Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: Apr 12, 2017
Total Value: $288M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 109,599 | $15.76M | 5.5% | $143.77 * | $22.02 | +51.0% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 220,655 | $14.56M | 5.1% | $66.01 * | $41.80 | +42.6% | COM | 594918104 |
| GOOGL | ALPHABET INC-CL A | 16,494 | $13.99M | 4.9% | $848.49 * | $37.05 | +13.6% | COM | 02079K305 |
| VZ | VERIZON COMMUNICATIONS INC | 283,113 | $13.82M | 4.8% | $48.83 * | $31.00 | -1.4% | COM | 92343V104 |
| PFE | PFIZER INC | 331,714 | $11.35M | 3.9% | $34.22 * | $18.69 | +18.3% | COM | 717081103 |
| PFF | ISHARES US PREFERRED STOCK E | 279,290 | $10.81M | 3.8% | $38.71 | $38.40 | +0.8% | ETF | 464288687 |
| CSCO | CISCO SYSTEMS INC | 298,110 | $10.08M | 3.5% | $33.81 * | $20.59 | +25.2% | COM | 17275R102 |
| GILD | GILEAD SCIENCES INC | 143,394 | $9.746M | 3.4% | $67.97 * | $53.81 | -8.5% | COM | 375558103 |
| — | GENERAL ELECTRIC CO | 325,649 | $9.711M | 3.4% | $29.82 | $26.11 | — | COM | 369604103 |
| JPM | JPMORGAN CHASE & CO | 106,505 | $9.297M | 3.2% | $87.29 * | $45.08 | +53.9% | COM | 46625H100 |
| JNJ | JOHNSON & JOHNSON | 72,976 | $9.099M | 3.2% | $124.68 * | $66.42 | +47.1% | COM | 478160104 |
| QCOM | QUALCOMM INC | 155,160 | $8.948M | 3.1% | $57.67 * | $43.47 | +4.0% | COM | 747525103 |
| GD | GENERAL DYNAMICS CORP | 45,224 | $8.475M | 2.9% | $187.40 * | $82.62 | +86.6% | COM | 369550108 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 49,127 | $8.198M | 2.8% | $166.87 | $142.92 | +16.6% | COM | 084670702 |
| BP | BP PLC-SPONS ADR | 223,232 | $7.696M | 2.7% | $34.48 | $36.42 | -5.2% | ADR | 055622104 |
| ETN | EATON CORP PLC | 91,979 | $6.839M | 2.4% | $74.35 * | $50.98 | +21.4% | COM | G29183103 |
| CVS | CVS HEALTH CORP | 81,301 | $6.384M | 2.2% | $78.52 * | $70.87 | -15.8% | COM | 126650100 |
| CVX | CHEVRON CORP | 56,545 | $6.076M | 2.1% | $107.45 * | $71.80 | +2.8% | COM | 166764100 |
| — | BAKER HUGHES INC | 86,372 | $5.162M | 1.8% | $59.76 | $47.06 | — | COM | 057224107 |
| XOM | EXXON MOBIL CORP | 61,186 | $5.017M | 1.7% | $82.00 * | $53.82 | +2.7% | COM | 30231G102 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 343,323 | $4.456M | 1.5% | $12.98 | $12.83 | — | CEF | 670656107 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 169,258 | $4.304M | 1.5% | $25.43 | $25.38 | — | REIT | 03762U105 |
| — | SANTA CRUZ COUNTY BANK | 73,530 | $2.941M | 1.0% | $40.00 | $21.80 | — | COM | 801827106 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 128,409 | $2.757M | 1.0% | $21.47 | $18.17 | — | CEF | 72202D106 |
| BAC | BANK OF AMERICA CORP | 115,090 | $2.732M | 0.9% | $23.74 * | $12.94 | +49.2% | COM | 060505104 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 89,598 | $2.482M | 0.9% | $27.70 | $25.21 | — | MLP | 293792107 |
| WFC | WELLS FARGO & CO | 57,777 | $2.3M | 0.8% | $39.81 * | $38.57 | +13.1% | COM | 949746101 |
| — | CELGENE CORP | 15,920 | $1.979M | 0.7% | $124.31 | $103.58 | — | COM | 151020104 |
| AMZN | AMAZON.COM INC | 2,195 | $1.951M | 0.7% | $888.84 * | $28.49 | +55.6% | COM | 023135106 |
| — | INVESCO MORTGAGE CAPITAL | 85,304 | $1.947M | 0.7% | $22.82 | $20.95 | — | REIT | 46131B100 |
| — | RAYTHEON COMPANY | 12,028 | $1.838M | 0.6% | $152.81 | $81.25 | — | COM | 755111507 |
| T | AT&T INC | 41,054 | $1.709M | 0.6% | $41.63 * | $11.52 | +45.0% | COM | 00206R102 |
| MRK | MERCK & CO. INC. | 23,614 | $1.5M | 0.5% | $63.52 * | $30.82 | +50.2% | COM | 58933Y105 |
| — | UNITED TECHNOLOGIES CORP | 12,851 | $1.441M | 0.5% | $112.13 | $92.92 | — | COM | 913017109 |
| — | ANNALY CAPITAL MANAGEMENT IN | 57,085 | $1.425M | 0.5% | $24.96 | $23.71 | — | REIT | 035710409 |
| DIS | WALT DISNEY CO/THE | 11,846 | $1.344M | 0.5% | $113.46 * | $99.65 | +6.5% | COM | 254687106 |
| XLE | ENERGY SELECT SECTOR SPDR | 18,773 | $1.314M | 0.5% | $69.99 * | $34.07 | +2.6% | ETF | 81369Y506 |
| — | LEUCADIA NATIONAL CORP | 50,000 | $1.305M | 0.5% | $26.10 | $17.25 | — | COM | 527288104 |
| MINT | PIMCO ENHANCED SHORT MATURIT | 12,350 | $1.255M | 0.4% | $101.62 | $101.39 | +0.3% | ETF | 72201R833 |
| UPS | UNITED PARCEL SERVICE-CL B | 11,525 | $1.239M | 0.4% | $107.51 * | $69.34 | +11.4% | COM | 911312106 |
| — | AGNC INVESTMENT CORP | 45,650 | $1.175M | 0.4% | $25.74 | $26.07 | — | PFD | 00123Q203 |
| — | MAGELLAN MIDSTREAM PARTNERS | 15,200 | $1.171M | 0.4% | $77.04 | $69.67 | — | MLP | 559080106 |
| — | NUVEEN NJ QUAL MUNI INC FD | 81,037 | $1.077M | 0.4% | $13.29 | $13.28 | — | CEF | 67069Y102 |
| META | FACEBOOK INC-A | 7,497 | $1.067M | 0.4% | $142.32 | $47.74 | +195.5% | COM | 30303M102 |
| HPE | HEWLETT PACKARD ENTERPRIS | 44,206 | $1.046M | 0.4% | $23.66 * | $6.95 | +52.7% | COM | 42824C109 |
| GM | GENERAL MOTORS CO | 28,412 | $1.006M | 0.3% | $35.41 * | $24.51 | +23.0% | COM | 37045V100 |
| — | KAYNE ANDERSON MLP INVESTMEN | 47,810 | $1.003M | 0.3% | $20.98 | $17.46 | — | CEF | 486606106 |
| MDT | MEDTRONIC PLC | 12,316 | $994K | 0.3% | $80.71 * | $60.37 | +7.0% | COM | G5960L103 |
| C | CITIGROUP INC | 32,578 | $977K | 0.3% | $29.99 * | $39.66 | +14.0% | COM | 172967424 |
| — | JPMORGAN ALERIAN MLP INDEX | 28,603 | $923K | 0.3% | $32.27 | $37.94 | — | ETF | 46625H365 |
| — | CYS INVESTMENTS INC | 36,808 | $900K | 0.3% | $24.45 | $24.45 | — | REIT | 12673A108 |
| — | NUVEEN CREDIT STRAT INC FD | 97,249 | $846K | 0.3% | $8.70 | $8.09 | — | CEF | 67073D102 |
| — | BLACKROCK CORPORATE HIGH YIE | 77,166 | $844K | 0.3% | $10.94 | $10.09 | — | CEF | 09255P107 |
| — | BROOKFIELD REAL ASSETS INCOM | 37,054 | $843K | 0.3% | $22.75 | $22.27 | — | CEF | 112830104 |
| RRC | RANGE RESOURCES CORP | 27,650 | $803K | 0.3% | $29.04 | $30.88 | -5.8% | COM | 75281A109 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 59,297 | $791K | 0.3% | $13.34 | $13.38 | — | CEF | 670657105 |
| RITM | NEW RESIDENTIAL INVESTMENT | 45,063 | $766K | 0.3% | $17.00 | $14.18 | — | REIT | 64828T201 |
| — | BLACKROCK MULTI-SECTOR INCOM | 43,046 | $747K | 0.3% | $17.35 | $15.92 | — | CEF | 09258A107 |
| PNNT | PENNANTPARK INVESTMENT CORP | 91,099 | $739K | 0.3% | $8.11 * | $2.15 | +34.6% | COM | 708062104 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 13,915 | $703K | 0.2% | $50.52 * | $139.41 | +8.9% | ETF | 97717W851 |
| — | AMERICAN OUTDOOR BRANDS CORP | 34,740 | $690K | 0.2% | $19.86 | $19.86 | — | COM | 02874P103 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 11,390 | $690K | 0.2% | $60.58 * | $5.96 | +26.9% | ETF | 808524300 |
| UBOH | UNITED BANCSHARES INC/OHIO | 32,500 | $678K | 0.2% | $20.86 | $14.80 | — | COM | 909458101 |
| IESC | IES HOLDINGS INC | 35,206 | $630K | 0.2% | $17.89 | $14.48 | +25.0% | COM | 44951W106 |
| — | DOMINION RESOURCES INC | 25,770 | $613K | 0.2% | $23.79 | $25.46 | — | PFD | 25746U844 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 41,530 | $591K | 0.2% | $14.23 | $13.88 | — | CEF | 09254X101 |
| — | INVESCO CA V M I | 47,000 | $578K | 0.2% | $12.30 | $12.15 | — | CEF | 46132H106 |
| LVS | LAS VEGAS SANDS CORP | 10,000 | $571K | 0.2% | $57.10 * | $44.30 | +6.0% | COM | 517834107 |
| — | TWO HARBORS INVESTMENT CORP | 59,396 | $569K | 0.2% | $9.58 | $9.54 | — | REIT | 90187B101 |
| PATK | PATRICK INDUSTRIES INC | 8,000 | $569K | 0.2% | $71.13 * | $30.66 | -8.9% | COM | 703343103 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 31,975 | $568K | 0.2% | $17.76 | $21.37 | — | REIT | 70931T103 |
| BA | BOEING CO THE | 3,026 | $536K | 0.2% | $177.13 * | $96.98 | +70.5% | COM | 097023105 |
| SCHD | SCHWAB US DVD EQUITY ETF | 11,530 | $515K | 0.2% | $44.67 * | $12.49 | +19.0% | ETF | 808524797 |
| — | ELLINGTON FINANCIAL LLC | 32,000 | $506K | 0.2% | $15.81 | $18.35 | — | MLP | 288522303 |
| — | NUVEEN CT QUAL MUNI INC FD | 40,890 | $502K | 0.2% | $12.28 | $12.26 | — | CEF | 67060D107 |
| ORCL | ORACLE CORP | 11,239 | $502K | 0.2% | $44.67 * | $28.21 | +38.6% | COM | 68389X105 |
| INTC | INTEL CORP | 13,781 | $498K | 0.2% | $36.14 * | $25.16 | +17.9% | COM | 458140100 |
| LADR | LADDER CAPITAL CORP-REIT | 33,645 | $488K | 0.2% | $14.50 | $14.22 | — | REIT | 505743104 |
| OGCP | EMPIRE STATE REALTY OP-S60 | 21,474 | $439K | 0.2% | $20.44 | $16.52 | — | MLP | 292102209 |
| COP | CONOCOPHILLIPS | 8,516 | $425K | 0.1% | $49.91 * | $47.66 | -20.6% | COM | 20825C104 |
| — | ALERIAN MLP ETF | 33,345 | $424K | 0.1% | $12.72 | $12.74 | — | ETF | 00162Q866 |
| CMCSA | COMCAST CORP-CLASS A | 10,916 | $411K | 0.1% | $37.65 * | $25.61 | +18.3% | COM | 20030N101 |
| — | NEW YORK MORTGAGE TRUST | 16,356 | $391K | 0.1% | $23.91 | $19.49 | — | PFD | 649604709 |
| PEP | PEPSICO INC | 3,444 | $386K | 0.1% | $112.08 * | $61.00 | +40.6% | COM | 713448108 |
| UNP | UNION PACIFIC CORP | 3,630 | $386K | 0.1% | $106.34 * | $77.58 | +12.6% | COM | 907818108 |
| DB | DEUTSCHE BANK AG-REGISTERED | 22,400 | $385K | 0.1% | $17.19 * | $13.64 | +8.5% | COM | D18190898 |
| — | XACTLY CORP | 31,160 | $373K | 0.1% | $11.97 | $9.84 | — | COM | 98386L101 |
| SPY | SPDR S&P 500 ETF TRUST | 1,579 | $373K | 0.1% | $236.23 | $213.21 | +10.6% | ETF | 78462F103 |
| — | WELLS FARGO INCOME OPPORTUNI | 43,379 | $366K | 0.1% | $8.44 | $7.52 | — | CEF | 94987B105 |
| — | GOLDCORP INC | 24,000 | $352K | 0.1% | $14.67 | $15.10 | — | COM | 380956409 |
| — | RLJ ENTERTAINMENT INC | 144,916 | $345K | 0.1% | $2.38 | $1.85 | — | COM | 74965F203 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 13,563 | $323K | 0.1% | $23.81 | $21.44 | +10.7% | ETF | 81369Y605 |
| — | PROSHARES ULTRASHORT R2000 | 14,500 | $322K | 0.1% | $22.21 | $23.72 | — | ETF | 74348A319 |
| — | ARMOUR RESIDENTIAL REIT INC | 12,755 | $316K | 0.1% | $24.77 | $24.77 | — | REIT | 042315507 |
| — | BLACKROCK CREDIT ALLOCATION | 24,000 | $316K | 0.1% | $13.17 | $12.45 | — | CEF | 092508100 |
| LQD | ISHARES IBOXX INVESTMENT GRA | 2,669 | $315K | 0.1% | $118.02 | $117.43 | +0.4% | ETF | 464287242 |
| — | NUVEEN INT DUR MUNI TERM FD | 23,810 | $308K | 0.1% | $12.94 | $12.70 | — | CEF | 670671106 |
| JPIN | JPM DIVERSIFIED RET INTL EQ | 5,516 | $293K | 0.1% | $53.12 | $50.12 | +5.9% | ETF | 46641Q209 |
| BMY | BRISTOL-MYERS SQUIBB CO | 5,330 | $290K | 0.1% | $54.41 * | $42.89 | -7.7% | COM | 110122108 |
| MS | MORGAN STANLEY | 11,050 | $287K | 0.1% | $25.97 * | $19.29 | +72.2% | COM | 617446448 |
| CRM | SALESFORCE.COM INC | 3,470 | $287K | 0.1% | $82.71 | $47.23 | +72.5% | COM | 79466L302 |
| GOOG | ALPHABET INC-CL C | 337 | $280K | 0.1% | $830.86 * | $35.61 | +15.6% | COM | 02079K107 |
| GLD | SPDR GOLD SHARES | 2,298 | $273K | 0.1% | $118.80 | $119.36 | -0.5% | ETF | 78463V107 |
| ESBA | EMPIRE STATE REALTY OP LP-ES | 12,904 | $263K | 0.1% | $20.38 | $16.50 | — | MLP | 292102100 |
| — | TOTAL SA-SPON ADR | 5,205 | $263K | 0.1% | $50.53 | $49.60 | — | ADR | 89151E109 |
| SNAP | SNAP INC - A | 11,400 | $257K | 0.1% | $22.54 | $22.16 | +1.7% | COM | 83304A106 |
| OMF | ONEMAIN HOLDINGS INC | 10,000 | $249K | 0.1% | $24.90 | $24.56 | +1.2% | COM | 68268W103 |
| — | DIREXION DAILY S&P 500 BEAR | 27,500 | $248K | 0.1% | $9.02 | $9.02 | — | ETF | 25459Y371 |
| — | EATON VANCE LTD DURATION FND | 17,850 | $247K | 0.1% | $13.84 | $13.43 | — | CEF | 27828H105 |
| HBAN | HUNTINGTON BANCSHARES INC | 18,355 | $247K | 0.1% | $13.46 * | $7.80 | +17.7% | COM | 446150104 |
| — | FIESTA RESTAURANT GROUP | 10,000 | $242K | 0.1% | $24.20 | $24.20 | — | COM | 31660B101 |
| — | BAZAARVOICE INC | 54,695 | $242K | 0.1% | $4.42 | $3.97 | — | COM | 073271108 |
| — | BLACKROCK MUNICIPAL 2018 TRM | 16,000 | $241K | 0.1% | $15.06 | $15.03 | — | CEF | 09248C106 |
| — | BLACKROCK DEBT STRATEGIES FD | 20,540 | $237K | 0.1% | $11.54 | $11.32 | — | CEF | 09255R202 |
| — | ALLERGAN PLC | 975 | $234K | 0.1% | $240.00 | $228.86 | — | COM | G0177J108 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 40,000 | $230K | 0.1% | $5.75 | $5.16 | +11.1% | COM | 032797300 |
| — | GLOBAL POWER EQUIPMENT GROUP | 50,000 | $223K | 0.1% | $4.46 | $4.46 | — | COM | 37941P306 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 18,000 | $221K | 0.1% | $12.28 | $11.32 | — | CEF | 27827Y109 |
| AAL | AMERICAN AIRLINES GROUP INC | 5,000 | $212K | 0.1% | $42.40 * | $38.03 | +7.7% | COM | 02376R102 |
| — | DB CONT CAPITAL TRUST V | 8,000 | $212K | 0.1% | $26.50 | $26.50 | — | PFD | 25150L108 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,322 | $200K | 0.1% | $151.29 * | $37.34 | +34.7% | ETF | 464288836 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 13,518 | $199K | 0.1% | $14.72 | $14.35 | — | CEF | 670651108 |
| — | BARRICK GOLD CORP | 10,100 | $193K | 0.1% | $19.11 | $16.12 | — | COM | 067901108 |
| — | HRG GROUP INC | 10,000 | $193K | 0.1% | $19.30 | $19.30 | — | COM | 40434J100 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $189K | 0.1% | $118.13 * | $40.56 | +45.8% | ETF | 464287846 |
| — | INVESCO VALUE MUNICIPAL INCO | 12,210 | $178K | 0.1% | $14.58 | $14.64 | — | CEF | 46132P108 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 3,565 | $177K | 0.1% | $49.65 * | $15.26 | +8.5% | ETF | 808524409 |
| TJX | TJX COMPANIES INC | 2,225 | $176K | 0.1% | $79.10 * | $34.01 | +2.7% | COM | 872540109 |
| — | CASTLIGHT HEALTH INC-B | 47,000 | $172K | 0.1% | $3.66 | $3.66 | — | COM | 14862Q100 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 5,009 | $169K | 0.1% | $33.74 * | $10.50 | +7.0% | ETF | 808524789 |
| HD | HOME DEPOT INC | 1,125 | $165K | 0.1% | $146.67 * | $61.09 | +94.6% | COM | 437076102 |
| REM | ISHARES MORTGAGE REAL ESTATE | 3,543 | $161K | 0.1% | $45.44 | $41.90 | +8.1% | ETF | 46435G342 |
| — | NUVEEN PFD SEC INCOME FD | 16,550 | $159K | 0.1% | $9.61 | $9.36 | — | CEF | 67072C105 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 2,898 | $155K | 0.1% | $53.49 | $51.70 | +3.5% | ETF | 464286533 |
| — | CREDIT SUISSE GROUP-SPON ADR | 10,000 | $149K | 0.1% | $14.90 | $14.90 | — | ADR | 225401108 |
| PG | PROCTER & GAMBLE CO/THE | 1,640 | $148K | 0.1% | $90.24 * | $58.34 | +21.8% | COM | 742718109 |
| — | CORNERSTONE ONDEMAND INC | 3,766 | $147K | 0.1% | $39.03 | $42.46 | — | COM | 21925Y103 |
| PM | PHILIP MORRIS INTERNATIONAL | 1,267 | $143K | 0.0% | $112.87 * | $49.30 | +46.7% | COM | 718172109 |
| PNC | PNC FINANCIAL SERVICES GROUP | 5,000 | $142K | 0.0% | $28.40 * | $91.30 | -1.8% | COM | 693475105 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 1,300 | $141K | 0.0% | $108.46 | $90.56 | +19.1% | ADR | 01609W102 |
| VXUS | VANGUARD TOTAL INTL STOCK | 2,800 | $139K | 0.0% | $49.64 | $48.39 | +2.7% | ETF | 921909768 |
| — | BLACKROCK MUNI 2020 TERM TRS | 8,598 | $136K | 0.0% | $15.82 | $15.24 | — | CEF | 09249X109 |
| ACN | ACCENTURE PLC-CL A | 1,115 | $134K | 0.0% | $120.18 * | $102.74 | +1.6% | COM | G1151C101 |
| — | BLACKROCK MUNIHOLDINGS NY QU | 9,741 | $132K | 0.0% | $13.55 | $14.89 | — | CEF | 09255C106 |
| FNMA | FANNIE MAE | 50,000 | $130K | 0.0% | $2.60 | $3.47 | -25.1% | COM | 313586109 |
| EXPE | EXPEDIA INC | 1,000 | $126K | 0.0% | $126.00 * | $117.10 | +3.5% | COM | 30212P303 |
| IBM | INTL BUSINESS MACHINES CORP | 720 | $126K | 0.0% | $175.00 * | $94.52 | +20.5% | COM | 459200101 |
| — | SILVER WHEATON CORP | 6,000 | $126K | 0.0% | $21.00 | $19.42 | — | COM | 828336107 |
| — | SPLUNK INC | 2,000 | $125K | 0.0% | $62.50 | $49.00 | — | COM | 848637104 |
| — | STERLING BANCORP/DE | 5,213 | $124K | 0.0% | $23.79 | $13.43 | — | COM | 85917A100 |
| IVV | ISHARES CORE S&P 500 ETF | 520 | $124K | 0.0% | $238.46 | $214.57 | +10.6% | ETF | 464287200 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $120K | 0.0% | $10.91 | $10.55 | — | CEF | 27829C105 |
| — | INVESCO SENIOR INCOME TRUST | 25,285 | $117K | 0.0% | $4.63 | $4.51 | — | CEF | 46131H107 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $117K | 0.0% | $113.70 * | $24.52 | +16.0% | ETF | 464287614 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,283 | $117K | 0.0% | $91.19 | $72.18 | +26.2% | ETF | 464287168 |
| — | GAZPROM PAO -SPON ADR | 25,200 | $113K | 0.0% | $4.48 | $8.73 | — | ADR | 368287207 |
| KHC | KRAFT HEINZ CO THE | 1,245 | $113K | 0.0% | $90.76 * | $47.82 | +26.8% | COM | 500754106 |
| FISK | EMPIRE STATE REALTY OP -S250 | 5,469 | $112K | 0.0% | $20.48 | $16.69 | — | MLP | 292102308 |
| SYNA | SYNAPTICS INC | 2,218 | $110K | 0.0% | $49.59 | $54.54 | -9.2% | COM | 87157D109 |
| KRE | SPDR S&P REGIONAL BANKING | 2,010 | $110K | 0.0% | $54.73 | $41.94 | +30.2% | ETF | 78464A698 |
| — | FEDERAL REALTY INVS TRUST | 800 | $107K | 0.0% | $133.75 | $103.75 | — | REIT | 313747206 |
| SLB | SCHLUMBERGER LTD | 1,353 | $106K | 0.0% | $78.34 * | $53.19 | +14.1% | COM | 806857108 |
| — | TESORO CORP | 1,260 | $102K | 0.0% | $80.95 | $80.95 | — | COM | 881609101 |
| NLR | VANECK VECTORS URANIUM NUCLE | 2,031 | $101K | 0.0% | $49.73 | $48.10 | +3.3% | ETF | 92189F601 |
| — | ITO EN LTD | 2,700 | $100K | 0.0% | $37.04 | $32.59 | — | COM | 645578907 |
| — | APPROACH RESOURCES INC | 40,000 | $100K | 0.0% | $2.50 | $2.50 | — | COM | 03834A103 |
| — | May 17 Calls on LUK US | 1,000 | $100K | 0.0% | $100.00 | — | — | Call | 527288904 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 1,030 | $98,000 | 0.0% | $95.15 | $60.30 | +57.9% | ADR | 00687A107 |
| — | ASHFORD HOSPITALITY TRUS | 3,850 | $97,000 | 0.0% | $25.19 | $25.45 | — | PFD | 044103406 |
| — | EATON VANCE NJ MUNICIPAL INC | 8,000 | $96,000 | 0.0% | $12.00 | $12.00 | — | CEF | 27826V106 |
| — | KKR & CO LP | 5,200 | $95,000 | 0.0% | $18.27 | $15.41 | — | MLP | 48248M102 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 850 | $94,000 | 0.0% | $110.59 | $109.73 | +0.0% | ADR | 03524A108 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $94,000 | 0.0% | $182.52 * | $87.72 | +55.5% | REIT | 053484101 |
| — | WESTERN ASSET HIGH INCOME OP | 18,444 | $93,000 | 0.0% | $5.04 | $4.67 | — | CEF | 95766K109 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,800 | $92,000 | 0.0% | $24.21 | $23.32 | +3.5% | ETF | 97717W422 |
| GS | GOLDMAN SACHS GROUP INC | 1,578 | $86,000 | 0.0% | $54.50 * | $162.93 | +17.0% | COM | 38141G104 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 2,021 | $85,000 | 0.0% | $42.06 | $38.59 | — | ADR | 37733W105 |
| — | INSEEGO CORP | 40,000 | $84,000 | 0.0% | $2.10 | $2.10 | — | COM | 45782B104 |
| — | HORTONWORKS INC | 8,100 | $80,000 | 0.0% | $9.88 | $9.88 | — | COM | 440894103 |
| — | ANADARKO PETROLEUM CORP | 1,273 | $79,000 | 0.0% | $62.06 | $69.91 | — | COM | 032511107 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 264 | $77,000 | 0.0% | $291.67 * | $92.50 | +5.7% | ETF | 464287556 |
| — | BLACKROCK MUNICIPAL 2030 TAR | 3,237 | $73,000 | 0.0% | $22.55 | $22.55 | — | CEF | 09257P105 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $70,000 | 0.0% | $155.56 * | $67.20 | +97.0% | COM | 773903109 |
| — | ARISTA NETWORKS INC | 506 | $67,000 | 0.0% | $132.41 | $80.79 | — | COM | 040413106 |
| — | EXPRESS SCRIPTS HOLDING CO | 988 | $65,000 | 0.0% | $65.79 | $61.74 | — | COM | 30219G108 |
| — | FIREEYE INC | 5,089 | $65,000 | 0.0% | $12.77 | $29.83 | — | COM | 31816Q101 |
| AIG | AMERICAN INTERNATIONAL GROUP | 1,003 | $63,000 | 0.0% | $62.81 * | $35.88 | +39.2% | COM | 026874784 |
| NEM | NEWMONT MINING CORP | 1,900 | $63,000 | 0.0% | $33.16 * | $26.88 | -3.3% | COM | 651639106 |
| ECL | ECOLAB INC | 500 | $63,000 | 0.0% | $126.00 * | $73.48 | +55.3% | COM | 278865100 |
| — | TWENTY-FIRST CENTURY FOX-A | 1,900 | $62,000 | 0.0% | $32.63 | $33.69 | — | COM | 90130A101 |
| VWO | VANGUARD FTSE EMERGING MARKE | 1,528 | $61,000 | 0.0% | $39.92 | $37.16 | +6.9% | ETF | 922042858 |
| QLYS | QUALYS INC | 1,602 | $61,000 | 0.0% | $38.08 | $40.58 | -6.6% | COM | 74758T303 |
| — | NEW YORK COMMUNITY BANCORP | 4,316 | $61,000 | 0.0% | $14.13 | $14.13 | — | COM | 649445103 |
| BRDCY | BRIDGESTONE CORP | 1,500 | $61,000 | 0.0% | $40.67 * | $19.13 | +5.8% | COM | 108441205 |
| BK | BANK OF NEW YORK MELLON CORP | 1,271 | $60,000 | 0.0% | $47.21 * | $31.02 | +20.5% | COM | 064058100 |
| AXP | AMERICAN EXPRESS CO | 759 | $60,000 | 0.0% | $79.05 * | $52.36 | +33.7% | COM | 025816109 |
| CGAU | CENTERRA GOLD INC | 10,200 | $59,000 | 0.0% | $5.78 * | $3.34 | +48.8% | COM | 152006102 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $58,000 | 0.0% | $156.76 * | $20.12 | +54.8% | ETF | 464287762 |
| — | BGC PARTNERS INC-CL A | 5,000 | $57,000 | 0.0% | $11.40 | $8.60 | — | COM | 05541T101 |
| — | CALAMOS STRAT TOT RETURN FD | 5,100 | $57,000 | 0.0% | $11.18 | $10.04 | — | CEF | 128125101 |
| BIIB | BIOGEN INC | 210 | $57,000 | 0.0% | $271.43 | $310.11 | -11.8% | COM | 09062X103 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 635 | $57,000 | 0.0% | $89.76 | $75.81 | +18.6% | ETF | 921908844 |
| — | POWERSHARES DYN PHARMACEUTIC | 950 | $56,000 | 0.0% | $58.95 | $61.39 | — | ETF | 73935X799 |
| FRCB | FIRST REPFD BANK CA | 2,000 | $54,000 | 0.0% | $27.00 * | $90.31 | 0.0% | COM | 33616C100 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $54,000 | 0.0% | $90.00 | $42.84 | +109.9% | COM | 159864107 |
| — | POWERSHARES WATER RESOURCES | 2,000 | $52,000 | 0.0% | $26.00 | $26.50 | — | ETF | 73935X575 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $51,000 | 0.0% | $50.60 * | $34.23 | +12.5% | COM | 56585A102 |
| — | DU PONT E.I. DE NEMOURS | 634 | $51,000 | 0.0% | $80.44 | $64.76 | — | COM | 263534109 |
| NG | NOVAGOLD RESOURCES INC | 10,100 | $49,000 | 0.0% | $4.85 | $5.30 | -8.0% | COM | 66987E206 |
| — | BLACKROCK INC | 125 | $48,000 | 0.0% | $384.00 | $320.00 | — | COM | 09247X101 |
| MMM | 3M CO | 250 | $48,000 | 0.0% | $192.00 * | $100.81 | +17.9% | COM | 88579Y101 |
| LLY | ELI LILLY & CO | 560 | $47,000 | 0.0% | $83.93 * | $47.50 | +54.2% | COM | 532457108 |
| VNO | VORNADO REALTY TRUST | 466 | $47,000 | 0.0% | $100.86 | $83.69 | — | REIT | 929042109 |
| — | APOLLO INVESTMENT CORP | 6,959 | $45,000 | 0.0% | $6.47 | $7.26 | — | COM | 03761U106 |
| STWD | STARWOOD PROPERTY TRUST INC | 2,000 | $45,000 | 0.0% | $22.50 | $22.00 | — | REIT | 85571B105 |
| — | FLEX PHARMA INC | 10,000 | $44,000 | 0.0% | $4.40 | $11.00 | — | COM | 33938A105 |
| — | TWITTER INC | 2,960 | $44,000 | 0.0% | $14.86 | $17.51 | — | COM | 90184L102 |
| — | WIZARD WORLD INC | 250,000 | $44,000 | 0.0% | $0.18 | $0.18 | — | COM | 97751C100 |
| — | COHEN & STEERS INFRASTRUCTUR | 2,000 | $43,000 | 0.0% | $21.50 | $21.50 | — | CEF | 19248A109 |
| — | DIREXION RUSSIA BULL 3X | 458 | $42,000 | 0.0% | $91.70 | $52.40 | — | ETF | 25490K273 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $40,000 | 0.0% | $200.00 * | $117.41 | +21.3% | COM | 55825T103 |
| NKE | NIKE INC -CL B | 715 | $40,000 | 0.0% | $55.94 * | $49.34 | +0.9% | COM | 654106103 |
| — | RANDGOLD RESOURCES LTD-ADR | 450 | $39,000 | 0.0% | $86.67 | $64.44 | — | ADR | 752344309 |
| LMT | LOCKHEED MARTIN CORP | 145 | $39,000 | 0.0% | $268.97 * | $182.33 | +16.4% | COM | 539830109 |
| AWK | AMERICAN WATER WORKS CO INC | 500 | $39,000 | 0.0% | $78.00 * | $32.01 | +105.5% | COM | 030420103 |
| — | BB&T CORP | 843 | $38,000 | 0.0% | $45.08 | $36.69 | — | COM | 054937107 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 486 | $38,000 | 0.0% | $78.19 | $72.64 | +6.9% | ETF | 921946406 |
| A | AGILENT TECHNOLOGIES INC | 703 | $37,000 | 0.0% | $52.63 * | $38.27 | +29.5% | COM | 00846U101 |
| — | XEROX CORP | 5,000 | $37,000 | 0.0% | $7.40 | $11.94 | — | COM | 984121103 |
| — | WABCO HOLDINGS INC | 311 | $37,000 | 0.0% | $118.97 | $93.25 | — | COM | 92927K102 |
| — | BLACKROCK MUNIYIELD CA QUALI | 2,500 | $37,000 | 0.0% | $14.80 | $14.40 | — | CEF | 09254N103 |
| F | FORD MOTOR CO | 3,215 | $37,000 | 0.0% | $11.51 * | $8.62 | -15.2% | COM | 345370860 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $36,000 | 0.0% | $102.86 * | $67.96 | +25.2% | COM | 053015103 |
| — | BROCADE COMMUNICATIONS SYS | 2,800 | $35,000 | 0.0% | $12.50 | $5.71 | — | COM | 111621306 |
| KIM | KIMCO REALTY CORP | 1,575 | $35,000 | 0.0% | $22.22 * | $12.61 | +11.8% | REIT | 49446R109 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $35,000 | 0.0% | $23.33 * | $21.63 | +3.8% | ADR | 000375204 |
| PCG | P G & E CORP | 702 | $34,000 | 0.0% | $48.43 * | $49.78 | +29.7% | COM | 69331C108 |
| — | NUVECTRA CORP | 5,000 | $34,000 | 0.0% | $6.80 | $5.00 | — | COM | 67075N108 |
| — | SPY ETF PUTS | 80 | $34,000 | 0.0% | $425.00 | — | — | Put | 78462F954 |
| — | April 17 Calls on AVXL US | 1,300 | $34,000 | 0.0% | $26.15 | — | — | Call | 032797900 |
| AMGN | AMGEN INC | 200 | $33,000 | 0.0% | $165.00 * | $89.47 | +40.8% | COM | 031162100 |
| IYT | ISHARES TRANSPORTATION AVERA | 200 | $33,000 | 0.0% | $165.00 * | $34.74 | +18.0% | ETF | 464287192 |
| — | MARATHON OIL CORP | 2,003 | $32,000 | 0.0% | $15.98 | $14.24 | — | COM | 565849106 |
| — | SECUREWORKS CORP - A | 3,300 | $32,000 | 0.0% | $9.70 | $11.64 | — | COM | 81374A105 |
| — | CURRENCYSHARES BRITISH POUND | 257 | $31,000 | 0.0% | $120.62 | $120.29 | — | ETF | 23129S106 |
| SCHB | SCHWAB US BROAD MARKET ETF | 541 | $31,000 | 0.0% | $57.30 * | $7.52 | +26.5% | ETF | 808524102 |
| — | WESTERN ASSET HIGH INC FD II | 4,225 | $31,000 | 0.0% | $7.34 | $6.39 | — | CEF | 95766J102 |
| O | REALTY INCOME CORP | 500 | $30,000 | 0.0% | $60.00 * | $36.35 | +4.6% | REIT | 756109104 |
| — | BLACKSTONE GROUP LP THE | 1,000 | $30,000 | 0.0% | $30.00 | $27.27 | — | MLP | 09253U108 |
| HAL | HALLIBURTON CO | 599 | $30,000 | 0.0% | $50.08 * | $39.28 | +5.4% | COM | 406216101 |
| — | MALLINCKRODT PLC | 685 | $30,000 | 0.0% | $43.80 | $43.80 | — | COM | G5785G107 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 915 | $29,000 | 0.0% | $31.69 | $44.82 | -28.4% | ADR | 881624209 |
| CHCO | CITY HOLDING CO | 444 | $29,000 | 0.0% | $65.32 * | $44.49 | +11.7% | COM | 177835105 |
| MO | ALTRIA GROUP INC | 400 | $29,000 | 0.0% | $72.50 * | $17.10 | +123.8% | COM | 02209S103 |
| KBR | KBR INC | 1,848 | $28,000 | 0.0% | $15.15 * | $13.80 | -3.1% | COM | 48242W106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 2,000 | $28,000 | 0.0% | $14.00 * | $4.46 | +24.6% | COM | 70806A106 |
| SRE | SEMPRA ENERGY | 250 | $28,000 | 0.0% | $112.00 * | $35.23 | +18.8% | COM | 816851109 |
| TGT | TARGET CORP | 507 | $28,000 | 0.0% | $55.23 * | $53.07 | -19.4% | COM | 87612E106 |
| — | April 17 Calls on BWEN US | 400 | $28,000 | 0.0% | $70.00 | — | — | Call | 11161T907 |
| WMT | WAL-MART STORES INC | 390 | $28,000 | 0.0% | $71.79 * | $20.80 | -0.2% | COM | 931142103 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $28,000 | 0.0% | $60.22 | $39.55 | +52.9% | ETF | 92204A405 |
| — | BLACKROCK DEFINED OPPORTUNIT | 2,000 | $27,000 | 0.0% | $13.50 | $14.00 | — | CEF | 09255Q105 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $27,000 | 0.0% | $13.50 | $36.87 | -63.6% | COM | 112463104 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $26,000 | 0.0% | $8.67 | $8.67 | — | CEF | 09257A108 |
| XLV | HEALTH CARE SELECT SECTOR | 350 | $26,000 | 0.0% | $74.29 | $70.66 | +5.2% | ETF | 81369Y209 |
| QABA | FIRST TRUST NASDAQ ABA CBIF | 519 | $26,000 | 0.0% | $50.10 | $40.18 | +26.0% | ETF | 33736Q104 |
| — | GABELLI DIVIDEND & INCOME TR | 1,200 | $25,000 | 0.0% | $20.83 | $19.99 | — | CEF | 36242H104 |
| HON | HONEYWELL INTERNATIONAL INC | 200 | $25,000 | 0.0% | $125.00 * | $86.03 | +9.5% | COM | 438516106 |
| — | DUNKIN' BRANDS GROUP INC | 450 | $25,000 | 0.0% | $55.56 | $43.46 | — | COM | 265504100 |
| GFF | GRIFFON CORP | 1,000 | $25,000 | 0.0% | $25.00 * | $7.76 | +133.9% | COM | 398433102 |
| — | AG MORTGAGE INVESTMENT TRUST | 1,000 | $25,000 | 0.0% | $25.00 | $24.00 | — | REIT | 001228105 |
| MTB | M & T BANK CORP | 159 | $25,000 | 0.0% | $157.23 * | $88.17 | +35.9% | COM | 55261F104 |
| — | SL GREEN REALTY CORP | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | REIT | 78440X101 |
| MA | MASTERCARD INC - A | 225 | $25,000 | 0.0% | $111.11 * | $70.60 | +51.5% | COM | 57636Q104 |
| IWY | ISHARES RUSSELL TOP 200 GROW | 411 | $25,000 | 0.0% | $60.83 | $55.76 | +10.4% | ETF | 464289438 |
| — | TIER REIT INC | 1,453 | $25,000 | 0.0% | $17.21 | $14.65 | — | REIT | 88650V208 |
| — | FANNIE MAE | 2,180 | $24,000 | 0.0% | $11.01 | $5.50 | — | PFD | 313586828 |
| PANW | PALO ALTO NETWORKS INC | 200 | $23,000 | 0.0% | $115.00 * | $22.36 | -16.0% | COM | 697435105 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 434 | $23,000 | 0.0% | $53.00 * | $19.49 | +36.7% | ETF | 81369Y803 |
| — | June 17 Calls on FRGI US | 100 | $23,000 | 0.0% | $230.00 | — | — | Call | 31660B901 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 320 | $22,000 | 0.0% | $68.75 | $65.02 | +6.4% | ETF | 464287804 |
| IP | INTERNATIONAL PAPER CO | 440 | $22,000 | 0.0% | $50.00 * | $26.29 | +25.3% | COM | 460146103 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $21,000 | 0.0% | $30.22 | $26.81 | +13.5% | ETF | 78464A755 |
| — | COACH INC | 500 | $21,000 | 0.0% | $42.00 | $42.00 | — | COM | 189754104 |
| TSLA | TESLA INC | 74 | $21,000 | 0.0% | $283.78 * | $14.05 | +32.0% | COM | 88160R101 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $20,000 | 0.0% | $19.05 | $18.91 | — | CEF | 018829101 |
| — | PROSHARES ULTRASHORT S&P500 | 1,500 | $20,000 | 0.0% | $13.33 | $16.85 | — | ETF | 74347B300 |
| FCX | FREEPORT-MCMORAN INC | 1,500 | $20,000 | 0.0% | $13.33 * | $6.37 | +90.2% | COM | 35671D857 |
| — | SIRIUS XM HOLDINGS INC | 3,900 | $20,000 | 0.0% | $5.13 | $3.45 | — | COM | 82968B103 |
| — | May 17 Calls on CLD US | 500 | $20,000 | 0.0% | $40.00 | — | — | Call | 18911Q902 |
| — | June 17 Calls on CS US | 2,000 | $20,000 | 0.0% | $10.00 | — | — | Call | 225401908 |
| — | INVESTORS BANCORP INC | 1,350 | $19,000 | 0.0% | $14.07 | $10.98 | — | COM | 46146L101 |
| CBRL | CRACKER BARREL OLD COUNTRY | 122 | $19,000 | 0.0% | $155.74 * | $79.09 | +37.9% | COM | 22410J106 |
| MC | MOELIS & CO - CLASS A | 500 | $19,000 | 0.0% | $38.00 * | $14.17 | +42.9% | COM | 60786M105 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 305 | $19,000 | 0.0% | $62.30 * | $27.34 | +14.8% | ETF | 97717X701 |
| — | POWERSHARES NASDAQ INTERNET | 200 | $19,000 | 0.0% | $95.00 | $75.00 | — | ETF | 73935X146 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 10,000 | $19,000 | 0.0% | $1.90 | $5.71 | -67.6% | COM | 04280A100 |
| NFLX | NETFLIX INC | 126 | $19,000 | 0.0% | $150.79 * | $10.04 | +47.2% | COM | 64110L106 |
| CNP | CENTERPOINT ENERGY INC | 670 | $18,000 | 0.0% | $26.87 * | $15.27 | +37.6% | COM | 15189T107 |
| VOD | VODAFONE GROUP PLC-SP ADR | 697 | $18,000 | 0.0% | $25.82 * | $36.12 | -26.8% | ADR | 92857W308 |
| MBGAF | DAIMLER AG-REGISTERED SHARES | 249 | $18,000 | 0.0% | $72.29 * | $46.14 | -3.8% | COM | D1668R123 |
| — | JOHNSON CONTROLS INTERNATION | 426 | $18,000 | 0.0% | $42.25 | $43.89 | — | COM | 478366107 |
| NFG | NATIONAL FUEL GAS CO | 300 | $18,000 | 0.0% | $60.00 | $67.37 | -11.5% | COM | 636180101 |
| SAN | BANCO SANTANDER SA-SPON ADR | 2,927 | $18,000 | 0.0% | $6.15 | $4.75 | +27.9% | ADR | 05964H105 |
| VNQ | VANGUARD REIT ETF | 214 | $18,000 | 0.0% | $84.11 | $84.01 | -1.7% | ETF | 922908553 |
| KBE | SPDR S&P BANK ETF | 400 | $17,000 | 0.0% | $42.50 | $44.03 | -2.4% | ETF | 78464A797 |
| SCHX | SCHWAB US LARGE-CAP ETF | 300 | $17,000 | 0.0% | $56.67 * | $6.66 | +40.7% | ETF | 808524201 |
| SHAK | SHAKE SHACK INC - CLASS A | 500 | $17,000 | 0.0% | $34.00 | $41.55 | -19.6% | COM | 819047101 |
| — | KOREA FUND INC | 450 | $17,000 | 0.0% | $37.78 | $33.33 | — | CEF | 500634209 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $16,000 | 0.0% | $80.00 * | $56.18 | +11.9% | COM | 12541W209 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $15,000 | 0.0% | $75.00 * | $71.63 | +7.4% | ADR | 641069406 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,234 | $15,000 | 0.0% | $12.16 | $11.35 | — | CEF | 092501105 |
| — | INVENSENSE INC | 1,200 | $15,000 | 0.0% | $12.50 | $21.67 | — | COM | 46123D205 |
| — | HORIZON PHARMA PLC | 1,000 | $15,000 | 0.0% | $15.00 | $16.38 | — | COM | G4617B105 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 500 | $14,000 | 0.0% | $28.00 * | $25.35 | +13.9% | ADR | 88032Q109 |
| MYE | MYERS INDUSTRIES INC | 915 | $14,000 | 0.0% | $15.30 * | $13.21 | -8.5% | COM | 628464109 |
| — | COASTAL BANCORP INC | 200 | $14,000 | 0.0% | $70.00 | $50.00 | — | COM | 19041P105 |
| — | TAUBMAN CENTERS INC | 211 | $14,000 | 0.0% | $66.35 | $69.99 | — | REIT | 876664103 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $14,000 | 0.0% | $70.00 | $50.00 | — | COM | 124857202 |
