Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 2, 2018

Total Value ($000): $192,929 (100.0% shares, 0.0% debt)

Holdings (144)

ILMN ILLUMINA INC 11.9%
Value ($000) $22,915 Shares 82,049 Est. Cost $70.17 Unrealized +262.5%
MSFT MICROSOFT CORPORATION 4.2%
Value ($000) $8,072 Shares 81,858 Est. Cost $33.67 Unrealized +166.6%
CASI PHARMACEUTICALS INC 4.1%
Value ($000) $7,827 Shares 951,064 Est. Cost $4.44 Unrealized
UEIC UNIVERSAL ELECTRONICS 3.2%
Value ($000) $6,264 Shares 189,517 Est. Cost $32.92 Unrealized +14.1%
AES AES CORP 2.7%
Value ($000) $5,265 Shares 392,600 Est. Cost $8.15 Unrealized +15.1%
JNJ JOHNSON & JOHNSON 2.6%
Value ($000) $5,109 Shares 42,104 Est. Cost $86.83 Unrealized +16.0%
SMG SCOTTS MIRACLE-GRO 2.5%
Value ($000) $4,825 Shares 58,025 Est. Cost $63.80 Unrealized 0.0%
INTREXON CORP 2.4%
Value ($000) $4,678 Shares 335,600 Est. Cost $15.21 Unrealized
GM GENERAL MOTORS CO 2.3%
Value ($000) $4,490 Shares 113,950 Est. Cost $32.54 Unrealized +7.7%
IBM INTERNATIONAL BUSINESS MACHINE 2.0%
Value ($000) $3,905 Shares 27,955 Est. Cost $110.94 Unrealized -9.9%
XOM EXXON MOBIL CORP 1.9%
Value ($000) $3,699 Shares 44,707 Est. Cost $54.41 Unrealized +3.2%
MDLZ MONDELEZ INTERNATIONAL 1.7%
Value ($000) $3,301 Shares 80,506 Est. Cost $33.73 Unrealized -1.1%
EXPRESS SCRIPTS HOLDING CO 1.6%
Value ($000) $3,178 Shares 41,161 Est. Cost $63.43 Unrealized
FLO FLOWERS FOODS INC 1.6%
Value ($000) $3,129 Shares 150,231 Est. Cost $13.93 Unrealized +12.8%
JPM JP MORGAN CHASE & CO 1.5%
Value ($000) $2,965 Shares 28,459 Est. Cost $40.88 Unrealized +117.8%
HON HONEYWELL INTERNATIONAL 1.5%
Value ($000) $2,938 Shares 20,399 Est. Cost $53.58 Unrealized +112.0%
AAPL APPLE INC 1.5%
Value ($000) $2,914 Shares 15,742 Est. Cost $22.92 Unrealized +86.5%
UNP UNION PACIFIC 1.5%
Value ($000) $2,907 Shares 20,520 Est. Cost $69.69 Unrealized +68.9%
T AT&T INC 1.4%
Value ($000) $2,782 Shares 86,636 Est. Cost $11.61 Unrealized +25.1%
PM PHILIP MORRIS INTERNAT 1.3%
Value ($000) $2,535 Shares 31,400 Est. Cost $57.75 Unrealized -2.0%
VZ VERIZON COMMUNICATIONS INC 1.3%
Value ($000) $2,526 Shares 50,218 Est. Cost $28.49 Unrealized +13.1%
TSCO TRACTOR SUPPLY 1.3%
Value ($000) $2,471 Shares 32,300 Est. Cost $12.33 Unrealized +0.2%
BMY BRISTOL-MYERS SQUIBB CO 1.3%
Value ($000) $2,449 Shares 44,250 Est. Cost $29.99 Unrealized +35.5%
DIS WALT DISNEY CO/THE 1.2%
Value ($000) $2,381 Shares 22,721 Est. Cost $60.53 Unrealized +60.5%
FSLR FIRST SOLAR INC COM 1.2%
Value ($000) $2,343 Shares 44,500 Est. Cost $39.03 Unrealized +67.6%
SPGI S&P GLOBAL INC 1.1%
Value ($000) $2,161 Shares 10,600 Est. Cost $126.47 Unrealized +46.1%
MO ALTRIA GROUP INC 1.1%
