Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: Apr 8, 2014
Total Value: $239M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MRK | MERCK & CO INC NEW | 229,068 | $13M | 5.4% | $56.77 * | $30.36 | +24.0% | COM | 58933Y105 |
| T | A T & T INC NEW | 337,686 | $11.84M | 5.0% | $35.07 * | $11.16 | +2.7% | COM | 00206R102 |
| — | GENERAL ELECTRIC COMPANY | 453,862 | $11.75M | 4.9% | $25.89 | $23.68 | — | COM | 369604103 |
| O | REALTY INCOME CORP REIT | 273,232 | $11.16M | 4.7% | $40.86 * | $22.70 | +0.6% | COM | 756109104 |
| INTC | INTEL CORP | 377,557 | $9.745M | 4.1% | $25.81 * | $17.52 | +10.6% | COM | 458140100 |
| — | E M C CORP MASS | 346,292 | $9.488M | 4.0% | $27.40 | $23.95 | — | COM | 268648102 |
| CAG | CONAGRA FOODS INC | 301,221 | $9.347M | 3.9% | $31.03 * | $16.42 | -1.5% | COM | 205887102 |
| BP | BP PLC ADR | 184,106 | $8.855M | 3.7% | $48.10 | $42.61 | +12.9% | ADR | 055622104 |
| PCG | P G & E CORP | 197,990 | $8.553M | 3.6% | $43.20 * | $36.92 | +2.8% | COM | 69331C108 |
| SO | THE SOUTHERN COMPANY | 187,935 | $8.258M | 3.5% | $43.94 * | $25.22 | +5.5% | COM | 842587107 |
| GD | GENERAL DYNAMICS CORP | 73,702 | $8.028M | 3.4% | $108.93 * | $56.44 | +49.4% | COM | 369550108 |
| — | WILLIAMS PARTNERS LP | 154,753 | $7.883M | 3.3% | $50.94 | $50.85 | — | COM | 96950F104 |
| RIG | TRANSOCEAN INC NEW F | 174,721 | $7.223M | 3.0% | $41.34 | $48.42 | -14.6% | COM | H8817H100 |
| JNJ | JOHNSON & JOHNSON | 68,619 | $6.74M | 2.8% | $98.22 * | $61.67 | +14.9% | COM | 478160104 |
| PG | PROCTER & GAMBLE | 81,701 | $6.585M | 2.8% | $80.60 * | $55.15 | +5.0% | COM | 742718109 |
| — | WEATHERFORD INTL LTD F | 374,643 | $6.504M | 2.7% | $17.36 | $14.41 | — | COM | H27013103 |
| PM | PHILIP MORRIS INTL INC | 74,920 | $6.134M | 2.6% | $81.87 * | $44.74 | +2.4% | COM | 718172109 |
| QCOM | QUALCOMM INC | 72,357 | $5.706M | 2.4% | $78.86 * | $45.47 | +24.8% | COM | 747525103 |
| — | AETNA INC NEW | 70,142 | $5.259M | 2.2% | $74.98 | $64.05 | — | COM | 00817Y108 |
| KBR | KBR INC | 169,117 | $4.512M | 1.9% | $26.68 * | $27.64 | -18.8% | COM | 48242W106 |
| — | APOLLO COML 8.625% PFDPFD SER A | 155,812 | $3.951M | 1.7% | $25.36 | $25.36 | — | COM | 03762U402 |
| ACRE | ARES COML REAL ESTATE | 266,603 | $3.575M | 1.5% | $13.41 | $13.15 | — | COM | 04013V108 |
| ETN | EATON CORP PLC F | 43,321 | $3.254M | 1.4% | $75.11 * | $48.21 | +17.6% | COM | G29183103 |
| — | EATON VANCE FL RT IN TR | 166,459 | $2.613M | 1.1% | $15.70 | $15.75 | — | COM | 278279104 |
| XOM | EXXON MOBIL CORPORATION | 26,162 | $2.556M | 1.1% | $97.70 * | $53.70 | +11.1% | COM | 30231G102 |
| AAPL | APPLE INC | 4,671 | $2.507M | 1.0% | $536.72 * | $14.89 | +12.5% | COM | 037833100 |
| — | UNITED TECHNOLOGIES CORP | 16,691 | $1.95M | 0.8% | $116.83 | $93.64 | — | COM | 913017109 |
| CVX | CHEVRON CORPORATION | 14,485 | $1.722M | 0.7% | $118.88 * | $71.51 | +1.0% | COM | 166764100 |
| ABBV | ABBVIE INC | 32,319 | $1.661M | 0.7% | $51.39 * | $27.46 | +16.7% | COM | 00287Y109 |
| MSFT | MICROSOFT CORP | 36,906 | $1.513M | 0.6% | $41.00 * | $26.95 | +27.1% | COM | 594918104 |
| — | XEROX CORP | 125,496 | $1.418M | 0.6% | $11.30 | $11.30 | — | COM | 984121103 |
| BA | BOEING CO | 9,775 | $1.267M | 0.5% | $129.62 * | $96.11 | +12.2% | COM | 097023105 |
| BAC | BANK OF AMERICA CORP | 70,781 | $1.217M | 0.5% | $17.19 * | $12.32 | +10.1% | COM | 060505104 |
| — | ISHARES MORTGAGE REAL ESTATE CAPPED ETF | 97,445 | $1.195M | 0.5% | $12.26 | $11.72 | — | COM | 464288539 |
| — | DOW CHEMICAL COMPANY | 24,553 | $1.193M | 0.5% | $48.59 | $36.28 | — | COM | 260543103 |
| — | NUVEEN PFD INC OPPTY FD | 127,992 | $1.189M | 0.5% | $9.29 | $8.90 | — | COM | 67073B106 |
| — | RAYTHEON COMPANY NEW | 11,260 | $1.112M | 0.5% | $98.76 | $66.44 | — | COM | 755111507 |
| VZ | VERIZON COMMUNICATIONS | 22,887 | $1.089M | 0.5% | $47.58 * | $27.02 | -3.6% | COM | 92343V104 |
| JPM | JPMORGAN CHASE & CO | 16,362 | $993K | 0.4% | $60.69 * | $36.24 | +22.0% | COM | 46625H100 |
| — | SCE TRUST I 5.625% PFDPFD | 43,448 | $988K | 0.4% | $22.74 | $22.74 | — | COM | 78406T201 |
| — | SANTA CRUZ COUNTY BANK CALIFORNIA | 50,000 | $950K | 0.4% | $19.00 | $17.70 | — | COM | 801827106 |
| WFC | WELLS FARGO & CO NEW | 18,229 | $907K | 0.4% | $49.76 * | $28.48 | +25.6% | COM | 949746101 |
| — | WILLBROS GROUP INC DE | 60,000 | $757K | 0.3% | $12.62 | $12.62 | — | COM | 969203108 |
| — | GOOGLE INC CLASS A TRADES WITH DUE BILLS | 638 | $711K | 0.3% | $1114.42 | $973.85 | — | COM | 38259P508 |
| — | UNITED STATES STEEL CORP | 25,065 | $692K | 0.3% | $27.61 | $27.58 | — | COM | 912909108 |
| — | INVESCO SENIOR INCM TR | 136,900 | $687K | 0.3% | $5.02 | $5.02 | — | COM | 46131H107 |
| PMT | PENNYMAC MTG INVT TR | 28,506 | $681K | 0.3% | $23.89 | $25.29 | — | COM | 70931T103 |
| — | NORTHERN TIER ENERGY LP | 25,000 | $643K | 0.3% | $25.72 | $25.72 | — | COM | 665826103 |
| — | BARNES & NOBLE INC | 30,000 | $627K | 0.3% | $20.90 | $20.86 | — | COM | 067774109 |
