JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: Apr 27, 2016

Total Value ($000): $426,210 (100.0% shares, 0.0% debt)

Holdings (105)

JNJ JOHNSON & JOHNSON JNJ 6.8%
Value ($000) $29,124 Shares 269,165 Est. Cost $60.65 Unrealized +29.9%
GLW CORNING INC GLW 4.6%
Value ($000) $19,414 Shares 929,345 Est. Cost $11.45 Unrealized +24.5%
XOM EXXON MOBIL CORP XOM 3.9%
Value ($000) $16,783 Shares 200,782 Est. Cost $54.18 Unrealized -4.1%
EMR EMERSON ELECTRIC CO EMR 3.8%
Value ($000) $16,243 Shares 298,688 Est. Cost $41.58 Unrealized -10.1%
GVA GRANITE CONSTRUCTION INC GVA 3.5%
Value ($000) $15,032 Shares 314,477 Est. Cost $30.66 Unrealized +32.7%
PFE PFIZER INC PFE 3.4%
Value ($000) $14,678 Shares 495,223 Est. Cost $17.20 Unrealized +8.6%
SLB SCHLUMBERGER LTD SLB 3.1%
Value ($000) $13,165 Shares 178,506 Est. Cost $55.06 Unrealized -3.5%
MRK MERCK & CO. INC. MRK 2.8%
Value ($000) $11,940 Shares 225,672 Est. Cost $31.32 Unrealized +15.0%
INTC INTEL CORP INTC 2.7%
Value ($000) $11,414 Shares 352,825 Est. Cost $17.18 Unrealized +41.9%
LNN LINDSAY CORP LNN 2.6%
Value ($000) $11,199 Shares 156,382 Est. Cost $68.25 Unrealized -6.9%
GREAT PLAINS ENERGY INC GXP 2.3%
Value ($000) $9,660 Shares 299,520 Est. Cost $22.52 Unrealized
BCE BCE INC BCE 2.2%
Value ($000) $9,378 Shares 205,928 Est. Cost $22.36 Unrealized +4.0%
BMY BRISTOL-MYERS SQUIBB CO BMY 2.2%
Value ($000) $9,220 Shares 144,334 Est. Cost $28.67 Unrealized +56.3%
WMT WAL-MART STORES INC WMT 2.1%
Value ($000) $9,089 Shares 132,700 Est. Cost $16.63 Unrealized +10.1%
AMAT APPLIED MATERIALS INC AMAT 2.0%
Value ($000) $8,379 Shares 395,610 Est. Cost $14.65 Unrealized +11.1%
IBM INTL BUSINESS MACHINES CORP IB 1.9%
Value ($000) $8,154 Shares 53,839 Est. Cost $103.00 Unrealized -18.4%
GLAXOSMITHKLINE PLC-SPON ADR G 1.8%
Value ($000) $7,882 Shares 194,375 Est. Cost $48.88 Unrealized
HON HONEYWELL INTERNATIONAL INC HO 1.7%
Value ($000) $7,205 Shares 64,299 Est. Cost $53.13 Unrealized +43.7%
AZTA BROOKS AUTOMATION INC BRKS 1.6%
Value ($000) $6,719 Shares 646,015 Est. Cost $8.51 Unrealized +3.3%
MSFT MICROSOFT CORP MSFT 1.5%
Value ($000) $6,352 Shares 115,017 Est. Cost $26.70 Unrealized +72.5%
EXC EXELON CORP EXC 1.5%
Value ($000) $6,329 Shares 176,480 Est. Cost $15.40 Unrealized +2.9%
INGERSOLL-RAND PLC IR 1.5%
Value ($000) $6,307 Shares 101,704 Est. Cost $56.84 Unrealized
GM GENERAL MOTORS CO GM 1.5%
Value ($000) $6,285 Shares 199,962 Est. Cost $25.16 Unrealized -3.5%
OTTR OTTER TAIL CORP OTTR 1.4%
Value ($000) $6,099 Shares 205,914 Est. Cost $20.07 Unrealized +2.3%
NEE NEXTERA ENERGY INC NEE 1.3%
Value ($000) $5,602 Shares 47,335 Est. Cost $14.15 Unrealized +54.1%
IDA IDACORP INC IDA 1.2%
Value ($000) $4,924 Shares 66,010 Est. Cost $48.08 Unrealized +46.9%
ADM ARCHER-DANIELS-MIDLAND CO ADM 1.1%
Value ($000) $4,728 Shares 130,200 Est. Cost $28.89 Unrealized -10.1%
EMC CORP/MA EMC 1.1%
Value ($000) $4,684 Shares 175,775 Est. Cost $24.86 Unrealized
OGE OGE ENERGY CORP OGE 1.1%
Value ($000) $4,635 Shares 161,885 Est. Cost $33.55 Unrealized -21.5%
DUK DUKE ENERGY CORP DUK 1.0%
Value ($000) $4,379 Shares 54,278 Est. Cost $44.13 Unrealized +14.4%
MDU MDU RESOURCES GROUP INC MDU 1.0%
Value ($000) $4,285 Shares 220,175 Est. Cost $6.24 Unrealized -19.7%
MDT MEDTRONIC PLC MDT 1.0%
Value ($000) $4,152 Shares 55,356 Est. Cost $58.80 Unrealized +0.1%
TMO THERMO FISHER SCIENTIFIC INC T 1.0%
Value ($000) $4,081 Shares 28,826 Est. Cost $79.76 Unrealized +63.3%
ST JUDE MEDICAL INC STJ 0.9%
Value ($000) $4,007 Shares 72,859 Est. Cost $52.14 Unrealized
MONSANTO CO MON 0.9%
Value ($000) $3,781 Shares 43,090 Est. Cost $90.66 Unrealized
SUN HYDRAULICS CORP SNHY 0.9%
Value ($000) $3,715 Shares 111,925 Est. Cost $35.10 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GP P 0.8%
Value ($000) $3,581 Shares 75,960 Est. Cost $28.44 Unrealized +6.0%
DGX QUEST DIAGNOSTICS INC DGX 0.8%
Value ($000) $3,568 Shares 49,940 Est. Cost $55.19 Unrealized -0.1%
NVS NOVARTIS AG-SPONSORED ADR NVS 0.8%
Value ($000) $3,521 Shares 48,599 Est. Cost $70.71 Unrealized
WTS WATTS WATER TECHNOLOGIES-A WTS 0.8%
Value ($000) $3,499 Shares 63,475 Est. Cost $49.42 Unrealized +2.1%
MMM 3M CO MMM 0.8%
Value ($000) $3,402 Shares 20,417 Est. Cost $61.26 Unrealized +51.4%
AMERICAN SOFTWARE INC-CL A AMS 0.8%
Value ($000) $3,304 Shares 367,115 Est. Cost $9.01 Unrealized
GUGGENHEIM S&P GLOBAL WATER CG 0.8%
Value ($000) $3,241 Shares 115,350 Est. Cost $26.15 Unrealized
XRAY DENTSPLY SIRONA INC XRAY 0.7%
Value ($000) $3,180 Shares 51,600 Est. Cost $58.93 Unrealized 0.0%
AMGN AMGEN INC AMGN 0.7%
Value ($000) $3,146 Shares 20,980 Est. Cost $73.34 Unrealized +51.1%
LFCR LANDEC CORP LNDC 0.7%
Value ($000) $3,123 Shares 297,400 Est. Cost $12.14 Unrealized -9.5%
CHMG CHEMUNG FINANCIAL CORP CHMG 0.7%
Value ($000) $3,114 Shares 118,183 Est. Cost $20.57 Unrealized +0.2%
XEROX CORP XRX 0.7%
Value ($000) $2,975 Shares 266,533 Est. Cost $10.85 Unrealized
ISHARES MSCI SINGAPORE ETF EWS 0.7%
Value ($000) $2,958 Shares 272,360 Est. Cost $12.75 Unrealized
PLOW DOUGLAS DYNAMICS INC PLOW 0.7%
Value ($000) $2,859 Shares 124,771 Est. Cost $20.98 Unrealized -4.2%
EEMV ISHARES MSCI EMERG MKT MIN V E 0.6%
Value ($000) $2,716 Shares 52,867 Est. Cost $56.49 Unrealized
HAL HALLIBURTON CO HAL 0.6%
Value ($000) $2,637 Shares 73,834 Est. Cost $34.90 Unrealized -22.8%
MENTOR GRAPHICS CORP MENT 0.6%
Value ($000) $2,587 Shares 127,267 Est. Cost $19.85 Unrealized
TRANSCANADA CORP TRP 0.6%
Value ($000) $2,534 Shares 64,450 Est. Cost $40.43 Unrealized
PRICELINE GROUP INC/THE PCLN 0.6%
Value ($000) $2,449 Shares 1,900 Est. Cost $1253.35 Unrealized
EWC ISHARES MSCI CANADA ETF EWC 0.5%
Value ($000) $2,305 Shares 97,200 Est. Cost $26.36 Unrealized
ACM AECOM ACM 0.5%
Value ($000) $2,275 Shares 73,900 Est. Cost $28.37 Unrealized -5.9%
BNS BANK OF NOVA SCOTIA BNS 0.5%
Value ($000) $2,257 Shares 46,200 Est. Cost $27.76 Unrealized -8.1%
BAXALTA INC BXLT 0.5%
Value ($000) $2,237 Shares 55,372 Est. Cost $34.51 Unrealized
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,107 Shares 41,841 Est. Cost $14.56 Unrealized +30.8%
AAPL APPLE INC AAPL 0.5%
Value ($000) $2,106 Shares 19,327 Est. Cost $21.46 Unrealized +5.1%
ORBOTECH LTD ORBK 0.4%
Value ($000) $1,837 Shares 77,242 Est. Cost $22.12 Unrealized
KO COCA-COLA CO/THE KO 0.4%
Value ($000) $1,779 Shares 38,356 Est. Cost $27.92 Unrealized +14.1%
XYL XYLEM INC XYL 0.4%
Value ($000) $1,779 Shares 43,500 Est. Cost $23.15 Unrealized +41.0%
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.4%
Value ($000) $1,739 Shares 90,000 Est. Cost $22.08 Unrealized
AMERICAN CAPITAL LTD ACAS 0.4%
Value ($000) $1,661 Shares 109,005 Est. Cost $13.37 Unrealized
ENTG ENTEGRIS INC ENTG 0.4%
Value ($000) $1,655 Shares 121,494 Est. Cost $11.87 Unrealized -2.4%
MOS MOSAIC CO/THE MOS 0.4%
Value ($000) $1,553 Shares 57,525 Est. Cost $32.10 Unrealized -32.7%
CIEN CIENA CORP CIEN 0.4%
Value ($000) $1,512 Shares 79,500 Est. Cost $23.14 Unrealized -20.2%
DST SYSTEMS INC DST 0.4%
Value ($000) $1,505 Shares 13,350 Est. Cost $112.73 Unrealized
GENERAL ELECTRIC CO GE 0.3%
Value ($000) $1,434 Shares 45,105 Est. Cost $25.00 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,398 Shares 13,110 Est. Cost $67.30 Unrealized +32.5%
GOOG ALPHABET INC-CL C GOOG 0.3%
Value ($000) $1,379 Shares 1,851 Est. Cost $35.61 Unrealized -0.2%
ABT ABBOTT LABORATORIES ABT 0.3%
Value ($000) $1,359 Shares 32,498 Est. Cost $28.46 Unrealized +16.0%
GOOGL ALPHABET INC-CL A GOOGL 0.3%
Value ($000) $1,330 Shares 1,744 Est. Cost $36.73 Unrealized -0.5%
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,287 Shares 12,000 Est. Cost $56.92 Unrealized +54.9%
SWISS HELVETIA FUND SWZ 0.3%
Value ($000) $1,208 Shares 118,690 Est. Cost $10.70 Unrealized
SYNGENTA AG-ADR SYT 0.3%
Value ($000) $1,155 Shares 13,950 Est. Cost $77.88 Unrealized
HARDINGE INC HDNG 0.2%
Value ($000) $887 Shares 71,160 Est. Cost $13.22 Unrealized
NWE NORTHWESTERN CORP NWE 0.2%
Value ($000) $874 Shares 14,150 Est. Cost $24.78 Unrealized +54.7%
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $833 Shares 46,240 Est. Cost $21.76 Unrealized
CSCO CISCO SYSTEMS INC CSCO 0.2%
Value ($000) $786 Shares 27,600 Est. Cost $15.26 Unrealized +24.2%
BSV VANGUARD SHORT-TERM BOND ETF B 0.2%
Value ($000) $736 Shares 9,125 Est. Cost $80.39 Unrealized
AGG ISHARES CORE U.S. AGGREGATE AG 0.1%
Value ($000) $627 Shares 5,661 Est. Cost $109.08 Unrealized
TE CONNECTIVITY LTD TEL 0.1%
Value ($000) $556 Shares 8,975 Est. Cost $45.52 Unrealized
BAX BAXTER INTERNATIONAL INC BAX 0.1%
Value ($000) $493 Shares 12,006 Est. Cost $30.42 Unrealized +6.7%
DIS WALT DISNEY CO/THE DIS 0.1%
Value ($000) $477 Shares 4,806 Est. Cost $56.11 Unrealized +58.6%
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $463 Shares 169,555 Est. Cost $3.06 Unrealized
TMP TOMPKINS FINANCIAL CORP TMP 0.1%
Value ($000) $444 Shares 6,940 Est. Cost $27.90 Unrealized +49.5%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $360 Shares 1,000 Est. Cost $231.58 Unrealized +77.0%
XLU UTILITIES SELECT SECTOR SPDR X 0.1%
Value ($000) $323 Shares 6,500 Est. Cost $49.69 Unrealized
POWERSHARES WILDERH CLEAN EN P 0.1%
Value ($000) $288 Shares 71,200 Est. Cost $4.51 Unrealized
POR PORTLAND GENERAL ELECTRIC CO P 0.1%
Value ($000) $231 Shares 5,860 Est. Cost $19.65 Unrealized +35.3%
CBU COMMUNITY BANK SYSTEM INC CBU 0.1%
Value ($000) $224 Shares 5,864 Est. Cost $25.98 Unrealized +7.3%
VZ VERIZON COMMUNICATIONS INC VZ 0.1%
Value ($000) $223 Shares 4,128 Est. Cost $27.18 Unrealized +10.5%
PEP PEPSICO INC PEP 0.0%
Value ($000) $212 Shares 2,070 Est. Cost $73.47 Unrealized -0.3%
PPL PPL CORP PPL 0.0%
Value ($000) $209 Shares 5,500 Est. Cost $22.88 Unrealized 0.0%
PAYX PAYCHEX INC PAYX 0.0%
Value ($000) $207 Shares 3,825 Est. Cost $38.55 Unrealized -2.8%
INTREXON CORP XON 0.0%
Value ($000) $203 Shares 6,000 Est. Cost $33.83 Unrealized
IXYS CORPORATION IXYS 0.0%
Value ($000) $183 Shares 16,300 Est. Cost $10.79 Unrealized
SUPERVALU INC SVU 0.0%
Value ($000) $58 Shares 10,000 Est. Cost $6.20 Unrealized
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $28 Shares 10,000 Est. Cost $3.09 Unrealized -26.5%
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $9 Shares 145,000 Est. Cost $0.07 Unrealized -5.6%
AVALON ADVANCED MATERIALS IN A 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -55.5%