKROCK MULTI-SECTOR INC T | 13,230 | $224K | 0.1% | $16.93 | $17.08 | — | COM | 09258A107 |
| — | KAYNE ANDERSN MLP MIDS INVT | 12,480 | $223K | 0.1% | $17.87 | $17.27 | — | COM | 486606106 |
| — | REDFIN CORP | 11,725 | $219K | 0.1% | $18.68 | $23.11 | — | COM | 75737F108 |
| TROW | PRICE T ROWE GROUP INC | 2,000 | $218K | 0.1% | $109.00 * | $60.46 | +43.3% | COM | 74144T108 |
| AMP | AMERIPRISE FINL INC | 1,459 | $215K | 0.1% | $147.36 * | $118.64 | +4.9% | COM | 03076C106 |
| CRM | SALESFORCE COM INC | 1,350 | $215K | 0.1% | $159.26 * | $126.05 | +16.3% | COM | 79466L302 |
| COST | COSTCO WHSL CORP NEW | 908 | $213K | 0.1% | $234.58 * | $203.13 | 0.0% | COM | 22160K105 |
| ORCL | ORACLE CORP | 4,051 | $209K | 0.1% | $51.59 * | $43.58 | 0.0% | COM | 68389X105 |
| ES | EVERSOURCE ENERGY | 3,335 | $205K | 0.1% | $61.47 * | $47.16 | 0.0% | COM | 30040W108 |
| — | KAYNE ANDERSON MDSTM ENERGY | 16,052 | $205K | 0.1% | $12.77 | $12.77 | — | COM | 48661E108 |
| ADBE | ADOBE SYS INC | 756 | $204K | 0.1% | $269.84 * | $257.84 | 0.0% | COM | 00724F101 |
| QQQ | INVESCO QQQ TR | 1,074 | $200K | 0.1% | $186.22 | $186.22 | — | UNIT SER 1 | 46090E103 |
| — | NUVEEN REAL ESTATE INCOME FD | 18,195 | $178K | 0.1% | $9.78 | $11.10 | — | COM | 67071B108 |
| — | ETFIS SER TR I | 17,857 | $133K | 0.1% | $7.45 | $11.20 | — | INFRAC ACT MLP | 26923G103 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 10,650 | $127K | 0.0% | $11.92 | $11.92 | — | COM | 670656107 |
| — | CAPRICOR THERAPEUTICS INC | 118,941 | $125K | 0.0% | $1.05 | $2.55 | — | COM | 14070B101 |
| — | NUVEEN CR STRATEGIES INCM FD | 12,578 | $100K | 0.0% | $7.95 | $8.82 | — | COM SHS | 67073D102 |
| — | APOLLO INVT CORP | 17,793 | $97,000 | 0.0% | $5.45 | $5.88 | — | COM | 03761U106 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 15,923 | $96,000 | 0.0% | $6.03 | $6.41 | — | COM SH BEN INT | 00302L108 |
| MITK | MITEK SYS INC | 13,000 | $92,000 | 0.0% | $7.08 * | $8.16 | +1.2% | COM NEW | 606710200 |
| EFA | ISHARES TR | 798 | $54,000 | 0.0% | $67.67 | $67.67 | — | MSCI EAFE ETF | 464287465 |
| SPY | SPDR S&P 500 ETF TR | 20,200 | $11,000 | 0.0% | $0.54 | $253.62 | — | Put | 78462F103 |
| EFA | ISHARES TR | 27,900 | $6,000 | 0.0% | $0.22 | $67.67 | — | Put | 464287465 |