| UBOH | UNITED BANCSHARES OHIO | 40,000 | $627K | 0.3% | $15.68 | $14.87 | — | COM | 909458101 |
| — | APACHE CORP | 7,120 | $591K | 0.2% | $83.01 | $84.32 | — | COM | 037411105 |
| XENWX | EATON VANCE NEW YORK MUNI BOND FUND | 48,500 | $582K | 0.2% | $12.00 | $11.32 | — | COM | 27827Y109 |
| EBAY | EBAY INC | 10,175 | $562K | 0.2% | $55.23 * | $20.48 | +1.0% | COM | 278642103 |
| LXU | L S B INDUSTRIES INC | 15,000 | $561K | 0.2% | $37.40 * | $26.93 | +6.9% | COM | 502160104 |
| — | BLKROCK CR ALLO INCOME TRUST | 40,750 | $551K | 0.2% | $13.52 | $13.41 | — | COM | 092508100 |
| — | WELLS FARGO BANK 8% PFD DUE 12/31/99 | 18,850 | $549K | 0.2% | $29.12 | $29.12 | — | COM | 949746879 |
| COP | CONOCOPHILLIPS | 7,710 | $542K | 0.2% | $70.30 * | $40.40 | +18.8% | COM | 20825C104 |
| ORCL | ORACLE CORPORATION | 13,092 | $536K | 0.2% | $40.94 * | $27.58 | +24.6% | COM | 68389X105 |
| GILD | GILEAD SCIENCES INC | 7,541 | $534K | 0.2% | $70.81 * | $37.11 | +32.7% | COM | 375558103 |
| YUM | YUM BRANDS INC | 6,414 | $484K | 0.2% | $75.46 * | $38.97 | +11.2% | COM | 988498101 |
| — | DEUTSCHE BK C 8.05% PFD DUE 05/09/99 | 16,450 | $452K | 0.2% | $27.48 | $27.48 | — | COM | 25150L108 |
| — | JPM CHASE CAP 6.7% PFD DUE 04/02/40 | 17,525 | $449K | 0.2% | $25.62 | $25.62 | — | COM | 48125E207 |
| — | CVR REFINING | 19,000 | $442K | 0.2% | $23.26 | $22.61 | — | COM | 12663P107 |
| — | INTEGRATED ELECTRICL NEW | 70,000 | $435K | 0.2% | $6.21 | $5.02 | — | COM | 45811E301 |
| — | ARCH COAL INC | 90,000 | $434K | 0.2% | $4.82 | $4.82 | — | COM | 039380100 |
| — | NUVEEN NJ INVT QLTY MUN | 32,318 | $429K | 0.2% | $13.27 | $13.43 | — | COM | 670971100 |
| BHP | BHP BILLITON LTD ADR | 6,218 | $421K | 0.2% | $67.71 * | $62.23 | +3.2% | ADR | 088606108 |
| — | NOVAVAX INC | 84,500 | $383K | 0.2% | $4.53 | $2.67 | — | COM | 670002104 |
| IBM | INTL BUSINESS MACHINES | 1,949 | $375K | 0.2% | $192.41 * | $110.75 | +3.3% | COM | 459200101 |
| PEP | PEPSICO INCORPORATED | 4,462 | $373K | 0.2% | $83.59 * | $56.91 | +3.3% | COM | 713448108 |
| — | NUVEEN N J PREM INCM MUN | 26,855 | $367K | 0.2% | $13.67 | $13.04 | — | COM | 67101N106 |
| AEO | AMERN EAGLE OUTFITRS NEW | 30,000 | $367K | 0.2% | $12.23 * | $10.23 | -14.2% | COM | 02553E106 |
| PST | PROSHS ULTRASHORT 7-10 YEAR TREASUR | 12,500 | $356K | 0.1% | $28.48 | $30.24 | — | COM | 74347R313 |
| — | KKR FINL HLD 8.375% PFD DUE 11/15/41 | 12,800 | $354K | 0.1% | $27.66 | $27.66 | — | COM | 48248A405 |
| — | HEWLETT-PACKARD COMPANY | 10,900 | $353K | 0.1% | $32.39 | $24.68 | — | COM | 428236103 |
| — | APOLLO RESIDENTI 8% PFD DUE 12/31/99 | 14,986 | $351K | 0.1% | $23.42 | $23.42 | — | COM | 03763V201 |
| DAN | DANA HOLDING CORPORATION | 15,000 | $349K | 0.1% | $23.27 * | $16.52 | +12.4% | COM | 235825205 |
| — | BLACKROCK ENER & RES TR | 14,250 | $344K | 0.1% | $24.14 | $24.86 | — | COM | 09250U101 |
| — | MEDTRONIC INC | 5,455 | $336K | 0.1% | $61.59 | $51.96 | — | COM | 585055106 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 2,625 | $328K | 0.1% | $124.95 | $110.02 | +13.6% | COM | 084670702 |
| META | FACEBOOK INC CLASS A | 5,272 | $318K | 0.1% | $60.32 | $28.84 | +107.4% | COM | 30303M102 |
| HBAN | HUNTINGTON BANCSHS INC | 30,175 | $301K | 0.1% | $9.98 * | $5.30 | +20.0% | COM | 446150104 |
| — | OCWEN FINANCIAL CORP NEW | 7,377 | $289K | 0.1% | $39.18 | $39.18 | — | COM | 675746309 |
| — | APOLLO RESIDENTIAL MTG | 17,385 | $282K | 0.1% | $16.22 | $14.62 | — | COM | 03763V102 |
| — | AMERICAN CAPITAL AGENCY REITS | 13,043 | $280K | 0.1% | $21.47 | $21.59 | — | COM | 02503X105 |
| — | INVESCO MORTGAGE CAPITAL | 16,000 | $264K | 0.1% | $16.50 | $14.70 | — | COM | 46131B100 |
| SCHG | SCHW US LCAP GRO ETF | 5,425 | $250K | 0.1% | $46.08 * | $4.90 | +17.3% | COM | 808524300 |
| — | TWITTER INC | 4,860 | $227K | 0.1% | $46.71 | $63.22 | — | COM | 90184L102 |
| KO | COCA COLA COMPANY | 5,857 | $226K | 0.1% | $38.59 * | $27.57 | -3.0% | COM | 191216100 |
| SCHD | SCH US DIV EQUITY ETF | 5,984 | $221K | 0.1% | $36.93 * | $11.07 | +11.0% | COM | 808524797 |
| — | MORGAN STANLEY 0% PFD DUE 07/06/99 | 10,000 | $199K | 0.1% | $19.90 | $19.90 | — | COM | 61747S504 |
| RF | REGIONS FINANCIAL CP NEW | 17,800 | $198K | 0.1% | $11.12 * | $6.68 | +11.9% | COM | 7591EP100 |
| BAX | BAXTER INTERNATIONAL INC | 2,668 | $196K | 0.1% | $73.46 * | $29.22 | +11.5% | COM | 071813109 |
| IHE | ISHARES PHARMACEUTICAL ETF | 1,535 | $195K | 0.1% | $127.04 * | $33.23 | +27.1% | COM | 464288836 |
| CRM | SALESFORCE COM | 3,400 | $194K | 0.1% | $57.06 | $43.70 | +29.1% | COM | 79466L302 |
| — | NEW YORK MTG 7.75% PFDPFD SER B | 8,150 | $186K | 0.1% | $22.82 | $22.82 | — | COM | 649604709 |
| — | CHIMERA INVESTMENT CORP REIT | 60,000 | $184K | 0.1% | $3.07 | $3.07 | — | COM | 16934Q109 |
| — | CORNERSTONE ONDEMAND INC | 3,741 | $179K | 0.1% | $47.85 | $43.04 | — | COM | 21925Y103 |
| — | CALAMOS STRGC TOT RET FD | 15,600 | $173K | 0.1% | $11.09 | $11.09 | — | COM | 128125101 |
