ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 9, 2014

Total Value ($000): $340,278 (100.0% shares, 0.0% debt)

Holdings (116)

MERCK & CO INC 4.6%
Value ($000) $15,747 Shares 265,643 Est. Cost $50.10 Unrealized
DIS WALT DISNEY CO 3.2%
Value ($000) $10,741 Shares 120,647 Est. Cost $58.83 Unrealized +34.8%
BA BOEING CO 3.1%
Value ($000) $10,692 Shares 83,938 Est. Cost $90.60 Unrealized +20.6%
TIME WARNER INC 3.1%
Value ($000) $10,688 Shares 142,106 Est. Cost $62.85 Unrealized
JPMORGAN CHASE & CO 3.0%
Value ($000) $10,074 Shares 167,232 Est. Cost $55.80 Unrealized
BMY BRISTOL MYERS SQUIBB CO 2.9%
Value ($000) $9,725 Shares 190,015 Est. Cost $31.09 Unrealized +10.1%
EMR EMERSON ELECTRIC CO 2.8%
Value ($000) $9,478 Shares 151,460 Est. Cost $47.78 Unrealized -0.0%
CELGENE CORP 2.8%
Value ($000) $9,368 Shares 98,837 Est. Cost $111.74 Unrealized
METLIFE INC 2.7%
Value ($000) $9,047 Shares 168,415 Est. Cost $48.88 Unrealized
WFC WELLS FARGO & CO 2.5%
Value ($000) $8,374 Shares 161,434 Est. Cost $29.34 Unrealized +27.5%
BAC BANK OF AMERICA CORP 2.4%
Value ($000) $8,125 Shares 476,515 Est. Cost $10.84 Unrealized +16.0%
HD HOME DEPOT INC 2.3%
Value ($000) $7,720 Shares 84,154 Est. Cost $57.77 Unrealized +13.8%
AXP AMERICAN EXPRESS COMPANY 2.2%
Value ($000) $7,435 Shares 84,931 Est. Cost $63.98 Unrealized +19.6%
HAL HALLIBURTON COMPANY 2.2%
Value ($000) $7,388 Shares 114,520 Est. Cost $37.64 Unrealized +46.7%
ABT ABBOTT LABORATORIES 2.1%
Value ($000) $7,302 Shares 175,562 Est. Cost $30.80 Unrealized +10.8%
PEP PEPSICO INC 2.1%
Value ($000) $7,297 Shares 78,383 Est. Cost $56.76 Unrealized +14.3%
ACTAVIS PLC 2.1%
Value ($000) $7,143 Shares 29,605 Est. Cost $241.28 Unrealized
ADP AUTOMATIC DATA PROCESSING INC 2.0%
Value ($000) $6,674 Shares 80,332 Est. Cost $48.75 Unrealized +15.4%
GENERAL ELECTRIC CO 1.9%
Value ($000) $6,345 Shares 247,675 Est. Cost $24.99 Unrealized
MAR MARRIOTT INTERNATIONAL CLASS A 1.8%
Value ($000) $6,066 Shares 86,780 Est. Cost $38.62 Unrealized +56.8%
MSFT MICROSOFT CORP 1.7%
Value ($000) $5,724 Shares 123,466 Est. Cost $28.50 Unrealized +32.1%
NEXTERA ENERGY INC 1.7%
Value ($000) $5,690 Shares 60,604 Est. Cost $83.44 Unrealized
WALGREEN CO 1.7%
Value ($000) $5,683 Shares 95,876 Est. Cost $61.90 Unrealized
ABBVIE INC 1.6%
Value ($000) $5,534 Shares 95,809 Est. Cost $48.72 Unrealized
MARATHON OIL CORP 1.6%
Value ($000) $5,501 Shares 146,353 Est. Cost $37.59 Unrealized
HEWLETT PACKARD CO 1.6%
Value ($000) $5,436 Shares 153,247 Est. Cost $26.11 Unrealized
NATIONAL-OILWELL VARCO INC 1.6%
Value ($000) $5,402 Shares 70,980 Est. Cost $76.56 Unrealized
SLB SCHLUMBERGER LTD 1.6%
Value ($000) $5,356 Shares 52,671 Est. Cost $61.47 Unrealized +29.3%
DEVON ENERGY CORPORATION NEW 1.5%
Value ($000) $5,254 Shares 77,055 Est. Cost $70.71 Unrealized
BB&T CORP 1.5%
Value ($000) $5,218 Shares 140,224 Est. Cost $36.11 Unrealized
UAL UNITED CONTINENTAL HLDGS INC 1.5%
Value ($000) $5,131 Shares 109,658 Est. Cost $46.41 Unrealized 0.0%
ANHEUSER-BUSCH INBEV SA SPONSO 1.4%
Value ($000) $4,797 Shares 43,275 Est. Cost $99.58 Unrealized
UNITED TECHNOLOGIES CORP 1.4%
Value ($000) $4,703 Shares 44,540 Est. Cost $103.62 Unrealized
EXXON MOBIL CORP 1.4%
Value ($000) $4,668 Shares 49,634 Est. Cost $93.76 Unrealized
PRU PRUDENTIAL FINANCIAL INC 1.4%
Value ($000) $4,594 Shares 52,244 Est. Cost $45.02 Unrealized +22.1%
C CITIGROUP INC 1.2%
Value ($000) $4,086 Shares 78,843 Est. Cost $36.61 Unrealized +2.2%
USB US BANCORP DEL COM 1.2%
Value ($000) $4,032 Shares 96,381 Est. Cost $23.72 Unrealized +19.8%
BK BANK NEW YORK MELLON CORP 1.2%
Value ($000) $3,925 Shares 101,352 Est. Cost $22.27 Unrealized +32.1%
SUNTRUST BANKS INC 1.1%
Value ($000) $3,802 Shares 99,964 Est. Cost $34.56 Unrealized
BAKER HUGHES INC 1.1%
Value ($000) $3,607 Shares 55,435 Est. Cost $72.83 Unrealized
EBAY EBAY INC 1.0%
Value ($000) $3,501 Shares 61,821 Est. Cost $20.31 Unrealized -2.5%
AON PLC SHS CL A 1.0%
Value ($000) $3,370 Shares 38,442 Est. Cost $69.51 Unrealized
MAS MASCO CORP 1.0%
Value ($000) $3,331 Shares 139,236 Est. Cost $15.42 Unrealized +8.3%
TWENTY FIRST CENTURY FOX INC C 1.0%
Value ($000) $3,261 Shares 95,090 Est. Cost $33.54 Unrealized
CVX CHEVRON CORPORATION 1.0%
Value ($000) $3,243 Shares 27,181 Est. Cost $71.68 Unrealized +9.5%
PG PROCTER & GAMBLE CO 1.0%
Value ($000) $3,240 Shares 38,693 Est. Cost $56.58 Unrealized +5.6%
E I DU PONT DE NEMOURS & CO 0.9%
Value ($000) $3,109 Shares 43,324 Est. Cost $66.12 Unrealized
MS MORGAN STANLEY 0.9%
Value ($000) $2,898 Shares 83,835 Est. Cost $19.88 Unrealized +23.9%
QCOM QUALCOMM INC 0.8%
Value ($000) $2,592 Shares 34,667 Est. Cost $47.78 Unrealized +16.0%
VERIZON COMMUNICATIONS 0.7%
Value ($000) $2,474 Shares 49,483 Est. Cost $48.97 Unrealized
AMGN AMGEN INC 0.7%
Value ($000) $2,454 Shares 17,471 Est. Cost $79.76 Unrealized +18.5%
THE TRAVELERS COMPANIES INC 0.7%
Value ($000) $2,373 Shares 25,259 Est. Cost $85.10 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.6%
Value ($000) $2,002 Shares 15,380 Est. Cost $66.86 Unrealized +38.3%
CONOCOPHILLIPS 0.6%
Value ($000) $2,001 Shares 26,149 Est. Cost $66.29 Unrealized
TYCO INTERNATIONAL LTD 0.5%
Value ($000) $1,785 Shares 40,056 Est. Cost $41.06 Unrealized
CL COLGATE PALMOLIVE COMPANY 0.4%
Value ($000) $1,483 Shares 22,737 Est. Cost $46.35 Unrealized +9.3%
PFE PFIZER INC 0.4%
Value ($000) $1,336 Shares 45,170 Est. Cost $17.26 Unrealized +1.1%
CAMERON INTERNATIONAL CORPORAT 0.4%
Value ($000) $1,253 Shares 18,875 Est. Cost $62.07 Unrealized
GILD GILEAD SCIENCES INC 0.3%
Value ($000) $1,116 Shares 10,480 Est. Cost $36.62 Unrealized +85.8%
AAPL APPLE INC 0.3%
Value ($000) $929 Shares 9,225 Est. Cost $18.55 Unrealized +16.6%
AT&T INC 0.3%
Value ($000) $857 Shares 24,306 Est. Cost $35.13 Unrealized
3M COMPANY 0.2%
Value ($000) $842 Shares 5,945 Est. Cost $119.52 Unrealized
ALL ALLSTATE CORP 0.2%
Value ($000) $830 Shares 13,519 Est. Cost $37.12 Unrealized +26.5%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $765 Shares 7,179 Est. Cost $63.16 Unrealized +19.7%
PM PHILIP MORRIS INTERNATIONAL IN 0.2%
Value ($000) $738 Shares 8,843 Est. Cost $49.23 Unrealized -2.7%
ALTRIA GROUP INC 0.2%
Value ($000) $717 Shares 15,598 Est. Cost $35.60 Unrealized
DE DEERE & CO 0.2%
Value ($000) $671 Shares 8,180 Est. Cost $67.98 Unrealized +2.1%
VIACOM INC CLASS B 0.2%
Value ($000) $626 Shares 8,131 Est. Cost $68.30 Unrealized
AMZN AMAZON.COM INC 0.2%
Value ($000) $608 Shares 1,887 Est. Cost $15.68 Unrealized +6.1%
UNP UNION PACIFIC CORP 0.2%
Value ($000) $591 Shares 5,454 Est. Cost $71.52 Unrealized +12.3%
ENERGY TRANSFER EQUITY LP 0.2%
Value ($000) $555 Shares 9,000 Est. Cost $46.78 Unrealized
KINDER MORGAN ENERGY PARTNERS 0.1%
Value ($000) $467 Shares 5,007 Est. Cost $73.90 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 0.1%
Value ($000) $464 Shares 2,445 Est. Cost $116.16 Unrealized -1.6%
MCD MCDONALDS CORP 0.1%
Value ($000) $458 Shares 4,826 Est. Cost $71.03 Unrealized +0.3%
CBS CORP CLASS B 0.1%
Value ($000) $408 Shares 7,623 Est. Cost $49.12 Unrealized
MASTERCARD INCORPORATED 0.1%
Value ($000) $404 Shares 5,462 Est. Cost $127.88 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $395 Shares 13,376 Est. Cost $27.90 Unrealized
EPD ENTERPRISE PRODUCTS PARTNERS L 0.1%
Value ($000) $387 Shares 9,600 Est. Cost $54.84 Unrealized
RAYTHEON CO COM 0.1%
Value ($000) $375 Shares 3,693 Est. Cost $101.54 Unrealized
HP HELMERICH & PAYNE INC 0.1%
Value ($000) $350 Shares 3,578 Est. Cost $61.92 Unrealized +71.6%
TITAN MEDICAL INC 0.1%
Value ($000) $333 Shares 152,900 Est. Cost $2.12 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $331 Shares 9,646 Est. Cost $23.89 Unrealized +18.5%
ORACLE CORPORATION 0.1%
Value ($000) $326 Shares 8,509 Est. Cost $37.48 Unrealized
NOVARTIS AG AMERICAN DEPOSITAR 0.1%
Value ($000) $325 Shares 3,453 Est. Cost $85.19 Unrealized
RHHBY ROCHE HOLDING LTD SPONSORED AD 0.1%
Value ($000) $287 Shares 7,748 Est. Cost $37.65 Unrealized
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $287 Shares 1,571 Est. Cost $97.17 Unrealized +28.5%
SANOFI SPONSORED ADR 0.1%
Value ($000) $283 Shares 5,008 Est. Cost $52.32 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $280 Shares 5,935 Est. Cost $17.75 Unrealized +6.3%
ROYAL DUTCH SHELL PLC SPONS 0.1%
Value ($000) $266 Shares 3,491 Est. Cost $72.96 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.1%
Value ($000) $266 Shares 3,618 Est. Cost $75.23 Unrealized
CAT CATERPILLAR INC 0.1%
Value ($000) $264 Shares 2,667 Est. Cost $63.31 Unrealized +25.2%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $262 Shares 2,062 Est. Cost $80.10 Unrealized +18.7%
UNILEVER N V YORK SHS ADR 0.1%
Value ($000) $260 Shares 6,541 Est. Cost $41.13 Unrealized
NSC NORFOLK SOUTHERN CORP 0.1%
Value ($000) $255 Shares 2,288 Est. Cost $65.71 Unrealized +25.7%
CMI CUMMINS INC 0.1%
Value ($000) $250 Shares 1,891 Est. Cost $89.20 Unrealized +18.9%
PPG PPG INDUSTRIES INC 0.1%
Value ($000) $249 Shares 1,265 Est. Cost $77.19 Unrealized +8.1%
WEATHERFORD INTERNATIONAL PLC 0.1%
Value ($000) $246 Shares 11,825 Est. Cost $23.00 Unrealized
OMC OMNICOM GROUP INC 0.1%
Value ($000) $244 Shares 3,537 Est. Cost $49.73 Unrealized -1.8%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $241 Shares 1,225 Est. Cost $167.72 Unrealized
AMERICAN TOWER CORPORATION REI 0.1%
Value ($000) $240 Shares 2,568 Est. Cost $81.78 Unrealized
PENTAIR PLC SHS 0.1%
Value ($000) $231 Shares 3,524 Est. Cost $72.16 Unrealized
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $229 Shares 2,818 Est. Cost $79.76 Unrealized
HSBC HSBC HOLDINGS PLC SPONSORED AD 0.1%
Value ($000) $223 Shares 4,390 Est. Cost $50.76 Unrealized
AFL AFLAC INC 0.1%
Value ($000) $209 Shares 3,582 Est. Cost $23.98 Unrealized -3.1%
SO SOUTHERN CO 0.1%
Value ($000) $208 Shares 4,754 Est. Cost $25.27 Unrealized +7.3%
CHUBB CORP 0.1%
Value ($000) $205 Shares 2,256 Est. Cost $89.10 Unrealized
KO COCA COLA COMPANY (THE) 0.1%
Value ($000) $202 Shares 4,746 Est. Cost $28.86 Unrealized 0.0%
VTI VANGUARD INDEX FUNDS VANGUARD 0.1%
Value ($000) $202 Shares 2,000 Est. Cost $87.69 Unrealized
KRAFT FOODS GROUP INC COM 0.1%
Value ($000) $201 Shares 3,560 Est. Cost $59.79 Unrealized
TRANSCEPT PHARMACEUTICALS INC 0.0%
Value ($000) $40 Shares 20,000 Est. Cost $3.00 Unrealized
NIMU NON INVASIVE MONITORING SYSTEM 0.0%
Value ($000) $2 Shares 15,000 Est. Cost $0.19 Unrealized -17.2%
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 527,088 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized
FRACTIONAL KINDER MORGAN MGMT 0.0%
Value ($000) $0 Shares 168,084 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized