THORNBURG INVESTMENT MANAGEMENT INC Diversified Active

CIK: 0001145020 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 2, 2018

Total Value ($000): $11,985,338 (100.0% shares, 0.0% debt)

Holdings (161)

ROYAL DUTCH SHELL-SPON ADR-A 6.6%
Value ($000) $788,034 Shares 11,564,928 Est. Cost $61.57 Unrealized
CME CME GROUP INC 5.1%
Value ($000) $615,288 Shares 3,614,874 Est. Cost $63.75 Unrealized +102.5%
JPM JPMORGAN CHASE & CO 4.4%
Value ($000) $529,731 Shares 4,694,530 Est. Cost $38.66 Unrealized +139.6%
WALGREENS BOOTS ALLIANCE INC 3.9%
Value ($000) $467,288 Shares 6,409,982 Est. Cost $71.08 Unrealized
QCOM QUALCOMM INC 3.4%
Value ($000) $406,959 Shares 5,649,854 Est. Cost $46.26 Unrealized +18.1%
HD HOME DEPOT INC 2.6%
Value ($000) $311,077 Shares 1,501,700 Est. Cost $66.75 Unrealized +151.6%
MRK MERCK & CO. INC. 2.6%
Value ($000) $310,220 Shares 4,372,989 Est. Cost $37.56 Unrealized +34.9%
T AT&T INC 2.5%
Value ($000) $296,090 Shares 8,817,438 Est. Cost $13.36 Unrealized +8.4%
BABA ALIBABA GROUP HOLDING-SP ADR 2.4%
Value ($000) $288,360 Shares 1,750,185 Est. Cost $147.24 Unrealized
ARCC ARES CAPITAL CORP 2.2%
Value ($000) $262,179 Shares 15,251,834 Est. Cost $5.43 Unrealized +55.9%
OKE ONEOK INC 2.2%
Value ($000) $261,429 Shares 3,856,451 Est. Cost $21.08 Unrealized +102.9%
MFA FINANCIAL INC 2.1%
Value ($000) $251,715 Shares 34,246,878 Est. Cost $8.00 Unrealized
CCI CROWN CASTLE INTL CORP 2.0%
Value ($000) $239,120 Shares 2,147,849 Est. Cost $53.50 Unrealized +52.0%
LVS LAS VEGAS SANDS CORP 1.9%
Value ($000) $231,579 Shares 3,903,228 Est. Cost $39.83 Unrealized +46.4%
AXA EQUITABLE HOLDINGS INC 1.7%
Value ($000) $206,923 Shares 9,646,777 Est. Cost $20.73 Unrealized
META FACEBOOK INC-CLASS A 1.7%
Value ($000) $199,921 Shares 1,215,623 Est. Cost $123.67 Unrealized +45.4%
CANADIAN PACIFIC RAILWAY LTD 1.6%
Value ($000) $187,302 Shares 883,748 Est. Cost $144.23 Unrealized
C CITIGROUP INC 1.5%
Value ($000) $182,770 Shares 2,547,676 Est. Cost $35.30 Unrealized +55.1%
VLO VALERO ENERGY CORP 1.5%
Value ($000) $182,704 Shares 1,606,189 Est. Cost $46.56 Unrealized +80.9%
LYB LYONDELLBASELL INDU-CL A 1.5%
Value ($000) $182,630 Shares 1,781,587 Est. Cost $43.33 Unrealized +58.6%
RYAAY RYANAIR HOLDINGS PLC-SP ADR 1.5%
Value ($000) $181,491 Shares 1,889,740 Est. Cost $88.58 Unrealized
BIDU BAIDU INC - SPON ADR 1.5%
Value ($000) $181,419 Shares 793,333 Est. Cost $189.43 Unrealized
COF CAPITAL ONE FINANCIAL CORP 1.4%
Value ($000) $165,246 Shares 1,740,718 Est. Cost $71.57 Unrealized +19.7%
GOOGL ALPHABET INC-CL A 1.3%
Value ($000) $159,459 Shares 132,103 Est. Cost $35.33 Unrealized +70.1%
TAL TAL EDUCATION GROUP- ADR 1.3%
Value ($000) $158,974 Shares 6,183,360 Est. Cost $35.89 Unrealized
CHIMERA INVESTMENT CORP 1.2%
Value ($000) $147,306 Shares 8,125,000 Est. Cost $11.32 Unrealized
TMUS T-MOBILE US INC 1.2%
Value ($000) $143,512 Shares 2,044,919 Est. Cost $40.62 Unrealized +52.8%
APOLLO INVESTMENT CORP 1.1%
Value ($000) $132,792 Shares 24,410,339 Est. Cost $7.52 Unrealized
PFE PFIZER INC 1.1%
Value ($000) $130,158 Shares 2,953,432 Est. Cost $19.00 Unrealized +45.5%
LAMR LAMAR ADVERTISING CO-A 1.1%
Value ($000) $126,243 Shares 1,622,656 Est. Cost $58.00 Unrealized
CF CF INDUSTRIES HOLDINGS INC 1.0%
Value ($000) $117,163 Shares 2,152,157 Est. Cost $22.28 Unrealized +80.2%
AVGO BROADCOM INC 0.9%
Value ($000) $109,897 Shares 445,413 Est. Cost $18.27 Unrealized 0.0%
NXPI NXP SEMICONDUCTORS NV 0.9%
Value ($000) $104,430 Shares 1,221,407 Est. Cost $85.25 Unrealized 0.0%
GOOG ALPHABET INC-CL C 0.9%
Value ($000) $103,039 Shares 86,336 Est. Cost $31.18 Unrealized +90.6%
SLRC SOLAR CAPITAL LTD 0.8%
Value ($000) $98,639 Shares 4,613,589 Est. Cost $7.35 Unrealized +41.1%
ZAYO GROUP HOLDINGS INC 0.8%
Value ($000) $96,025 Shares 2,765,711 Est. Cost $35.86 Unrealized
GILD GILEAD SCIENCES INC 0.8%
Value ($000) $92,921 Shares 1,203,486 Est. Cost $51.50 Unrealized +10.4%
ELME WASHINGTON REIT 0.8%
Value ($000) $91,197 Shares 2,975,427 Est. Cost $26.49 Unrealized
SATS ECHOSTAR CORP-A 0.7%
Value ($000) $87,087 Shares 1,878,080 Est. Cost $37.47 Unrealized +1.6%
TEVA TEVA PHARMACEUTICAL-SP ADR 0.7%
Value ($000) $86,767 Shares 4,028,192 Est. Cost $22.41 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 0.7%
Value ($000) $84,023 Shares 344,244 Est. Cost $91.43 Unrealized +146.8%
SU SUNCOR ENERGY INC 0.7%
Value ($000) $82,982 Shares 2,144,529 Est. Cost $30.46 Unrealized 0.0%
V VISA INC-CLASS A SHARES 0.7%
Value ($000) $81,143 Shares 540,627 Est. Cost $92.30 Unrealized +46.3%
AGO ASSURED GUARANTY LTD 0.6%
Value ($000) $76,958 Shares 1,822,355 Est. Cost $26.12 Unrealized +33.8%
USFD US FOODS HOLDING CORP 0.6%
Value ($000) $75,081 Shares 2,436,124 Est. Cost $27.77 Unrealized +24.5%
CMCSA COMCAST CORP-CLASS A 0.6%
Value ($000) $72,133 Shares 2,037,092 Est. Cost $27.22 Unrealized +7.8%
FMX FOMENTO ECONOMICO MEX-SP ADR 0.6%
Value ($000) $67,916 Shares 686,231 Est. Cost $89.37 Unrealized
CTRIP.COM INTERNATIONAL-ADR 0.5%
Value ($000) $65,487 Shares 1,761,831 Est. Cost $53.67 Unrealized
NBIS YANDEX NV-A 0.5%
Value ($000) $63,906 Shares 1,943,019 Est. Cost $24.99 Unrealized
ALLERGAN PLC 0.5%
Value ($000) $62,708 Shares 329,209 Est. Cost $190.48 Unrealized
OUTFRONT MEDIA INC 0.5%
Value ($000) $61,466 Shares 3,081,000 Est. Cost $18.97 Unrealized
NOMD NOMAD FOODS LTD 0.5%
Value ($000) $60,908 Shares 3,006,331 Est. Cost $12.13 Unrealized +63.0%
AAPL APPLE INC 0.5%
Value ($000) $58,627 Shares 259,712 Est. Cost $22.18 Unrealized +122.2%
MA MASTERCARD INC - A 0.5%
Value ($000) $58,389 Shares 262,291 Est. Cost $92.72 Unrealized +116.1%
LAZARD LTD-CL A 0.5%
Value ($000) $56,733 Shares 1,178,738 Est. Cost $48.13 Unrealized
MDT MEDTRONIC PLC 0.5%
Value ($000) $55,619 Shares 565,406 Est. Cost $57.75 Unrealized +32.1%
DVN DEVON ENERGY CORP 0.4%
Value ($000) $53,547 Shares 1,340,696 Est. Cost $26.82 Unrealized +13.2%
WORLDPAY INC-CLASS A 0.4%
Value ($000) $52,035 Shares 513,825 Est. Cost $84.02 Unrealized
TEEKAY LNG PARTNERS LP 0.4%
Value ($000) $51,718 Shares 3,096,887 Est. Cost $16.52 Unrealized
ALKS ALKERMES PLC 0.4%
Value ($000) $50,058 Shares 1,179,492 Est. Cost $55.66 Unrealized -22.0%
HAL HALLIBURTON CO 0.4%
Value ($000) $50,020 Shares 1,234,151 Est. Cost $38.88 Unrealized -8.5%
EPD ENTERPRISE PRODUCTS PARTNERS 0.4%
Value ($000) $47,267 Shares 1,645,208 Est. Cost $28.89 Unrealized
BTU PEABODY ENERGY CORP 0.4%
Value ($000) $46,518 Shares 1,305,205 Est. Cost $35.79 Unrealized +5.0%
ACTIVISION BLIZZARD INC 0.4%
Value ($000) $45,812 Shares 550,686 Est. Cost $25.30 Unrealized
PMT PENNYMAC MORTGAGE INVESTMENT 0.4%
Value ($000) $42,215 Shares 2,085,722 Est. Cost $16.97 Unrealized
OAKTREE CAPITAL GROUP LLC 0.3%
Value ($000) $41,635 Shares 1,005,669 Est. Cost $48.24 Unrealized
HPQ HP INC 0.3%
Value ($000) $40,769 Shares 1,582,044 Est. Cost $8.38 Unrealized +124.1%
SBUX STARBUCKS CORP 0.3%
Value ($000) $40,642 Shares 715,027 Est. Cost $48.70 Unrealized -7.5%
UPS UNITED PARCEL SERVICE-CL B 0.3%
Value ($000) $39,740 Shares 340,383 Est. Cost $76.48 Unrealized +15.6%
EXPE EXPEDIA GROUP INC 0.3%
Value ($000) $38,212 Shares 292,858 Est. Cost $109.77 Unrealized +15.1%
UNILEVER N V -NY SHARES 0.3%
Value ($000) $35,757 Shares 643,686 Est. Cost $49.69 Unrealized
IBN ICICI BANK LTD-SPON ADR 0.3%
Value ($000) $33,298 Shares 3,922,048 Est. Cost $8.27 Unrealized
AMZN AMAZON.COM INC 0.3%
Value ($000) $32,797 Shares 16,374 Est. Cost $18.61 Unrealized +405.3%
BKNG BOOKING HOLDINGS INC 0.3%
Value ($000) $31,744 Shares 16,000 Est. Cost $1933.58 Unrealized +0.2%
CTSH COGNIZANT TECH SOLUTIONS-A 0.3%
Value ($000) $31,412 Shares 407,159 Est. Cost $56.26 Unrealized +24.8%
SAP SAP SE-SPONSORED ADR 0.3%
Value ($000) $31,120 Shares 253,011 Est. Cost $107.26 Unrealized
PANW PALO ALTO NETWORKS INC 0.3%
Value ($000) $31,114 Shares 138,124 Est. Cost $24.15 Unrealized +50.7%
ARRIS INTERNATIONAL PLC 0.3%
