CIK: 0001307878 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 28, 2020
Total Value ($000): $128,186,676 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Crown Castle Int Corp | 3,276 | $4,228,310 | 3.3% | $1078471.20 | — | CONVERTIBLE PREFERRED STOCK | 22822V309 |
| — | Becton Dickinson and Co | 68,370 | $3,730,472 | 2.9% | $55449.23 | — | CONVERTIBLE PREFERRED STOCK | 075887208 |
| — | Dominion Energy | 40,014 | $3,728,504 | 2.9% | $103524.09 | — | CONVERTIBLE PREFERRED STOCK | 25746U133 |
| — | Danaher Corp | 3,443 | $3,620,052 | 2.8% | $1063018.40 | — | CONVERTIBLE PREFERRED STOCK | 235851300 |
| — | Vereit Inc | 2,813 | $2,830,253 | 2.2% | $1010297.00 | — | CONVERTIBLE BOND | 02917TAB0 |
| — | Broadcom Inc | 2,965 | $2,794,574 | 2.2% | $1014503.20 | — | CONVERTIBLE PREFERRED STOCK | 11135F200 |
| — | ILLUMINA INC | 2,250 | $2,767,060 | 2.2% | $1361025.50 | — | CONVERTIBLE BOND | 452327AH2 |
| — | Wells Fargo & Company PFD | 2,172 | $2,761,350 | 2.2% | $1197640.00 | — | CONVERTIBLE PREFERRED STOCK | 949746804 |
| — | Deutsche Bank AG London/VOYA | 3,013 | $2,756,603 | 2.2% | $971402.30 | — | CONVERTIBLE BOND | 25155MKM2 |
| — | Booking Holdings Inc | 2,668 | $2,684,328 | 2.1% | $1150505.60 | — | CONVERTIBLE BOND | 741503AX4 |
| — | TPG Specialty Lending | 2,693 | $2,504,974 | 2.0% | $1030011.20 | — | CONVERTIBLE BOND | 87265KAD4 |
| — | Blackrock TCP Cap | 2,767 | $2,461,767 | 1.9% | $1032539.10 | — | CONVERTIBLE BOND | 87238QAD5 |
| — | Sempra Energy | 25,104 | $2,380,185 | 1.9% | $102583.48 | — | CONVERTIBLE PREFERRED STOCK | 816851406 |
| — | Ares Capital Corp | 2,657 | $2,363,901 | 1.8% | $1060804.20 | — | CONVERTIBLE BOND | 04010LAW3 |
| — | Spirit Realty Capital | 2,377 | $2,301,870 | 1.8% | $1034745.80 | — | CONVERTIBLE BOND | 84860WAB8 |
| — | Assurant Inc | 21,230 | $2,246,261 | 1.8% | $104647.13 | — | CONVERTIBLE PREFERRED STOCK | 04621X207 |
| — | HANNON ARMSTRONG | 2,332 | $2,228,284 | 1.7% | $1038085.10 | — | CONVERTIBLE BOND | 41068XAB6 |
| — | Fortive Corporation | 2,327 | $2,176,945 | 1.7% | $935515.70 | — | CONVERTIBLE BOND | 34959JAK4 |
| — | CSG Systems International | 2,034 | $2,105,592 | 1.6% | $1080242.60 | — | CONVERTIBLE BOND | 126349AF6 |
| — | Hercules Capital Inc | 2,282 | $2,091,529 | 1.6% | $1027142.56 | — | CONVERTIBLE BOND | 427096AF9 |
| — | New Mountain Finance | 2,427 | $2,047,840 | 1.6% | $1015086.94 | — | CONVERTIBLE BOND | 647551AC4 |
| JNJ | Johnson & Johnson | 15,415 | $2,021,368 | 1.6% | $105.86 | +13.5% | COMMON STOCKS | 478160104 |
| AMGN | Amgen Inc | 9,717 | $1,969,927 | 1.5% | $166.58 | +9.4% | COMMON STOCKS | 031162100 |
| — | Stanley Black & Decker | 27,267 | $1,917,824 | 1.5% | $108823.98 | — | CONVERTIBLE PREFERRED STOCK | 854502846 |
| — | DTE Energy Co | 47,835 | $1,879,054 | 1.5% | $49981.02 | — | CONVERTIBLE PREFERRED STOCK | 233331842 |
| — | Fortive Corporation | 2,574 | $1,872,525 | 1.5% | $990570.25 | — | CONVERTIBLE PREFERRED STOCK | 34959J207 |
| SBUX | Starbucks Corp | 27,285 | $1,793,715 | 1.4% | $72.98 | -2.7% | COMMON STOCKS | 855244109 |
| — | Cisco Sys Inc | 44,179 | $1,736,676 | 1.4% | $42912.24 | — | COMMON STOCKS | 17275r102 |
| HD | Home Depot Inc | 9,228 | $1,722,959 | 1.3% | $194.70 | -2.3% | COMMON STOCKS | 437076102 |
| — | International Flavor & Fragrances | 44,742 | $1,717,555 | 1.3% | $53970.09 | — | CONVERTIBLE PREFERRED STOCK | 459506309 |
| — | Centerpoint Energy Inc | 58,635 | $1,710,852 | 1.3% | $49551.92 | — | CONVERTIBLE PREFERRED STOCK | 15189T503 |
| — | Synaptics Inc | 1,587 | $1,654,264 | 1.3% | $929689.25 | — | CONVERTIBLE BOND | 87157DAD1 |
| — | ON Semiconductor Corp | 1,627 | $1,651,398 | 1.3% | $1143851.80 | — | CONVERTIBLE BOND | 682189AP0 |
| TXN | Texas Instrs Inc | 16,305 | $1,629,358 | 1.3% | $85.65 | +18.7% | COMMON STOCKS | 882508104 |
| — | Verint Systems Inc | 1,623 | $1,578,951 | 1.2% | $1020169.25 | — | CONVERTIBLE BOND | 92343XAA8 |
| BG 4.875 PERP | Bunge Ltd. Perpetual Conv Pfd | 16,618 | $1,562,490 | 1.2% | $101060.43 | — | CONVERTIBLE PREFERRED STOCK | G16962204 |
| MSFT | Microsoft Corp | 9,876 | $1,557,543 | 1.2% | $141.82 | +10.2% | COMMON STOCKS | 594918104 |
| — | Southern Co | 32,515 | $1,491,950 | 1.2% | $52494.83 | — | CONVERTIBLE PREFERRED STOCK | 842587602 |
| MCD | McDonalds Corp | 8,433 | $1,394,396 | 1.1% | $171.93 | -0.0% | COMMON STOCKS | 580135101 |
| — | Cypress Semiconductor Co | 1,142 | $1,378,344 | 1.1% | $1200094.60 | — | CONVERTIBLE BOND | 232806AP4 |
| ABBV | Abbvie Inc | 18,051 | $1,375,305 | 1.1% | $63.47 | +5.9% | COMMON STOCKS | 00287Y109 |
| WMT | Wal-Mart Stores Inc | 11,879 | $1,349,691 | 1.1% | $36.24 | -2.4% | COMMON STOCKS | 931142103 |
| — | J P Morgan Chase & Co | 14,858 | $1,337,665 | 1.0% | $115866.88 | — | COMMON STOCKS | 46625h100 |
| — | South Jersey Industries | 31,933 | $1,336,459 | 1.0% | $54776.74 | — | CONVERTIBLE PREFERRED STOCK | 838518116 |
| — | Palo Alto Networks | 1,320 | $1,276,112 | 1.0% | $1010564.25 | — | CONVERTIBLE BOND | 697435ad7 |
| AAPL | Apple Computer Inc | 4,972 | $1,264,329 | 1.0% | $62.54 | +13.6% | COMMON STOCKS | 037833100 |
| — | Western Digital Corp | 1,394 | $1,241,538 | 1.0% | $973236.06 | — | CONVERTIBLE BOND | 958102AP0 |
| UPS | United Parcel Services | 12,888 | $1,203,996 | 0.9% | $82.55 | -0.8% | COMMON STOCKS | 911312106 |
| — | Broadcom Corp New | 5,061 | $1,199,963 | 0.9% | $276156.44 | — | COMMON STOCKS | 11135f101 |
| MDT | Medtronic Inc | 11,790 | $1,063,222 | 0.8% | $91.87 | -1.8% | COMMON STOCKS | G5960L103 |
| — | Starwood Property Trust | 1,180 | $1,063,097 | 0.8% | $1038917.20 | — | CONVERTIBLE BOND | 85571BAH8 |
| — | AMG Capital Trust II | 30,990 | $1,009,158 | 0.8% | $55399.35 | — | CONVERTIBLE PREFERRED STOCK | 00170F209 |
| MS | Morgan Stanley | 29,221 | $993,514 | 0.8% | $39.08 | +0.2% | COMMON STOCKS | 617446448 |
| — | United Technologies | 10,302 | $971,787 | 0.8% | $138149.92 | — | COMMON STOCKS | 913017109 |
| KO | COCA-COLA COMPANY | 21,825 | $965,756 | 0.8% | $44.56 | +1.0% | COMMON STOCKS | 191216100 |
| INTC | INTEL CORP | 17,192 | $930,431 | 0.7% | $49.57 | +5.6% | COMMON STOCKS | 458140100 |
| — | AT&T Inc | 26,679 | $777,692 | 0.6% | $31926.31 | — | COMMON STOCKS | 00206r102 |
| — | Blackrock Inc | 1,764 | $776,107 | 0.6% | $492945.78 | — | COMMON STOCKS | 09247X101 |
| — | American Electric Power | 16,000 | $775,152 | 0.6% | $51096.00 | — | CONVERTIBLE PREFERRED STOCK | 025537127 |
| CVX | CHEVRON CORP | 10,049 | $728,150 | 0.6% | $87.70 | -13.3% | COMMON STOCKS | 166764100 |
| MMM | 3M COMPANY | 5,147 | $702,616 | 0.5% | $111.15 | -4.7% | COMMON STOCKS | 88579Y101 |
| FLOT | iShares Floating Rate Bond ETF | 14,409 | $702,294 | 0.5% | $50753.01 | — | EXCHANGE TRADED FUND | 46429B655 |
| PEP | PEPSICO INC | 5,507 | $661,390 | 0.5% | $82.09 | +37.4% | COMMON STOCKS | 713448108 |
| TROW | T.Rowe Price Group Inc | 6,635 | $647,907 | 0.5% | $91.93 | +3.9% | COMMON STOCKS | 74144T108 |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond | 12,853 | $644,449 | 0.5% | $50295.36 | — | EXCHANGE TRADED FUND | 46434V100 |
| PM | Philip Morris Intl Inc | 7,695 | $561,427 | 0.4% | $60.01 | +1.2% | COMMON STOCKS | 718172109 |
| IGSB | iShares 1-3 Year Credit Bond | 10,671 | $558,733 | 0.4% | $68398.41 | — | EXCHANGE TRADED FUND | 464288646 |
| — | BCE Inc | 12,910 | $527,502 | 0.4% | $46798.61 | — | COMMON STOCKS | 05534b760 |
| PG | Proctor & Gamble Co | 4,673 | $514,030 | 0.4% | $105.05 | -1.2% | COMMON STOCKS | 742718109 |
| IBM | Intl Business Machines | 4,518 | $501,181 | 0.4% | $98.28 | 0.0% | COMMON STOCKS | 459200101 |
| ETN | Eaton Corp | 6,324 | $491,311 | 0.4% | $75.96 | +8.8% | COMMON STOCKS | G29183103 |
| TSN | Tyson Foods Inc | 7,782 | $450,344 | 0.4% | $62.67 | 0.0% | COMMON STOCKS | 902494103 |
| CMCSA | Comcast Corp Cl A | 12,676 | $435,800 | 0.3% | $36.93 | -2.4% | COMMON STOCKS | 20030N101 |
| MBB | iShares MBS ETF | 3,871 | $427,513 | 0.3% | $109171.52 | — | EXCHANGE TRADED FUND | 464288588 |
| GS | Goldman Sachs Group | 2,594 | $401,006 | 0.3% | $184.85 | -0.2% | COMMON STOCKS | 38141G104 |
| IP | International Paper Co | 12,142 | $377,980 | 0.3% | $31.53 | -9.6% | COMMON STOCKS | 460146103 |
| — | Ares Capital Corp | 31,501 | $339,580 | 0.3% | $16420.09 | — | COMMON STOCKS | 04010l103 |
| — | Valero Energy Corp | 6,986 | $316,884 | 0.2% | $75167.55 | — | COMMON STOCKS | 91913y100 |
| ICVT | iShares Convertible Bond ETF | 5,747 | $312,406 | 0.2% | $59215.43 | — | EXCHANGE TRADED FUND | 46435G102 |
| CCI | Crown Castle Intl Corp | 2,069 | $298,763 | 0.2% | $77.20 | +48.8% | COMMON STOCKS | 22822V101 |
| — | LyondellBasell Industries NV | 5,967 | $296,142 | 0.2% | $97922.63 | — | COMMON STOCKS | n53745100 |
| — | Digital Realty Trust | 11,201 | $282,153 | 0.2% | $27430.57 | — | PREFERRED STOCK | 253868848 |
| D | Dominion Res Inc Va | 3,790 | $273,600 | 0.2% | $56.02 | +12.7% | COMMON STOCKS | 25746U109 |
| — | Morgan Stanley PFD Perpetual | 10,377 | $266,170 | 0.2% | $27564.87 | — | PREFERRED STOCK | 61763E207 |
| — | Citizens Financial Group | 10,815 | $257,937 | 0.2% | $26352.00 | — | PREFERRED STOCK | 174610204 |
| — | Citigroup Inc | 9,930 | $257,087 | 0.2% | $27731.87 | — | PREFERRED STOCK | 172967358 |
| — | NextEra Energy Inc | 1,063 | $255,779 | 0.2% | $148723.30 | — | COMMON STOCKS | 65339f101 |
| — | Brunswick Corp | 10,883 | $244,323 | 0.2% | $26147.37 | — | PREFERRED STOCK | 117043406 |
| KMI | KINDER MORGAN INC DE | 16,777 | $233,535 | 0.2% | $11.19 | +19.5% | COMMON STOCKS | 49456B101 |
| — | Energizer Holdings Inc | 3,210 | $221,307 | 0.2% | $97640.20 | — | CONVERTIBLE PREFERRED STOCK | 29272W208 |
| LQD | iShares iBoxx Investment Grade | 1,784 | $220,341 | 0.2% | $117020.75 | — | EXCHANGE TRADED FUND | 464287242 |
| — | Alphabet Inc Class A | 180 | $209,151 | 0.2% | $1258555.00 | — | COMMON STOCKS | 02079k305 |
| IGBH | iShares Interest Rate Hedged Long-Term Corporate | 9,810 | $203,361 | 0.2% | $25580.13 | — | EXCHANGE TRADED FUND | 46431W812 |
| — | SPDR S&P 500 ETF | 777 | $200,271 | 0.2% | $268746.90 | — | EXCHANGE TRADED FUND | 78462f103 |
| HYG | iShares iBoxx High Yield Corp Bond ETF | 2,593 | $199,842 | 0.2% | $89098.59 | — | EXCHANGE TRADED FUND | 464288513 |
| OKE | Oneok Inc New | 9,159 | $199,757 | 0.2% | $35.41 | +16.3% | COMMON STOCKS | 682680103 |
| FLSW | Franklin FTSE Switzerland ETF | 7,840 | $190,653 | 0.1% | $24317.98 | — | EXCHANGE TRADED FUND | 35473P694 |
| FLHY | Franklin High Yield | 8,443 | $190,135 | 0.1% | $25329.93 | — | EXCHANGE TRADED FUND | 35473P629 |
| VCSH | Vanguard Short-Term Corporate Bond ETF | 2,285 | $180,743 | 0.1% | $78909.34 | — | EXCHANGE TRADED FUND | 92206C409 |
| — | Vereit Inc | 8,038 | $177,639 | 0.1% | $25169.92 | — | PREFERRED STOCK | 92339V209 |
| — | Entertainment Properties | 8,202 | $176,425 | 0.1% | $32548.43 | — | CONVERTIBLE PREFERRED STOCK | 26884U307 |
| FLTR | Market Vectors Investment Grade Floating Rate Bo | 7,309 | $172,638 | 0.1% | $25329.06 | — | EXCHANGE TRADED FUND | 92189F486 |
| — | iShares Currency Hedged Canada | 7,981 | $172,389 | 0.1% | $26214.84 | — | EXCHANGE TRADED FUND | 46435G706 |
| — | Magellan Midstream | 4,670 | $170,408 | 0.1% | $58024.60 | — | COMMON STOCKS | 559080106 |
| — | ISHARES CURRENCY HEDGED MSCI GER ETF | 7,586 | $164,009 | 0.1% | $28053.99 | — | EXCHANGE TRADED FUND | 46434v704 |
| EWQ | ISHARES MSCI FRANCE ETF | 6,950 | $162,908 | 0.1% | $28859.91 | — | EXCHANGE TRADED FUND | 464286707 |
| META | Facebook Inc. | 968 | $161,462 | 0.1% | $193.37 | +0.5% | COMMON STOCKS | 30303M102 |
| — | Energy Transfer Partners 7 5/8 percent | 12,660 | $160,782 | 0.1% | $25659.89 | — | PREFERRED STOCK | 29278N400 |
| FLGB | Franklin FTSE United Kingdon ETF | 8,990 | $159,482 | 0.1% | $17739.93 | — | EXCHANGE TRADED FUND | 35473P678 |
| FDX | Fedex Corp | 1,257 | $152,423 | 0.1% | $132.45 | -4.8% | COMMON STOCKS | 31428X106 |
| — | Nustar Logistics LP | 11,331 | $150,022 | 0.1% | $23548.17 | — | PREFERRED STOCK | 67059T204 |
| LOW | Lowe's Cos Inc | 1,658 | $142,670 | 0.1% | $100.52 | -2.2% | COMMON STOCKS | 548661107 |
| ORCL | Oracle Systems Corp | 2,869 | $138,658 | 0.1% | $49.16 | -3.4% | COMMON STOCKS | 68389X105 |
| CRM | Salesforce.com Inc | 878 | $126,414 | 0.1% | $162.17 | +4.5% | COMMON STOCKS | 79466L302 |
| GSY | Guggenheim Enhanced Short Duration Bond ETF | 2,445 | $120,562 | 0.1% | $50256.98 | — | EXCHANGE TRADED FUND | 46090A887 |
| AXP | American Express Co | 1,330 | $113,861 | 0.1% | $109.01 | -1.3% | COMMON STOCKS | 025816109 |
| — | Splunk Inc | 789 | $99,595 | 0.1% | $139446.61 | — | COMMON STOCKS | 848637104 |
| DIS | Walt Disney Co | 1,025 | $99,015 | 0.1% | $130.34 | -5.2% | COMMON STOCKS | 254687106 |
| PANW | Palo Alta Networks | 570 | $93,457 | 0.1% | $36.53 | -4.4% | COMMON STOCKS | 697435105 |
| — | Equinix Inc | 135 | $84,316 | 0.1% | $601249.25 | — | COMMON STOCKS | 29444u700 |
| BRK/B | Berkshire Hathaway Inc Cl B | 457 | $83,553 | 0.1% | $215.75 | -1.5% | COMMON STOCKS | 084670702 |
| V | Visa. Inc - Class A Shares | 296 | $47,691 | 0.0% | $176.18 | +2.6% | COMMON STOCKS | 92826C839 |
| CMG | Chipotle Mexican Grill Inc. | 71 | $46,462 | 0.0% | $15.81 | 0.0% | COMMON STOCKS | 169656105 |
| TJX | Tjx Cos Inc New | 783 | $37,435 | 0.0% | $53.34 | 0.0% | COMMON STOCKS | 872540109 |
| TIP | iShares TIPS Bond ETF | 200 | $23,584 | 0.0% | $112644.89 | — | EXCHANGE TRADED FUND | 464287176 |
| — | Recruit Holdings Co | 96 | $2,486 | 0.0% | $25895.83 | — | COMMON STOCKS | j6433a101 |