Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: Aug 28, 2018

Total Value ($000): $185,354 (100.0% shares, 0.0% debt)

Holdings (146)

ILMN ILLUMINA INC 10.2%
Value ($000) $18,961 Shares 80,202 Est. Cost $65.93 Unrealized +247.6%
UEIC UNIVERSAL ELECTRONICS 5.1%
Value ($000) $9,448 Shares 181,517 Est. Cost $32.71 Unrealized +48.6%
MSFT MICROSOFT CORPORATION 3.9%
Value ($000) $7,140 Shares 78,231 Est. Cost $31.07 Unrealized +171.3%
EXPRESS SCRIPTS HOLDING CO 3.0%
Value ($000) $5,511 Shares 79,771 Est. Cost $63.43 Unrealized
JNJ JOHNSON & JOHNSON 2.9%
Value ($000) $5,394 Shares 42,090 Est. Cost $86.83 Unrealized +24.8%
INTREXON CORP 2.5%
Value ($000) $4,691 Shares 306,000 Est. Cost $15.33 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 2.3%
Value ($000) $4,346 Shares 28,325 Est. Cost $110.94 Unrealized -3.3%
AES AES CORP 2.2%
Value ($000) $4,156 Shares 365,500 Est. Cost $8.06 Unrealized +1.6%
GM GENERAL MOTORS CO 2.1%
Value ($000) $3,908 Shares 107,550 Est. Cost $32.39 Unrealized +10.3%
FSLR FIRST SOLAR INC COM 2.0%
Value ($000) $3,655 Shares 51,500 Est. Cost $39.03 Unrealized +74.4%
MDLZ MONDELEZ INTERNATIONAL 1.8%
Value ($000) $3,360 Shares 80,506 Est. Cost $33.73 Unrealized +6.3%
FLO FLOWERS FOODS INC 1.8%
Value ($000) $3,304 Shares 151,184 Est. Cost $13.93 Unrealized +5.9%
XOM EXXON MOBIL CORP 1.8%
Value ($000) $3,291 Shares 44,107 Est. Cost $54.39 Unrealized +2.5%
JPM JP MORGAN CHASE & CO 1.7%
Value ($000) $3,177 Shares 28,894 Est. Cost $40.88 Unrealized +123.7%
PM PHILIP MORRIS INTERNAT 1.7%
Value ($000) $3,134 Shares 31,531 Est. Cost $57.75 Unrealized +19.0%
T AT&T INC 1.7%
Value ($000) $3,113 Shares 87,318 Est. Cost $11.61 Unrealized +36.2%
HON HONEYWELL INTERNATIONAL 1.6%
Value ($000) $2,948 Shares 20,399 Est. Cost $53.58 Unrealized +119.3%
BMY BRISTOL-MYERS SQUIBB CO 1.5%
Value ($000) $2,837 Shares 44,850 Est. Cost $29.99 Unrealized +60.4%
UNP UNION PACIFIC 1.5%
Value ($000) $2,759 Shares 20,520 Est. Cost $69.69 Unrealized +62.2%
AAPL APPLE INC 1.5%
Value ($000) $2,708 Shares 16,138 Est. Cost $22.92 Unrealized +76.4%
CASI PHARMACEUTICALS INC 1.4%
Value ($000) $2,607 Shares 625,118 Est. Cost $2.47 Unrealized
MO ALTRIA GROUP INC 1.3%
Value ($000) $2,366 Shares 37,972 Est. Cost $26.34 Unrealized +38.8%
DIS WALT DISNEY CO/THE 1.2%
Value ($000) $2,282 Shares 22,721 Est. Cost $60.53 Unrealized +66.8%
WPC W.P. CAREY INC. 1.1%
Value ($000) $2,070 Shares 33,395 Est. Cost $65.50 Unrealized
SPGI S&P GLOBAL INC 1.1%
Value ($000) $2,025 Shares 10,600 Est. Cost $126.47 Unrealized +36.2%
TSCO TRACTOR SUPPLY 1.1%
Value ($000) $2,017 Shares 32,000 Est. Cost $12.33 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 1.0%
Value ($000) $1,912 Shares 39,981 Est. Cost $27.53 Unrealized +19.9%
PFE PFIZER INC 1.0%
Value ($000) $1,911 Shares 53,853 Est. Cost $17.27 Unrealized +40.3%
ABBV ABBVIE INC. 1.0%
Value ($000) $1,893 Shares 20,000 Est. Cost $30.54 Unrealized +157.2%
BELMOND LTD 1.0%
Value ($000) $1,809 Shares 162,200 Est. Cost $13.60 Unrealized
WY WEYERHAEUSER CO 1.0%
Value ($000) $1,790 Shares 51,154 Est. Cost $19.09 Unrealized +35.8%
KHC THE KRAFT HEINZ COMPANY 0.9%
Value ($000) $1,731 Shares 27,785 Est. Cost $56.38 Unrealized -13.2%
CSCO CISCO SYSTEMS 0.9%
Value ($000) $1,715 Shares 39,986 Est. Cost $17.96 Unrealized +86.3%
AVAV AEROVIRONMENT 0.9%
Value ($000) $1,638 Shares 36,000 Est. Cost $30.26 Unrealized +65.3%
PEP PEPSICO INC 0.8%
Value ($000) $1,470 Shares 13,465 Est. Cost $58.08 Unrealized +53.7%
EFX EQUIFAX INC 0.8%
Value ($000) $1,461 Shares 12,399 Est. Cost $53.06 Unrealized +110.9%
INTC INTEL CORP 0.8%
Value ($000) $1,460 Shares 28,038 Est. Cost $24.56 Unrealized +63.1%
ABT ABBOTT LABORATORIES 0.7%
Value ($000) $1,379 Shares 23,020 Est. Cost $31.21 Unrealized +68.5%
GENERAL ELECTRIC CO 0.7%
Value ($000) $1,340 Shares 99,381 Est. Cost $25.93 Unrealized
MMM 3M CO 0.6%
Value ($000) $1,200 Shares 5,465 Est. Cost $69.16 Unrealized +117.1%
FIS FIDELITY NATIONAL INFORMATION 0.6%
Value ($000) $1,175 Shares 12,198 Est. Cost $34.36 Unrealized +147.3%
BA BOEING CO 0.6%
Value ($000) $1,174 Shares 3,580 Est. Cost $125.03 Unrealized +158.2%
AQUAVENTURE HOLDINGS LTD 0.6%
Value ($000) $1,047 Shares 84,300 Est. Cost $15.52 Unrealized
CSX CSX CORP 0.6%
Value ($000) $1,042 Shares 18,700 Est. Cost $9.31 Unrealized +80.5%
CONTROL4 CORPORATION 0.6%
Value ($000) $1,031 Shares 48,000 Est. Cost $19.60 Unrealized
OKE ONEOK INC 0.6%
Value ($000) $1,030 Shares 18,093 Est. Cost $31.30 Unrealized +11.8%
CVX CHEVRON CORPORATION 0.5%
Value ($000) $1,004 Shares 8,802 Est. Cost $68.43 Unrealized +24.3%
BARRICK GOLD CORP 0.5%
Value ($000) $946 Shares 76,000 Est. Cost $14.47 Unrealized
PNC PNC FINANCIAL CORP 0.5%
Value ($000) $945 Shares 6,246 Est. Cost $51.51 Unrealized +129.5%
DOWDUPONT INC. 0.5%
Value ($000) $943 Shares 14,807 Est. Cost $69.22 Unrealized
WM WASTE MGT. 0.5%
Value ($000) $907 Shares 10,783 Est. Cost $33.49 Unrealized +123.6%
SEIC SEI INVESTMENTS COMPANY 0.5%
Value ($000) $899 Shares 12,000 Est. Cost $46.13 Unrealized +45.7%
CAT CATERPILLAR 0.5%
Value ($000) $899 Shares 6,100 Est. Cost $62.53 Unrealized +112.8%
GOOGL ALPHABET INC (A) 0.5%
Value ($000) $898 Shares 866 Est. Cost $43.83 Unrealized +25.6%
BP BP PLC SPONS ADR 0.5%
Value ($000) $880 Shares 21,696 Est. Cost $41.79 Unrealized
VIRGINIA PARTNERS BK FREDERICK 0.5%
Value ($000) $877 Shares 68,000 Est. Cost $12.50 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.5%
Value ($000) $853 Shares 27,132 Est. Cost $29.14 Unrealized
PG PROCTER & GAMBLE COMPANY 0.5%
Value ($000) $838 Shares 10,570 Est. Cost $55.89 Unrealized +21.4%
UNITED TECH. 0.4%
Value ($000) $782 Shares 6,214 Est. Cost $109.26 Unrealized
LEUCADIA NATIONAL CORP 0.4%
Value ($000) $750 Shares 33,000 Est. Cost $26.48 Unrealized
LMT LOCKHEED MARTIN 0.4%
Value ($000) $727 Shares 2,150 Est. Cost $209.15 Unrealized +31.7%
SO SOUTHERN CO 0.4%
Value ($000) $715 Shares 16,012 Est. Cost $27.62 Unrealized +16.4%
MRK MERCK & CO 0.4%
Value ($000) $704 Shares 12,930 Est. Cost $40.00 Unrealized +5.6%
UPS UNITED PARCEL SERVICE 0.4%
Value ($000) $691 Shares 6,600 Est. Cost $85.46 Unrealized 0.0%
ZTS ZOETIS INC 0.4%
Value ($000) $685 Shares 8,200 Est. Cost $48.41 Unrealized +53.0%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $681 Shares 7,300 Est. Cost $61.07 Unrealized +42.5%
BGS B&G FOODS INC 0.3%
Value ($000) $647 Shares 27,280 Est. Cost $17.52 Unrealized -12.5%
CODI COMPASS DIVERSIFIED HOLDINGS 0.3%
Value ($000) $641 Shares 39,070 Est. Cost $8.37 Unrealized +24.4%
GLW CORNING INC 0.3%
Value ($000) $630 Shares 22,610 Est. Cost $13.03 Unrealized +90.5%
AAL AMERICAN AIRLINES GROUP INC 0.3%
Value ($000) $624 Shares 12,000 Est. Cost $38.86 Unrealized +34.5%
EMN EASTMAN CHEM CO 0.3%
Value ($000) $618 Shares 5,850 Est. Cost $47.81 Unrealized +61.1%
C CITIGROUP INC 0.3%
Value ($000) $614 Shares 9,100 Est. Cost $39.03 Unrealized +47.7%
CONNECTICUT WATER SVC INC 0.3%
Value ($000) $605 Shares 10,000 Est. Cost $55.80 Unrealized
GEO GEO GROUP INC 0.3%
Value ($000) $595 Shares 29,050 Est. Cost $16.04 Unrealized -2.9%
TRN TRINITY INDS INC. 0.3%
Value ($000) $587 Shares 18,000 Est. Cost $15.94 Unrealized +16.6%
GIS GENERAL MILLS INC 0.3%
Value ($000) $580 Shares 12,861 Est. Cost $40.55 Unrealized +1.1%
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $572 Shares 8,800 Est. Cost $31.07 Unrealized +89.6%
BDX BECTON DICKINSON 0.3%
Value ($000) $555 Shares 2,563 Est. Cost $123.45 Unrealized +57.6%
NEE NEXTERA ENERGY INC 0.3%
Value ($000) $555 Shares 3,400 Est. Cost $15.66 Unrealized +102.4%
AMZN AMAZON.COM INC 0.3%
Value ($000) $543 Shares 375 Est. Cost $58.32 Unrealized +22.6%
WMT WAL-MART STORES 0.3%
Value ($000) $527 Shares 5,921 Est. Cost $22.38 Unrealized +26.6%
DGEAF DIAGEO 0.3%
Value ($000) $520 Shares 15,375 Est. Cost $22.39 Unrealized +30.0%
RITM NEW RESIDENTIAL INVESTMENT COR 0.3%
Value ($000) $502 Shares 30,500 Est. Cost $14.46 Unrealized
DUK DUKE ENERGY CORP 0.3%
Value ($000) $480 Shares 6,201 Est. Cost $43.77 Unrealized +28.1%
CMCSA COMCAST CORP 0.3%
Value ($000) $478 Shares 13,993 Est. Cost $26.17 Unrealized +21.5%
GLAXO SMITHKLINE PLC SPONS ADR 0.3%
Value ($000) $465 Shares 11,900 Est. Cost $40.04 Unrealized
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $459 Shares 445 Est. Cost $54.79 Unrealized 0.0%
ALERIAN MLP ETF 0.2%
Value ($000) $453 Shares 48,327 Est. Cost $12.64 Unrealized
NVDA NVIDIA 0.2%
Value ($000) $452 Shares 1,950 Est. Cost $1.45 Unrealized +300.5%
XBI SPDR S&P BIOTECH 0.2%
Value ($000) $451 Shares 5,145 Est. Cost $73.66 Unrealized
CVS CVS HEALTH CORPORATION 0.2%
Value ($000) $442 Shares 7,100 Est. Cost $60.65 Unrealized -7.9%
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $428 Shares 3,150 Est. Cost $70.35 Unrealized +74.4%
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $420 Shares 10,500 Est. Cost $15.42 Unrealized +106.2%
AFL AFLAC INC. 0.2%
Value ($000) $405 Shares 9,256 Est. Cost $28.82 Unrealized +27.7%
ROYAL DUTCH SHELL PLC CL A 0.2%
Value ($000) $402 Shares 6,301 Est. Cost $48.60 Unrealized
IP INTERNATIONAL PAPER 0.2%
Value ($000) $401 Shares 7,500 Est. Cost $29.30 Unrealized +33.8%
BROADCOM LIMITED 0.2%
Value ($000) $401 Shares 1,700 Est. Cost $177.06 Unrealized
ITW ILLINOIS TOOL WORKS 0.2%
Value ($000) $387 Shares 2,470 Est. Cost $73.09 Unrealized +87.2%
TECK TECK COMINCO LTD CL B 0.2%
Value ($000) $374 Shares 14,500 Est. Cost $22.79 Unrealized +23.7%
DTE D T E ENERGY CO 0.2%
Value ($000) $373 Shares 3,569 Est. Cost $39.05 Unrealized +72.2%
META FACEBOOK INC 0.2%
Value ($000) $373 Shares 2,335 Est. Cost $121.96 Unrealized +46.2%
CWT CALIFORNIA WATER SEFICE GROUP 0.2%
Value ($000) $372 Shares 10,000 Est. Cost $27.62 Unrealized +23.4%
KO COCA COLA 0.2%
Value ($000) $362 Shares 8,325 Est. Cost $27.96 Unrealized +25.4%
WST WEST PHARMACEUTICALS SVCS INC 0.2%
Value ($000) $353 Shares 4,000 Est. Cost $76.11 Unrealized +19.9%
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $339 Shares 3,000 Est. Cost $112.00 Unrealized
YUM YUM BRANDS 0.2%
Value ($000) $334 Shares 3,920 Est. Cost $51.41 Unrealized +38.1%
FDX FEDEX CORP 0.2%
Value ($000) $324 Shares 1,350 Est. Cost $159.81 Unrealized +38.0%
MTB M&T BANK CORP 0.2%
Value ($000) $318 Shares 1,723 Est. Cost $88.17 Unrealized +66.3%
TIFFANY & CO 0.2%
Value ($000) $313 Shares 3,200 Est. Cost $72.50 Unrealized
VECTREN CORP 0.2%
Value ($000) $307 Shares 4,798 Est. Cost $42.10 Unrealized
ACTIVISION BLIZZARD INC. 0.2%
Value ($000) $304 Shares 4,500 Est. Cost $39.23 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $297 Shares 2,700 Est. Cost $82.26 Unrealized +4.8%
LLY LILLY ELI & CO 0.2%
Value ($000) $297 Shares 3,840 Est. Cost $52.83 Unrealized +35.7%
HPQ H P INC 0.2%
Value ($000) $289 Shares 13,200 Est. Cost $9.61 Unrealized +80.6%
VLO VALERO ENERGY 0.2%
Value ($000) $283 Shares 3,050 Est. Cost $46.03 Unrealized +48.1%
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.2%
Value ($000) $279 Shares 1,398 Est. Cost $154.99 Unrealized +32.5%
COP CONOCOPHILLIPS 0.1%
Value ($000) $276 Shares 4,650 Est. Cost $34.77 Unrealized +25.8%
AHRT ARMADA HOFFLER PROPERTIES INC 0.1%
Value ($000) $274 Shares 20,000 Est. Cost $14.55 Unrealized
VOD VODAFONE GROUP PLC 0.1%
Value ($000) $269 Shares 9,654 Est. Cost $28.74 Unrealized
ABBNY ABB LIMITED SPONS ADR 0.1%
Value ($000) $268 Shares 11,300 Est. Cost $25.44 Unrealized
H&E EQUIPMENT SERVICES INC 0.1%
Value ($000) $268 Shares 6,962 Est. Cost $29.24 Unrealized
SPG SIMON PROPERTY GROUP INC REIT 0.1%
Value ($000) $258 Shares 1,670 Est. Cost $102.67 Unrealized +1.1%
VCSH VANGUARD SHORT TERM CORPORATE 0.1%
Value ($000) $255 Shares 3,250 Est. Cost $79.38 Unrealized
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $252 Shares 6,825 Est. Cost $17.93 Unrealized +51.9%
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $251 Shares 14,300 Est. Cost $21.99 Unrealized -22.6%
BWA BORG WARNER INC 0.1%
Value ($000) $251 Shares 5,000 Est. Cost $40.72 Unrealized +0.8%
MCD MCDONALDS CORP 0.1%
Value ($000) $241 Shares 1,538 Est. Cost $117.92 Unrealized +15.9%
SYY SYSCO CORP 0.1%
Value ($000) $240 Shares 4,000 Est. Cost $40.96 Unrealized +20.2%
GRUBHUB INC 0.1%
Value ($000) $238 Shares 2,350 Est. Cost $101.28 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $235 Shares 13,400 Est. Cost $6.77 Unrealized +96.1%
IGHG PROSHARES INVEST GRADE-INTERES 0.1%
Value ($000) $229 Shares 3,000 Est. Cost $76.33 Unrealized
XEROX 0.1%
Value ($000) $224 Shares 7,784 Est. Cost $10.29 Unrealized
CLX CLOROX CO 0.1%
Value ($000) $213 Shares 1,600 Est. Cost $91.84 Unrealized +16.3%
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $212 Shares 3,000 Est. Cost $71.00 Unrealized
CBRE CBRE GROUP INC CL A 0.1%
Value ($000) $212 Shares 4,500 Est. Cost $45.55 Unrealized 0.0%
GEF/B GREIF INC CL B 0.1%
Value ($000) $210 Shares 3,600 Est. Cost $29.45 Unrealized +42.2%
FLR FLUOR CORP NEW 0.1%
Value ($000) $202 Shares 3,528 Est. Cost $54.24 Unrealized 0.0%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $200 Shares 10,707 Est. Cost $18.68 Unrealized
CHICAGO BRIDGE & IRON 0.1%
Value ($000) $177 Shares 12,300 Est. Cost $51.81 Unrealized
F FORD MOTOR COMPANY NEW 0.1%
Value ($000) $127 Shares 11,450 Est. Cost $8.01 Unrealized -6.6%
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $125 Shares 21,000 Est. Cost $6.45 Unrealized
ANNALY CAPITAL MANAGEMENT 0.1%
Value ($000) $115 Shares 11,000 Est. Cost $12.18 Unrealized
CAPITAL SENIOR LIVING CORP 0.1%
Value ($000) $107 Shares 10,000 Est. Cost $18.50 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $54 Shares 19,800 Est. Cost $8.89 Unrealized -78.8%
VASO CORPORATION 0.0%
Value ($000) $1 Shares 11,000 Est. Cost $0.18 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized