Location: Stockton, CA
CIK: 0001387723 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 24, 2014
Total Value: $169M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IJH | ISHARES TR | 134,583 | $18.4M | 10.9% | $136.74 * | $23.39 | +16.9% | CORE S&P MCP ETF | 464287507 |
| IJR | ISHARES TR | 141,148 | $14.72M | 8.7% | $104.30 * | $44.62 | +16.9% | CORE S&P SCP ETF | 464287804 |
| — | RYDEX ETF TRUST | 183,773 | $14.19M | 8.4% | $77.20 | $61.02 | — | GUG S&P500 PU GR | 78355W403 |
| — | RYDEX ETF TRUST | 114,440 | $14M | 8.3% | $122.33 | $103.93 | — | GUG S&P MC400 PG | 78355W601 |
| — | RYDEX ETF TRUST | 264,336 | $13.97M | 8.3% | $52.87 | $42.49 | — | GUG S&P500 PU VA | 78355W304 |
| CWB | SPDR SERIES TRUST | 234,547 | $11.65M | 6.9% | $49.65 | $45.86 | +8.3% | BRC CNV SECS ETF | 78464A359 |
| — | RYDEX ETF TRUST | 171,947 | $8.787M | 5.2% | $51.10 | $45.04 | — | GUG S&P MC400 PV | 78355W502 |
| ICF | ISHARES TR | 56,597 | $4.781M | 2.8% | $84.47 * | $42.53 | -0.7% | COHEN&STEER REIT | 464287564 |
| IVV | ISHARES TR | 10,623 | $2.106M | 1.2% | $198.25 | $178.30 | +11.2% | CORE S&P500 ETF | 464287200 |
| — | APPLE INC | 18,808 | $1.895M | 1.1% | $100.75 | $92.98 | — | COM | 37833100 |
| CVX | CHEVRON CORP NEW | 14,950 | $1.784M | 1.1% | $119.33 * | $71.38 | +3.3% | COM | 166764100 |
| STPZ | PIMCO ETF TR | 33,844 | $1.778M | 1.1% | $52.54 | $53.08 | -1.0% | 1-5 US TIP IDX | 72201R205 |
| — | AMERICAN EXPRESS CO | 19,952 | $1.746M | 1.0% | $87.51 | $94.89 | — | COM | 25816109 |
| PPG | PPG INDS INC | 8,410 | $1.655M | 1.0% | $196.79 * | $59.83 | +34.8% | COM | 693506107 |
| V | VISA INC | 7,527 | $1.606M | 0.9% | $213.37 * | $40.24 | +22.5% | COM CL A | 92826C839 |
| MCK | MCKESSON CORP | 7,926 | $1.543M | 0.9% | $194.68 * | $101.66 | +76.1% | COM | 58155Q103 |
| CMCSA | COMCAST CORP NEW | 26,548 | $1.428M | 0.8% | $53.79 * | $15.86 | +31.6% | CL A | 20030N101 |
| JNJ | JOHNSON & JOHNSON | 12,883 | $1.373M | 0.8% | $106.57 * | $60.68 | +28.5% | COM | 478160104 |
| — | GENERAL ELECTRIC CO | 52,311 | $1.34M | 0.8% | $25.62 | $23.94 | — | COM | 369604103 |
| CVS | CVS HEALTH CORP | 16,764 | $1.334M | 0.8% | $79.58 * | $41.73 | +39.1% | COM | 126650100 |
| XOM | EXXON MOBIL CORP | 13,894 | $1.306M | 0.8% | $94.00 * | $53.97 | +7.9% | COM | 30231G102 |
| — | UNITED TECHNOLOGIES CORP | 12,093 | $1.277M | 0.8% | $105.60 | $93.35 | — | COM | 913017109 |
| MMM | 3M CO | 8,975 | $1.271M | 0.8% | $141.62 * | $62.01 | +33.1% | COM | 88579Y101 |
| HD | HOME DEPOT INC | 13,559 | $1.244M | 0.7% | $91.75 * | $56.13 | +25.7% | COM | 437076102 |
| COST | COSTCO WHSL CORP NEW | 9,826 | $1.232M | 0.7% | $125.38 * | $86.94 | +15.9% | COM | 22160K105 |
