CIK: 0001438574 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $152,248 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 91,046 | $10,042 | 6.6% | $26.96 | -2.5% | COM | 037833100 |
| T | AT&T INC | 175,735 | $5,725 | 3.8% | $11.21 | +9.5% | COM | 00206R102 |
| VZ | VERIZON COMMUNICATIONS INC | 130,705 | $5,687 | 3.7% | $27.37 | -1.3% | COM | 92343V104 |
| — | FIRST TR INTER DUR PFD & IN | 262,322 | $5,624 | 3.7% | $21.69 | — | COM | 33718W103 |
| MSFT | MICROSOFT CORP | 108,281 | $4,793 | 3.1% | $29.24 | +33.1% | COM | 594918104 |
| SPY | SPDR S&P 500 ETF TR | 23,728 | $4,547 | 3.0% | $201.34 | — | TR UNIT | 78462F103 |
| — | OAKTREE CAP GROUP LLC | 89,070 | $4,409 | 2.9% | $50.79 | — | UNIT CL A | 674001201 |
| GM | GENERAL MTRS CO | 129,343 | $3,883 | 2.6% | $27.62 | -12.5% | COM | 37045V100 |
| — | GLAXOSMITHKLINE PLC | 92,399 | $3,553 | 2.3% | $45.35 | — | SPONSORED ADR | 37733W105 |
| — | CA INC | 129,245 | $3,528 | 2.3% | $30.45 | — | COM | 12673P105 |
| — | GENERAL ELECTRIC CO | 135,525 | $3,418 | 2.2% | $23.75 | — | COM | 369604103 |
| — | AMERICAN CAPITAL AGENCY CORP | 176,628 | $3,303 | 2.2% | $21.92 | — | COM | 02503X105 |
| BA | BOEING CO | 23,539 | $3,082 | 2.0% | $127.84 | -3.5% | COM | 097023105 |
| QCOM | QUALCOMM INC | 52,377 | $2,814 | 1.8% | $51.29 | -13.9% | COM | 747525103 |
| META | FACEBOOK INC | 31,212 | $2,806 | 1.8% | $47.72 | +91.0% | CL A | 30303M102 |
| PFE | PFIZER INC | 86,855 | $2,728 | 1.8% | $16.73 | +23.1% | COM | 717081103 |
| CSCO | CISCO SYS INC | 101,248 | $2,658 | 1.7% | $15.90 | +23.1% | COM | 17275R102 |
| KO | COCA COLA CO | 64,686 | $2,595 | 1.7% | $28.92 | -0.3% | COM | 191216100 |
| — | CBS CORP NEW | 64,543 | $2,575 | 1.7% | $60.62 | — | CL B | 124857202 |
| AXP | AMERICAN EXPRESS CO | 34,243 | $2,538 | 1.7% | $70.79 | -6.4% | COM | 025816109 |
| VOD | VODAFONE GROUP PLC NEW | 77,273 | $2,453 | 1.6% | $35.29 | — | SPNSR ADR NO PAR | 92857W308 |
| — | HERTZ GLOBAL HOLDINGS INC | 146,583 | $2,452 | 1.6% | $24.17 | — | COM | 42805T105 |
| — | PEAK RESORTS INC | 319,798 | $2,203 | 1.4% | $6.16 | — | COM | 70469L100 |
| JPM | JPMORGAN CHASE & CO | 35,568 | $2,169 | 1.4% | $37.74 | +31.5% | COM | 46625H100 |
| C | CITIGROUP INC | 43,433 | $2,155 | 1.4% | $36.81 | +10.7% | COM NEW | 172967424 |
| — | SYMANTEC CORP | 104,286 | $2,030 | 1.3% | $23.87 | — | COM | 871503108 |
| — | ROYCE VALUE TR INC | 170,887 | $1,965 | 1.3% | $15.12 | — | COM | 780910105 |
| — | DU PONT E I DE NEMOURS & CO | 39,556 | $1,907 | 1.3% | $51.24 | — | COM | 263534109 |
| MAT | MATTEL INC | 88,900 | $1,872 | 1.2% | $23.40 | 0.0% | COM | 577081102 |
| — | LEUCADIA NATL CORP | 92,175 | $1,867 | 1.2% | $24.10 | — | COM | 527288104 |
| — | PUTNAM PREMIER INCOME TR | 366,388 | $1,792 | 1.2% | $5.32 | — | SH BEN INT | 746853100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,863 | $1,720 | 1.1% | $106.55 | -10.5% | COM | 459200101 |
| DWX | SPDR INDEX SHS FDS | 50,195 | $1,705 | 1.1% | $47.59 | — | S&P INTL ETF | 78463X772 |
| — | ANNALY CAP MGMT INC | 167,460 | $1,653 | 1.1% | $10.40 | — | COM | 035710409 |
| — | DIVERSIFIED REAL ASSET INC F | 102,264 | $1,644 | 1.1% | $17.82 | — | COM SHS | 25533B108 |
| — | MFS MULTIMARKET INCOME TR | 287,990 | $1,610 | 1.1% | $6.65 | — | SH BEN INT | 552737108 |
| STAG | STAG INDL INC | 80,666 | $1,469 | 1.0% | $20.25 | — | COM | 85254J102 |
| PNNT | PENNANTPARK INVT CORP | 222,874 | $1,442 | 0.9% | $2.59 | -18.7% | COM | 708062104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,605 | $1,252 | 0.8% | $146.35 | -6.4% | CL B NEW | 084670702 |
| HRB | BLOCK H & R INC | 31,181 | $1,129 | 0.7% | $22.90 | 0.0% | COM | 093671105 |
| KR | KROGER CO | 30,724 | $1,108 | 0.7% | $26.77 | +12.7% | COM | 501044101 |
| PG | PROCTER & GAMBLE CO | 15,159 | $1,091 | 0.7% | $58.75 | -4.1% | COM | 742718109 |
| CVX | CHEVRON CORP NEW | 12,195 | $962 | 0.6% | $70.95 | -24.1% | COM | 166764100 |
| — | EATON VANCE RISK MNGD DIV EQ | 97,085 | $932 | 0.6% | $10.85 | — | COM | 27829G106 |
| — | MANNING & NAPIER INC | 123,941 | $912 | 0.6% | $16.65 | — | CL A | 56382Q102 |
| — | PUTNAM MASTER INTER INCOME T | 198,585 | $896 | 0.6% | $4.98 | — | SH BEN INT | 746909100 |
| DVN | DEVON ENERGY CORP NEW | 22,810 | $846 | 0.6% | $40.61 | -22.4% | COM | 25179M103 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 3,250 | $842 | 0.6% | $197.30 | -5.4% | COM | 018581108 |
| — | BLACKROCK FLOAT RATE OME STR | 64,594 | $836 | 0.5% | $13.73 | — | COM | 09255X100 |
| GLD | SPDR GOLD TRUST | 7,641 | $817 | 0.5% | $120.35 | — | GOLD SHS | 78463V107 |
| INTC | INTEL CORP | 25,428 | $766 | 0.5% | $25.85 | -12.5% | COM | 458140100 |
| — | BLACKSTONE GSO FLTING RTE FU | 45,900 | $728 | 0.5% | $16.92 | — | COM | 09256U105 |
| XLE | SELECT SECTOR SPDR TR | 11,713 | $717 | 0.5% | $79.14 | — | SBI INT-ENERGY | 81369Y506 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 12,550 | $709 | 0.5% | $42.78 | — | ADR | 881624209 |
| — | BARCLAYS BANK PLC | 26,895 | $689 | 0.5% | $25.14 | — | SP ADR 7.1%PF3 | 06739H776 |
| — | TEEKAY OFFSHORE PARTNERS L P | 45,703 | $658 | 0.4% | $32.68 | — | PARTNERSHIP UN | Y8565J101 |
| CHD | CHURCH & DWIGHT INC | 7,800 | $654 | 0.4% | $26.18 | +42.8% | COM | 171340102 |
| SYK | STRYKER CORP | 6,833 | $643 | 0.4% | $57.21 | +53.7% | COM | 863667101 |
| — | EATON VANCE LTD DUR INCOME F | 50,044 | $635 | 0.4% | $14.24 | — | COM | 27828H105 |
| — | FIRST TR ENERGY INFRASTRCTR | 38,951 | $623 | 0.4% | $23.03 | — | COM | 33738C103 |
| — | POTASH CORP SASK INC | 29,919 | $615 | 0.4% | $32.50 | — | COM | 73755L107 |
| CVS | CVS HEALTH CORP | 6,224 | $600 | 0.4% | $42.40 | +83.5% | COM | 126650100 |
| PSLV | SPROTT PHYSICAL SILVER TR | 105,430 | $598 | 0.4% | $6.47 | — | TR UNIT | 85207K107 |
| WELL | WELLTOWER INC | 8,795 | $596 | 0.4% | $44.80 | 0.0% | COM | 95040Q104 |
| — | TORTOISE ENERGY INFRSTRCTR C | 21,279 | $577 | 0.4% | $47.18 | — | COM | 89147L100 |
| — | NUVEEN MULTI MKT INCOME FD | 80,276 | $558 | 0.4% | $7.55 | — | COM | 67075J107 |
| ZTS | ZOETIS INC | 13,017 | $536 | 0.4% | $28.13 | +52.0% | CL A | 98978V103 |
| — | ALCOA INC | 52,527 | $507 | 0.3% | $12.82 | — | COM | 013817101 |
| XOM | EXXON MOBIL CORP | 6,595 | $490 | 0.3% | $54.95 | -10.7% | COM | 30231G102 |
| DIS | DISNEY WALT CO | 4,772 | $488 | 0.3% | $69.12 | +44.3% | COM DISNEY | 254687106 |
| WMT | WAL-MART STORES INC | 7,374 | $478 | 0.3% | $20.09 | -5.9% | COM | 931142103 |
| — | SYNGENTA AG | 7,400 | $472 | 0.3% | $63.78 | — | SPONSORED ADR | 87160A100 |
| WFC | WELLS FARGO & CO NEW | 8,864 | $455 | 0.3% | $29.31 | +40.2% | COM | 949746101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 17,818 | $444 | 0.3% | $50.98 | — | COM | 293792107 |
| AZO | AUTOZONE INC | 600 | $434 | 0.3% | $628.12 | +12.8% | COM | 053332102 |
| — | VECTOR GROUP LTD | 19,107 | $432 | 0.3% | $22.61 | — | COM | 92240M108 |
| — | E M C CORP MASS | 17,172 | $415 | 0.3% | $24.17 | — | COM | 268648102 |
| FE | FIRSTENERGY CORP | 13,200 | $413 | 0.3% | $20.17 | +5.1% | COM | 337932107 |
| TRV | TRAVELERS COMPANIES INC | 4,000 | $398 | 0.3% | $63.44 | +28.2% | COM | 89417E109 |
| SLB | SCHLUMBERGER LTD | 5,701 | $393 | 0.3% | $54.06 | +9.0% | COM | 806857108 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $390 | 0.3% | $221029.28 | -6.8% | CL A | 084670108 |
| — | ROWAN COMPANIES PLC | 23,940 | $387 | 0.3% | $31.93 | — | SHS CL A | G7665A101 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,485 | $384 | 0.3% | $30.39 | +46.6% | COM | 110122108 |
| TMO | THERMO FISHER SCIENTIFIC INC | 3,125 | $382 | 0.3% | $79.76 | +58.4% | COM | 883556102 |
| TGT | TARGET CORP | 20,000 | $379 | 0.2% | — | — | Call | 87612E106 |
| SLV | ISHARES SILVER TRUST | 26,020 | $361 | 0.2% | $18.72 | — | ISHARES | 46428Q109 |
| — | KAYNE ANDERSON MLP INVT CO | 15,590 | $361 | 0.2% | $38.91 | — | COM | 486606106 |
| FDX | FEDEX CORP | 2,444 | $352 | 0.2% | $136.29 | 0.0% | COM | 31428X106 |
| — | GUGGENHEIM STRATEGIC OPP FD | 18,410 | $329 | 0.2% | $21.35 | — | COM SBI | 40167F101 |
| JNJ | JOHNSON & JOHNSON | 3,357 | $313 | 0.2% | $62.17 | +16.6% | COM | 478160104 |
| — | MARKWEST ENERGY PARTNERS L P | 7,212 | $309 | 0.2% | $66.78 | — | UNIT LTD PARTN | 570759100 |
| HYG | ISHARES TR | 3,485 | $290 | 0.2% | $90.67 | — | IBOXX HI YD ETF | 464288513 |
| — | BOULDER GROWTH & INCOME FD I | 38,744 | $289 | 0.2% | $8.57 | — | COM | 101507101 |
| BHP | BHP BILLITON LTD | 8,965 | $283 | 0.2% | $40.72 | — | SPONSORED ADR | 088606108 |
| MUB | ISHARES TR | 2,500 | $274 | 0.2% | $105.00 | — | NAT AMT FREE BD | 464288414 |
| MCD | MCDONALDS CORP | 2,589 | $255 | 0.2% | $74.17 | +1.6% | COM | 580135101 |
| BAC | BANK AMER CORP | 16,046 | $250 | 0.2% | $12.88 | +4.4% | COM | 060505104 |
| GLW | CORNING INC | 14,200 | $243 | 0.2% | $16.12 | -15.4% | COM | 219350105 |
| COP | CONOCOPHILLIPS | 4,980 | $239 | 0.2% | $40.81 | -9.8% | COM | 20825C104 |
| USB | US BANCORP DEL | 5,800 | $238 | 0.2% | $29.89 | -0.3% | COM NEW | 902973304 |
| APD | AIR PRODS & CHEMS INC | 1,860 | $237 | 0.2% | $105.81 | -7.0% | COM | 009158106 |
| — | NEUSTAR INC | 8,150 | $222 | 0.1% | $48.71 | — | CL A | 64126X201 |
| BP | BP PLC | 7,132 | $218 | 0.1% | $39.16 | — | SPONSORED ADR | 055622104 |
| ITW | ILLINOIS TOOL WKS INC | 2,600 | $214 | 0.1% | $49.85 | +37.1% | COM | 452308109 |
| PEP | PEPSICO INC | 2,208 | $208 | 0.1% | $69.31 | +0.3% | COM | 713448108 |
| XLF | SELECT SECTOR SPDR TR | 9,000 | $204 | 0.1% | $24.16 | — | SBI INT-FINL | 81369Y605 |
| ED | CONSOLIDATED EDISON INC | 3,036 | $203 | 0.1% | $43.44 | 0.0% | COM | 209115104 |
| — | INTEROIL CORP | 6,000 | $202 | 0.1% | $54.72 | — | COM | 460951106 |
| — | ALPS ETF TR | 15,000 | $187 | 0.1% | $17.87 | — | ALERIAN MLP | 00162Q866 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 13,406 | $183 | 0.1% | $13.65 | — | COM | 67070F100 |
| — | EATON VANCE TAX MNGD GBL DV | 21,400 | $178 | 0.1% | $9.38 | — | COM | 27829F108 |
| — | ROYCE GLOBAL VALUE TR INC | 22,522 | $158 | 0.1% | $8.07 | — | COM | 78081T104 |
| — | CANCER GENETICS INC | 20,030 | $157 | 0.1% | $18.74 | — | COM | 13739U104 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 10,000 | $139 | 0.1% | $13.90 | — | COM | 67071L106 |
| — | DYNEX CAP INC | 17,275 | $113 | 0.1% | $8.14 | — | COM NEW | 26817Q506 |
| — | ARVINMERITOR INC | 85,000 | $84 | 0.1% | $0.88 | — | FRNT 4.000% 2/1 | 043353AH4 |
| ABR | ARBOR RLTY TR INC | 10,000 | $64 | 0.0% | $7.00 | — | COM | 038923108 |
| — | PRECISION DRILLING CORP | 11,000 | $41 | 0.0% | $6.73 | — | COM 2010 | 74022D308 |
| BWEN | BROADWIND ENERGY INC | 19,386 | $40 | 0.0% | $3.34 | 0.0% | COM NEW | 11161T207 |
| — | AVATAR HLDGS INC | 35,000 | $35 | 0.0% | $1.09 | — | NOTE 7.500% 2/1 | 053494AG5 |
| — | BIOCEPT INC | 13,750 | $32 | 0.0% | $2.23 | — | COM | 09072V105 |
| — | BREITBURN ENERGY PARTNERS LP | 10,321 | $21 | 0.0% | $10.06 | — | COM UT LTD PTN | 106776107 |
| — | SYSOREX GLOBAL HLDGS CORP | 19,600 | $20 | 0.0% | $1.02 | — | COM NEW | 87184N203 |
| — | GOODRICH PETE CORP | 40,000 | $8 | 0.0% | $0.20 | — | NOTE 5.000%10/0 | 382410AC2 |
| KO | COCA COLA CO | 30,000 | $5 | 0.0% | $28.92 | -0.3% | Call | 191216100 |
| MGM | MGM RESORTS INTERNATIONAL | 10,000 | $3 | 0.0% | — | — | Call | 552953101 |
| — | DRYSHIPS INC | 12,000 | $2 | 0.0% | $0.58 | — | SHS | Y2109Q101 |
| — | GENERAL ELECTRIC CO | 15,000 | $1 | 0.0% | $23.75 | — | Call | 369604103 |
| SAN | BANCO SANTANDER SA | 10,000 | $1 | 0.0% | — | — | Call | 05964H105 |