ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Jan 7, 2015

Total Value ($000): $197,187 (100.0% shares, 0.0% debt)

Holdings (83)

MERCK & CO INC 5.3%
Value ($000) $10,405 Shares 183,220 Est. Cost $50.10 Unrealized
PFE PFIZER INC 4.2%
Value ($000) $8,191 Shares 262,953 Est. Cost $17.85 Unrealized +0.7%
BMY BRISTOL MYERS SQUIBB CO 4.1%
Value ($000) $8,166 Shares 138,330 Est. Cost $31.09 Unrealized +25.2%
BA BOEING CO 4.0%
Value ($000) $7,861 Shares 60,480 Est. Cost $90.60 Unrealized +22.1%
TIME WARNER INC 3.5%
Value ($000) $6,881 Shares 80,554 Est. Cost $62.85 Unrealized
DIS WALT DISNEY CO 3.4%
Value ($000) $6,778 Shares 71,956 Est. Cost $58.83 Unrealized +38.2%
CELGENE CORP 3.4%
Value ($000) $6,748 Shares 60,321 Est. Cost $111.74 Unrealized
METLIFE INC 3.3%
Value ($000) $6,415 Shares 118,592 Est. Cost $48.88 Unrealized
JPMORGAN CHASE & CO 3.1%
Value ($000) $6,193 Shares 98,969 Est. Cost $55.80 Unrealized
BAC BANK OF AMERICA CORP 3.0%
Value ($000) $5,879 Shares 328,627 Est. Cost $10.84 Unrealized +25.1%
ACTAVIS PLC 2.7%
Value ($000) $5,257 Shares 20,423 Est. Cost $241.28 Unrealized
WFC WELLS FARGO & CO 2.7%
Value ($000) $5,237 Shares 95,526 Est. Cost $29.34 Unrealized +32.1%
ABT ABBOTT LABORATORIES 2.6%
Value ($000) $5,154 Shares 114,480 Est. Cost $30.80 Unrealized +14.7%
AXP AMERICAN EXPRESS COMPANY 2.5%
Value ($000) $4,878 Shares 52,425 Est. Cost $63.98 Unrealized +19.4%
C CITIGROUP INC 2.4%
Value ($000) $4,736 Shares 87,526 Est. Cost $36.90 Unrealized +7.1%
HD HOME DEPOT INC 2.4%
Value ($000) $4,716 Shares 44,930 Est. Cost $57.77 Unrealized +29.5%
PEP PEPSICO INC 2.3%
Value ($000) $4,563 Shares 48,251 Est. Cost $56.76 Unrealized +20.9%
HEWLETT PACKARD CO 2.2%
Value ($000) $4,410 Shares 109,890 Est. Cost $26.11 Unrealized
BK BANK NEW YORK MELLON CORP 2.2%
Value ($000) $4,354 Shares 107,320 Est. Cost $22.69 Unrealized +31.1%
PRU PRUDENTIAL FINANCIAL INC 2.0%
Value ($000) $4,008 Shares 44,305 Est. Cost $45.02 Unrealized +18.0%
GENERAL ELECTRIC CO 1.9%
Value ($000) $3,790 Shares 149,976 Est. Cost $24.99 Unrealized
ADP AUTOMATIC DATA PROCESSING INC 1.8%
Value ($000) $3,581 Shares 42,952 Est. Cost $48.75 Unrealized +30.3%
NEXTERA ENERGY INC 1.8%
Value ($000) $3,564 Shares 33,533 Est. Cost $83.44 Unrealized
WALGREEN BOOTS ALLIANCE INC CO 1.7%
Value ($000) $3,380 Shares 44,361 Est. Cost $76.19 Unrealized
MSFT MICROSOFT CORP 1.6%
Value ($000) $3,251 Shares 69,980 Est. Cost $28.50 Unrealized +39.9%
MS MORGAN STANLEY 1.6%
Value ($000) $3,239 Shares 83,475 Est. Cost $19.88 Unrealized +32.6%
ABBVIE INC 1.6%
Value ($000) $3,168 Shares 48,410 Est. Cost $48.72 Unrealized
MAR MARRIOTT INTERNATIONAL CLASS A 1.6%
Value ($000) $3,080 Shares 39,470 Est. Cost $38.62 Unrealized +71.4%
BB&T CORP 1.5%
Value ($000) $2,920 Shares 75,091 Est. Cost $36.11 Unrealized
EXXON MOBIL CORP 1.5%
Value ($000) $2,878 Shares 31,133 Est. Cost $93.76 Unrealized
USB US BANCORP DEL COM 1.4%
Value ($000) $2,669 Shares 59,371 Est. Cost $23.72 Unrealized +22.8%
AON PLC SHS CL A 1.3%
Value ($000) $2,515 Shares 26,520 Est. Cost $69.51 Unrealized
UNITED TECHNOLOGIES CORP 1.3%
Value ($000) $2,468 Shares 21,457 Est. Cost $103.62 Unrealized
SUNTRUST BANKS INC 1.1%
Value ($000) $2,211 Shares 52,774 Est. Cost $34.56 Unrealized
E I DU PONT DE NEMOURS & CO 1.1%
Value ($000) $2,137 Shares 28,905 Est. Cost $66.12 Unrealized
TWENTY FIRST CENTURY FOX INC C 1.1%
Value ($000) $2,132 Shares 55,502 Est. Cost $33.54 Unrealized
ANHEUSER-BUSCH INBEV SA SPONSO 0.9%
Value ($000) $1,802 Shares 16,040 Est. Cost $99.58 Unrealized
SLB SCHLUMBERGER LTD 0.9%
Value ($000) $1,748 Shares 20,467 Est. Cost $61.47 Unrealized +9.5%
CVX CHEVRON CORPORATION 0.8%
Value ($000) $1,644 Shares 14,654 Est. Cost $71.68 Unrealized -1.6%
PG PROCTER & GAMBLE CO 0.8%
Value ($000) $1,545 Shares 16,959 Est. Cost $56.58 Unrealized +14.2%