Value ($000) $30,778 Shares 1,184,209 Est. Cost $26.29 Unrealized
NVS NOVARTIS AG-SPONSORED ADR 0.3%
Value ($000) $30,167 Shares 350,122 Est. Cost $77.82 Unrealized
CREDIT SUISSE GROUP-SPON ADR 0.2%
Value ($000) $29,260 Shares 1,958,531 Est. Cost $15.51 Unrealized
TPH TRI POINTE GROUP INC 0.2%
Value ($000) $29,110 Shares 2,347,597 Est. Cost $13.99 Unrealized +5.8%
ITUB ITAU UNIBANCO H-SPON PRF ADR 0.2%
Value ($000) $28,016 Shares 2,551,577 Est. Cost $12.06 Unrealized
GPMT GRANITE POINT MORTGAGE TRUST 0.2%
Value ($000) $27,338 Shares 1,417,964 Est. Cost $17.74 Unrealized
CHINA UNICOM HONG KONG-ADR 0.2%
Value ($000) $26,988 Shares 2,308,616 Est. Cost $14.14 Unrealized
ARMK ARAMARK 0.2%
Value ($000) $26,892 Shares 625,114 Est. Cost $16.51 Unrealized +61.1%
AZN ASTRAZENECA PLC-SPONS ADR 0.2%
Value ($000) $26,163 Shares 661,174 Est. Cost $35.52 Unrealized
KMX CARMAX INC 0.2%
Value ($000) $26,072 Shares 349,163 Est. Cost $66.39 Unrealized +14.9%
FLEX FLEX LTD 0.2%
Value ($000) $25,147 Shares 1,916,700 Est. Cost $11.22 Unrealized -6.7%
FLEETCOR TECHNOLOGIES INC 0.2%
Value ($000) $25,145 Shares 110,364 Est. Cost $145.43 Unrealized
FMS FRESENIUS MEDICAL CARE-ADR 0.2%
Value ($000) $24,794 Shares 482,187 Est. Cost $48.15 Unrealized
OWENS-ILLINOIS INC 0.2%
Value ($000) $24,378 Shares 1,297,396 Est. Cost $16.90 Unrealized
BCS BARCLAYS PLC-SPONS ADR 0.2%
Value ($000) $24,200 Shares 2,703,946 Est. Cost $11.72 Unrealized
SSNC SS&C TECHNOLOGIES HOLDINGS 0.2%
Value ($000) $23,690 Shares 416,851 Est. Cost $55.49 Unrealized 0.0%
PSTG PURE STORAGE INC - CLASS A 0.2%
Value ($000) $23,363 Shares 900,322 Est. Cost $11.73 Unrealized +111.8%
ITT ITT INC 0.2%
Value ($000) $23,021 Shares 375,797 Est. Cost $50.41 Unrealized +14.5%
APOLLO GLOBAL MANAGEMENT - A 0.2%
Value ($000) $22,919 Shares 663,351 Est. Cost $21.22 Unrealized
ORLY O'REILLY AUTOMOTIVE INC 0.2%
Value ($000) $22,803 Shares 65,655 Est. Cost $13.24 Unrealized +60.5%
TJX TJX COMPANIES INC 0.2%
Value ($000) $22,019 Shares 196,563 Est. Cost $34.04 Unrealized +36.6%
NAVI NAVIENT CORP 0.2%
Value ($000) $21,227 Shares 1,574,702 Est. Cost $13.55 Unrealized -0.1%
ADT ADT INC 0.2%
Value ($000) $21,002 Shares 2,236,598 Est. Cost $8.51 Unrealized -17.9%
CHINA PETROLEUM & CHEM-ADR 0.2%
Value ($000) $20,368 Shares 202,792 Est. Cost $74.31 Unrealized
MCDERMOTT INTL INC 0.2%
Value ($000) $20,122 Shares 1,091,791 Est. Cost $19.65 Unrealized
CASA SYSTEMS INC 0.2%
Value ($000) $19,004 Shares 1,288,438 Est. Cost $16.15 Unrealized
ALEXION PHARMACEUTICALS INC 0.2%
Value ($000) $18,446 Shares 132,696 Est. Cost $123.32 Unrealized
MNST MONSTER BEVERAGE CORP 0.1%
Value ($000) $17,247 Shares 295,936 Est. Cost $23.29 Unrealized +29.1%
FTS FORTIS INC 0.1%
Value ($000) $17,130 Shares 528,387 Est. Cost $22.16 Unrealized +11.0%
GRFS GRIFOLS SA-ADR 0.1%
Value ($000) $16,635 Shares 778,446 Est. Cost $20.80 Unrealized
WIX WIX.COM LTD 0.1%
Value ($000) $15,974 Shares 133,450 Est. Cost $65.80 Unrealized +62.6%
NOW SERVICENOW INC 0.1%
Value ($000) $15,765 Shares 80,584 Est. Cost $15.06 Unrealized +151.2%
DXCM DEXCOM INC 0.1%
Value ($000) $15,013 Shares 104,954 Est. Cost $16.79 Unrealized +84.6%
E ENI SPA-SPONSORED ADR 0.1%
Value ($000) $15,008 Shares 398,511 Est. Cost $37.66 Unrealized
VEA VANGUARD EUROPE PACIFIC ETF 0.1%
Value ($000) $14,867 Shares 343,594 Est. Cost $44.06 Unrealized
DVA DAVITA INC 0.1%
Value ($000) $14,736 Shares 205,727 Est. Cost $62.42 Unrealized +13.3%
PYPL PAYPAL HOLDINGS INC 0.1%
Value ($000) $14,603 Shares 166,250 Est. Cost $37.01 Unrealized +137.4%
HDB HDFC BANK LTD-ADR 0.1%
Value ($000) $14,544 Shares 154,563 Est. Cost $56.12 Unrealized
AMG AFFILIATED MANAGERS GROUP 0.1%
Value ($000) $14,496 Shares 106,025 Est. Cost $166.88 Unrealized -13.5%
AZUL SA-ADR 0.1%
Value ($000) $13,761 Shares 773,520 Est. Cost $17.79 Unrealized
SVB FINANCIAL GROUP 0.1%
Value ($000) $13,710 Shares 44,107 Est. Cost $110.91 Unrealized
CHINA MOBILE LTD-SPON ADR 0.1%
Value ($000) $13,167 Shares 269,092 Est. Cost $52.00 Unrealized
PSMT PRICESMART INC 0.1%
Value ($000) $12,832 Shares 158,513 Est. Cost $76.41 Unrealized -1.0%
SCHW SCHWAB (CHARLES) CORP 0.1%
Value ($000) $12,811 Shares 260,653 Est. Cost $49.84 Unrealized -7.6%
NFLX NETFLIX INC 0.1%
Value ($000) $12,704 Shares 33,955 Est. Cost $15.16 Unrealized +139.4%
COLONY CAPITAL INC 0.1%
Value ($000) $12,247 Shares 2,010,929 Est. Cost $6.24 Unrealized
CONCHO RESOURCES INC 0.1%
Value ($000) $12,095 Shares 79,180 Est. Cost $100.10 Unrealized
THOMSON REUTERS CORP 0.1%
Value ($000) $11,786 Shares 258,002 Est. Cost $45.68 Unrealized
NEVRO CORP 0.1%
Value ($000) $11,745 Shares 206,052 Est. Cost $72.08 Unrealized
PIONEER NATURAL RESOURCES CO 0.1%
Value ($000) $11,702 Shares 67,179 Est. Cost $147.54 Unrealized
GLOB GLOBANT SA 0.1%
Value ($000) $11,491 Shares 194,795 Est. Cost $38.97 Unrealized +50.5%
DHI DR HORTON INC 0.1%
Value ($000) $11,157 Shares 264,512 Est. Cost $39.68 Unrealized +0.6%
SPLUNK INC 0.1%
Value ($000) $10,780 Shares 89,157 Est. Cost $55.48 Unrealized
CNH CNH INDUSTRIAL NV 0.1%
Value ($000) $10,276 Shares 855,617 Est. Cost $8.72 Unrealized 0.0%
WDAY WORKDAY INC-CLASS A 0.1%
Value ($000) $9,668 Shares 66,226 Est. Cost $74.76 Unrealized +85.8%
PIVOTAL SOFTWARE INC - CL A 0.1%
Value ($000) $8,828 Shares 450,875 Est. Cost $23.32 Unrealized
BTI BRITISH AMERICAN TOB-SP ADR 0.1%
Value ($000) $8,733 Shares 187,279 Est. Cost $62.37 Unrealized
PROOFPOINT INC 0.1%
Value ($000) $6,922 Shares 65,100 Est. Cost $60.26 Unrealized
INGN INOGEN INC 0.1%
Value ($000) $6,586 Shares 26,977 Est. Cost $34.16 Unrealized +577.0%
FTCHQ FARFETCH LTD-CLASS A 0.1%
Value ($000) $6,560 Shares 240,900 Est. Cost $28.31 Unrealized 0.0%
LIBERTY GLOBAL PLC- C 0.1%
Value ($000) $6,318 Shares 224,363 Est. Cost $32.87 Unrealized
OPTU ALTICE USA INC- A 0.0%
Value ($000) $5,190 Shares 286,126 Est. Cost $24.53 Unrealized -27.0%
AKORN INC 0.0%
Value ($000) $3,924 Shares 302,300 Est. Cost $24.08 Unrealized
CENTURYLINK INC 0.0%
Value ($000) $2,698 Shares 127,255 Est. Cost $23.67 Unrealized
NTB BANK OF N.T. BUTTERFIELD&SON 0.0%
Value ($000) $2,168 Shares 41,796 Est. Cost $17.50 Unrealized +102.1%
SEASPAN CORP 0.0%
Value ($000) $2,096 Shares 251,596 Est. Cost $7.48 Unrealized
CARS CARS.COM INC 0.0%
Value ($000) $2,028 Shares 73,463 Est. Cost $29.27 Unrealized -4.5%
TSM TAIWAN SEMICONDUCTOR-SP ADR 0.0%
Value ($000) $2,021 Shares 45,774 Est. Cost $26.84 Unrealized
EQIX EQUINIX INC 0.0%
Value ($000) $1,622 Shares 3,747 Est. Cost $332.77 Unrealized +14.4%
WFC WELLS FARGO & CO 0.0%
Value ($000) $1,545 Shares 29,388 Est. Cost $41.22 Unrealized +12.8%
MSFT MICROSOFT CORP 0.0%
Value ($000) $1,541 Shares 13,475 Est. Cost $67.24 Unrealized +49.9%
YUMC YUM CHINA HOLDINGS INC 0.0%
Value ($000) $1,501 Shares 42,750 Est. Cost $37.39 Unrealized -4.7%
TEEKAY CORP 0.0%
Value ($000) $1,280 Shares 189,942 Est. Cost $8.69 Unrealized
ALLE ALLEGION PLC 0.0%
Value ($000) $1,211 Shares 13,375 Est. Cost $72.85 Unrealized +5.6%
SHAW COMMUNICATIONS INC-B 0.0%
Value ($000) $1,185 Shares 60,812 Est. Cost $19.49 Unrealized
NTR NUTRIEN LTD 0.0%
Value ($000) $1,173 Shares 20,337 Est. Cost $39.08 Unrealized +10.2%
GOLF ACUSHNET HOLDINGS CORP 0.0%
Value ($000) $1,088 Shares 39,669 Est. Cost $19.21 Unrealized +35.2%
GHG GREENTREE HOSPITALITY GR-ADR 0.0%
Value ($000) $825 Shares 64,976 Est. Cost $12.74 Unrealized
GTX GARRETT MOTION INC 0.0%
Value ($000) $694 Shares 37,500 Est. Cost $16.87 Unrealized 0.0%
EFA ISHARES MSCI EAFE ETF 0.0%
Value ($000) $396 Shares 5,823 Est. Cost $67.56 Unrealized
SPY SPDR S&P 500 ETF TRUST 0.0%
Value ($000) $97 Shares 333 Est. Cost $291.29 Unrealized
BKR BAKER HUGHES A GE CO 0.0%
Value ($000) $66 Shares 1,949 Est. Cost $28.18 Unrealized -5.0%
ADNT ADIENT PLC 0.0%
Value ($000) $62 Shares 1,568 Est. Cost $68.54 Unrealized -34.3%
NKE NIKE INC -CL B 0.0%
Value ($000) $5 Shares 54 Est. Cost $49.38 Unrealized +47.8%