| JPM | JPMORGAN CHASE & CO | 20,275 | $1.221M | 0.7% | $60.22 * | $37.10 | +19.8% | COM | 46625H100 |
| EG | EVEREST RE GROUP LTD | 7,370 | $1.194M | 0.7% | $162.01 * | $102.68 | +24.4% | COM | G3223R108 |
| VZ | VERIZON COMMUNICATIONS INC | 23,730 | $1.186M | 0.7% | $49.98 * | $26.98 | +3.7% | COM | 92343V104 |
| TRV | TRAVELERS COMPANIES INC | 11,510 | $1.081M | 0.6% | $93.92 * | $63.38 | +15.7% | COM | 89417E109 |
| — | MYLAN INC | 23,369 | $1.063M | 0.6% | $45.49 | $31.43 | — | COM | 628530107 |
| DIS | DISNEY WALT CO | 11,771 | $1.048M | 0.6% | $89.03 * | $63.66 | +25.7% | COM DISNEY | 254687106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,503 | $1.045M | 0.6% | $189.90 * | $118.94 | -4.0% | COM | 459200101 |
| — | ACCENTURE PLC IRELAND S | 12,440 | $1.012M | 0.6% | $81.35 | $81.35 | — | HS CLASS A G | 1151C101 |
| PH | PARKER HANNIFIN CORP | 8,810 | $1.005M | 0.6% | $114.07 * | $76.80 | +23.2% | COM | 701094104 |
| COR | AMERISOURCEBERGEN CORP | 11,325 | $875K | 0.5% | $77.26 * | $40.76 | +38.6% | COM | 03073E105 |
| SLB | SCHLUMBERGER LTD | 8,443 | $859K | 0.5% | $101.74 * | $56.89 | +30.6% | COM | 806857108 |
| — | ALLSTATE CORP | 13,899 | $853K | 0.5% | $61.37 | $58.76 | — | COM | 20002101 |
| — | SPECTRA ENERGY CORP | 21,659 | $851K | 0.5% | $39.29 | $34.58 | — | COM | 847560109 |
| KO | COCA COLA CO | 19,750 | $843K | 0.5% | $42.68 * | $27.84 | +7.6% | COM | 191216100 |
| T | AT&T INC | 23,671 | $834K | 0.5% | $35.23 * | $11.38 | +4.7% | COM | 00206R102 |
| — | PIONEER NAT RES CO | 4,195 | $827K | 0.5% | $197.14 | $148.05 | — | COM | 723787107 |
| KRE | SPDR SERIES TRUST | 21,825 | $826K | 0.5% | $37.85 | $33.39 | +13.4% | S&P REGL BKG | 78464A698 |
| PEP | PEPSICO INC | 8,559 | $797K | 0.5% | $93.12 * | $56.29 | +18.1% | COM | 713448108 |
| HP | HELMERICH & PAYNE INC | 7,975 | $780K | 0.5% | $97.81 | $62.01 | +57.8% | COM | 423452101 |
| — | TRW AUTOMOTIVE HLDGS CORP | 7,415 | $751K | 0.4% | $101.28 | $73.30 | — | COM | 87264S106 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,620 | $748K | 0.4% | $51.16 * | $28.81 | +21.7% | COM | 110122108 |
| — | GOOGLE INC | 1,260 | $742K | 0.4% | $588.89 | $872.25 | — | CL A | 38259P508 |
| — | EXPRESS SCRIPTS HLDG CO | 10,460 | $739K | 0.4% | $70.65 | $61.69 | — | COM | 30219G108 |
| — | ANALOG DEVICES INC | 13,849 | $685K | 0.4% | $49.46 | $54.12 | — | COM | 32654105 |
| QCOM | QUALCOMM INC | 9,043 | $676K | 0.4% | $74.75 * | $45.58 | +19.3% | COM | 747525103 |
| — | GOOGLE INC | 1,149 | $664K | 0.4% | $577.89 | $575.28 | — | CL C | 38259P706 |
| ORCL | ORACLE CORP | 17,310 | $663K | 0.4% | $38.30 * | $28.17 | +14.9% | COM | 68389X105 |