AIG AMERICAN INTERNATIONAL GROUP I 0.7%
Value ($000) $1,410 Shares 25,169 Est. Cost $41.13 Unrealized 0.0%
NATIONAL-OILWELL VARCO INC 0.7%
Value ($000) $1,311 Shares 20,000 Est. Cost $76.56 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.7%
Value ($000) $1,296 Shares 8,985 Est. Cost $66.86 Unrealized +43.9%
MAS MASCO CORP 0.6%
Value ($000) $1,117 Shares 44,340 Est. Cost $15.42 Unrealized +13.5%
THE TRAVELERS COMPANIES INC 0.5%
Value ($000) $1,051 Shares 9,929 Est. Cost $85.10 Unrealized
CL COLGATE PALMOLIVE COMPANY 0.5%
Value ($000) $1,009 Shares 14,577 Est. Cost $46.35 Unrealized +12.6%
GILD GILEAD SCIENCES INC 0.5%
Value ($000) $958 Shares 10,161 Est. Cost $36.62 Unrealized +96.2%
ALL ALLSTATE CORP 0.5%
Value ($000) $910 Shares 12,950 Est. Cost $37.12 Unrealized +39.3%
AMGN AMGEN INC 0.4%
Value ($000) $849 Shares 5,330 Est. Cost $79.76 Unrealized +42.0%
3M COMPANY 0.4%
Value ($000) $788 Shares 4,798 Est. Cost $119.52 Unrealized
UAL UNITED CONTINENTAL HLDGS INC 0.4%
Value ($000) $771 Shares 11,523 Est. Cost $46.41 Unrealized +19.3%
VERIZON COMMUNICATIONS 0.4%
Value ($000) $725 Shares 15,499 Est. Cost $48.97 Unrealized
TYCO INTERNATIONAL PLC SHS 0.3%
Value ($000) $686 Shares 15,647 Est. Cost $43.84 Unrealized
RAYTHEON CO COM 0.3%
Value ($000) $679 Shares 6,275 Est. Cost $104.29 Unrealized
CONOCOPHILLIPS 0.3%
Value ($000) $626 Shares 9,067 Est. Cost $66.29 Unrealized
ALTRIA GROUP INC 0.3%
Value ($000) $624 Shares 12,673 Est. Cost $35.60 Unrealized
VIACOM INC CLASS B 0.3%
Value ($000) $603 Shares 8,010 Est. Cost $68.30 Unrealized
PM PHILIP MORRIS INTERNATIONAL IN 0.3%
Value ($000) $601 Shares 7,381 Est. Cost $49.23 Unrealized -0.0%
EBAY EBAY INC 0.3%
Value ($000) $509 Shares 9,070 Est. Cost $20.31 Unrealized -0.5%
DE DEERE & CO 0.3%
Value ($000) $504 Shares 5,700 Est. Cost $67.98 Unrealized +3.9%
CBS CORP CLASS B 0.2%
Value ($000) $416 Shares 7,522 Est. Cost $49.12 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $414 Shares 3,752 Est. Cost $18.55 Unrealized +29.8%
GATEX GATEWAY FUND CL A 0.2%
Value ($000) $397 Shares 13,412 Est. Cost $27.90 Unrealized
AT&T INC 0.2%
Value ($000) $362 Shares 10,781 Est. Cost $35.13 Unrealized
CDK GLOBAL INC 0.2%
Value ($000) $345 Shares 8,471 Est. Cost $40.73 Unrealized
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $345 Shares 3,300 Est. Cost $63.16 Unrealized +22.4%
AMZN AMAZON.COM INC 0.2%
Value ($000) $321 Shares 1,033 Est. Cost $15.68 Unrealized -0.7%
DEVON ENERGY CORPORATION NEW 0.2%
Value ($000) $299 Shares 4,890 Est. Cost $70.71 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $289 Shares 7,957 Est. Cost $23.89 Unrealized +18.9%
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $278 Shares 1,446 Est. Cost $97.17 Unrealized +41.2%
CMI CUMMINS INC 0.1%
Value ($000) $270 Shares 1,870 Est. Cost $89.20 Unrealized +17.2%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $270 Shares 2,264 Est. Cost $71.52 Unrealized +25.1%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $252 Shares 1,225 Est. Cost $167.72 Unrealized
NSC NORFOLK SOUTHERN CORP 0.1%
Value ($000) $241 Shares 2,203 Est. Cost $65.71 Unrealized +30.6%
HP HELMERICH & PAYNE INC 0.1%
Value ($000) $236 Shares 3,500 Est. Cost $61.92 Unrealized +25.8%
ORACLE CORPORATION 0.1%
Value ($000) $234 Shares 5,201 Est. Cost $37.48 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $233 Shares 1,694 Est. Cost $80.10 Unrealized +33.6%
VTI VANGUARD INDEX FUNDS VANGUARD 0.1%
Value ($000) $212 Shares 2,000 Est. Cost $87.69 Unrealized
TITAN MEDICAL INC 0.1%
Value ($000) $185 Shares 152,900 Est. Cost $2.12 Unrealized
VISION SCIENCES INC-DEL 0.0%
Value ($000) $9 Shares 13,000 Est. Cost $0.69 Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 497,268 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized