Location: Stockton, CA
CIK: 0001387723 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 13, 2013
Total Value: $140M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IJH | ISHARES | 128,505 | $15.95M | 11.4% | $124.14 * | $23.23 | +6.9% | CORE S&P MCP ETF | 464287507 |
| IJR | ISHARES | 137,170 | $13.69M | 9.8% | $99.80 * | $44.49 | +12.2% | CORE S&P SCP ETF | 464287804 |
| — | RYDEX ETF TRUST | 102,573 | $11.4M | 8.2% | $111.14 | $101.84 | — | GUG S&P MC400 PG | 78355W601 |
| — | RYDEX ETF TRUST | 227,758 | $9.971M | 7.1% | $43.78 | $41.10 | — | GUG S&P500 PU VA | 78355W304 |
| — | RYDEX ETF TRUST | 146,966 | $9.337M | 6.7% | $63.53 | $58.53 | — | GUG S&P500 PU GR | 78355W403 |
| — | RYDEX ETF TRUST | 143,956 | $6.708M | 4.8% | $46.60 | $43.73 | — | GUG S&P MC400 PV | 78355W502 |
| ICF | ISHARES | 69,894 | $5.373M | 3.8% | $76.87 * | $42.53 | -9.6% | COHEN&STEER REIT | 464287564 |
| CWB | SPDR SERIES TRUST | 99,020 | $4.476M | 3.2% | $45.20 | $43.59 | +3.7% | BRC CNV SECS ETF | 78464A359 |
| CVX | CHEVRON CORP NEW | 17,463 | $2.122M | 1.5% | $121.51 * | $71.38 | +1.6% | COM | 166764100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 8,808 | $1.631M | 1.2% | $185.17 * | $118.94 | -8.5% | COM | 459200101 |
| — | AMERICAN EXPRESS CO | 20,743 | $1.566M | 1.1% | $75.50 | $75.50 | — | COM | 25816109 |
| V | VISA INC | 7,790 | $1.488M | 1.1% | $191.01 * | $40.17 | +9.1% | COM CL A | 92826C839 |
| PPG | PPG INDS INC | 8,775 | $1.466M | 1.0% | $167.07 * | $59.83 | +13.0% | COM | 693506107 |
| — | UNITED TECHNOLOGIES CORP | 12,832 | $1.384M | 1.0% | $107.86 | $93.35 | — | COM | 913017109 |
| XOM | EXXON MOBIL CORP | 14,997 | $1.291M | 0.9% | $86.08 * | $53.69 | -3.4% | COM | 30231G102 |
| — | APPLE INC | 2,668 | $1.272M | 0.9% | $476.76 | $476.76 | — | COM | 37833100 |
| — | GENERAL ELECTRIC CO | 53,047 | $1.268M | 0.9% | $23.90 | $23.31 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 13,779 | $1.194M | 0.9% | $86.65 * | $59.66 | +3.4% | COM | 478160104 |
| COST | COSTCO WHSL CORP NEW | 10,281 | $1.184M | 0.8% | $115.16 * | $86.74 | +5.5% | COM | 22160K105 |
| CMCSA | COMCAST CORP NEW | 26,138 | $1.179M | 0.8% | $45.11 * | $15.62 | +10.2% | CL A | 20030N101 |
| MCK | MCKESSON CORP | 8,781 | $1.127M | 0.8% | $128.35 * | $101.66 | +15.4% | COM | 58155Q103 |
| VZ | VERIZON COMMUNICATIONS INC | 23,718 | $1.107M | 0.8% | $46.67 * | $27.01 | -7.5% | COM | 92343V104 |
| HD | HOME DEPOT INC | 14,394 | $1.092M | 0.8% | $75.86 * | $56.13 | +1.7% | COM | 437076102 |
| JPM | JPMORGAN CHASE & CO | 20,645 | $1.067M | 0.8% | $51.68 * | $36.88 | +0.6% | COM | 46625H100 |
| TRV | TRAVELERS COMPANIES INC | 12,370 | $1.048M | 0.7% | $84.72 * | $63.38 | +2.0% | COM | 89417E109 |
| ACN | ACCENTURE PLC IRELAND | 14,235 | $1.048M | 0.7% | $73.62 * | $63.74 | -7.1% | SHS CLASS A | G1151C101 |
| MMM | 3M CO | 8,733 | $1.043M | 0.7% | $119.43 * | $61.60 | +10.3% | COM | 88579Y101 |
| — | MYLAN INC | 26,644 | $1.017M | 0.7% | $38.17 | $31.24 | — | COM | 628530107 |
| PH | PARKER HANNIFIN CORP | 8,995 | $978K | 0.7% | $108.73 * | $76.80 | +15.5% | COM | 701094104 |
| CVS | CVS CAREMARK CORPORATION | 17,054 | $967K | 0.7% | $56.70 * | $41.58 | -1.9% | COM | 126650100 |
| EG | EVEREST RE GROUP LTD | 6,585 | $957K | 0.7% | $145.33 * | $100.69 | +11.7% | COM | G3223R108 |
| — | GOOGLE INC | 1,082 | $948K | 0.7% | $876.16 | $879.71 | — | CL A | 38259P508 |
| — | WHOLE FOODS MKT INC | 15,168 | $887K | 0.6% | $58.48 | $51.84 | — | COM | 966837106 |
| T | AT&T INC | 26,123 | $884K | 0.6% | $33.84 * | $11.40 | -6.4% | COM | 00206R102 |
| KO | COCA COLA CO | 23,041 | $873K | 0.6% | $37.89 * | $27.83 | -7.3% | COM | 191216100 |
| — | PIONEER NAT RES CO | 4,560 | $861K | 0.6% | $188.82 | $148.05 | — | COM | 723787107 |
| IVV | ISHARES | 4,800 | $811K | 0.6% | $168.96 | $161.92 | +4.3% | CORE S&P500 ETF | 464287200 |
| BMY | BRISTOL MYERS SQUIBB CO | 16,501 | $764K | 0.5% | $46.30 * | $28.70 | +7.3% | COM | 110122108 |
| — | EXPRESS SCRIPTS HLDG CO | 12,290 | $759K | 0.5% | $61.76 | $61.69 | — | COM | 30219G108 |
| PEP | PEPSICO INC | 9,464 | $752K | 0.5% | $79.46 * | $56.00 | -1.5% | COM | 713448108 |
| — | SPECTRA ENERGY CORP | 21,379 | $732K | 0.5% | $34.24 | $34.47 | — | COM | 847560109 |
| KRE | SPDR SERIES TRUST | 20,210 | $721K | 0.5% | $35.68 | $32.77 | +8.8% | S&P REGL BKG | 78464A698 |
| DHR | DANAHER CORP DEL | 9,960 | $690K | 0.5% | $69.28 * | $25.01 | +12.6% | COM | 235851102 |
| TM | TOYOTA MOTOR CORP | 5,145 | $658K | 0.5% | $127.89 | $118.02 | +8.5% | SP ADR REP2COM | 892331307 |
| SLB | SCHLUMBERGER LTD | 7,316 | $646K | 0.5% | $88.30 * | $55.57 | +14.4% | COM | 806857108 |
| — | BECTON DICKINSON & CO | 6,444 | $645K | 0.5% | $100.09 | $100.09 | — | COM | 75887109 |
| — | ANALOG DEVICES INC | 13,634 | $642K | 0.5% | $47.09 | $47.09 | — | COM | 32654105 |
| HP | HELMERICH & PAYNE INC | 9,295 | $640K | 0.5% | $68.85 | $62.01 | +11.2% | COM | 423452101 |
| COR | AMERISOURCEBERGEN CORP | 10,390 | $635K | 0.5% | $61.12 * | $39.39 | +11.9% | COM | 03073E105 |
| QCOM | QUALCOMM INC | 9,126 | $615K | 0.4% | $67.39 * | $45.13 | +6.3% | COM | 747525103 |
| ORCL | ORACLE CORP | 18,077 | $600K | 0.4% | $33.19 * | $27.58 | +0.4% | COM | 68389X105 |
| VCSH | VANGUARD SCOTTSDALE FDS | 7,500 | $597K | 0.4% | $79.60 | $80.15 | -0.7% | SHRT TRM CORP BD | 92206C409 |
| — | BED BATH & BEYOND INC | 7,707 | $596K | 0.4% | $77.33 | $77.33 | — | COM | 75896100 |
| — | ALLSTATE CORP | 11,764 | $595K | 0.4% | $50.58 | $50.58 | — | COM | 20002101 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 13,674 | $569K | 0.4% | $41.61 * | $28.11 | +6.8% | COM | 34964C106 |
| GIS | GENERAL MLS INC | 10,503 | $503K | 0.4% | $47.89 * | $31.98 | -1.7% | COM | 370334104 |
| PG | PROCTER & GAMBLE CO | 6,240 | $471K | 0.3% | $75.48 * | $55.05 | -2.9% | COM | 742718109 |
| RF | REGIONS FINL CORP NEW | 50,670 | $469K | 0.3% | $9.26 * | $6.54 | -5.2% | COM | 7591EP100 |
| — | NOBLE CORPORATION BAAR | 12,300 | $464K | 0.3% | $37.72 | $37.60 | — | NAMEN -AKT | H5833N103 |
| WAT | WATERS CORP | 4,295 | $456K | 0.3% | $106.17 | $96.93 | +9.6% | COM | 941848103 |
| DIS | DISNEY WALT CO | 7,048 | $454K | 0.3% | $64.42 * | $56.21 | +1.9% | COM DISNEY | 254687106 |
| — | NATIONAL OILWELL VARCO INC | 5,727 | $448K | 0.3% | $78.23 | $68.84 | — | COM | 637071101 |
| CMF | ISHARES | 4,105 | $447K | 0.3% | $108.89 * | $56.78 | -4.1% | CALI AMT-FRE ETF | 464288356 |
| AMT | AMERICAN TOWER CORP NEW | 5,965 | $442K | 0.3% | $74.10 * | $59.51 | -6.2% | COM | 03027X100 |
| PAA | PLAINS ALL AMERN PIPELINE L | 8,150 | $429K | 0.3% | $52.64 | $55.25 | — | UNIT LTD PARTN | 726503105 |
| — | TRW AUTOMOTIVE HLDGS CORP | 5,825 | $415K | 0.3% | $71.24 | $71.24 | — | COM | 87264S106 |
| INTC | INTEL CORP | 17,898 | $411K | 0.3% | $22.96 * | $17.18 | -1.7% | COM | 458140100 |
| — | CIGNA CORPORATION | 5,348 | $411K | 0.3% | $76.85 | $72.55 | — | COM | 125509109 |
| NEE | NEXTERA ENERGY INC | 4,950 | $397K | 0.3% | $80.20 * | $14.19 | +2.1% | COM | 65339F101 |
| EBAY | EBAY INC | 7,010 | $392K | 0.3% | $55.92 * | $20.16 | +3.7% | COM | 278642103 |
| — | DU PONT E I DE NEMOURS & CO | 6,500 | $381K | 0.3% | $58.62 | $52.50 | — | COM | 263534109 |
| ABBV | ABBVIE INC | 8,228 | $368K | 0.3% | $44.73 * | $26.55 | +3.3% | COM | 00287Y109 |
| — | BANK MONTREAL QUE | 5,500 | $368K | 0.3% | $66.91 | $66.91 | — | COM | 63671101 |
| CAKE | CHEESECAKE FACTORY INC | 8,348 | $367K | 0.3% | $43.96 * | $31.16 | +10.8% | COM | 163072101 |
| — | RYDEX ETF TRUST | 4,900 | $352K | 0.3% | $71.84 | $64.12 | — | GUG S&P SC600 PG | 78355W809 |
| PSA | PUBLIC STORAGE | 2,140 | $343K | 0.2% | $160.28 * | $97.16 | +3.3% | COM | 74460D109 |
| — | COHEN & STEERS REIT & PFD IN | 21,000 | $326K | 0.2% | $15.52 | $17.27 | — | COM | 19247X100 |
| MSFT | MICROSOFT CORP | 9,718 | $323K | 0.2% | $33.24 * | $26.70 | +2.6% | COM | 594918104 |
| EMR | EMERSON ELEC CO | 4,870 | $315K | 0.2% | $64.68 * | $40.02 | +16.2% | COM | 291011104 |
| PFE | PFIZER INC | 10,945 | $314K | 0.2% | $28.69 * | $16.46 | -0.2% | COM | 717081103 |
| MCD | MCDONALDS CORP | 3,225 | $310K | 0.2% | $96.12 * | $71.80 | -2.6% | COM | 580135101 |
| SYK | STRYKER CORP | 4,561 | $308K | 0.2% | $67.53 * | $59.45 | -1.7% | COM | 863667101 |
| — | HEALTH CARE REIT INC | 4,900 | $306K | 0.2% | $62.45 | $67.04 | — | COM | 42217K106 |
| — | MCGRAW HILL FINL INC | 4,600 | $302K | 0.2% | $65.65 | $53.19 | — | COM | 580645109 |
| — | BEAM INC | 4,670 | $302K | 0.2% | $64.67 | $64.67 | — | COM | 73730103 |
| BIV | VANGUARD BD INDEX FD INC | 3,510 | $293K | 0.2% | $83.48 | $86.88 | -3.9% | INTERMED TERM | 921937819 |
| SCZ | ISHARES | 5,940 | $288K | 0.2% | $48.48 | $44.25 | +9.6% | EAFE SML CP ETF | 464288273 |
| — | AGL RES INC | 6,223 | $286K | 0.2% | $45.96 | $45.96 | — | COM | 1204106 |
| — | ABBOTT LABS | 8,578 | $285K | 0.2% | $33.22 | $33.22 | — | COM | 2824100 |
| MRK | MERCK & CO INC NEW | 5,800 | $276K | 0.2% | $47.59 * | $30.02 | +3.4% | COM | 58933Y105 |
| ADBE | ADOBE SYS INC | 5,300 | $275K | 0.2% | $51.89 | $44.30 | +17.2% | COM | 00724F101 |
| CAT | CATERPILLAR INC DEL | 3,180 | $265K | 0.2% | $83.33 * | $61.55 | -1.1% | COM | 149123101 |
| D | DOMINION RES INC VA NEW | 4,209 | $263K | 0.2% | $62.49 * | $34.53 | +8.5% | COM | 25746U109 |
| BEN | FRANKLIN RES INC | 5,203 | $263K | 0.2% | $50.55 * | $29.93 | +0.7% | COM | 354613101 |
| COP | CONOCOPHILLIPS | 3,724 | $259K | 0.2% | $69.55 * | $39.96 | +16.2% | COM | 20825C104 |
| TROW | PRICE T ROWE GROUP INC | 3,375 | $243K | 0.2% | $72.00 * | $47.69 | -2.8% | COM | 74144T108 |
| WMT | WAL-MART STORES INC | 3,247 | $241K | 0.2% | $74.22 * | $19.98 | -3.0% | COM | 931142103 |
| HYG | ISHARES | 2,600 | $238K | 0.2% | $91.54 | $93.91 | -2.5% | IBOXX HI YD ETF | 464288513 |
| — | SPDR SERIES TRUST | 5,800 | $231K | 0.2% | $39.83 | $39.48 | — | BRC HGH YLD BD | 78464A417 |
| WFC | WELLS FARGO & CO NEW | 5,452 | $225K | 0.2% | $41.27 * | $30.19 | -2.9% | COM | 949746101 |
| LOW | LOWES COS INC | 4,700 | $224K | 0.2% | $47.66 * | $32.16 | +18.9% | COM | 548661107 |
| TGT | TARGET CORP | 3,337 | $214K | 0.2% | $64.13 * | $47.95 | -7.2% | COM | 87612E106 |
| LLY | LILLY ELI & CO | 4,180 | $211K | 0.2% | $50.48 * | $42.21 | -6.2% | COM | 532457108 |
| — | WISCONSIN ENERGY CORP | 5,200 | $210K | 0.2% | $40.38 | $40.96 | — | COM | 976657106 |
| — | BP PLC | 4,900 | $206K | 0.1% | $42.04 | $42.04 | — | SPONSORED ADR | 55622104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 12,000 | $204K | 0.1% | $17.00 | $17.05 | -0.6% | SPONSORED ADR | 874039100 |
| ORI | OLD REP INTL CORP | 10,293 | $159K | 0.1% | $15.45 * | $5.60 | +18.9% | COM | 680223104 |
| — | PIMCO MUN INCOME FD II | 12,920 | $143K | 0.1% | $11.07 | $11.71 | — | COM | 72200W106 |
| — | DREYFUS MUN INCOME INC | 14,000 | $121K | 0.1% | $8.64 | $9.35 | — | COM | 26201R102 |