Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 7, 2013
Total Value: $164M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GENERAL ELECTRIC COMPANY | 413,806 | $9.885M | 6.0% | $23.89 | $23.42 | — | COM | 369604103 |
| MRK | MERCK & CO INC NEW | 178,501 | $8.498M | 5.2% | $47.61 * | $30.08 | +3.2% | COM | 58933Y105 |
| BP | BP PLC ADR | 175,109 | $7.36M | 4.5% | $42.03 | $42.37 | -0.8% | ADR | 055622104 |
| — | E M C CORP MASS | 286,271 | $7.317M | 4.5% | $25.56 | $23.71 | — | COM | 268648102 |
| PFE | PFIZER INCORPORATED | 252,492 | $7.249M | 4.4% | $28.71 * | $16.46 | -0.2% | COM | 717081103 |
| GD | GENERAL DYNAMICS CORP | 80,262 | $7.025M | 4.3% | $87.53 * | $56.44 | +18.5% | COM | 369550108 |
| CVX | CHEVRON CORPORATION | 52,068 | $6.326M | 3.9% | $121.49 * | $71.36 | +1.7% | COM | 166764100 |
| INTC | INTEL CORP | 266,342 | $6.105M | 3.7% | $22.92 * | $17.18 | -1.7% | COM | 458140100 |
| T | A T & T INC NEW | 178,558 | $6.039M | 3.7% | $33.82 * | $11.35 | -6.0% | COM | 00206R102 |
| SO | THE SOUTHERN COMPANY | 144,972 | $5.97M | 3.6% | $41.18 * | $25.33 | -4.0% | COM | 842587107 |
| PG | PROCTER & GAMBLE | 75,815 | $5.731M | 3.5% | $75.59 * | $55.00 | -2.8% | COM | 742718109 |
| CAT | CATERPILLAR INC | 57,599 | $4.802M | 2.9% | $83.37 * | $61.56 | -1.1% | COM | 149123101 |
| QCOM | QUALCOMM INC | 71,035 | $4.785M | 2.9% | $67.36 * | $45.33 | +5.8% | COM | 747525103 |
| — | FOSTER WHEELER AG ORD F | 175,470 | $4.622M | 2.8% | $26.34 | $26.34 | — | COM | H27178104 |
| — | AETNA INC NEW | 71,869 | $4.601M | 2.8% | $64.02 | $63.97 | — | COM | 00817Y108 |
| — | WEATHERFORD INTL LTD F | 275,109 | $4.217M | 2.6% | $15.33 | $13.79 | — | COM | H27013103 |
| JNJ | JOHNSON & JOHNSON | 47,761 | $4.14M | 2.5% | $86.68 * | $59.70 | +3.3% | COM | 478160104 |
| — | MEDTRONIC INC | 72,605 | $3.866M | 2.4% | $53.25 | $51.96 | — | COM | 585055106 |
| EMR | EMERSON ELECTRIC CO | 56,223 | $3.638M | 2.2% | $64.71 * | $40.02 | +16.2% | COM | 291011104 |
| ETN | EATON CORP PLC F | 50,578 | $3.482M | 2.1% | $68.84 * | $48.21 | +6.4% | COM | G29183103 |
| — | DOW CHEMICAL COMPANY | 87,114 | $3.345M | 2.0% | $38.40 | $32.26 | — | COM | 260543103 |
| XOM | EXXON MOBIL CORPORATION | 27,663 | $2.38M | 1.5% | $86.04 * | $53.70 | -3.5% | COM | 30231G102 |
| — | UNITED TECHNOLOGIES CORP | 21,080 | $2.273M | 1.4% | $107.83 | $93.64 | — | COM | 913017109 |
| — | RAYTHEON COMPANY NEW | 26,968 | $2.078M | 1.3% | $77.05 | $66.44 | — | COM | 755111507 |
| — | DU PONT E I DE NEMOUR&CO | 25,414 | $1.488M | 0.9% | $58.55 | $52.91 | — | COM | 263534109 |
| ABBV | ABBVIE INC | 30,864 | $1.381M | 0.8% | $44.74 * | $26.63 | +3.0% | COM | 00287Y109 |
| — | RESPONSYS INC | 76,049 | $1.255M | 0.8% | $16.50 | $15.81 | — | COM | 761248103 |
| YCS | PROSHS ULTRASHORT NEW YEN | 20,000 | $1.245M | 0.8% | $62.25 | $62.25 | — | COM | 74347W569 |
| RIG | TRANSOCEAN INC NEW F | 26,922 | $1.198M | 0.7% | $44.50 | $47.71 | -6.7% | COM | H8817H100 |
| MSFT | MICROSOFT CORP | 34,869 | $1.161M | 0.7% | $33.30 * | $26.70 | +2.6% | COM | 594918104 |
| AAPL | APPLE INC | 2,258 | $1.077M | 0.7% | $476.97 * | $13.16 | +11.7% | COM | 037833100 |
| NOW | SERVICE NOW INC | 20,000 | $1.039M | 0.6% | $51.95 * | $9.19 | +13.0% | COM | 81762P102 |
| VZ | VERIZON COMMUNICATIONS | 21,898 | $1.022M | 0.6% | $46.67 * | $27.04 | -7.6% | COM | 92343V104 |
| ORCL | ORACLE CORPORATION | 28,432 | $943K | 0.6% | $33.17 * | $27.58 | +0.4% | COM | 68389X105 |
| — | SANTA CRUZ COUNTY BANK CALIFORNIA | 50,000 | $901K | 0.5% | $18.02 | $17.70 | — | COM | 801827106 |
| ABT | ABBOTT LABORATORIES | 25,714 | $853K | 0.5% | $33.17 * | $27.71 | -5.4% | COM | 002824100 |
| JPM | JPMORGAN CHASE & CO | 16,456 | $851K | 0.5% | $51.71 * | $36.24 | +2.4% | COM | 46625H100 |
| META | FACEBOOK INC CLASS A | 16,672 | $838K | 0.5% | $50.26 | $28.84 | +73.0% | COM | 30303M102 |
| BA | BOEING CO | 6,333 | $744K | 0.5% | $117.48 * | $80.37 | +24.5% | COM | 097023105 |
| CRM | SALESFORCE COM | 13,800 | $716K | 0.4% | $51.88 | $43.70 | +17.4% | COM | 79466L302 |
| — | DIREXION SHS ETF NEW DAILY 20+ YR TREAS BEAR 3X SHS | 10,000 | $680K | 0.4% | $68.00 | $68.00 | — | COM | 25459Y678 |
| LVS | LAS VEGAS SANDS CORP | 10,000 | $664K | 0.4% | $66.40 * | $40.66 | +15.1% | COM | 517834107 |
| ACRE | ARES COML REAL ESTATE | 50,100 | $623K | 0.4% | $12.44 | $12.63 | — | COM | 04013V108 |
| — | APACHE CORP | 7,301 | $622K | 0.4% | $85.19 | $84.32 | — | COM | 037411105 |
| COP | CONOCOPHILLIPS | 8,821 | $613K | 0.4% | $69.49 * | $39.96 | +16.2% | COM | 20825C104 |
| WFC | WELLS FARGO & CO NEW | 12,344 | $510K | 0.3% | $41.32 * | $27.36 | +7.1% | COM | 949746101 |
| PEP | PEPSICO INCORPORATED | 6,215 | $494K | 0.3% | $79.49 * | $56.00 | -1.5% | COM | 713448108 |
| — | ING RISK MNGD NATURL RES | 47,495 | $476K | 0.3% | $10.02 | $10.86 | — | COM | 449810100 |
| BHP | BHP BILLITON LTD ADR | 7,122 | $474K | 0.3% | $66.55 * | $62.13 | +1.4% | ADR | 088606108 |
| YUM | YUM BRANDS INC | 6,474 | $462K | 0.3% | $71.36 * | $38.97 | +4.2% | COM | 988498101 |
| GILD | GILEAD SCIENCES INC | 7,170 | $451K | 0.3% | $62.90 * | $36.21 | +20.6% | COM | 375558103 |
| PMT | PENNYMAC MTG INVT TR | 17,480 | $396K | 0.2% | $22.65 | $21.42 | — | COM | 70931T103 |
| — | NUVEEN NJ INVT QLTY MUN | 30,057 | $387K | 0.2% | $12.88 | $13.45 | — | COM | 670971100 |
| UPS | UNITED PARCEL SERVICE B CLASS B | 3,849 | $352K | 0.2% | $91.45 * | $55.38 | +7.6% | COM | 911312106 |
| — | GOOGLE INC CLASS A | 383 | $335K | 0.2% | $874.67 | $879.90 | — | COM | 38259P508 |
| PM | PHILIP MORRIS INTL INC | 3,500 | $303K | 0.2% | $86.57 * | $49.85 | -5.0% | COM | 718172109 |
| HIMX | HIMAX TECHNOLOGIES ADR | 30,000 | $300K | 0.2% | $10.00 | $7.11 | +40.6% | ADR | 43289P106 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 2,625 | $298K | 0.2% | $113.52 | $110.02 | +3.2% | COM | 084670702 |
| SCHF | SCHW INTL EQ ETF | 9,573 | $291K | 0.2% | $30.40 * | $14.60 | +4.1% | COM | 808524805 |
| BAC | BANK OF AMERICA CORP | 20,381 | $281K | 0.2% | $13.79 * | $10.03 | +8.4% | COM | 060505104 |
| MO | ALTRIA GROUP INC | 7,973 | $274K | 0.2% | $34.37 * | $16.28 | -2.1% | COM | 02209S103 |
| HON | HONEYWELL INTERNATIONAL | 3,140 | $261K | 0.2% | $83.12 * | $57.46 | +0.8% | COM | 438516106 |
| HBAN | HUNTINGTON BANCSHS INC | 30,175 | $249K | 0.2% | $8.25 * | $5.30 | -1.7% | COM | 446150104 |
| SCHG | SCHW US LCAP GRO ETF | 6,020 | $247K | 0.2% | $41.03 * | $4.81 | +6.8% | COM | 808524300 |
| — | ISHARES MORTGAGE REAL ESTATE CAPPED ETF | 20,000 | $240K | 0.1% | $12.00 | $12.50 | — | COM | 464288539 |
| — | HEWLETT-PACKARD COMPANY | 10,900 | $229K | 0.1% | $21.01 | $24.68 | — | COM | 428236103 |
| KO | COCA COLA COMPANY | 5,827 | $221K | 0.1% | $37.93 * | $27.85 | -7.3% | COM | 191216100 |
| — | CORNERSTONE ONDEMAND INC | 4,275 | $220K | 0.1% | $51.46 | $43.04 | — | COM | 21925Y103 |
| — | NOVAVAX INC | 67,000 | $212K | 0.1% | $3.16 | $2.10 | — | COM | 670002104 |
| — | BLACKROCK ENER & RES TR | 8,000 | $206K | 0.1% | $25.75 | $25.33 | — | COM | 09250U101 |
| — | CAMCO FINANCIAL CORP | 50,000 | $202K | 0.1% | $4.04 | $3.60 | — | COM | 132618109 |
| SCHD | SCH US DIV EQUITY ETF | 5,914 | $199K | 0.1% | $33.65 * | $11.00 | +2.0% | COM | 808524797 |
| — | AMERICAN CAPITAL AGENCY REITS | 7,983 | $180K | 0.1% | $22.55 | $23.01 | — | COM | 02503X105 |
| WMT | WAL-MART STORES INC | 2,370 | $175K | 0.1% | $73.84 * | $19.98 | -3.0% | COM | 931142103 |
| CSCO | CISCO SYSTEMS INC | 7,393 | $173K | 0.1% | $23.40 * | $15.35 | +4.1% | COM | 17275R102 |
| IHE | ISHARES PHARMACEUTICAL ETF | 1,535 | $163K | 0.1% | $106.19 * | $33.23 | +6.7% | COM | 464288836 |
| — | APOLLO RESIDENTIAL MTG | 11,000 | $160K | 0.1% | $14.55 | $14.55 | — | COM | 03763V102 |
| — | NORTHERN TIER ENERGY LP | 8,000 | $158K | 0.1% | $19.75 | $19.75 | — | COM | 665826103 |
| PSX | PHILLIPS 66 | 2,727 | $158K | 0.1% | $57.94 * | $39.48 | -5.0% | COM | 718546104 |
| — | INTEGRATED ELECTRICL NEW | 38,066 | $155K | 0.1% | $4.07 | $4.31 | — | COM | 45811E301 |
| VIG | VANGUARD DIV APPRCIATION | 2,190 | $152K | 0.1% | $69.41 | $67.14 | +3.7% | COM | 921908844 |
| — | KRAFT FOODS GROUP | 2,842 | $149K | 0.1% | $52.43 | $55.22 | — | COM | 50076Q106 |
| NVS | NOVARTIS A G SPON ADR | 1,843 | $141K | 0.1% | $76.51 | $72.61 | +5.6% | ADR | 66987V109 |
| IBM | INTL BUSINESS MACHINES | 749 | $139K | 0.1% | $185.58 * | $117.74 | -7.5% | COM | 459200101 |
| IYY | ISHARES TR DOW JONES US ETF | 1,600 | $136K | 0.1% | $85.00 * | $40.56 | +5.1% | COM | 464287846 |
| SCHX | SCHW US LCAP ETF | 3,378 | $136K | 0.1% | $40.26 * | $6.52 | +2.8% | COM | 808524201 |
| — | RADIO ONE INC CLASS D CLASS D NON VTG | 50,000 | $135K | 0.1% | $2.70 | $2.70 | — | COM | 75040P405 |
| — | EATON VANCE FL RT IN TR | 8,514 | $133K | 0.1% | $15.62 | $16.68 | — | COM | 278279104 |
| AXP | AMERICAN EXPRESS COMPANY | 1,743 | $132K | 0.1% | $75.73 * | $59.62 | +6.5% | COM | 025816109 |
| — | TEEKAY TANKERS LTD CL AF | 50,000 | $131K | 0.1% | $2.62 | $2.62 | — | COM | Y8565N102 |
| RF | REGIONS FINANCIAL CP NEW | 13,000 | $120K | 0.1% | $9.23 * | $6.54 | -5.2% | COM | 7591EP100 |
| — | FIRST INDEPENDENCE CORP DELAWARE | 9,775 | $112K | 0.1% | $11.46 | $11.46 | — | COM | 32054B103 |
| DIS | DISNEY WALT CO | 1,732 | $112K | 0.1% | $64.67 * | $56.14 | +2.0% | COM | 254687106 |
| ABBNY | ABB LTD ADR | 4,700 | $111K | 0.1% | $23.62 * | $21.63 | +4.7% | ADR | 000375204 |
| HD | HOME DEPOT INC | 1,407 | $107K | 0.1% | $76.05 * | $56.05 | +1.8% | COM | 437076102 |
| — | INTEVAC INC | 18,002 | $105K | 0.1% | $5.83 | $5.78 | — | COM | 461148108 |
| TRV | TRAVELERS COMPANIES INC | 1,228 | $104K | 0.1% | $84.69 * | $63.44 | +1.9% | COM | 89417E109 |
| — | VALEANT PHARMA INTL F | 1,000 | $104K | 0.1% | $104.00 | $86.00 | — | COM | 91911K102 |
| — | NQ MOBILE INC ADR | 4,700 | $102K | 0.1% | $21.70 | $17.31 | — | ADR | 64118U108 |
| SPY | S P D R S&P 500 ETF | 607 | $102K | 0.1% | $168.04 | $161.08 | +4.3% | COM | 78462F103 |
| UBOH | UNITED BANCSHARES OHIO | 8,000 | $102K | 0.1% | $12.75 | $12.75 | — | COM | 909458101 |
| — | H M N FINANCIAL INC | 13,000 | $101K | 0.1% | $7.77 | $7.77 | — | COM | 40424G108 |
| AIG | AMERICAN INTL GROUP NEW | 2,025 | $98,000 | 0.1% | $48.40 * | $32.51 | +13.6% | COM | 026874784 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,463 | $97,000 | 0.1% | $66.30 | $64.72 | +2.5% | COM | 464287168 |
| — | BAKER HUGHES INC | 1,950 | $96,000 | 0.1% | $49.23 | $46.15 | — | COM | 057224107 |
| SCHB | SCHW US BRD MKT ETF | 2,315 | $95,000 | 0.1% | $41.04 * | $6.78 | +1.0% | COM | 808524102 |
| — | ECOSPHERE TECHNOLOGIES | 300,000 | $90,000 | 0.1% | $0.30 | $0.33 | — | COM | 27922X105 |
| MOS | MOSAIC CO NEW | 2,000 | $86,000 | 0.1% | $43.00 * | $36.35 | -7.4% | COM | 61945C103 |
| CMI | CUMMINS INC | 626 | $83,000 | 0.1% | $132.59 * | $81.53 | +18.0% | COM | 231021106 |
| — | FEDERAL RLTY INVT TR SBIREIT | 800 | $81,000 | 0.0% | $101.25 | $103.75 | — | COM | 313747206 |
| DVN | DEVON ENERGY CP NEW | 1,350 | $78,000 | 0.0% | $57.78 * | $37.00 | +4.4% | COM | 25179M103 |
| AMD | ADVANCED MICRO DEVICES | 20,300 | $77,000 | 0.0% | $3.79 | $3.81 | +0.0% | COM | 007903107 |
| ECL | ECOLAB INC | 775 | $77,000 | 0.0% | $99.35 * | $73.48 | +17.5% | COM | 278865100 |
| — | 21ST CENT FOX CL A | 2,256 | $76,000 | 0.0% | $33.69 | $33.69 | — | COM | 90130A101 |
| ROK | ROCKWELL AUTOMATION INC | 700 | $75,000 | 0.0% | $107.14 * | $67.20 | +24.8% | COM | 773903109 |
| SCHE | SCHW EMG MKT EQ ETF | 3,000 | $74,000 | 0.0% | $24.67 | $23.94 | +2.7% | COM | 808524706 |
| IYH | ISHARES TR US HEALTHCAREETF | 670 | $72,000 | 0.0% | $107.46 * | $20.12 | +6.3% | COM | 464287762 |
| MS | MORGAN STANLEY | 2,655 | $72,000 | 0.0% | $27.12 * | $17.33 | +13.9% | COM | 617446448 |
| — | INVESCO VALUE MUNI INCM TRUST SBI | 5,200 | $71,000 | 0.0% | $13.65 | $14.37 | — | COM | 46132P108 |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | 3,500 | $70,000 | 0.0% | $20.00 * | $15.71 | +3.0% | COM | 81369Y605 |
| CMCSA | COMCAST CORP NEW CL A | 1,544 | $70,000 | 0.0% | $45.34 * | $15.92 | +8.2% | COM | 20030N101 |
| DXJ | WISDOMTREE JPN HDGD EQTYJAPAN HEDGED EQUITY FUND | 1,450 | $69,000 | 0.0% | $47.59 * | $140.25 | +2.5% | COM | 97717W851 |
| — | BLKRCK MUNIYIELD CA QLTY | 5,000 | $69,000 | 0.0% | $13.80 | $14.28 | — | COM | 09254N103 |
| XNYVX | NUVEEN NY MUNI VAL FD 2 | 4,700 | $66,000 | 0.0% | $14.04 | $14.47 | — | COM | 670706100 |
| AVB | AVALONBAY CMNTYS INC REIT | 515 | $65,000 | 0.0% | $126.21 * | $87.72 | -3.4% | COM | 053484101 |
| — | NEW YORK CMNTY BANCORP | 4,316 | $65,000 | 0.0% | $15.06 | $14.13 | — | COM | 649445103 |
| TMO | THERMO FISHER SCIENTIFIC | 700 | $65,000 | 0.0% | $92.86 * | $79.76 | +11.0% | COM | 883556102 |
| — | RANDGOLD RES LTD ADR | 900 | $64,000 | 0.0% | $71.11 | $64.44 | — | ADR | 752344309 |
| — | GABELLI DIV AND INC TR | 3,200 | $64,000 | 0.0% | $20.00 | $19.69 | — | COM | 36242H104 |
| COST | COSTCO WHSL CORP NEW | 543 | $63,000 | 0.0% | $116.02 * | $86.56 | +5.8% | COM | 22160K105 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 486 | $62,000 | 0.0% | $127.57 | $134.66 | -4.8% | COM | 78463V107 |
| — | ALCATEL LUCENT ADR | 17,613 | $62,000 | 0.0% | $3.52 | $1.82 | — | ADR | 013904305 |
| — | EXPRESS SCRIPTS HLDG CO | 988 | $61,000 | 0.0% | $61.74 | $61.74 | — | COM | 30219G108 |
| F | FORD MOTOR COMPANY NEW | 3,608 | $61,000 | 0.0% | $16.91 * | $8.00 | +12.8% | COM | 345370860 |
| — | POWERSHS QQQ TRUST SER 1 | 760 | $60,000 | 0.0% | $78.95 | $71.05 | — | COM | 73935A104 |
| — | DIRECTV | 1,000 | $60,000 | 0.0% | $60.00 | $62.00 | — | COM | 25490A309 |
| — | PROVIDENT NEW YORK BANCP | 5,213 | $57,000 | 0.0% | $10.93 | $9.40 | — | COM | 744028101 |
| — | POWERSHARES S&P ETF 500 LOW VOLATILITY PORTFOLIO | 1,800 | $56,000 | 0.0% | $31.11 | $31.02 | — | COM | 73937B779 |
| — | ARIAD PHARMACEUTICALS | 3,000 | $55,000 | 0.0% | $18.33 | $17.67 | — | COM | 04033A100 |
| SVVC | FIRSTHAND TECH VALUE FD | 2,250 | $55,000 | 0.0% | $24.44 * | $19.17 | +15.9% | COM | 33766Y100 |
| GM | GENERAL MOTORS CO | 1,501 | $54,000 | 0.0% | $35.98 * | $23.62 | +13.6% | COM | 37045V100 |
| — | ACE LIMITED NEW F | 573 | $54,000 | 0.0% | $94.24 | $89.01 | — | COM | H0023R105 |
| DIA | SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF | 350 | $53,000 | 0.0% | $151.43 | $149.37 | +1.1% | COM | 78467X109 |
| — | BARCLAYS BANK IPATH NEW IPATH S&P 500 VIX SHORT TERM FUTURES | 3,500 | $51,000 | 0.0% | $14.57 | $20.57 | — | COM | 06740C188 |
| — | JIVE SOFTWARE INC | 4,000 | $50,000 | 0.0% | $12.50 | $18.00 | — | COM | 47760A108 |
| — | NUVEEN NY MUNI VALUE FD | 5,486 | $49,000 | 0.0% | $8.93 | $9.66 | — | COM | 67062M105 |
| — | TICC CAPITAL CORP | 5,000 | $49,000 | 0.0% | $9.80 | $9.80 | — | COM | 87244T109 |
| CGAU | CENTERRA GOLD INC F | 10,200 | $48,000 | 0.0% | $4.71 * | $3.34 | +10.5% | COM | 152006102 |
| SLRC | SOLAR CAPITAL LTD | 2,000 | $44,000 | 0.0% | $22.00 * | $7.36 | -1.2% | COM | 83413U100 |
| EEM | ISHARES MSCI EMRG MKT FDEMERGING MARKETS ETF | 1,080 | $44,000 | 0.0% | $40.74 | $41.50 | -1.8% | COM | 464287234 |
| MA | MASTERCARD INC | 65 | $44,000 | 0.0% | $676.92 * | $51.54 | +21.2% | COM | 57636Q104 |
| — | DRESSER RAND GROUP INC | 700 | $44,000 | 0.0% | $62.86 | $60.00 | — | COM | 261608103 |
| — | MIDSTATES PETROLEUM CO | 8,500 | $44,000 | 0.0% | $5.18 | $5.18 | — | COM | 59804T100 |
| — | NUVEEN CA AMT FREE MUNI INCOME FUND | 3,500 | $43,000 | 0.0% | $12.29 | $12.29 | — | COM | 670651108 |
| AEM | AGNICO EAGLE MINES LTD F | 1,600 | $42,000 | 0.0% | $26.25 * | $25.33 | -15.2% | COM | 008474108 |
| SAN | BANCO SANTANDER SA ADR | 5,000 | $41,000 | 0.0% | $8.20 | $7.31 | +11.8% | ADR | 05964H105 |
| — | RIVERBED TECHNOLOGY INC | 2,772 | $40,000 | 0.0% | $14.43 | $15.87 | — | COM | 768573107 |
| — | CONSTANT CONTACT INC | 1,680 | $40,000 | 0.0% | $23.81 | $16.07 | — | COM | 210313102 |
| VNO | VORNADO REALTY TRUST REIT | 466 | $39,000 | 0.0% | $83.69 | $83.69 | — | COM | 929042109 |
| UNP | UNION PACIFIC CORP | 250 | $39,000 | 0.0% | $156.00 * | $57.06 | +3.9% | COM | 907818108 |
| VNDA | VANDA PHARMACEUTICALS | 3,500 | $38,000 | 0.0% | $10.86 | $8.43 | +29.9% | COM | 921659108 |
| — | TWO HARBORS INVESTMENT | 3,500 | $34,000 | 0.0% | $9.71 | $10.29 | — | COM | 90187B101 |
| NBIX | NEUROCRINE BIOSCIENCES | 3,000 | $34,000 | 0.0% | $11.33 | $13.75 | -17.6% | COM | 64125C109 |
| AZN | ASTRAZENECA PLC ADR | 649 | $34,000 | 0.0% | $52.39 | $47.77 | — | ADR | 046353108 |
| PCG | P G & E CORP | 815 | $33,000 | 0.0% | $40.49 * | $38.88 | -9.5% | COM | 69331C108 |
| AWK | AMERICAN WATER WORKS CO | 804 | $33,000 | 0.0% | $41.04 * | $31.82 | +1.0% | COM | 030420103 |
| TLT | ISHARES TR BOND 20+ YEAR TREASURY BOND ETF | 300 | $32,000 | 0.0% | $106.67 | $117.46 | -9.4% | COM | 464287432 |
| KIM | KIMCO REALTY CORP REIT | 1,575 | $32,000 | 0.0% | $20.32 * | $12.61 | -10.9% | COM | 49446R109 |
| NSC | NORFOLK SOUTHERN CORP | 405 | $31,000 | 0.0% | $76.54 * | $57.28 | +3.0% | COM | 655844108 |
| SYNA | SYNAPTICS INC | 695 | $31,000 | 0.0% | $44.60 | $40.39 | +9.5% | COM | 87157D109 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 2,268 | $30,000 | 0.0% | $13.23 | $14.11 | — | COM | 09248L106 |
| LULU | LULULEMON ATHLETICA INC | 400 | $29,000 | 0.0% | $72.50 | $69.73 | +4.9% | COM | 550021109 |
| — | VODAFONE GROUP NEW ADR | 820 | $29,000 | 0.0% | $35.37 | $28.95 | — | ADR | 92857W209 |
| LMT | LOCKHEED MARTIN CORP | 223 | $28,000 | 0.0% | $125.56 * | $71.65 | +26.9% | COM | 539830109 |
| LLY | LILLY ELI & COMPANY | 560 | $28,000 | 0.0% | $50.00 * | $42.21 | -6.2% | COM | 532457108 |
| CRL | CHARLES RIVER LABS HLDG | 600 | $28,000 | 0.0% | $46.67 | $42.84 | +8.0% | COM | 159864107 |
| — | INERGY LP UNIT LTD PTNR INTEREST | 2,000 | $28,000 | 0.0% | $14.00 | $15.50 | — | COM | 456615103 |
| NFG | NATIONAL FUEL GAS CO | 400 | $28,000 | 0.0% | $70.00 | $60.82 | +13.1% | COM | 636180101 |
| — | YAMANA GOLD INC F | 2,600 | $27,000 | 0.0% | $10.38 | $9.62 | — | COM | 98462Y100 |
| EFA | ISHARES TR MSCI EAFE ETF | 420 | $27,000 | 0.0% | $64.29 | $60.47 | +5.5% | COM | 464287465 |
| XLK | SECTOR SPDR TECH SELECT SHARES OF BENEFICIAL INT | 810 | $26,000 | 0.0% | $32.10 * | $15.47 | +3.5% | COM | 81369Y803 |
| ITW | ILLINOIS TOOL WORKS INC | 347 | $26,000 | 0.0% | $74.93 * | $49.85 | +15.3% | COM | 452308109 |
| — | PENNEY J C CO INC | 3,000 | $26,000 | 0.0% | $8.67 | $8.67 | — | COM | 708160106 |
| — | BLACKSTONE GROUP LP | 1,000 | $25,000 | 0.0% | $25.00 | $21.00 | — | COM | 09253U108 |
| — | QR ENERGY LP | 1,500 | $24,000 | 0.0% | $16.00 | $17.43 | — | COM | 74734R108 |
| — | BLACKROCK BUILD AMERICA | 1,300 | $24,000 | 0.0% | $18.46 | $18.46 | — | COM | 09248X100 |
| — | MIMVI INC | 200,000 | $24,000 | 0.0% | $0.12 | $0.08 | — | COM | 60249A102 |
| — | BROCADE COMMUNS SYS NEW | 2,800 | $23,000 | 0.0% | $8.21 | $5.71 | — | COM | 111621306 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 275 | $23,000 | 0.0% | $83.64 * | $39.63 | +4.6% | COM | 81369Y506 |
| IWF | ISHARES TR RUSSELL 1000 GROWTH ETF | 300 | $23,000 | 0.0% | $76.67 * | $18.32 | +6.7% | COM | 464287614 |
| — | ISHARES MSCI JPN ETF JAPAN | 1,850 | $22,000 | 0.0% | $11.89 | $11.35 | — | COM | 464286848 |
| — | INVESTORS BANCORP INC | 1,000 | $22,000 | 0.0% | $22.00 | $21.00 | — | COM | 46146P102 |
| TROW | ROWE T PRICE GROUP INC | 300 | $22,000 | 0.0% | $73.33 * | $47.69 | -2.8% | COM | 74144T108 |
| — | AVEO PHARMACEUTICALS INC | 10,700 | $22,000 | 0.0% | $2.06 | $2.52 | — | COM | 053588109 |
| — | MEADWESTVACO CORPORATION | 555 | $21,000 | 0.0% | $37.84 | $37.84 | — | COM | 583334107 |
| PRU | PRUDENTIAL FINANCIAL INC | 275 | $21,000 | 0.0% | $76.36 * | $38.68 | +21.3% | COM | 744320102 |
| — | NABORS INDUSTRIES LTD F | 1,250 | $20,000 | 0.0% | $16.00 | $16.00 | — | COM | G6359F103 |
| NEM | NEWMONT MINING CORP | 706 | $20,000 | 0.0% | $28.33 * | $25.22 | -14.6% | COM | 651639106 |
| — | FUSION-IO INC | 1,500 | $20,000 | 0.0% | $13.33 | $13.33 | — | COM | 36112J107 |
| — | VIACOM INC CL B NEW | 229 | $19,000 | 0.0% | $82.97 | $69.87 | — | COM | 92553P201 |
| — | INERGY MIDSTREAM LP | 864 | $19,000 | 0.0% | $21.99 | $21.99 | — | COM | 45671U106 |
| — | LEUCADIA NATIONAL CORP | 700 | $19,000 | 0.0% | $27.14 | $25.71 | — | COM | 527288104 |
| VFH | VANGUARD FINANCIALS | 465 | $19,000 | 0.0% | $40.86 | $39.55 | +3.2% | COM | 92204A405 |
| SCHH | SCH US REIT ETF | 600 | $19,000 | 0.0% | $31.67 * | $16.33 | -5.4% | COM | 808524847 |
| — | VIACOM INC CL A NEW | 221 | $19,000 | 0.0% | $85.97 | $71.52 | — | COM | 92553P102 |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | 416 | $19,000 | 0.0% | $45.67 | $45.67 | — | COM | 864482104 |
| — | ROYAL DUTCH SHELL A ADR | 275 | $18,000 | 0.0% | $65.45 | $65.45 | — | ADR | 780259206 |
| EXC | EXELON CORPORATION | 606 | $18,000 | 0.0% | $29.70 * | $15.41 | -11.6% | COM | 30161N101 |
| — | DUNKIN BRANDS GROUP INC | 400 | $18,000 | 0.0% | $45.00 | $42.50 | — | COM | 265504100 |
| — | KOREA FUND INC NEW | 450 | $17,000 | 0.0% | $37.78 | $33.33 | — | COM | 500634209 |
| HOLX | HOLOGIC INC | 832 | $17,000 | 0.0% | $20.43 | $20.89 | -1.1% | COM | 436440101 |
| CNP | CENTERPOINT ENERGY INC | 670 | $16,000 | 0.0% | $23.88 * | $15.27 | +2.2% | COM | 15189T107 |
| WM | WASTE MANAGEMENT INC DEL | 376 | $16,000 | 0.0% | $42.55 * | $30.75 | +3.7% | COM | 94106L109 |
| — | SIRIUS XM RADIO INC | 3,776 | $15,000 | 0.0% | $3.97 | $3.57 | — | COM | 82967N108 |
| MET | METLIFE INC | 324 | $15,000 | 0.0% | $46.30 * | $24.43 | +14.7% | COM | 59156R108 |
| — | PEPCO HOLDINGS INC | 800 | $15,000 | 0.0% | $18.75 | $20.00 | — | COM | 713291102 |
| C | CITIGROUP INC NEW | 304 | $15,000 | 0.0% | $49.34 * | $35.76 | +0.9% | COM | 172967424 |
| WHR | WHIRLPOOL CORP | 100 | $15,000 | 0.0% | $150.00 * | $121.27 | +20.8% | COM | 963320106 |
| DB | DEUTSCHE BANK NEW FREGISTERED SHARES | 300 | $14,000 | 0.0% | $46.67 * | $31.60 | +1.4% | COM | D18190898 |
| — | AMERICAN CAPITAL LTD | 962 | $13,000 | 0.0% | $13.51 | $12.47 | — | COM | 02503Y103 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 2,000 | $13,000 | 0.0% | $6.50 | $3.52 | +84.9% | ADR | 654902204 |
| HSIC | SCHEIN HENRY INC | 125 | $13,000 | 0.0% | $104.00 * | $36.66 | +11.0% | COM | 806407102 |
| XXCHNXX | CHINA FUND INC | 580 | $13,000 | 0.0% | $22.41 | $20.69 | — | COM | 169373107 |
| GFF | GRIFFON CORP | 1,000 | $13,000 | 0.0% | $13.00 * | $7.76 | +14.6% | COM | 398433102 |
| — | TIVO INC | 1,000 | $12,000 | 0.0% | $12.00 | $12.00 | — | COM | 888706108 |
| — | NUVEEN NY AMT FREE MUNI INCOME FUND | 1,000 | $12,000 | 0.0% | $12.00 | $12.00 | — | COM | 670656107 |
| — | ANNALY CAPITAL MGMT REIT | 1,050 | $12,000 | 0.0% | $11.43 | $12.73 | — | COM | 035710409 |
| — | EATON VANCE ENHANCED EQT | 1,000 | $12,000 | 0.0% | $12.00 | $12.00 | — | COM | 278274105 |
| — | WISCONSIN EGY CP HLDG CO | 294 | $12,000 | 0.0% | $40.82 | $40.82 | — | COM | 976657106 |
| WMB | WILLIAMS COMPANIES | 325 | $12,000 | 0.0% | $36.92 * | $18.03 | +2.8% | COM | 969457100 |
| — | MARIN SOFTWARE INC | 941 | $12,000 | 0.0% | $12.75 | $10.53 | — | COM | 56804T106 |
| RHI | ROBERT HALF INTL | 300 | $12,000 | 0.0% | $40.00 * | $34.44 | +13.3% | COM | 770323103 |
| — | CAPITAL PRODUCT PTNR LPF | 1,300 | $12,000 | 0.0% | $9.23 | $9.23 | — | COM | Y11082107 |
| — | DISCOVER FINANCIAL SVCS | 229 | $12,000 | 0.0% | $52.40 | $48.03 | — | COM | 254709108 |
| — | CBS CORPORATION CL A NEW | 200 | $11,000 | 0.0% | $55.00 | $50.00 | — | COM | 19041P105 |
| — | CBS CORPORATION CL B NEW | 200 | $11,000 | 0.0% | $55.00 | $50.00 | — | COM | 124857202 |
| — | CYTOMEDIX INC NEW | 27,000 | $11,000 | 0.0% | $0.41 | $0.44 | — | COM | 23283B204 |
| — | CORONADO BIOSCIENCES INC | 1,500 | $11,000 | 0.0% | $7.33 | $8.71 | — | COM | 21976U109 |
| — | FIRST TR STRTGC HI NEW | 656 | $10,000 | 0.0% | $15.24 | $15.24 | — | COM | 337353304 |
| XEVMX | EATON VANCE CALIFORNIA MUNI BOND FUND | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | COM | 27828A100 |
| NMR | NOMURA HOLDINGS NEW ADR | 1,300 | $10,000 | 0.0% | $7.69 | $7.81 | -0.0% | ADR | 65535H208 |
| TSLA | TESLA MOTORS INC | 50 | $10,000 | 0.0% | $200.00 * | $5.02 | +156.9% | COM | 88160R101 |
| STWD | STARWOOD PPTY TRUST INC | 400 | $10,000 | 0.0% | $25.00 | $25.00 | — | COM | 85571B105 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $10,000 | 0.0% | $13.33 * | $13.02 | -1.9% | COM | 184499101 |
| HAL | HALLIBURTON CO HLDG CO | 191 | $9,000 | 0.0% | $47.12 * | $37.32 | +3.0% | COM | 406216101 |
| OTTR | OTTER TAIL CORPORATION | 319 | $9,000 | 0.0% | $28.21 * | $19.62 | -4.9% | COM | 689648103 |
| NWSA | NEWS CORP NEW CL A | 537 | $9,000 | 0.0% | $16.76 * | $13.63 | +3.5% | COM | 65249B109 |
| — | ALCOA INC | 1,056 | $9,000 | 0.0% | $8.52 | $7.88 | — | COM | 013817101 |
| SRE | SEMPRA ENERGY | 100 | $9,000 | 0.0% | $90.00 * | $27.60 | +6.6% | COM | 816851109 |
| GNRC | GENERAC HOLDINGS INC | 200 | $9,000 | 0.0% | $45.00 * | $32.90 | +29.6% | COM | 368736104 |
| ARCC | ARES CAPITAL CORP | 490 | $8,000 | 0.0% | $16.33 * | $5.23 | +3.1% | COM | 04010L103 |
| — | INVESCO MORTGAGE CAPITAL | 500 | $8,000 | 0.0% | $16.00 | $17.00 | — | COM | 46131B100 |
| — | EXIDE TECHNOLOGIES NEW | 20,000 | $8,000 | 0.0% | $0.40 | $0.15 | — | COM | 302051206 |
| VNQ | VANGUARD REIT | 112 | $7,000 | 0.0% | $62.50 * | $72.65 | -9.0% | COM | 922908553 |
| TGT | TARGET CORPORATION | 110 | $7,000 | 0.0% | $63.64 * | $47.95 | -7.2% | COM | 87612E106 |
| — | MFA FINANCIAL INC REIT | 900 | $7,000 | 0.0% | $7.78 | $8.89 | — | COM | 55272X102 |
| ETR | ENTERGY CORP NEW | 100 | $6,000 | 0.0% | $60.00 * | $20.57 | -6.5% | COM | 29364G103 |
| — | PENN VIRGINIA CORP | 950 | $6,000 | 0.0% | $6.32 | $4.21 | — | COM | 707882106 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 58 | $6,000 | 0.0% | $103.45 * | $95.50 | +11.6% | COM | 464287655 |
| — | BLUCORA INC | 265 | $6,000 | 0.0% | $22.64 | $18.87 | — | COM | 095229100 |
| PPL | PPL CORPORATION | 200 | $6,000 | 0.0% | $30.00 * | $16.36 | +0.1% | COM | 69351T106 |
| AEP | AMER ELECTRIC PWR CO INC | 140 | $6,000 | 0.0% | $42.86 * | $30.44 | -8.3% | COM | 025537101 |
| — | ZIOPHARM ONCOLOGY | 1,500 | $6,000 | 0.0% | $4.00 | $2.00 | — | COM | 98973P101 |
| — | PROSHS ULTRASHRT ETF NEWULTRASHORT S&P 500 | 161 | $6,000 | 0.0% | $37.27 | $41.96 | — | COM | 74347B300 |
| — | UNILEVER N V NY SHS NEWFN Y REGISTRY SHARES 1 NEW YORK S | 150 | $6,000 | 0.0% | $40.00 | $40.00 | — | COM | 904784709 |
| GS | GOLDMAN SACHS GROUP INC | 35 | $6,000 | 0.0% | $171.43 * | $120.06 | +4.3% | COM | 38141G104 |
| — | MARLIN MIDSTREAM PTNS | 300 | $5,000 | 0.0% | $16.67 | $16.67 | — | COM | 57118V100 |
| SHOO | MADDEN STEVEN LTD WITH STOCK SPLIT SHARES | 100 | $5,000 | 0.0% | $50.00 * | $18.10 | +14.1% | COM | 556269108 |
| SCHA | SCHW US SCAP ETF | 110 | $5,000 | 0.0% | $45.45 * | $11.75 | +2.6% | COM | 808524607 |
| A | AGILENT TECHNOLOGIES INC | 100 | $5,000 | 0.0% | $50.00 * | $27.97 | +18.6% | COM | 00846U101 |
| — | DIAMOND OFFSHR DRILLING | 80 | $5,000 | 0.0% | $62.50 | $62.50 | — | COM | 25271C102 |
| — | SUNTRUST BANKS INC | 152 | $5,000 | 0.0% | $32.89 | $32.89 | — | COM | 867914103 |
| — | ANADARKO PETROLEUM CORP | 53 | $5,000 | 0.0% | $94.34 | $98.26 | — | COM | 032511107 |
| KMB | KIMBERLY-CLARK CORP | 50 | $5,000 | 0.0% | $100.00 * | $63.06 | -5.0% | COM | 494368103 |
| — | TCW STRATEGIC INCM FUND | 869 | $5,000 | 0.0% | $5.75 | $5.75 | — | COM | 872340104 |
| — | ZYNGA INC | 1,214 | $4,000 | 0.0% | $3.29 | $2.47 | — | COM | 98986T108 |
| SLB | SCHLUMBERGER LTD F | 50 | $4,000 | 0.0% | $80.00 * | $52.90 | +20.2% | COM | 806857108 |
| — | NORTHEAST UTILITIES | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | COM | 664397106 |
| — | EQUINIX INC NEW | 22 | $4,000 | 0.0% | $181.82 | $161.16 | — | COM | 29444U502 |
| — | NUVEEN N J PREM INCM MUN | 300 | $4,000 | 0.0% | $13.33 | $13.33 | — | COM | 67101N106 |
| UNH | UNITEDHEALTH GROUP INC | 54 | $4,000 | 0.0% | $74.07 * | $50.75 | +15.9% | COM | 91324P102 |
| HE | HAWAIIAN ELEC INDUSTRIES | 150 | $4,000 | 0.0% | $26.67 * | $26.62 | -5.7% | COM | 419870100 |
| ADP | AUTO DATA PROCESSING | 50 | $4,000 | 0.0% | $80.00 * | $45.09 | +7.7% | COM | 053015103 |
| MAGP | MAGPLANE TECHNOLOGY INC | 1,000,000 | $4,000 | 0.0% | $0.00 | $0.00 | — | COM | 559773106 |
| SCCO | SOUTHERN COPPER CORP | 127 | $3,000 | 0.0% | $23.62 * | $20.45 | -14.5% | COM | 84265V105 |
| EMN | EASTMAN CHEMICAL CO | 42 | $3,000 | 0.0% | $71.43 * | $53.06 | +1.5% | COM | 277432100 |
| DNN | DENISON MINES CORP F | 3,000 | $3,000 | 0.0% | $1.00 * | $1.23 | -11.9% | COM | 248356107 |
| — | TE CONNECTIVITY LTD F | 60 | $3,000 | 0.0% | $50.00 | $50.00 | — | COM | H84989104 |
| — | ALLERGAN INC | 34 | $3,000 | 0.0% | $88.24 | $88.24 | — | COM | 018490102 |
| MGM | MGM RESORTS INTL | 150 | $3,000 | 0.0% | $20.00 * | $13.35 | +44.6% | COM | 552953101 |
| NKE | NIKE INC CLASS B | 42 | $3,000 | 0.0% | $71.43 * | $26.53 | +17.4% | COM | 654106103 |
| EBAY | EBAY INC | 50 | $3,000 | 0.0% | $60.00 * | $20.18 | +3.5% | COM | 278642103 |
| ACM | AECOM TECHNOLOGY CORP | 80 | $3,000 | 0.0% | $37.50 * | $29.07 | +3.4% | COM | 00766T100 |
| — | MARATHON OIL CORP | 70 | $2,000 | 0.0% | $28.57 | $28.57 | — | COM | 565849106 |
| BIIB | BIOGEN IDEC INC | 10 | $2,000 | 0.0% | $200.00 * | $213.68 | +12.7% | COM | 09062X103 |
| — | MEDIVATION INC | 40 | $2,000 | 0.0% | $50.00 | $50.00 | — | COM | 58501N101 |
| — | SILVER BAY RLTY TR CORP | 146 | $2,000 | 0.0% | $13.70 | $13.70 | — | COM | 82735Q102 |
| CIG | CIA ENER DE MINAS ADR | 250 | $2,000 | 0.0% | $8.00 * | $8.71 | -0.8% | ADR | 204409601 |
| — | ORBITAL SCIENCES CORP | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 685564106 |
| — | APOLLO INVESTMENT CORP | 250 | $2,000 | 0.0% | $8.00 | $8.00 | — | COM | 03761U106 |
| IFUS | IMPACT FUSION INTL INC | 200,000 | $2,000 | 0.0% | $0.01 | $0.01 | -16.7% | COM | 45257G109 |
| KBR | KBR INC | 60 | $2,000 | 0.0% | $33.33 * | $26.54 | +2.9% | COM | 48242W106 |
| USB | U S BANCORP DEL NEW | 50 | $2,000 | 0.0% | $40.00 * | $22.41 | +7.9% | COM | 902973304 |
| XYL | XYLEM INC | 65 | $2,000 | 0.0% | $30.77 * | $23.44 | +1.9% | COM | 98419M100 |
| NRG | NRG ENERGY INC NEW | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | +2.2% | COM | 629377508 |
| HIG | HARTFORD FINL SVCS GRP | 55 | $2,000 | 0.0% | $36.36 * | $22.20 | +8.7% | COM | 416515104 |
| CSX | C S X CORP | 65 | $2,000 | 0.0% | $30.77 * | $6.66 | +5.7% | COM | 126408103 |
| FCX | FREEPORT MCMORAN COPPER | 50 | $2,000 | 0.0% | $40.00 * | $24.45 | +13.8% | COM | 35671D857 |
| MPC | MARATHON PETE CORP | 25 | $2,000 | 0.0% | $80.00 * | $27.55 | -18.8% | COM | 56585A102 |
| — | COVIDIEN PLC NEW F | 26 | $2,000 | 0.0% | $76.92 | $76.92 | — | COM | G2554F113 |
| VALE | VALE SA ADR | 100 | $2,000 | 0.0% | $20.00 * | $15.70 | -0.6% | ADR | 91912E105 |
| — | EV TAX MAN GLB DIV EQTY | 160 | $2,000 | 0.0% | $12.50 | $12.50 | — | COM | 27829F108 |
| — | VOCERA COMMUNICATIONS | 80 | $1,000 | 0.0% | $12.50 | $12.50 | — | COM | 92857F107 |
| — | MOTORS LIQ CO GUC TRUST | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | COM | 62010U101 |
| AMT | AMERICAN TOWER CORP REIT | 19 | $1,000 | 0.0% | $52.63 * | $59.51 | -6.2% | COM | 03027X100 |
| AMGN | AMGEN INCORPORATED | 12 | $1,000 | 0.0% | $83.33 * | $73.34 | +8.6% | COM | 031162100 |
| — | UNITED STATES STEEL CORP | 65 | $1,000 | 0.0% | $15.38 | $15.38 | — | COM | 912909108 |
| — | CHESAPEAKE ENERGY CORP | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | COM | 165167107 |
| MMM | 3M COMPANY | 11 | $1,000 | 0.0% | $90.91 * | $61.26 | +10.9% | COM | 88579Y101 |
| — | WSTRN ASSET EMERGE MKT IEMERGING MARKETS INCOME FUND | 99 | $1,000 | 0.0% | $10.10 | $10.10 | — | COM | 95766E103 |
| — | HERTZ GLOBAL HLDGS INC | 45 | $1,000 | 0.0% | $22.22 | $22.22 | — | COM | 42805T105 |
| OXY | OCCIDENTAL PETE CORP | 10 | $1,000 | 0.0% | $100.00 * | $57.83 | +7.4% | COM | 674599105 |
| BWEN | BROADWIND ENERGY NEW | 112 | $1,000 | 0.0% | $8.93 * | $4.37 | +79.5% | COM | 11161T207 |
| — | FRONTIER COMMUNICATIONS | 203 | $1,000 | 0.0% | $4.93 | $4.93 | — | COM | 35906A108 |
| MCD | MC DONALDS CORP | 9 | $1,000 | 0.0% | $111.11 * | $71.80 | -2.6% | COM | 580135101 |
| — | DWS HIGH INCOME TR NEW SHS BEN INT | 93 | $1,000 | 0.0% | $10.75 | $10.75 | — | COM | 23337C208 |
| FDX | FEDEX CORPORATION | 7 | $1,000 | 0.0% | $142.86 * | $81.95 | +17.9% | COM | 31428X106 |
| — | SUNEDISON INC | 100 | $1,000 | 0.0% | $10.00 | $8.38 | — | COM | 86732Y109 |
| — | BED BATH & BEYOND | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | COM | 075896100 |
| CWGL | CRIMSON WINE GROUP | 70 | $1,000 | 0.0% | $14.29 * | $8.92 | +7.0% | COM | 22662X100 |
| VEOEY | VEOLIA ENVIRON ADR | 42 | $1,000 | 0.0% | $23.81 * | $12.69 | +34.9% | ADR | 92334N103 |
| — | ARCELOR MITTAL NY NEW FNEW YORK REGISTERED | 53 | $1,000 | 0.0% | $18.87 | $18.87 | — | COM | 03938L104 |
| — | MARKET VECTORS ETF TRUSTGOLD MINERS FUND | 30 | $1,000 | 0.0% | $33.33 | $24.52 | — | COM | 57060U100 |
| — | DIANA CONTAINERSHIP F | 135 | $1,000 | 0.0% | $7.41 | $7.41 | — | COM | Y2069P101 |
| — | DENDREON CORP | 200 | $1,000 | 0.0% | $5.00 | $5.00 | — | COM | 24823Q107 |
| FNMA | FANNIE MAE | 450 | $1,000 | 0.0% | $2.22 * | $1.38 | -4.8% | COM | 313586109 |
| TELFY | TELEFONICA S A SPON ADR | 42 | $1,000 | 0.0% | $23.81 * | $13.85 | +11.8% | ADR | 879382208 |
| SCHW | THE CHARLES SCHWAB CORP | 32 | $1,000 | 0.0% | $31.25 * | $15.92 | +14.9% | COM | 808513105 |
| — | BAKERS FOOTWEAR GROUP | 6,500 | $0 | 0.0% | $0.00 | — | — | COM | 57465106 |
| — | OCLARO INC NEW | 6 | $0 | 0.0% | $0.00 | — | — | COM | 67555N206 |
| — | AIRSPAN NETWORKS INC NEW | 4 | $0 | 0.0% | $0.00 | — | — | COM | 00950H300 |
| — | COMMUN INTELLIGENCE NEW | 1,000 | $0 | 0.0% | $0.00 | — | — | COM | 20338K106 |
| — | NOVACOPPER INC F | 16 | $0 | 0.0% | $0.00 | — | — | COM | 66988K102 |
| — | OCEAN RIG UDW INC F | 2 | $0 | 0.0% | $0.00 | — | — | COM | Y64354205 |
| — | SANOFI 20RTSFRIGHTS EXP 12/31/20 | 34 | $0 | 0.0% | $0.00 | — | — | COM | 80105N113 |
| — | MALLINCKRODT PUB F | 3 | $0 | 0.0% | $0.00 | — | — | COM | G5785G107 |
| — | SAUER ENERGY INC | 1,200 | $0 | 0.0% | $0.00 | — | — | COM | 804136109 |
| — | NATL BK GREECE NEW ADR FSPONSORED ADR | 50 | $0 | 0.0% | $0.00 | — | — | ADR | 633643705 |
| NG | NOVAGOLD RES INC NEW F | 100 | $0 | 0.0% | $0.00 | $2.49 | -6.9% | COM | 66987E206 |
| — | ECHO THERAPEUTICS NEW | 100 | $0 | 0.0% | $0.00 | — | — | COM | 27876L206 |
| — | PROSH ULTRASHRT REAL NEWREAL ESTATE | 20 | $0 | 0.0% | $0.00 | — | — | COM | 74348A871 |
| — | OHR PHARMACEUTICAL NEW | 1 | $0 | 0.0% | $0.00 | — | — | COM | 67778H200 |