| VIG | VANGUARD DIV APPRCIATION | 2,190 | $165K | 0.1% | $75.34 | $67.14 | +12.1% | COM | 921908844 |
| — | TWO HARBORS INVESTMENT | 15,500 | $159K | 0.1% | $10.26 | $9.47 | — | COM | 90187B101 |
| AXP | AMERICAN EXPRESS COMPANY | 1,743 | $157K | 0.1% | $90.07 * | $59.62 | +27.7% | COM | 025816109 |
| NVS | NOVARTIS A G SPON ADR | 1,843 | $157K | 0.1% | $85.19 | $72.61 | +17.1% | ADR | 66987V109 |
| AMZN | AMAZON COM INC | 457 | $154K | 0.1% | $336.98 * | $18.54 | -9.3% | COM | 023135106 |
| IYY | ISHARES TR DOW JONES US ETF | 1,600 | $152K | 0.1% | $95.00 * | $40.56 | +16.9% | COM | 464287846 |
| — | KRAFT FOODS GROUP | 2,699 | $151K | 0.1% | $55.95 | $55.22 | — | COM | 50076Q106 |
| CAT | CATERPILLAR INC | 1,519 | $151K | 0.1% | $99.41 * | $61.56 | +19.4% | COM | 149123101 |
| PFF | ISHARES U S PFD ETF U S PFD STK | 3,850 | $150K | 0.1% | $38.96 | $38.15 | +2.3% | COM | 464288687 |
| — | ENLINK MIDSTREAM PTRS LP | 4,800 | $146K | 0.1% | $30.42 | $30.42 | — | COM | 29336U107 |
| — | FIRST INDEPENDENCE CORP DELAWARE | 11,000 | $143K | 0.1% | $13.00 | $11.56 | — | COM | 32054B103 |
| SCHX | SCHW US LCAP ETF | 3,178 | $142K | 0.1% | $44.68 * | $6.52 | +14.3% | COM | 808524201 |
| SCHB | SCHW US BRD MKT ETF | 3,045 | $139K | 0.1% | $45.65 * | $6.88 | +10.8% | COM | 808524102 |
| ABT | ABBOTT LABORATORIES | 3,569 | $137K | 0.1% | $38.39 * | $28.07 | +9.4% | COM | 002824100 |
| — | VALEANT PHARMA INTL F | 1,000 | $132K | 0.1% | $132.00 | $86.00 | — | COM | 91911K102 |
| DIS | DISNEY WALT CO | 1,644 | $132K | 0.1% | $80.29 * | $56.14 | +28.2% | COM | 254687106 |
| PSX | PHILLIPS 66 | 1,703 | $131K | 0.1% | $76.92 * | $39.48 | +28.0% | COM | 718546104 |
| CMCSA | COMCAST CORP NEW CL A | 2,544 | $127K | 0.1% | $49.92 * | $17.20 | +12.0% | COM | 20030N101 |
| — | BAKER HUGHES INC | 1,950 | $127K | 0.1% | $65.13 | $46.15 | — | COM | 057224107 |
| XNYVX | NUVEEN NY MUNI VAL FD 2 | 9,043 | $126K | 0.1% | $13.93 | $14.00 | — | COM | 670706100 |
| ABBNY | ABB LTD ADR | 4,700 | $121K | 0.1% | $25.74 * | $21.63 | +14.4% | ADR | 000375204 |
| — | SOLARCITY CORP | 1,790 | $112K | 0.0% | $62.57 | $62.57 | — | COM | 83416T100 |
| HD | HOME DEPOT INC | 1,406 | $111K | 0.0% | $78.95 * | $56.05 | +7.4% | COM | 437076102 |
| — | LINKEDIN CORP | 595 | $110K | 0.0% | $184.87 | $184.87 | — | COM | 53578A108 |
| TSLA | TESLA MOTORS INC | 525 | $109K | 0.0% | $207.62 * | $12.60 | +10.3% | COM | 88160R101 |
| MO | ALTRIA GROUP INC | 2,873 | $108K | 0.0% | $37.59 * | $16.28 | +9.4% | COM | 02209S103 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,463 | $107K | 0.0% | $73.14 | $64.72 | +13.3% | COM | 464287168 |
| — | INVESCO VALUE MUNI INCM TRUST | 7,400 | $107K | 0.0% | $14.46 | $14.14 | — | COM | 46132P108 |
| TRV | TRAVELERS COMPANIES INC | 1,228 | $105K | 0.0% | $85.50 * | $63.44 | +3.5% | COM | 89417E109 |
| — | MARKET VECTORS URANIUM + NUCLEAR | 2,031 | $102K | 0.0% | $50.22 | $48.25 | — | COM | 57061R577 |
| AIG | AMERICAN INTL GROUP NEW | 2,035 | $102K | 0.0% | $50.12 * | $32.51 | +17.3% | COM | 026874784 |
| — | ING GROEP N.V 7.05% PFD DUE 12/31/99 | 3,900 | $101K | 0.0% | $25.90 | $25.90 | — | COM | 456837202 |
| — | NUVEEN NY MUNI VALUE FD | 10,486 | $99,000 | 0.0% | $9.44 | $9.24 | — | COM | 67062M105 |
| — | ASHFORD HOSPI 8.45% PFDPFD SER D | 3,850 | $98,000 | 0.0% | $25.45 | $25.45 | — | COM | 044103406 |
| CSCO | CISCO SYSTEMS INC | 4,233 | $95,000 | 0.0% | $22.44 * | $15.29 | +1.5% | COM | 17275R102 |
| CMI | CUMMINS INC | 626 | $93,000 | 0.0% | $148.56 * | $81.53 | +33.5% | COM | 231021106 |
| — | FEDERAL RLTY INVT TR SBIREIT | 800 | $92,000 | 0.0% | $115.00 | $103.75 | — | COM | 313747206 |
| ROK | ROCKWELL AUTOMATION INC | 700 | $87,000 | 0.0% | $124.29 * | $67.20 | +46.8% | COM | 773903109 |
| DVN | DEVON ENERGY CP NEW | 1,295 | $87,000 | 0.0% | $67.18 * | $37.00 | +21.9% | COM | 25179M103 |
| TMO | THERMO FISHER SCIENTIFIC | 709 | $85,000 | 0.0% | $119.89 * | $79.96 | +44.9% | COM | 883556102 |
| ECL | ECOLAB INC | 775 | $84,000 | 0.0% | $108.39 * | $73.48 | +29.2% | COM | 278865100 |
| IYH | ISHARES TR US HEALTHCAREETF | 670 | $82,000 | 0.0% | $122.39 * | $20.12 | +22.3% | COM | 464287762 |
| MS | MORGAN STANLEY | 2,600 | $81,000 | 0.0% | $31.15 * | $17.33 | +32.2% | COM | 617446448 |
| BBY | BEST BUY INC | 3,000 | $79,000 | 0.0% | $26.33 * | $17.92 | -3.0% | COM | 086516101 |
| XLF | SECTOR SPDR FINCL SELECT | 3,500 | $78,000 | 0.0% | $22.29 * | $15.71 | +15.5% | COM | 81369Y605 |
| — | DIRECTV | 1,000 | $76,000 | 0.0% | $76.00 | $62.00 | — | COM | 25490A309 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 408 | $76,000 | 0.0% | $186.27 | $183.53 | +1.9% | COM | 78462F103 |
| MOS | MOSAIC CO NEW | 1,500 | $75,000 | 0.0% | $50.00 * | $36.35 | +8.7% | COM | 61945C103 |
| — | EXPRESS SCRIPTS HLDG CO | 988 | $74,000 | 0.0% | $74.90 | $61.74 | — | COM | 30219G108 |
| — | CELGENE CORP | 520 | $73,000 | 0.0% | $140.38 | $140.38 | — | COM | 151020104 |
| — | BLKRCK MUNIYIELD CA QLTY | 5,000 | $72,000 | 0.0% | $14.40 | $14.28 | — | COM | 09254N103 |
| — | 21ST CENT FOX CL A | 2,256 | $72,000 | 0.0% | $31.91 | $33.69 | — | COM | 90130A101 |
| — | NUVEEN CA AMT FREE MUNI INCOME FUND | 5,400 | $72,000 | 0.0% | $13.33 | $12.26 | — | COM | 670651108 |
| — | GABELLI DIV AND INC TR | 3,200 | $70,000 | 0.0% | $21.88 | $19.69 | — | COM | 36242H104 |
| — | NEW YORK CMNTY BANCORP | 4,316 | $69,000 | 0.0% | $15.99 | $14.13 | — | COM | 649445103 |
| JAZZ | JAZZ PHARMACEUTICAL PLCF | 500 | $69,000 | 0.0% | $138.00 | $150.52 | -7.9% | COM | G50871105 |
| — | ALCATEL LUCENT ADR | 17,613 | $69,000 | 0.0% | $3.92 | $1.82 | — | ADR | 013904305 |
| — | MKT VECTORS OIL SERVICESOIL SERVICES ETF | 1,355 | $68,000 | 0.0% | $50.18 | $50.18 | — | COM | 57060U191 |
| AVB | AVALONBAY CMNTYS INC REIT | 515 | $68,000 | 0.0% | $132.04 * | $87.72 | +1.6% | COM | 053484101 |
| — | RANDGOLD RES LTD ADR | 900 | $68,000 | 0.0% | $75.56 | $64.44 | — | ADR | 752344309 |
| — | POWERSHS QQQ TRUST SER 1 | 760 | $67,000 | 0.0% | $88.16 | $71.05 | — | COM | 73935A104 |
| — | STERLING BANCORP | 5,213 | $66,000 | 0.0% | $12.66 | $13.43 | — | COM | 85917A100 |
| SCHF | SCHW INTL EQ ETF | 2,050 | $65,000 | 0.0% | $31.71 * | $14.63 | +7.6% | COM | 808524805 |
| EWW | ISHARES MSCI MEXICO ETF CAPPED | 1,000 | $64,000 | 0.0% | $64.00 | $62.67 | +2.0% | COM | 464286822 |
| COST | COSTCO WHSL CORP NEW | 568 | $63,000 | 0.0% | $110.92 * | $86.76 | +2.8% | COM | 22160K105 |
| — | POWERSHARES S&P ETF | 1,800 | $61,000 | 0.0% | $33.89 | $31.02 | — | COM | 73937B779 |
| XBNYX | BLACKROCK NY MUN INCM TR | 4,268 | $58,000 | 0.0% | $13.59 | $13.87 | — | COM | 09248L106 |
| — | JP MORGAN EXCH TRADED NTALERIAN MLP | 1,205 | $56,000 | 0.0% | $46.47 | $46.47 | — | COM | 46625H365 |
| — | MARKET VECTORS ETF TRUSTGOLD MINERS FUND | 2,370 | $56,000 | 0.0% | $23.63 | $23.50 | — | COM | 57060U100 |
| PFE | PFIZER INCORPORATED | 1,758 | $56,000 | 0.0% | $31.85 * | $17.11 | +9.1% | COM | 717081103 |
| F | FORD MOTOR COMPANY NEW | 3,608 | $56,000 | 0.0% | $15.52 * | $8.00 | +5.8% | COM | 345370860 |
| — | RIVERBED TECHNOLOGY INC | 2,772 | $55,000 | 0.0% | $19.84 | $15.87 | — | COM | 768573107 |
| DIA | SPDR DOW JONES INDL AVG ETF | 332 | $55,000 | 0.0% | $165.66 | $149.37 | +10.0% | COM | 78467X109 |
| LULU | LULULEMON ATHLETICA INC | 1,010 | $53,000 | 0.0% | $52.48 | $57.75 | -8.9% | COM | 550021109 |
| EWP | ISHARES MSCI SPAIN ETF CAPPED | 1,282 | $52,000 | 0.0% | $40.56 | $39.34 | +3.7% | COM | 464286764 |
| SAN | BANCO SANTANDER SA ADR | 5,240 | $50,000 | 0.0% | $9.54 | $7.38 | +29.8% | ADR | 05964H105 |
| KEY | KEYCORP INC NEW | 3,500 | $50,000 | 0.0% | $14.29 * | $8.56 | +6.6% | COM | 493267108 |
| — | ING GROEP N. 6.125% PFD DUE 09/26/99 | 2,000 | $49,000 | 0.0% | $24.50 | $24.50 | — | COM | 456837509 |
| — | TICC CAPITAL CORP | 5,000 | $49,000 | 0.0% | $9.80 | $9.80 | — | COM | 87244T109 |
| MA | MASTERCARD INC | 650 | $49,000 | 0.0% | $75.38 * | $70.60 | -1.5% | COM | 57636Q104 |
| SVVC | FIRSTHAND TECH VALUE FD | 2,250 | $48,000 | 0.0% | $21.33 * | $19.17 | +22.2% | COM | 33766Y100 |
| CGAU | CENTERRA GOLD INC F | 10,200 | $48,000 | 0.0% | $4.71 * | $3.34 | +15.7% | COM | 152006102 |
| UNP | UNION PACIFIC CORP | 250 | $47,000 | 0.0% | $188.00 * | $57.06 | +26.8% | COM | 907818108 |
| VNO | VORNADO REALTY TRUST REIT | 466 | $46,000 | 0.0% | $98.71 | $83.69 | — | COM | 929042109 |
| VNQ | VANGUARD REIT | 643 | $45,000 | 0.0% | $69.98 | $69.19 | +2.1% | COM | 922908553 |
| SLRC | SOLAR CAPITAL LTD | 2,000 | $44,000 | 0.0% | $22.00 * | $7.36 | +0.6% | COM | 83413U100 |
| — | ALLIQUA INC NEW | 4,930 | $42,000 | 0.0% | $8.52 | $7.30 | — | COM | 019621200 |
| AZN | ASTRAZENECA PLC ADR | 649 | $42,000 | 0.0% | $64.71 | $47.77 | — | ADR | 046353108 |
| OPK | OPKO HEALTH INC | 4,519 | $42,000 | 0.0% | $9.29 | $9.22 | +1.1% | COM | 68375N103 |
| — | INVESCO MTG C 7.75% PFDPFD SER A | 1,750 | $42,000 | 0.0% | $24.00 | $24.00 | — | COM | 46131B209 |
| — | DRESSER RAND GROUP INC | 700 | $41,000 | 0.0% | $58.57 | $60.00 | — | COM | 261608103 |
| — | CONSTANT CONTACT INC | 1,680 | $41,000 | 0.0% | $24.40 | $16.07 | — | COM | 210313102 |
| AWK | AMERICAN WATER WORKS CO | 879 | $40,000 | 0.0% | $45.51 * | $32.01 | +11.9% | COM | 030420103 |
| NSC | NORFOLK SOUTHERN CORP | 405 | $39,000 | 0.0% | $96.30 * | $57.28 | +30.9% | COM | 655844108 |
| — | PIONEER NATURAL RES CO | 200 | $37,000 | 0.0% | $185.00 | $185.00 | — | COM | 723787107 |
| LMT | LOCKHEED MARTIN CORP | 223 | $36,000 | 0.0% | $161.43 * | $71.65 | +65.3% | COM | 539830109 |
| CRL | CHARLES RIVER LABS HLDG | 600 | $36,000 | 0.0% | $60.00 | $42.84 | +40.8% | COM | 159864107 |
| — | ISHARES MSCI ITALY ETF CAPPED | 2,050 | $36,000 | 0.0% | $17.56 | $17.56 | — | COM | 464286855 |
| KIM | KIMCO REALTY CORP REIT | 1,575 | $34,000 | 0.0% | $21.59 * | $12.61 | -1.3% | COM | 49446R109 |
| PRU | PRUDENTIAL FINANCIAL INC | 400 | $34,000 | 0.0% | $85.00 * | $42.69 | +20.8% | COM | 744320102 |
| — | BLACKSTONE GROUP LP | 1,000 | $33,000 | 0.0% | $33.00 | $21.00 | — | COM | 09253U108 |
| LLY | LILLY ELI & COMPANY | 560 | $33,000 | 0.0% | $58.93 * | $42.21 | +11.7% | COM | 532457108 |
| — | THOMPSON CREEK 6.50% DUE 05/15/15 | 2,500 | $32,000 | 0.0% | $12.80 | $12.80 | — | COM | 884768300 |
| — | FNMA 8.25% PFDPFD SER S | 3,075 | $32,000 | 0.0% | $10.41 | $10.41 | — | COM | 313586752 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 252 | $31,000 | 0.0% | $123.02 | $134.66 | -8.2% | COM | 78463V107 |
| — | BLACKSTONE/GSO STRATEGIC | 1,750 | $31,000 | 0.0% | $17.71 | $17.71 | — | COM | 09257R101 |
| — | NABORS INDUSTRIES LTD F | 1,250 | $31,000 | 0.0% | $24.80 | $16.00 | — | COM | G6359F103 |
| XLK | SECTOR SPDR TECH SELECT | 818 | $30,000 | 0.0% | $36.67 * | $15.47 | +17.5% | COM | 81369Y803 |
| — | BROCADE COMMUNS SYS NEW | 2,800 | $30,000 | 0.0% | $10.71 | $5.71 | — | COM | 111621306 |
| DDD | 3 D SYSTEMS CORP | 500 | $30,000 | 0.0% | $60.00 | $70.11 | -15.6% | COM | 88554D205 |
| D | DOMINION RES INC VA NEW | 400 | $28,000 | 0.0% | $70.00 * | $38.70 | +11.9% | COM | 25746U109 |
| — | INVESTORS BANCORP INC | 1,000 | $28,000 | 0.0% | $28.00 | $21.00 | — | COM | 46146P102 |
| — | CRESTWOOD EQUITY LP | 2,000 | $28,000 | 0.0% | $14.00 | $14.00 | — | COM | 226344109 |
| — | COLUMBIA PPTY TR INC | 1,025 | $28,000 | 0.0% | $27.32 | $25.37 | — | COM | 198287203 |
| NFG | NATIONAL FUEL GAS CO | 400 | $28,000 | 0.0% | $70.00 | $60.82 | +15.2% | COM | 636180101 |
| ITW | ILLINOIS TOOL WORKS INC | 347 | $28,000 | 0.0% | $80.69 * | $49.85 | +24.2% | COM | 452308109 |
| — | FNMA 8.25% PFDPFD SER T DUE 12/31/99 | 2,217 | $27,000 | 0.0% | $12.18 | $12.18 | — | COM | 313586737 |
| — | QR ENERGY LP | 1,500 | $27,000 | 0.0% | $18.00 | $17.43 | — | COM | 74734R108 |
| AMGN | AMGEN INCORPORATED | 212 | $26,000 | 0.0% | $122.64 * | $86.13 | +2.8% | COM | 031162100 |
| — | M S EMERGING MKTS DEBT | 2,000 | $26,000 | 0.0% | $13.00 | $13.00 | — | COM | 617477104 |
| — | AMERN CAP AGY CO 8% PFDPFD SER A | 1,000 | $26,000 | 0.0% | $26.00 | $26.00 | — | COM | 02503X204 |
| — | NATIONSTAR MTG HLDGS INC | 815 | $26,000 | 0.0% | $31.90 | $37.00 | — | COM | 63861C109 |
| — | ATLAS ENERGY LP | 600 | $26,000 | 0.0% | $43.33 | $46.67 | — | COM | 04930A104 |
| IWF | ISHARES TR RUSSELL 1000 GROWTH ETF | 300 | $26,000 | 0.0% | $86.67 * | $18.32 | +18.1% | COM | 464287614 |
| NMR | NOMURA HOLDINGS NEW ADR | 3,900 | $25,000 | 0.0% | $6.41 | $6.96 | -7.6% | ADR | 65535H208 |
| DSEEY | DAIWA SECURITIES GP ADR | 2,900 | $25,000 | 0.0% | $8.62 | $9.23 | -6.3% | ADR | 234064301 |
| — | MIDSTATES PETROLEUM CO | 4,500 | $24,000 | 0.0% | $5.33 | $5.46 | — | COM | 59804T100 |
| — | ARIAD PHARMACEUTICALS | 3,000 | $24,000 | 0.0% | $8.00 | $17.67 | — | COM | 04033A100 |
| DUK | DUKE ENERGY CORP NEW | 341 | $24,000 | 0.0% | $70.38 * | $42.66 | +2.7% | COM | 26441C204 |
| — | YAMANA GOLD INC F | 2,600 | $23,000 | 0.0% | $8.85 | $9.62 | — | COM | 98462Y100 |
| — | DUNKIN BRANDS GROUP INC | 450 | $23,000 | 0.0% | $51.11 | $43.46 | — | COM | 265504100 |
| — | DIAMOND OFFSHR DRILLING | 479 | $23,000 | 0.0% | $48.02 | $58.45 | — | COM | 25271C102 |
| — | CASTLIGHT HEALTH INC | 1,000 | $21,000 | 0.0% | $21.00 | $21.00 | — | COM | 14862Q100 |
| XLE | SECTOR SPDR ENGY SELECT | 240 | $21,000 | 0.0% | $87.50 * | $39.63 | +12.4% | COM | 81369Y506 |
| TNET | TRINET GROUP INC | 1,000 | $21,000 | 0.0% | $21.00 | $20.05 | +3.6% | COM | 896288107 |
| — | SIRIUS XM HLDGS INC | 6,650 | $21,000 | 0.0% | $3.16 | $3.45 | — | COM | 82968B103 |
| — | PIMCO HIGH INCOME FUND | 1,688 | $21,000 | 0.0% | $12.44 | $11.85 | — | COM | 722014107 |
| VFH | VANGUARD FINANCIALS | 465 | $21,000 | 0.0% | $45.16 | $39.55 | +15.1% | COM | 92204A405 |
| EXC | EXELON CORPORATION | 611 | $21,000 | 0.0% | $34.37 * | $14.29 | +10.3% | COM | 30161N101 |
| — | LEUCADIA NATIONAL CORP | 700 | $20,000 | 0.0% | $28.57 | $25.71 | — | COM | 527288104 |
| SYNA | SYNAPTICS INC | 335 | $20,000 | 0.0% | $59.70 | $40.39 | +48.6% | COM | 87157D109 |
| — | CRESTWOOD MID LP NEW | 864 | $19,000 | 0.0% | $21.99 | $25.46 | — | COM | 226378107 |
| — | QUESTCOR PHARMACEUTICALS | 300 | $19,000 | 0.0% | $63.33 | $63.33 | — | COM | 74835Y101 |
| — | VIACOM INC CL A NEW | 221 | $19,000 | 0.0% | $85.97 | $71.52 | — | COM | 92553P102 |
| — | VIACOM INC CL B NEW | 229 | $19,000 | 0.0% | $82.97 | $69.87 | — | COM | 92553P201 |
| — | GOLDCORP INC NEW F | 765 | $19,000 | 0.0% | $24.84 | $24.84 | — | COM | 380956409 |
| — | BIOZONE PHARMACEUTICALS | 34,000 | $19,000 | 0.0% | $0.56 | $0.56 | — | COM | 09072E103 |
| — | KOREA FUND INC NEW | 450 | $18,000 | 0.0% | $40.00 | $33.33 | — | COM | 500634209 |
| — | POTBELLY CORP | 1,000 | $18,000 | 0.0% | $18.00 | $24.00 | — | COM | 73754Y100 |
| — | INVESCO QLTY MUN INCM TRSBI | 1,526 | $18,000 | 0.0% | $11.80 | $11.80 | — | COM | 46133G107 |
| — | NQ MOBILE INC ADR | 1,000 | $18,000 | 0.0% | $18.00 | $17.45 | — | ADR | 64118U108 |
| — | ROYAL DUTCH SHELL A ADR | 240 | $18,000 | 0.0% | $75.00 | $65.45 | — | ADR | 780259206 |
| SPH | SUBURBAN PROPANE PRT | 416 | $17,000 | 0.0% | $40.87 | $45.67 | — | COM | 864482104 |
| MET | METLIFE INC | 324 | $17,000 | 0.0% | $52.47 * | $24.43 | +30.5% | COM | 59156R108 |
| — | TESORO CORPORATION | 333 | $17,000 | 0.0% | $51.05 | $51.05 | — | COM | 881609101 |
| VOD | VODAFONE GROUP NEW ADR | 447 | $16,000 | 0.0% | $35.79 * | $38.55 | -4.5% | ADR | 92857W308 |
| — | PEPCO HOLDINGS INC | 800 | $16,000 | 0.0% | $20.00 | $20.00 | — | COM | 713291102 |
| CNP | CENTERPOINT ENERGY INC | 670 | $16,000 | 0.0% | $23.88 * | $15.27 | +2.9% | COM | 15189T107 |
| NEM | NEWMONT MINING CORP | 659 | $15,000 | 0.0% | $22.76 * | $24.61 | -25.9% | COM | 651639106 |
| — | SINGLE TOUCH SYSTEMS INC | 39,000 | $15,000 | 0.0% | $0.38 | $0.54 | — | COM | 82932T107 |
| — | AMERICAN CAPITAL LTD | 962 | $15,000 | 0.0% | $15.59 | $12.47 | — | COM | 02503Y103 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $15,000 | 0.0% | $1.50 | $2.52 | — | COM | 053588109 |
| WHR | WHIRLPOOL CORP | 100 | $15,000 | 0.0% | $150.00 | $121.27 | +23.2% | COM | 963320106 |
| HSIC | SCHEIN HENRY INC | 125 | $15,000 | 0.0% | $120.00 * | $36.66 | +27.7% | COM | 806407102 |
| — | CORONADO BIOSCIENCES INC | 7,500 | $15,000 | 0.0% | $2.00 | $2.88 | — | COM | 21976U109 |
| NOK | NOKIA CORP SPON ADR | 2,000 | $15,000 | 0.0% | $7.50 * | $3.52 | +108.5% | ADR | 654902204 |
| C | CITIGROUP INC NEW | 304 | $14,000 | 0.0% | $46.05 * | $35.76 | -0.9% | COM | 172967424 |
| — | WISCONSIN EGY CP HLDG CO | 294 | $14,000 | 0.0% | $47.62 | $40.82 | — | COM | 976657106 |
| — | CYTOMEDIX INC NEW | 27,000 | $14,000 | 0.0% | $0.52 | $0.44 | — | COM | 23283B204 |
| DB | DEUTSCHE BANK NEW FREGISTERED SHARES | 300 | $13,000 | 0.0% | $43.33 * | $31.60 | -0.9% | COM | D18190898 |
| WMB | WILLIAMS COMPANIES | 325 | $13,000 | 0.0% | $40.00 * | $18.03 | +17.1% | COM | 969457100 |
| — | FUSION-IO INC | 1,250 | $13,000 | 0.0% | $10.40 | $13.33 | — | COM | 36112J107 |
| MCD | MC DONALDS CORP | 134 | $13,000 | 0.0% | $97.01 * | $70.01 | +3.4% | COM | 580135101 |
| — | INFOBLOX | 650 | $13,000 | 0.0% | $20.00 | $20.00 | — | COM | 45672H104 |
| — | NUVEEN NY AMT FREE MUNI INCOME FUND | 1,000 | $13,000 | 0.0% | $13.00 | $12.00 | — | COM | 670656107 |
| — | ALPHA NATURAL RESOURCES | 3,000 | $13,000 | 0.0% | $4.33 | $4.33 | — | COM | 02076X102 |
| SBUX | STARBUCKS CORP | 170 | $12,000 | 0.0% | $70.59 * | $29.29 | -0.7% | COM | 855244109 |
| — | CBS CORPORATION CL A NEW | 200 | $12,000 | 0.0% | $60.00 | $50.00 | — | COM | 19041P105 |
| — | CBS CORPORATION CL B NEW | 200 | $12,000 | 0.0% | $60.00 | $50.00 | — | COM | 124857202 |
| AMD | ADVANCED MICRO DEVICES | 3,000 | $12,000 | 0.0% | $4.00 | $3.81 | +5.3% | COM | 007903107 |
| GFF | GRIFFON CORP | 1,000 | $12,000 | 0.0% | $12.00 * | $7.76 | +9.6% | COM | 398433102 |
| — | BRIDGEPOINT EDUCATION | 792 | $12,000 | 0.0% | $15.15 | $17.68 | — | COM | 10807M105 |
| SCHH | SCH US REIT ETF | 350 | $12,000 | 0.0% | $34.29 * | $16.33 | +1.4% | COM | 808524847 |
| XXCHNXX | CHINA FUND INC | 580 | $12,000 | 0.0% | $20.69 | $20.69 | — | COM | 169373107 |
| — | ISHARES MSCI JPN ETF JAPAN | 1,000 | $11,000 | 0.0% | $11.00 | $11.35 | — | COM | 464286848 |
| KMB | KIMBERLY-CLARK CORP | 100 | $11,000 | 0.0% | $110.00 * | $64.71 | +10.0% | COM | 494368103 |
| — | MYOS CORP NEW | 777 | $11,000 | 0.0% | $14.16 | $14.16 | — | COM | 554051201 |
| XEVMX | EATON VANCE CALIFORNIA MUNI BOND FUND | 1,000 | $11,000 | 0.0% | $11.00 | $10.00 | — | COM | 27828A100 |
| GIS | GENERAL MILLS INC | 200 | $10,000 | 0.0% | $50.00 * | $32.89 | +4.9% | COM | 370334104 |
| ATEN | A10 NETWORKS INC | 667 | $10,000 | 0.0% | $14.99 * | $13.98 | +0.6% | COM | 002121101 |
| WMT | WAL-MART STORES INC | 130 | $10,000 | 0.0% | $76.92 * | $19.98 | +1.5% | COM | 931142103 |
| OTTR | OTTER TAIL CORPORATION | 319 | $10,000 | 0.0% | $31.35 * | $19.62 | +8.2% | COM | 689648103 |
| — | ANNALY CAPITAL MGMT REIT | 850 | $9,000 | 0.0% | $10.59 | $9.99 | — | COM | 035710409 |
| — | GROWLIFE INC | 16,000 | $9,000 | 0.0% | $0.56 | $0.56 | — | COM | 39985X104 |
| NWSA | NEWS CORP NEW CL A | 537 | $9,000 | 0.0% | $16.76 * | $13.63 | +11.0% | COM | 65249B109 |
| ARCC | ARES CAPITAL CORP | 490 | $9,000 | 0.0% | $18.37 * | $5.23 | +10.4% | COM | 04010L103 |
| — | ROYAL BK SCOT 5.75% PFD DUE 09/30/99 | 400 | $9,000 | 0.0% | $22.50 | $22.50 | — | COM | 780097788 |
| TGT | TARGET CORPORATION | 135 | $8,000 | 0.0% | $59.26 * | $46.79 | -8.8% | COM | 87612E106 |
| — | PROSHS ULTRASHT ETF NEW 2X RUSSELL 2000 | 177 | $8,000 | 0.0% | $45.20 | $45.20 | — | COM | 74348A319 |
| — | BARCLAYS BANK IPATH NEW | 189 | $8,000 | 0.0% | $42.33 | $42.33 | — | COM | 06742E711 |
| — | PROSHS ULTRASHRT ETF S&P 500 | 281 | $8,000 | 0.0% | $28.47 | $36.20 | — | COM | 74347B300 |
| — | FNMA 4.75% PFDPFD SER M | 397 | $7,000 | 0.0% | $17.63 | $17.63 | — | COM | 313586836 |
| — | NORTHEAST UTILITIES | 162 | $7,000 | 0.0% | $43.21 | $41.23 | — | COM | 664397106 |
| SLB | SCHLUMBERGER LTD F | 75 | $7,000 | 0.0% | $93.33 * | $57.10 | +23.9% | COM | 806857108 |
| — | CABCO FOR JC 7.625% PFD DUE 03/01/97 | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | COM | 126797208 |
| — | POWERSHS PREFERRED PORTFOLIO ETF | 500 | $7,000 | 0.0% | $14.00 | $13.42 | — | COM | 73936T565 |
| — | EMPIRE RESORTS INC NEW | 1,000 | $7,000 | 0.0% | $7.00 | $7.00 | — | COM | 292052206 |
| NFLX | NETFLIX INC | 20 | $7,000 | 0.0% | $350.00 * | $5.73 | -12.2% | COM | 64110L106 |
| — | MFA FINANCIAL INC REIT | 900 | $7,000 | 0.0% | $7.78 | $8.89 | — | COM | 55272X102 |
| — | ZIOPHARM ONCOLOGY | 1,500 | $7,000 | 0.0% | $4.67 | $2.00 | — | COM | 98973P101 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 58 | $7,000 | 0.0% | $120.69 * | $95.50 | +21.8% | COM | 464287655 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $7,000 | 0.0% | $9.33 * | $13.02 | -31.3% | COM | 184499101 |
| ETR | ENTERGY CORP NEW | 100 | $7,000 | 0.0% | $70.00 * | $20.57 | +1.5% | COM | 29364G103 |
| JJCTF | BARCLAYS BANK IPATH ETN UBS COPPER | 180 | $7,000 | 0.0% | $38.89 | $38.89 | — | COM | 06739F101 |
| SHOO | MADDEN STEVEN LTD | 150 | $6,000 | 0.0% | $40.00 * | $19.07 | +8.6% | COM | 556269108 |
| A | AGILENT TECHNOLOGIES INC | 100 | $6,000 | 0.0% | $60.00 * | $27.97 | +29.7% | COM | 00846U101 |
| GS | GOLDMAN SACHS GROUP INC | 35 | $6,000 | 0.0% | $171.43 * | $120.06 | +8.7% | COM | 38141G104 |
| — | SUNTRUST BANKS INC | 153 | $6,000 | 0.0% | $39.22 | $32.89 | — | COM | 867914103 |
| — | UNILEVER N V NY SHS NEW | 150 | $6,000 | 0.0% | $40.00 | $40.00 | — | COM | 904784709 |
| — | PACIFIC GAS ELEC 6% PFDPFD | 225 | $6,000 | 0.0% | $26.67 | $26.67 | — | COM | 694308602 |
| — | PENNEY J C CO INC | 750 | $6,000 | 0.0% | $8.00 | $8.67 | — | COM | 708160106 |
| — | ECHO THERAPEUTICS NEW | 2,100 | $6,000 | 0.0% | $2.86 | $3.23 | — | COM | 27876L206 |
| — | ZYNGA INC | 1,214 | $5,000 | 0.0% | $4.12 | $2.47 | — | COM | 98986T108 |
| — | BARCLAYS BAN 8.125% PFD 04/11/99 | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | COM | 06739H362 |
| — | CARDICA INC | 5,000 | $5,000 | 0.0% | $1.00 | $1.00 | — | COM | 14141R101 |
| — | CONCHO RESOURCES INC | 40 | $5,000 | 0.0% | $125.00 | $125.00 | — | COM | 20605P101 |
| — | TCW STRATEGIC INCM FUND | 869 | $5,000 | 0.0% | $5.75 | $5.75 | — | COM | 872340104 |
| SCHA | SCHW US SCAP ETF | 85 | $5,000 | 0.0% | $58.82 * | $11.75 | +14.1% | COM | 808524607 |
| — | MARLIN MIDSTREAM PTNS | 300 | $5,000 | 0.0% | $16.67 | $16.67 | — | COM | 57118V100 |
| BMY | BRISTOL-MYERS SQUIBB CO | 75 | $4,000 | 0.0% | $53.33 * | $35.93 | -2.4% | COM | 110122108 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $4,000 | 0.0% | $33.33 * | $30.98 | +5.1% | COM | 78464A888 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 100 | $4,000 | 0.0% | $40.00 | $38.79 | +4.6% | COM | 922042858 |
| — | DUQUESNE LIGH 3.75% PFDPFD | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | COM | 266228303 |
| — | ALLERGAN INC | 34 | $4,000 | 0.0% | $117.65 | $88.24 | — | COM | 018490102 |
| UNH | UNITEDHEALTH GROUP INC | 54 | $4,000 | 0.0% | $74.07 * | $50.75 | +33.7% | COM | 91324P102 |
| DVA | DAVITA HEALTHCARE PTNR | 65 | $4,000 | 0.0% | $61.54 * | $66.44 | +3.6% | COM | 23918K108 |
| — | ANADARKO PETROLEUM CORP | 53 | $4,000 | 0.0% | $75.47 | $98.26 | — | COM | 032511107 |
| ADP | AUTO DATA PROCESSING | 50 | $4,000 | 0.0% | $80.00 * | $45.09 | +16.4% | COM | 053015103 |
| ENB | ENBRIDGE INC F | 82 | $4,000 | 0.0% | $48.78 * | $22.78 | +5.8% | COM | 29250N105 |
| SCCO | SOUTHERN COPPER CORP | 127 | $4,000 | 0.0% | $31.50 * | $20.45 | -7.9% | COM | 84265V105 |
| AAL | AMERICAN AIRLS GROUP INC | 100 | $4,000 | 0.0% | $40.00 * | $32.09 | +7.5% | COM | 02376R102 |
| EMN | EASTMAN CHEMICAL CO | 42 | $4,000 | 0.0% | $95.24 * | $53.06 | +13.3% | COM | 277432100 |
| — | PACIFIC GAS EL 5.5% PFDPFD | 137 | $4,000 | 0.0% | $29.20 | $29.20 | — | COM | 694308305 |
| MGM | MGM RESORTS INTL | 150 | $4,000 | 0.0% | $26.67 * | $13.35 | +82.9% | COM | 552953101 |
| NUE | NUCOR CORP | 60 | $3,000 | 0.0% | $50.00 * | $37.50 | +1.4% | COM | 670346105 |
| BIIB | BIOGEN IDEC INC | 10 | $3,000 | 0.0% | $300.00 | $213.68 | +43.1% | COM | 09062X103 |
| NKE | NIKE INC CLASS B | 42 | $3,000 | 0.0% | $71.43 * | $26.53 | +20.2% | COM | 654106103 |
| OSG | AMBAC FINL GROUP NEW | 100 | $3,000 | 0.0% | $30.00 * | $27.62 | +12.4% | COM | 023139884 |
| — | DEUTSCHE BK CC 7.6% PFD DUE 02/20/99 | 115 | $3,000 | 0.0% | $26.09 | $26.09 | — | COM | 25154A108 |
| — | ROYAL BK SCOT 7.25% PFDPFD SER H | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | COM | 780097879 |
| DAL | DELTA AIR LINES INC NEW | 92 | $3,000 | 0.0% | $32.61 * | $27.96 | +7.8% | COM | 247361702 |
| — | TEEKAY CORP F | 62 | $3,000 | 0.0% | $48.39 | $48.39 | — | COM | Y8564W103 |
| ACM | AECOM TECHNOLOGY CORP | 80 | $3,000 | 0.0% | $37.50 * | $29.07 | +6.4% | COM | 00766T100 |
| — | MEDIVATION INC | 40 | $3,000 | 0.0% | $75.00 | $50.00 | — | COM | 58501N101 |
| — | EQUINIX INC NEW | 14 | $3,000 | 0.0% | $214.29 | $161.16 | — | COM | 29444U502 |
| — | ORBITAL SCIENCES CORP | 100 | $3,000 | 0.0% | $30.00 | $20.00 | — | COM | 685564106 |
| — | PRECISION CASTPARTS CORP | 12 | $3,000 | 0.0% | $250.00 | $250.00 | — | COM | 740189105 |
| — | SOCAL EDISON 4.08% PFDPFD 4.08% | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | COM | 842400202 |
| — | SOCAL EDISON 4.24% PFDPFD 4.24% | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | COM | 842400301 |
| XYL | XYLEM INC | 65 | $2,000 | 0.0% | $30.77 | $23.44 | +33.8% | COM | 98419M100 |
| CME | CME GROUP INC CL A CLASS A | 32 | $2,000 | 0.0% | $62.50 * | $47.34 | -1.4% | COM | 12572Q105 |
| — | INGERSOLL RAND CL A NEWFIRELAND | 42 | $2,000 | 0.0% | $47.62 | $47.62 | — | COM | G47791101 |
| — | THERAVANCE NEW | 80 | $2,000 | 0.0% | $25.00 | $25.00 | — | COM | 88338T104 |
| — | MARATHON OIL CORP | 70 | $2,000 | 0.0% | $28.57 | $28.57 | — | COM | 565849106 |
| CIG | CIA ENER DE MINAS ADR | 326 | $2,000 | 0.0% | $6.13 * | $6.66 | +2.1% | ADR | 204409601 |
| — | EV TAX MAN GLB DIV EQTY | 160 | $2,000 | 0.0% | $12.50 | $12.50 | — | COM | 27829F108 |
| CTRA | CABOT OIL & GAS | 50 | $2,000 | 0.0% | $40.00 * | $26.72 | -8.3% | COM | 127097103 |
| — | ACASTI PHARMA INC FCLASS A SHARES | 1,490 | $2,000 | 0.0% | $1.34 | $1.41 | — | COM | 00430K105 |
| FNMA | FANNIE MAE | 450 | $2,000 | 0.0% | $4.44 * | $2.39 | +62.9% | COM | 313586109 |
| CSX | C S X CORP | 65 | $2,000 | 0.0% | $30.77 * | $6.66 | +20.3% | COM | 126408103 |
| — | SUNEDISON INC | 100 | $2,000 | 0.0% | $20.00 | $8.38 | — | COM | 86732Y109 |
| — | COVIDIEN PLC NEW F | 26 | $2,000 | 0.0% | $76.92 | $76.92 | — | COM | G2554F113 |
| GM | GENERAL MOTORS CO | 59 | $2,000 | 0.0% | $33.90 * | $23.62 | +9.6% | COM | 37045V100 |
| NRG | NRG ENERGY INC NEW | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | +19.9% | COM | 629377508 |
| — | APOLLO INVESTMENT CORP | 250 | $2,000 | 0.0% | $8.00 | $8.00 | — | COM | 03761U106 |
| USB | U S BANCORP DEL NEW | 50 | $2,000 | 0.0% | $40.00 * | $22.41 | +27.9% | COM | 902973304 |
| — | SILVER BAY RLTY TR CORP | 146 | $2,000 | 0.0% | $13.70 | $13.70 | — | COM | 82735Q102 |
| WY | WEYERHAEUSER CO | 80 | $2,000 | 0.0% | $25.00 * | $19.03 | -2.0% | COM | 962166104 |
| — | DIANA CONTAINERSHIP F | 135 | $1,000 | 0.0% | $7.41 | $7.41 | — | COM | Y2069P101 |
| — | DU PONT E I DE NEMOUR&CO | 8 | $1,000 | 0.0% | $125.00 | $52.91 | — | COM | 263534109 |
| — | DENDREON CORP | 200 | $1,000 | 0.0% | $5.00 | $5.00 | — | COM | 24823Q107 |
| VEOEY | VEOLIA ENVIRON ADR | 42 | $1,000 | 0.0% | $23.81 * | $17.63 | +12.8% | ADR | 92334N103 |
| UPS | UNITED PARCEL SERVICE B CLASS B | 8 | $1,000 | 0.0% | $125.00 * | $55.76 | +15.4% | COM | 911312106 |
| — | ALCOA INC | 56 | $1,000 | 0.0% | $17.86 | $7.88 | — | COM | 013817101 |
| — | BED BATH & BEYOND | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | COM | 075896100 |
| CWGL | CRIMSON WINE GROUP | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +5.8% | COM | 22662X100 |
| WM | WASTE MANAGEMENT INC DEL | 16 | $1,000 | 0.0% | $62.50 * | $31.75 | +4.3% | COM | 94106L109 |
| FDX | FEDEX CORPORATION | 7 | $1,000 | 0.0% | $142.86 * | $81.95 | +37.2% | COM | 31428X106 |
| SCHW | THE CHARLES SCHWAB CORP | 32 | $1,000 | 0.0% | $31.25 * | $22.70 | +4.7% | COM | 808513105 |
| — | ARCELOR MITTAL NY REGISTERED | 53 | $1,000 | 0.0% | $18.87 | $18.87 | — | COM | 03938L104 |
| TELFY | TELEFONICA S A SPON ADR | 42 | $1,000 | 0.0% | $23.81 * | $15.67 | +0.7% | ADR | 879382208 |
| — | SAUER ENERGY INC | 1,200 | $1,000 | 0.0% | $0.83 | $0.83 | — | COM | 804136109 |
| OXY | OCCIDENTAL PETE CORP | 10 | $1,000 | 0.0% | $100.00 * | $62.47 | +2.7% | COM | 674599105 |
| — | EXIDE TECHNOLOGIES NEW | 5,000 | $1,000 | 0.0% | $0.20 | $0.15 | — | COM | 302051206 |
| — | FRONTIER COMMUNICATIONS | 203 | $1,000 | 0.0% | $4.93 | $4.93 | — | COM | 35906A108 |
| — | MOTORS LIQ CO GUC TRUST | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | COM | 62010U101 |
| — | VOCERA COMMUNICATIONS | 80 | $1,000 | 0.0% | $12.50 | $12.50 | — | COM | 92857F107 |
| MMM | 3M COMPANY | 10 | $1,000 | 0.0% | $100.00 * | $61.26 | +27.5% | COM | 88579Y101 |
| BWEN | BROADWIND ENERGY NEW | 112 | $1,000 | 0.0% | $8.93 * | $4.37 | +179.5% | COM | 11161T207 |
| IFUS | IMPACT FUSION INTL INC | 200,000 | $1,000 | 0.0% | $0.01 | $0.01 | -32.6% | COM | 45257G109 |
| SAIC | SCIENCE APPLICATIONS | 40 | $1,000 | 0.0% | $25.00 * | $34.76 | +7.6% | COM | 808625107 |
| — | MALLINCKRODT PUB F | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | COM | G5785G107 |
| — | NATL BK GREECE NEW ADR | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ADR | 633643705 |
| NG | NOVAGOLD RES INC NEW F | 100 | $1,000 | 0.0% | $10.00 * | $3.41 | +6.0% | COM | 66987E206 |
| — | HESS CORPORATION | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 42809H107 |