Value ($000) $2,083 Shares 36,672 Est. Cost $26.34 Unrealized +22.2%
PFE PFIZER INC 1.0%
Value ($000) $1,951 Shares 53,767 Est. Cost $17.27 Unrealized +40.7%
WY WEYERHAEUSER CO 1.0%
Value ($000) $1,869 Shares 51,249 Est. Cost $19.09 Unrealized +41.8%
WPC W.P. CAREY INC. 1.0%
Value ($000) $1,864 Shares 28,095 Est. Cost $65.50 Unrealized
ABBV ABBVIE INC. 0.9%
Value ($000) $1,784 Shares 19,258 Est. Cost $30.54 Unrealized +130.9%
KHC THE KRAFT HEINZ COMPANY 0.9%
Value ($000) $1,714 Shares 27,285 Est. Cost $56.38 Unrealized -27.1%
CSCO CISCO SYSTEMS 0.9%
Value ($000) $1,677 Shares 38,969 Est. Cost $17.96 Unrealized +93.5%
EFX EQUIFAX INC 0.8%
Value ($000) $1,529 Shares 12,224 Est. Cost $53.06 Unrealized +108.9%
BA BOEING CO 0.8%
Value ($000) $1,486 Shares 4,430 Est. Cost $164.42 Unrealized +100.9%
PEP PEPSICO INC 0.7%
Value ($000) $1,439 Shares 13,215 Est. Cost $58.08 Unrealized +40.7%
INTC INTEL CORP 0.7%
Value ($000) $1,410 Shares 28,356 Est. Cost $24.79 Unrealized +81.7%
ABT ABBOTT LABORATORIES 0.7%
Value ($000) $1,388 Shares 22,755 Est. Cost $31.21 Unrealized +70.3%
STARTS GROUP INC 0.7%
Value ($000) $1,379 Shares 38,000 Est. Cost $36.29 Unrealized
GENERAL ELECTRIC CO 0.7%
Value ($000) $1,355 Shares 99,533 Est. Cost $25.93 Unrealized
AQUAVENTURE HOLDINGS LTD 0.7%
Value ($000) $1,313 Shares 84,300 Est. Cost $15.52 Unrealized
FIS FIDELITY NATIONAL INFORMATION 0.7%
Value ($000) $1,293 Shares 12,198 Est. Cost $34.36 Unrealized +157.4%
OKE ONEOK INC 0.7%
Value ($000) $1,263 Shares 18,093 Est. Cost $31.30 Unrealized +27.1%
CSX CSX CORP 0.6%
Value ($000) $1,193 Shares 18,700 Est. Cost $9.31 Unrealized +99.6%
BELMOND LTD 0.6%
Value ($000) $1,173 Shares 105,200 Est. Cost $13.60 Unrealized
CONTROL4 CORPORATION 0.6%
Value ($000) $1,167 Shares 48,000 Est. Cost $19.60 Unrealized
CVX CHEVRON CORPORATION 0.6%
Value ($000) $1,083 Shares 8,567 Est. Cost $68.43 Unrealized +30.3%
MMM 3M CO 0.6%
Value ($000) $1,077 Shares 5,472 Est. Cost $69.16 Unrealized +88.2%
DOWDUPONT INC. 0.5%
Value ($000) $1,029 Shares 15,607 Est. Cost $69.06 Unrealized
BP BP PLC SPONS ADR 0.5%
Value ($000) $991 Shares 21,696 Est. Cost $41.79 Unrealized
WM WASTE MGT. 0.5%
Value ($000) $877 Shares 10,783 Est. Cost $33.49 Unrealized +117.0%
ABBNY ABB LIMITED SPONS ADR 0.4%
Value ($000) $867 Shares 39,840 Est. Cost $22.80 Unrealized
GOOGL ALPHABET INC (A) 0.4%
Value ($000) $865 Shares 766 Est. Cost $43.83 Unrealized +23.2%
CODI COMPASS DIVERSIFIED HOLDINGS 0.4%
Value ($000) $857 Shares 49,510 Est. Cost $8.80 Unrealized +18.2%
PNC PNC FINANCIAL CORP 0.4%
Value ($000) $844 Shares 6,246 Est. Cost $51.51 Unrealized +116.7%
CAT CATERPILLAR 0.4%
Value ($000) $828 Shares 6,100 Est. Cost $62.53 Unrealized +102.4%
PG PROCTER & GAMBLE COMPANY 0.4%