| DHR | DANAHER CORP DEL | 8,614 | $654K | 0.4% | $75.92 * | $25.01 | +23.9% | COM | 235851102 |
| RF | REGIONS FINL CORP NEW | 61,470 | $617K | 0.4% | $10.04 * | $6.61 | +3.2% | COM | 7591EP100 |
| — | BECTON DICKINSON & CO | 5,414 | $616K | 0.4% | $113.78 | $118.40 | — | COM | 75887109 |
| BIV | VANGUARD BD INDEX FD INC | 7,060 | $595K | 0.4% | $84.28 | $85.19 | -1.1% | INTERMED TERM | 921937819 |
| INTC | INTEL CORP | 16,663 | $580K | 0.3% | $34.81 * | $17.42 | +52.4% | COM | 458140100 |
| SCZ | ISHARES | 11,210 | $543K | 0.3% | $48.44 | $47.80 | +1.5% | EAFE SML CP ETF | 464288273 |
| MSFT | MICROSOFT CORP | 10,722 | $497K | 0.3% | $46.35 * | $27.71 | +41.7% | COM | 594918104 |
| GIS | GENERAL MLS INC | 9,710 | $490K | 0.3% | $50.46 * | $31.98 | +6.7% | COM | 370334104 |
| — | DU PONT E I DE NEMOURS & CO | 6,750 | $484K | 0.3% | $71.70 | $52.98 | — | COM | 263534109 |
| PG | PROCTER & GAMBLE CO | 5,530 | $463K | 0.3% | $83.73 * | $55.05 | +11.0% | COM | 742718109 |
| — | PINNACLE FOODS INC DEL | 13,985 | $457K | 0.3% | $32.68 | $32.84 | — | COM | 72348P104 |
| PAA | PLAINS ALL AMERN PIPELINE L | 7,570 | $446K | 0.3% | $58.92 | $55.12 | — | UNIT LTD PART N | 726503105 |
| CMF | ISHARES | 3,800 | $444K | 0.3% | $116.84 * | $56.80 | +2.7% | CALI AMT-FRE ETF | 464288356 |
| NEE | NEXTERA ENERGY INC | 4,630 | $435K | 0.3% | $93.95 * | $14.19 | +23.3% | COM | 65339F101 |
| SYK | STRYKER CORP | 5,336 | $431K | 0.3% | $80.77 * | $60.60 | +16.9% | COM | 863667101 |
| — | CIGNA CORPORATION | 4,676 | $424K | 0.3% | $90.68 | $72.55 | — | COM | 125509109 |
| TM | TOYOTA MOTOR CORP | 3,580 | $421K | 0.2% | $117.60 | $118.02 | -0.4% | SP ADR REP2COM | 892331307 |
| ABBV | ABBVIE INC | 7,120 | $411K | 0.2% | $57.72 * | $26.55 | +37.9% | COM | 00287Y109 |
| — | RYDEX ETF TRUST | 5,155 | $390K | 0.2% | $75.65 | $68.26 | — | GUG S&P SC600 PG | 78355W809 |
| — | COHEN & STEERS REIT & PFD IN | 21,000 | $367K | 0.2% | $17.48 | $17.27 | — | COM | 19247X100 |
| CAKE | CHEESECAKE FACTORY INC | 7,798 | $355K | 0.2% | $45.52 * | $31.16 | +16.2% | COM | 163072101 |
| PKG | PACKAGING CORP AMER | 5,560 | $354K | 0.2% | $63.67 * | $43.97 | +3.9% | COM | 695156109 |
| MRK | MERCK & CO INC NEW | 5,950 | $353K | 0.2% | $59.33 * | $30.22 | +32.0% | COM | 58933Y105 |
| AMT | AMERICAN TOWER CORP NEW | 3,765 | $353K | 0.2% | $93.76 * | $59.51 | +20.3% | COM | 03027X100 |
| ADBE | ADOBE SYS INC | 5,015 | $347K | 0.2% | $69.19 | $45.42 | +52.4% | COM | 00724F101 |
| — | MCGRAW HILL FINL INC | 4,100 | $346K | 0.2% | $84.39 | $53.19 | — | COM | 580645109 |
| — | AGL RES INC | 6,693 | $344K | 0.2% | $51.40 | $54.78 | — | COM | 1204106 |
| — | NATIONAL OILWELL VARCO INC | 4,447 | $339K | 0.2% | $76.23 | $68.84 | — | COM | 637071101 |
| — | ABBOTT LABS | 7,690 | $320K | 0.2% | $41.61 | $40.94 | — | COM | 2824100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 15,675 | $316K | 0.2% | $20.16 | $17.78 | +13.5% | SPONSORED ADR | 874039100 |
| PSA | PUBLIC STORAGE | 1,810 | $300K | 0.2% | $165.75 * | $97.16 | +10.4% | COM | 74460D109 |
| — | BANK MONTREAL QUE | 4,050 | $298K | 0.2% | $73.58 | $73.58 | — | COM | 63671101 |
| COP | CONOCOPHILLIPS | 3,719 | $285K | 0.2% | $76.63 * | $40.52 | +31.0% | COM | 20825C104 |
| EMR | EMERSON ELEC CO | 4,470 | $280K | 0.2% | $62.64 * | $40.02 | +15.4% | COM | 291011104 |
| WAT | WATERS CORP | 2,780 | $275K | 0.2% | $98.92 | $96.93 | +2.3% | COM | 941848103 |
| EA | ELECTRONIC ARTS INC | 7,685 | $274K | 0.2% | $35.65 * | $31.86 | +8.7% | COM | 285512109 |
| USB | US BANCORP DEL | 6,505 | $272K | 0.2% | $41.81 * | $27.49 | +2.9% | COM NEW | 902973304 |
| LLY | LILLY ELI & CO | 3,980 | $258K | 0.2% | $64.82 * | $42.21 | +25.1% | COM | 532457108 |
| D | DOMINION RES INC VA NEW | 3,720 | $257K | 0.2% | $69.09 * | $34.53 | +24.2% | COM | 25746U109 |
| LOW | LOWES COS INC | 4,775 | $253K | 0.1% | $52.98 * | $32.89 | +31.3% | COM | 548661107 |
| EBAY | EBAY INC | 4,195 | $238K | 0.1% | $56.73 * | $20.16 | +5.2% | COM | 278642103 |
| WFC | WELLS FARGO & CO NEW | 4,396 | $228K | 0.1% | $51.87 * | $36.31 | +4.2% | COM | 949746101 |
| FISV | FISERV INC | 3,460 | $224K | 0.1% | $64.74 * | $29.70 | +8.8% | COM | 337738108 |
| CAT | CATERPILLAR INC DEL | 2,260 | $224K | 0.1% | $99.12 * | $62.48 | +18.7% | COM | 149123101 |
| CL | COLGATE PALMOLIVE CO | 3,394 | $221K | 0.1% | $65.11 * | $51.23 | -2.1% | COM | 194162103 |
| SJM | SMUCKER J M CO | 2,220 | $220K | 0.1% | $99.10 * | $71.70 | -0.9% | COM NEW | 832696405 |
| EFA | ISHARES TR | 3,415 | $219K | 0.1% | $64.13 | $68.53 | -6.4% | MSCI EAFE ETF | 464287465 |
| NVS | NOVARTIS A G | 2,265 | $213K | 0.1% | $94.04 | $87.81 | +7.2% | SPONSORED ADR | 66987V109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 2,530 | $213K | 0.1% | $84.19 | $84.19 | — | COM UNIT RP LP | 559080106 |
| MCD | MCDONALDS CORP | 2,195 | $208K | 0.1% | $94.76 * | $71.93 | -1.0% | COM | 580135101 |
| BEN | FRANKLIN RES INC | 3,763 | $205K | 0.1% | $54.48 * | $29.93 | +9.7% | COM | 354613101 |
| IWR | ISHARES TR | 1,270 | $201K | 0.1% | $158.27 * | $38.99 | +1.5% | RUS MID-CAP ETF | 464287499 |
| — | PIMCO MUN INCOME FD II | 12,000 | $140K | 0.1% | $11.67 | $11.71 | — | COM | 72200W106 |
| — | DREYFUS MUN INCOME INC | 14,000 | $127K | 0.1% | $9.07 | $9.35 | — | COM | 26201R102 |
| ACN | ACCENTURE PLC IRELAND | 150 | $12,000 | 0.0% | $80.00 * | $63.74 | +5.2% | SHS CLASS A | G1151C101 |