| EXC | EXELON CORP | 381 | $14,000 | 0.0% | $36.75 * | $14.29 | +32.4% | COM | 30161N101 |
| — | OCWEN FINANCIAL CORP | 2,500 | $14,000 | 0.0% | $5.60 | $8.77 | — | COM | 675746309 |
| — | BGC PARTNERS CALLS | 2,000 | $14,000 | 0.0% | $7.00 | — | — | Call | 05541T901 |
| VTR | VENTAS INC | 200 | $13,000 | 0.0% | $65.00 * | $44.52 | +0.6% | REIT | 92276F100 |
| NVDA | NVIDIA CORP | 119 | $13,000 | 0.0% | $109.24 * | $2.62 | +2.4% | COM | 67066G104 |
| PSX | PHILLIPS 66 | 170 | $13,000 | 0.0% | $76.47 * | $40.35 | +40.1% | COM | 718546104 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $13,000 | 0.0% | $52.00 | $49.93 | +3.1% | ETF | 46434G822 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $13,000 | 0.0% | $52.00 * | $38.60 | +25.2% | COM | 844741108 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $13,000 | 0.0% | $43.33 * | $38.52 | +8.3% | COM | 20337X109 |
| ACRE | ARES COMMERCIAL REAL ESTATE | 1,000 | $13,000 | 0.0% | $13.00 | $13.00 | — | REIT | 04013V108 |
| FULT | FULTON FINANCIAL CORP | 745 | $13,000 | 0.0% | $17.45 * | $11.76 | +7.9% | COM | 360271100 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $13,000 | 0.0% | $130.00 * | $80.07 | +36.2% | COM | 03076C106 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 330 | $12,000 | 0.0% | $36.36 | $36.36 | — | COM | 37890U108 |
| LULU | LULULEMON ATHLETICA INC | 240 | $12,000 | 0.0% | $50.00 * | $63.62 | -18.5% | COM | 550021109 |
| — | UNITED STATES STEEL CORP | 350 | $12,000 | 0.0% | $34.29 | $34.66 | — | COM | 912909108 |
| — | INVENTRUST PROPERTIES CORP | 3,808 | $12,000 | 0.0% | $3.15 | $3.15 | — | REIT | 46124J102 |
| WHR | WHIRLPOOL CORP | 70 | $12,000 | 0.0% | $171.43 | $121.27 | +41.3% | COM | 963320106 |
| OTTR | OTTER TAIL CORP | 319 | $12,000 | 0.0% | $37.62 * | $19.62 | +50.6% | COM | 689648103 |
| AJG | ARTHUR J GALLAGHER & CO | 200 | $11,000 | 0.0% | $55.00 * | $33.74 | +46.8% | COM | 363576109 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $11,000 | 0.0% | $11.00 | $11.00 | — | CEF | 691543102 |
| — | LION BIOTECHNOLOGIES INC | 1,500 | $11,000 | 0.0% | $7.33 | $7.11 | — | COM | 53619R102 |
| — | NUVEEN PFD INC OPP FD | 1,123 | $11,000 | 0.0% | $9.80 | $9.13 | — | CEF | 67073B106 |
| — | WEATHERFORD INTERNATIONAL PL | 1,653 | $11,000 | 0.0% | $6.65 | $6.34 | — | COM | G48833100 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $11,000 | 0.0% | $5.50 | $3.52 | +54.0% | ADR | 654902204 |
| — | VIACOM INC-CLASS B | 231 | $11,000 | 0.0% | $47.62 | $69.87 | — | COM | 92553P201 |
| FOLD | AMICUS THERAPEUTICS INC | 1,500 | $11,000 | 0.0% | $7.33 * | $6.72 | +6.1% | COM | 03152W109 |
| IJK | ISHARES S&P MID-CAP 400 GROW | 55 | $11,000 | 0.0% | $200.00 * | $40.92 | +16.6% | ETF | 464287606 |
| V | VISA INC-CLASS A SHARES | 118 | $11,000 | 0.0% | $93.22 * | $62.91 | +33.0% | COM | 92826C839 |
| — | ROYAL DUTCH SHELL-SPON ADR-B | 200 | $11,000 | 0.0% | $55.00 | $55.00 | — | ADR | 780259107 |
| MAIN | MAIN STREET CAPITAL CORP | 300 | $11,000 | 0.0% | $36.67 * | $30.05 | +27.3% | COM | 56035L104 |
| FLO | FLOWERS FOODS INC | 500 | $10,000 | 0.0% | $20.00 * | $11.44 | +20.2% | COM | 343498101 |
| SCHW | SCHWAB CHARLES CORP | 235 | $10,000 | 0.0% | $42.55 * | $34.74 | +4.8% | COM | 808513105 |
| — | VIACOM INC-CLASS A | 200 | $10,000 | 0.0% | $50.00 | $71.52 | — | COM | 92553P102 |
| — | TIME WARNER INC | 100 | $10,000 | 0.0% | $100.00 | $77.25 | — | COM | 887317303 |
| — | ROYAL BANK OF SCOT-SPON ADR | 400 | $10,000 | 0.0% | $25.00 | $25.00 | — | ADR | 780097689 |
| — | SPROTT GOLD MINERS ETF | 500 | $10,000 | 0.0% | $20.00 | $20.00 | — | ETF | 00162Q643 |
| — | URSTADT BIDDLE - CLASS A | 500 | $10,000 | 0.0% | $20.00 | $24.00 | — | REIT | 917286205 |
| DVN | DEVON ENERGY CORP | 250 | $10,000 | 0.0% | $40.00 * | $31.04 | -5.0% | COM | 25179M103 |
| — | INVESCO HIGH INCOME TRUST II | 675 | $10,000 | 0.0% | $14.81 | $14.81 | — | CEF | 46131F101 |
| XXCHNXX | CHINA FUND INC | 580 | $10,000 | 0.0% | $17.24 | $20.69 | — | CEF | 169373107 |
| — | NOVAVAX INC | 7,570 | $10,000 | 0.0% | $1.32 | $3.85 | — | COM | 670002104 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $9,000 | 0.0% | $1.24 | $3.15 | — | COM | 81362J100 |
| — | MORGAN STANLEY EMERGING MARK | 1,200 | $9,000 | 0.0% | $7.50 | $8.17 | — | CEF | 617477104 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $9,000 | 0.0% | $9.00 * | $2.11 | +48.9% | COM | 74348T102 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 207 | $9,000 | 0.0% | $43.48 * | $28.32 | +23.7% | COM | 609207105 |
| — | WADDELL & REED FINANCIAL-A | 500 | $9,000 | 0.0% | $18.00 | $24.00 | — | COM | 930059100 |
| AGNC | AGNC INVESTMENT CORP | 445 | $9,000 | 0.0% | $20.22 | $19.38 | — | REIT | 00123Q104 |
| — | PIONEER NATURAL RESOURCES CO | 50 | $9,000 | 0.0% | $180.00 | $180.00 | — | COM | 723787107 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | REIT | 09257W100 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $9,000 | 0.0% | $45.00 * | $25.95 | +36.8% | COM | 039483102 |
| BGS | B&G FOODS INC | 200 | $8,000 | 0.0% | $40.00 * | $20.69 | -6.4% | COM | 05508R106 |
| IWM | ISHARES RUSSELL 2000 ETF | 55 | $8,000 | 0.0% | $145.45 * | $113.00 | +21.7% | ETF | 464287655 |
| — | NEVSUN RESOURCES LTD | 3,000 | $8,000 | 0.0% | $2.67 | $3.00 | — | COM | 64156L101 |
| STM | STMICROELECTRONICS NV-NY SHS | 500 | $8,000 | 0.0% | $16.00 * | $13.94 | +10.9% | ADR | 861012102 |
| — | HAWAIIAN HOLDINGS INC | 175 | $8,000 | 0.0% | $45.71 | $36.06 | — | COM | 419879101 |
| ARCC | ARES CAPITAL CORP | 464 | $8,000 | 0.0% | $17.24 * | $7.44 | +2.3% | COM | 04010L103 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $8,000 | 0.0% | $80.00 * | $41.31 | +46.5% | COM | 890110109 |
| PIPR | PIPER JAFFRAY COS | 131 | $8,000 | 0.0% | $61.07 * | $54.32 | +17.6% | COM | 724078100 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 577 | $8,000 | 0.0% | $13.86 | $15.60 | — | CEF | 67071L106 |
| — | VEREIT INC | 1,000 | $8,000 | 0.0% | $8.00 | $7.67 | — | REIT | 92339V100 |
| LGFRY | LONGFOR PROPERTIES CO-ADR | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | ADR | 54303R101 |
| NVO | NOVO-NORDISK AS-SPONS ADR | 200 | $7,000 | 0.0% | $35.00 * | $36.25 | -5.4% | ADR | 670100205 |
| SSYS | STRATASYS LTD | 330 | $7,000 | 0.0% | $21.21 * | $41.95 | -51.2% | COM | M85548101 |
| COST | COSTCO WHOLESALE CORP | 40 | $7,000 | 0.0% | $175.00 * | $86.76 | +64.9% | COM | 22160K105 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | CEF | 278274105 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $7,000 | 0.0% | $35.00 * | $28.75 | +5.1% | COM | 099502106 |
| — | PROSHARES SHORT S&P500 | 203 | $7,000 | 0.0% | $34.48 | $34.48 | — | ETF | 74347B425 |
| — | ADVAXIS INC | 850 | $7,000 | 0.0% | $8.24 | $10.70 | — | COM | 007624208 |
| XBI | SPDR S&P BIOTECH ETF | 99 | $7,000 | 0.0% | $70.71 | $68.20 | +1.7% | ETF | 78464A870 |
| — | CABCO TRUST FOR JCP | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | PFD | 126797208 |
| FAST | FASTENAL CO | 140 | $7,000 | 0.0% | $50.00 * | $8.47 | +20.8% | COM | 311900104 |
| — | VANECK VECTORS HIGH INCOME M | 280 | $7,000 | 0.0% | $25.00 | $25.00 | — | ETF | 92189F288 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $7,000 | 0.0% | $175.00 * | $28.57 | +19.9% | ETF | 464287507 |
| KMB | KIMBERLY-CLARK CORP | 49 | $6,000 | 0.0% | $122.45 * | $84.54 | +14.9% | COM | 494368103 |
| CLX | CLOROX COMPANY | 47 | $6,000 | 0.0% | $127.66 * | $90.84 | +15.3% | COM | 189054109 |
| — | HCP INC | 200 | $6,000 | 0.0% | $30.00 | $42.86 | — | REIT | 40414L109 |
| — | INTEVAC INC | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | COM | 461148108 |
| — | SOPHIRIS BIO INC | 2,000 | $6,000 | 0.0% | $3.00 | $3.00 | — | COM | 83578Q209 |
| — | BELLATRIX EXPLORATION LTD | 7,000 | $6,000 | 0.0% | $0.86 | $2.21 | — | COM | 078314101 |
| ALLY | ALLY FINANCIAL INC | 303 | $6,000 | 0.0% | $19.80 * | $13.20 | +19.2% | COM | 02005N100 |
| UE | URBAN EDGE PROPERTIES | 233 | $6,000 | 0.0% | $25.75 | $25.75 | — | REIT | 91704F104 |
| SO | SOUTHERN CO/THE | 120 | $6,000 | 0.0% | $50.00 * | $33.55 | +3.1% | COM | 842587107 |
| — | PHYSICIANS REALTY TRUST | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | REIT | 71943U104 |
| — | CHESAPEAKE ENERGY CORP | 1,000 | $6,000 | 0.0% | $6.00 | $6.00 | — | COM | 165167107 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $6,000 | 0.0% | $0.60 | $2.52 | — | COM | 053588109 |
| ES | EVERSOURCE ENERGY | 100 | $6,000 | 0.0% | $60.00 * | $36.21 | +20.0% | COM | 30040W108 |
| BB | BLACKBERRY LTD | 750 | $6,000 | 0.0% | $8.00 * | $7.88 | -1.6% | COM | 09228F103 |
| SBUX | STARBUCKS CORP | 100 | $6,000 | 0.0% | $60.00 * | $42.37 | +14.2% | COM | 855244109 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $6,000 | 0.0% | $27.78 | $45.67 | — | MLP | 864482104 |
| SHOO | STEVEN MADDEN LTD | 150 | $6,000 | 0.0% | $40.00 * | $19.07 | +16.3% | COM | 556269108 |
| HHDS | HIGHLANDS REIT INC | 16,425 | $6,000 | 0.0% | $0.37 | $0.37 | — | REIT | 43110A104 |
| — | OCH-ZIFF CAPITAL MANAGEMEN-A | 2,500 | $6,000 | 0.0% | $2.40 | $5.60 | — | MLP | 67551U105 |
| — | NEW SENIOR INVESTMENT GROUP | 500 | $5,000 | 0.0% | $10.00 | $10.00 | — | REIT | 648691103 |
| DIN | DINEEQUITY INC | 100 | $5,000 | 0.0% | $50.00 * | $56.28 | -33.3% | COM | 254423106 |
| — | DUQUESNE LIGHT CO | 100 | $5,000 | 0.0% | $50.00 | $40.00 | — | PFD | 266228303 |
| MCD | MCDONALD'S CORP | 35 | $5,000 | 0.0% | $142.86 * | $70.09 | +50.5% | COM | 580135101 |
| LUGDF | LUNDIN GOLD INC | 1,000 | $5,000 | 0.0% | $5.00 * | $3.89 | +3.8% | COM | 550371108 |
| — | EATON VANCE FLOAT RT INC TR | 310 | $5,000 | 0.0% | $16.13 | $12.50 | — | CEF | 278279104 |
| — | WESTPAC BANKING CORP-SP ADR | 185 | $5,000 | 0.0% | $27.03 | $26.71 | — | ADR | 961214301 |
| — | TANDEM DIABETES CARE INC | 3,525 | $4,000 | 0.0% | $1.13 | $1.13 | — | COM | 875372104 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4,000 | 0.0% | $13.33 * | $4.23 | +38.5% | COM | 647551100 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $4,000 | 0.0% | $33.33 * | $30.98 | +20.2% | ETF | 78464A888 |
| HOLX | HOLOGIC INC | 100 | $4,000 | 0.0% | $40.00 * | $25.81 | +64.9% | COM | 436440101 |
| HSBC | HSBC HOLDINGS PLC-SPONS ADR | 105 | $4,000 | 0.0% | $38.10 * | $49.09 | -16.9% | ADR | 404280406 |
| YUM | YUM! BRANDS INC | 67 | $4,000 | 0.0% | $59.70 * | $55.03 | -0.9% | COM | 988498101 |
| — | STEMLINE THERAPEUTICS INC | 500 | $4,000 | 0.0% | $8.00 | $8.00 | — | COM | 85858C107 |
| RHHBY | ROCHE HOLDINGS LTD-SPONS ADR | 130 | $4,000 | 0.0% | $30.77 * | $31.84 | +0.6% | ADR | 771195104 |
| — | WORLD POINT TERMINALS LP | 250 | $4,000 | 0.0% | $16.00 | $16.00 | — | MLP | 98159G107 |
| UAL | UNITED CONTINENTAL HOLDINGS | 55 | $4,000 | 0.0% | $72.73 * | $72.28 | -2.3% | COM | 910047109 |
| UAA | UNDER ARMOUR INC-CLASS A | 188 | $4,000 | 0.0% | $21.28 * | $37.88 | -47.8% | COM | 904311107 |
| BCS | BARCLAYS PLC-SPONS ADR | 330 | $4,000 | 0.0% | $12.12 * | $9.68 | +16.1% | ADR | 06738E204 |
| TRGP | TARGA RESOURCES CORP | 62 | $4,000 | 0.0% | $64.52 * | $15.07 | +176.0% | COM | 87612G101 |
| AMD | ADVANCED MICRO DEVICES | 250 | $4,000 | 0.0% | $16.00 * | $4.77 | +205.3% | COM | 007903107 |
| SAIC | SCIENCE APPLICATIONS INTE | 40 | $3,000 | 0.0% | $75.00 | $34.76 | +114.1% | COM | 808625107 |
| — | INTREXON CORP | 150 | $3,000 | 0.0% | $20.00 | $33.33 | — | COM | 46122T102 |
| CX | CEMEX SAB-SPONS ADR PART CER | 324 | $3,000 | 0.0% | $9.26 * | $8.95 | +1.3% | ADR | 151290889 |
| — | PORTOLA PHARMACEUTICALS INC | 75 | $3,000 | 0.0% | $40.00 | $22.19 | — | COM | 737010108 |
| TWLO | TWILIO INC - A | 100 | $3,000 | 0.0% | $30.00 * | $49.93 | -42.2% | COM | 90138F102 |
| — | MASSROOTS | 3,000 | $3,000 | 0.0% | $1.00 | $1.00 | — | COM | 57630J106 |
| ETSY | ETSY INC | 250 | $3,000 | 0.0% | $12.00 * | $19.22 | -44.7% | COM | 29786A106 |
| GPRO | GOPRO INC-CLASS A | 300 | $3,000 | 0.0% | $10.00 * | $9.06 | -4.0% | COM | 38268T103 |
| USB | US BANCORP | 50 | $3,000 | 0.0% | $60.00 * | $22.41 | +64.9% | COM | 902973304 |
| — | ZYNGA INC - CL A | 1,214 | $3,000 | 0.0% | $2.47 | $2.47 | — | COM | 98986T108 |
| VLO | VALERO ENERGY CORP | 50 | $3,000 | 0.0% | $60.00 * | $32.63 | +43.4% | COM | 91913Y100 |
| XYL | XYLEM INC | 65 | $3,000 | 0.0% | $46.15 * | $23.44 | +92.9% | COM | 98419M100 |
| — | ROYAL BK SCOTLND GRP PLC | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 780097879 |
| JPEM | JPM DIVERSIFIED RET EM EQUIT | 60 | $3,000 | 0.0% | $50.00 * | $49.73 | +2.6% | ETF | 46641Q308 |
| ADNT | ADIENT PLC | 42 | $3,000 | 0.0% | $71.43 | $50.50 | +41.0% | COM | G0084W101 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400202 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| — | UNITED STATES OIL FUND LP | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | ETF | 91232N108 |
| — | MONITISE PLC | 68,000 | $2,000 | 0.0% | $0.03 | $0.03 | — | COM | G6258F105 |
| OXY | OCCIDENTAL PETROLEUM CORP | 31 | $2,000 | 0.0% | $64.52 * | $58.75 | -14.8% | COM | 674599105 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $2,000 | 0.0% | $2.67 * | $13.02 | -80.4% | COM | 184499101 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $2,000 | 0.0% | $40.00 * | $32.07 | +12.7% | COM | 49338L103 |
| DAL | DELTA AIR LINES INC | 39 | $2,000 | 0.0% | $51.28 * | $43.95 | -5.6% | COM | 247361702 |
| CHD | CHURCH & DWIGHT CO INC | 50 | $2,000 | 0.0% | $40.00 * | $36.46 | +22.3% | COM | 171340102 |
| — | ANGLO AMERICAN PLC-SPONS ADR | 323 | $2,000 | 0.0% | $6.19 | $3.10 | — | ADR | 03485P300 |
| — | BLACKROCK ENRGY & RES | 175 | $2,000 | 0.0% | $11.43 | $13.95 | — | CEF | 09250U101 |
| SUN | SUNOCO LP | 100 | $2,000 | 0.0% | $20.00 | $30.00 | — | MLP | 86765K109 |
| EWY | ISHARES MSCI SOUTH KOREA CAP | 35 | $2,000 | 0.0% | $57.14 * | $58.44 | +5.9% | ETF | 464286772 |
| — | JUNO THERAPEUTICS INC | 100 | $2,000 | 0.0% | $20.00 | $30.00 | — | COM | 48205A109 |
| VOO | VANGUARD S&P 500 ETF | 10 | $2,000 | 0.0% | $200.00 * | $213.39 | +1.4% | ETF | 922908363 |
| WILC | G. WILLI-FOOD INTERNATIONAL | 350 | $2,000 | 0.0% | $5.71 * | $6.38 | 0.0% | COM | M52523103 |
| CSX | CSX CORP | 33 | $2,000 | 0.0% | $60.61 * | $6.66 | +106.7% | COM | 126408103 |
| — | BIONDVAX PHARMACEUTICALS LTD | 10,000 | $2,000 | 0.0% | $0.20 | $0.10 | — | COM | 09073Q105 |
| UA | UNDER ARMOUR INC-CLASS C | 90 | $2,000 | 0.0% | $22.22 * | $27.67 | -33.9% | COM | 904311206 |
| PBF | PBF ENERGY INC-CLASS A | 75 | $2,000 | 0.0% | $26.67 * | $35.26 | -37.1% | COM | 69318G106 |
| — | VASCO DATA SECURITY INTL | 130 | $2,000 | 0.0% | $15.38 | $16.94 | — | COM | 92230Y104 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2 | $1,000 | 0.0% | $500.00 * | $12.25 | -27.3% | COM | 169656105 |
| TDC | TERADATA CORP | 8 | $1,000 | 0.0% | $125.00 * | $26.54 | +17.3% | COM | 88076W103 |
| — | SYNERGY PHARMACEUTICALS INC | 50 | $1,000 | 0.0% | $20.00 | $5.16 | — | COM | 871639308 |
| — | TIME INC | 12 | $1,000 | 0.0% | $83.33 | $83.33 | — | COM | 887228104 |
| — | NORDIC AMERICAN OFFSHORE LTD | 200 | $1,000 | 0.0% | $5.00 | $10.00 | — | COM | Y6366T112 |
| — | NQ MOBILE INC - ADR -CLASS A | 50 | $1,000 | 0.0% | $20.00 | $17.45 | — | ADR | 64118U108 |
| — | DR PEPPER SNAPPLE GROUP INC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | COM | 26138E109 |
| — | OCLARO INC | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 67555N206 |
| — | CUMULUS MEDIA INC-CL A | 125 | $1,000 | 0.0% | $8.00 | $8.00 | — | COM | 231082603 |
| — | GLU MOBILE INC | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 379890106 |
| — | SAUER ENERGY INC | 1,200 | $1,000 | 0.0% | $0.83 | $0.83 | — | COM | 804136109 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1,000 | 0.0% | $2.00 * | $0.04 | -2.3% | COM | 027263102 |
| — | SANOFI CVR | 34 | $1,000 | 0.0% | $29.41 | $29.41 | — | Right | 80105N113 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | COM | 03842K200 |
| TMQ | TRILOGY METALS INC | 16 | $1,000 | 0.0% | $62.50 * | $0.51 | +7.5% | COM | 89621C105 |
| SLJB | SULJA BROS BUILDING SUPPLIES | 50,000 | $1,000 | 0.0% | $0.02 | $0.00 | +294.9% | COM | 865106108 |
| — | NATIONAL BANK OF GREECE-ADR | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | ADR | 633643804 |
| ACM | AECOM | 40 | $1,000 | 0.0% | $25.00 * | $29.07 | +17.7% | COM | 00766T100 |
| LNG | CHENIERE ENERGY INC | 30 | $1,000 | 0.0% | $33.33 * | $70.50 | -32.9% | COM | 16411R208 |
| — | FANNIE MAE | 217 | $1,000 | 0.0% | $4.61 | $9.44 | — | PFD | 313586752 |
| IFUS | IMPACT FUSION INTERNATIONAL | 200,000 | $1,000 | 0.0% | $0.01 | $0.01 | -36.9% | COM | 45257G109 |
| TMO | THERMO FISHER SCIENTIFIC INC | 9 | $1,000 | 0.0% | $111.11 * | $79.96 | +87.6% | COM | 883556102 |
| — | CARE CAPITAL PROPERTIES INC | 50 | $1,000 | 0.0% | $20.00 | $40.00 | — | REIT | 141624106 |
| NRG | NRG ENERGY INC | 64 | $1,000 | 0.0% | $15.63 | $20.46 | -24.6% | COM | 629377508 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ETF | 78464A748 |
| BWEN | BROADWIND ENERGY INC | 112 | $1,000 | 0.0% | $8.93 * | $4.37 | +90.5% | COM | 11161T207 |
| DPZ | DOMINO'S PIZZA INC | 5 | $1,000 | 0.0% | $200.00 * | $102.15 | +63.7% | COM | 25754A201 |
| — | DIREXION DAILY GOLD MINERS I | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | ETF | 25490K570 |
| — | TEEKAY CORP | 62 | $1,000 | 0.0% | $16.13 | $60.66 | — | COM | Y8564W103 |
| DFIN | DONNELLEY FINANCIAL SOLUTION | 25 | $1,000 | 0.0% | $40.00 * | $21.18 | -8.9% | COM | 25787G100 |
| — | SECOND SIGHT MEDICAL-CW22 | 1,278 | $1,000 | 0.0% | $0.78 | $0.78 | — | Equity WRT | 81362J118 |
| — | BED BATH & BEYOND INC | 11 | $1,000 | 0.0% | $90.91 | $76.48 | — | COM | 075896100 |
| — | FRONTIER COMMUNICATIONS CORP | 203 | $1,000 | 0.0% | $4.93 | $4.92 | — | COM | 35906A108 |
| — | STRATA OIL & GAS INC | 13,400 | $1,000 | 0.0% | $0.07 | $0.15 | — | COM | 86270C105 |
| HUM | HUMANA INC | 2 | $1,000 | 0.0% | $500.00 * | $191.96 | -0.1% | COM | 444859102 |
| VYX | NCR CORPORATION | 8 | $1,000 | 0.0% | $125.00 * | $18.10 | +54.8% | COM | 62886E108 |
| — | MOTORS LIQUIDATION CO GUC TR | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | Unit | 62010U101 |
| — | AMERICAN INTERNATIONAL-CW21 | 16 | $1,000 | 0.0% | $62.50 | $62.50 | — | Equity WRT | 026874156 |
| FNDF | SCHWAB FUNDAMENTAL INTL LC | 12 | $1,000 | 0.0% | $83.33 * | $25.09 | +6.8% | ETF | 808524755 |
| — | AETNA INC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | COM | 00817Y108 |
| — | QUALSTAR CORP | 150 | $1,000 | 0.0% | $6.67 | $6.67 | — | COM | 74758R208 |
| — | RR DONNELLEY & SONS CO | 66 | $1,000 | 0.0% | $15.15 | $15.00 | — | COM | 257867200 |
| NVCR | NOVOCURE LTD | 95 | $1,000 | 0.0% | $10.53 * | $12.52 | -35.3% | COM | G6674U108 |
| — | QUALITY CARE PROPERTIES | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | REIT | 747545101 |
| — | BITCOIN INVESTMENT TRUST | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | UIT | 09173T108 |
| CWGL | CRIMSON WINE GROUP LTD | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +19.6% | COM | 22662X100 |
| GDX | VANECK VECTORS GOLD MINERS E | 30 | $1,000 | 0.0% | $33.33 * | $24.00 | -5.0% | ETF | 92189F106 |
| — | ADVERUM BIOTECHNOLOGIES INC | 250 | $1,000 | 0.0% | $4.00 | $4.00 | — | COM | 00773U108 |
| — | LSC COMMUNICATIONS INC | 25 | $1,000 | 0.0% | $40.00 | $40.00 | — | COM | 50218P107 |
| — | WHITING PETROLEUM CORP | 62 | $1,000 | 0.0% | $16.13 | $9.66 | — | COM | 966387102 |
| TRV | TRAVELERS COS INC THE | 4 | $1,000 | 0.0% | $250.00 * | $63.44 | +57.0% | COM | 89417E109 |