Value ($000) $825 Shares 10,570 Est. Cost $55.89 Unrealized +10.6%
MRK MERCK & CO 0.4%
Value ($000) $785 Shares 12,930 Est. Cost $40.00 Unrealized +11.3%
BXMT BLACKSTONE MORTGAGE TRUST INC 0.4%
Value ($000) $781 Shares 24,836 Est. Cost $29.14 Unrealized
SO SOUTHERN CO 0.4%
Value ($000) $777 Shares 16,777 Est. Cost $27.86 Unrealized +17.9%
SEIC SEI INVESTMENTS COMPANY 0.4%
Value ($000) $750 Shares 12,000 Est. Cost $46.13 Unrealized +30.2%
GIS GENERAL MILLS INC 0.4%
Value ($000) $750 Shares 16,948 Est. Cost $38.83 Unrealized -13.9%
JEF JEFFERIES FINANCIAL GROUP 0.4%
Value ($000) $750 Shares 33,000 Est. Cost $16.63 Unrealized 0.0%
BGS B&G FOODS INC 0.4%
Value ($000) $724 Shares 24,230 Est. Cost $17.52 Unrealized -21.7%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $715 Shares 7,300 Est. Cost $61.07 Unrealized +45.1%
ZTS ZOETIS INC 0.4%
Value ($000) $699 Shares 8,200 Est. Cost $48.41 Unrealized +64.2%
AMZN AMAZON.COM INC 0.4%
Value ($000) $680 Shares 400 Est. Cost $59.64 Unrealized +33.1%
UNITED TECH. 0.4%
Value ($000) $677 Shares 5,416 Est. Cost $109.26 Unrealized
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $650 Shares 8,800 Est. Cost $31.07 Unrealized +98.0%
LMT LOCKHEED MARTIN 0.3%
Value ($000) $635 Shares 2,150 Est. Cost $209.15 Unrealized +25.5%
TRN TRINITY INDS INC. 0.3%
Value ($000) $617 Shares 18,000 Est. Cost $15.94 Unrealized +14.4%
GLW CORNING INC 0.3%
Value ($000) $608 Shares 22,110 Est. Cost $13.03 Unrealized +71.8%
GEO GEO GROUP INC 0.3%
Value ($000) $607 Shares 22,050 Est. Cost $16.04 Unrealized +9.8%
C CITIGROUP INC 0.3%
Value ($000) $606 Shares 9,050 Est. Cost $39.03 Unrealized +35.9%
EMN EASTMAN CHEM CO 0.3%
Value ($000) $585 Shares 5,850 Est. Cost $47.81 Unrealized +69.1%
NEE NEXTERA ENERGY INC 0.3%
Value ($000) $568 Shares 3,400 Est. Cost $15.66 Unrealized +113.3%
DGEAF DIAGEO 0.3%
Value ($000) $551 Shares 15,375 Est. Cost $22.39 Unrealized +33.8%
GLAXO SMITHKLINE PLC SPONS ADR 0.3%
Value ($000) $538 Shares 13,350 Est. Cost $40.06 Unrealized
GOOG ALPHABET INC-CL C 0.3%
Value ($000) $524 Shares 470 Est. Cost $54.73 Unrealized -2.0%
WMT WAL-MART STORES 0.3%
Value ($000) $511 Shares 5,965 Est. Cost $22.38 Unrealized +12.8%
BDX BECTON DICKINSON 0.3%
Value ($000) $496 Shares 2,069 Est. Cost $123.45 Unrealized +60.8%
DUK DUKE ENERGY CORP 0.3%
Value ($000) $492 Shares 6,215 Est. Cost $43.77 Unrealized +28.9%
ALERIAN MLP ETF 0.3%
Value ($000) $492 Shares 48,671 Est. Cost $12.64 Unrealized
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $475 Shares 3,150 Est. Cost $70.35 Unrealized +78.1%
TRIP TRIPADVISOR INC 0.2%
Value ($000) $474 Shares 8,500 Est. Cost $42.49 Unrealized 0.0%
NVDA NVIDIA 0.2%
Value ($000) $462 Shares 1,950 Est. Cost $1.45 Unrealized +314.4%
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $456 Shares 11,000 Est. Cost $16.17 Unrealized +97.4%
AAL AMERICAN AIRLINES GROUP INC 0.2%
Value ($000) $456 Shares 12,000 Est. Cost $38.86 Unrealized +10.9%
ROYAL DUTCH SHELL PLC CL A 0.2%
Value ($000) $440 Shares 6,353 Est. Cost $48.60 Unrealized
UPS UNITED PARCEL SERVICE 0.2%
Value ($000) $436 Shares 4,100 Est. Cost $85.46 Unrealized -2.0%
CMCSA COMCAST CORP 0.2%
Value ($000) $423 Shares 12,892 Est. Cost $26.17 Unrealized +2.6%
TIFFANY & CO 0.2%
Value ($000) $421 Shares 3,200 Est. Cost $72.50 Unrealized
BROADCOM LIMITED 0.2%
Value ($000) $412 Shares 1,700 Est. Cost $177.06 Unrealized
AFL AFLAC INC. 0.2%
Value ($000) $398 Shares 9,256 Est. Cost $28.82 Unrealized +30.3%
WST WEST PHARMACEUTICALS SVCS INC 0.2%
Value ($000) $397 Shares 4,000 Est. Cost $76.11 Unrealized +18.1%
XBI SPDR S&P BIOTECH 0.2%
Value ($000) $371 Shares 3,900 Est. Cost $73.66 Unrealized
DTE D T E ENERGY CO 0.2%
Value ($000) $370 Shares 3,569 Est. Cost $39.05 Unrealized +71.6%
CVS CVS HEALTH CORPORATION 0.2%
Value ($000) $367 Shares 5,700 Est. Cost $60.65 Unrealized -14.8%
KO COCA COLA 0.2%
Value ($000) $365 Shares 8,325 Est. Cost $27.96 Unrealized +21.6%
IP INTERNATIONAL PAPER 0.2%
Value ($000) $365 Shares 7,000 Est. Cost $29.30 Unrealized +24.1%
RITM NEW RESIDENTIAL INVESTMENT COR 0.2%
Value ($000) $359 Shares 20,500 Est. Cost $14.46 Unrealized
VLO VALERO ENERGY 0.2%
Value ($000) $349 Shares 3,150 Est. Cost $47.19 Unrealized +75.0%
ACTIVISION BLIZZARD INC. 0.2%
Value ($000) $343 Shares 4,500 Est. Cost $39.23 Unrealized
ITW ILLINOIS TOOL WORKS 0.2%
Value ($000) $342 Shares 2,470 Est. Cost $73.09 Unrealized +67.8%
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $339 Shares 3,000 Est. Cost $112.00 Unrealized
LLY LILLY ELI & CO 0.2%
Value ($000) $329 Shares 3,860 Est. Cost $52.83 Unrealized +39.5%
CONNECTICUT WATER SVC INC 0.2%
Value ($000) $327 Shares 5,000 Est. Cost $55.80 Unrealized
META FACEBOOK INC 0.2%
Value ($000) $325 Shares 1,675 Est. Cost $121.96 Unrealized +47.1%
COP CONOCOPHILLIPS 0.2%
Value ($000) $324 Shares 4,650 Est. Cost $34.77 Unrealized +49.0%
IBB ISHARES NASDAQ BIOTECH 0.2%
Value ($000) $314 Shares 2,860 Est. Cost $109.79 Unrealized
VECTREN CORP 0.2%
Value ($000) $307 Shares 4,299 Est. Cost $42.10 Unrealized
FDX FEDEX CORP 0.2%
Value ($000) $307 Shares 1,350 Est. Cost $159.81 Unrealized +35.4%
YUM YUM BRANDS 0.2%
Value ($000) $307 Shares 3,920 Est. Cost $51.41 Unrealized +41.2%
HPQ H P INC 0.2%
Value ($000) $300 Shares 13,200 Est. Cost $9.61 Unrealized +79.3%
TECK TECK COMINCO LTD CL B 0.2%
Value ($000) $299 Shares 11,750 Est. Cost $22.79 Unrealized +17.5%
MTB M&T BANK CORP 0.2%
Value ($000) $293 Shares 1,723 Est. Cost $88.17 Unrealized +60.5%
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $284 Shares 2,700 Est. Cost $82.26 Unrealized -3.5%
SPG SIMON PROPERTY GROUP INC REIT 0.1%
Value ($000) $284 Shares 1,670 Est. Cost $102.67 Unrealized +2.5%
SYY SYSCO CORP 0.1%
Value ($000) $273 Shares 4,000 Est. Cost $40.96 Unrealized +27.6%
VCSH VANGUARD SHORT TERM CORPORATE 0.1%
Value ($000) $254 Shares 3,250 Est. Cost $79.38 Unrealized
BP PRUDHOE BAY ROYALTY TRUST 0.1%
Value ($000) $245 Shares 8,200 Est. Cost $29.88 Unrealized
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $244 Shares 6,825 Est. Cost $17.93 Unrealized +54.3%
H&E EQUIPMENT SERVICES INC 0.1%
Value ($000) $242 Shares 6,433 Est. Cost $29.24 Unrealized
MCD MCDONALDS CORP 0.1%
Value ($000) $242 Shares 1,547 Est. Cost $117.92 Unrealized +14.9%
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $238 Shares 1,273 Est. Cost $154.99 Unrealized +25.8%
VOD VODAFONE GROUP PLC 0.1%
Value ($000) $235 Shares 9,654 Est. Cost $28.74 Unrealized
SHOP SHOPIFY INC 0.1%
Value ($000) $226 Shares 1,550 Est. Cost $14.15 Unrealized 0.0%
HD HOME DEPOT INC 0.1%
Value ($000) $218 Shares 1,116 Est. Cost $155.00 Unrealized 0.0%
CLX CLOROX CO 0.1%
Value ($000) $216 Shares 1,600 Est. Cost $91.84 Unrealized +7.7%
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $215 Shares 3,000 Est. Cost $71.00 Unrealized
GRUBHUB INC 0.1%
Value ($000) $215 Shares 2,050 Est. Cost $101.28 Unrealized
MCDERMOTT INTL INC NEW 0.1%
Value ($000) $212 Shares 10,776 Est. Cost $19.67 Unrealized
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $212 Shares 12,300 Est. Cost $21.99 Unrealized -29.9%
CE CELANESE CORP 0.1%
Value ($000) $211 Shares 1,900 Est. Cost $95.32 Unrealized 0.0%
PSX PHILLIPS 66 0.1%
Value ($000) $206 Shares 1,832 Est. Cost $83.14 Unrealized 0.0%
GEF/B GREIF INC CL B 0.1%
Value ($000) $202 Shares 3,500 Est. Cost $29.45 Unrealized +43.2%
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $196 Shares 13,400 Est. Cost $6.77 Unrealized +92.3%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $194 Shares 10,707 Est. Cost $18.68 Unrealized
AHRT ARMADA HOFFLER PROPERTIES INC 0.1%
Value ($000) $149 Shares 10,000 Est. Cost $14.55 Unrealized
F FORD MOTOR COMPANY NEW 0.1%
Value ($000) $127 Shares 11,450 Est. Cost $8.01 Unrealized -3.4%
ANNALY CAPITAL MANAGEMENT 0.1%
Value ($000) $107 Shares 10,400 Est. Cost $12.18 Unrealized
CAPITAL SENIOR LIVING CORP 0.1%
Value ($000) $107 Shares 10,000 Est. Cost $18.50 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $53 Shares 19,800 Est. Cost $8.89 Unrealized -78.6%
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized