Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value ($000): $401,292 (100.0% shares, 0.0% debt)

Holdings (129)

VCSH VANGUARD SCOTTSDALE FDS 21.3%
Value ($000) $85,553 Shares 1,072,903 Est. Cost $79.26 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 13.3%
Value ($000) $53,441 Shares 618,676 Est. Cost $83.52 Unrealized —
VTIP VANGUARD MALVERN FDS 9.0%
Value ($000) $36,001 Shares 727,727 Est. Cost $48.80 Unrealized —
SHY ISHARES TR 7.6%
Value ($000) $30,645 Shares 362,573 Est. Cost $84.59 Unrealized —
IEMG ISHARES INC 4.9%
Value ($000) $19,848 Shares 415,323 Est. Cost $45.40 Unrealized —
SJNK SPDR SER TR 4.4%
Value ($000) $17,458 Shares 624,408 Est. Cost $28.19 Unrealized —
VNQ VANGUARD INDEX FDS 2.6%
Value ($000) $10,372 Shares 125,581 Est. Cost $69.52 Unrealized —
VV VANGUARD INDEX FDS 2.4%
Value ($000) $9,752 Shares 90,223 Est. Cost $73.64 Unrealized —
SCHX SCHWAB STRATEGIC TR 2.4%
Value ($000) $9,642 Shares 171,349 Est. Cost $40.28 Unrealized —
SHM SPDR SER TR 2.2%
Value ($000) $8,742 Shares 180,463 Est. Cost $48.17 Unrealized —
MUB ISHARES TR 1.3%
Value ($000) $5,080 Shares 46,625 Est. Cost $106.31 Unrealized —
HYMB SPDR SERIES TRUST 1.2%
Value ($000) $4,827 Shares 85,263 Est. Cost $55.72 Unrealized —
VTI VANGUARD INDEX FDS 1.2%
Value ($000) $4,708 Shares 38,805 Est. Cost $85.45 Unrealized —
EMB ISHARES TR 1.1%
Value ($000) $4,558 Shares 40,086 Est. Cost $108.07 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,374 Shares 84,465 Est. Cost $51.02 Unrealized —
TIP ISHARES TR 0.9%
Value ($000) $3,672 Shares 32,025 Est. Cost $112.06 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 0.9%
Value ($000) $3,460 Shares 88,043 Est. Cost $36.54 Unrealized —
MSFT MICROSOFT CORP 0.7%
Value ($000) $2,935 Shares 44,567 Est. Cost $35.71 Unrealized +62.0%
— VANECK VECTORS ETF TR 0.7%
Value ($000) $2,694 Shares 88,136 Est. Cost $30.69 Unrealized —
AAPL APPLE INC 0.6%
Value ($000) $2,500 Shares 17,404 Est. Cost $22.96 Unrealized +32.6%
— ISHARES 0.6%
Value ($000) $2,464 Shares 88,821 Est. Cost $30.54 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.6%
Value ($000) $2,400 Shares 30,912 Est. Cost $67.90 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,257 Shares 94,175 Est. Cost $23.08 Unrealized —
CAC CAMDEN NATL CORP 0.5%
Value ($000) $2,071 Shares 47,019 Est. Cost $21.32 Unrealized +43.8%
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,061 Shares 97,097 Est. Cost $20.95 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,025 Shares 95,403 Est. Cost $20.78 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,998 Shares 88,345 Est. Cost $22.63 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,935 Shares 90,462 Est. Cost $20.79 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,810 Shares 32,597 Est. Cost $53.89 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,777 Shares 33,373 Est. Cost $52.15 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,729 Shares 81,730 Est. Cost $20.76 Unrealized —
SCZ ISHARES TR 0.4%
Value ($000) $1,519 Shares 28,066 Est. Cost $49.84 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,468 Shares 69,737 Est. Cost $21.10 Unrealized —
INTC INTEL CORP 0.4%
Value ($000) $1,431 Shares 39,666 Est. Cost $25.77 Unrealized +15.2%
DWX SPDR INDEX SHS FDS 0.3%
Value ($000) $1,384 Shares 36,348 Est. Cost $38.43 Unrealized —
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,362 Shares 14,765 Est. Cost $81.11 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,348 Shares 65,137 Est. Cost $20.69 Unrealized —
AMZN AMAZON COM INC 0.3%
Value ($000) $1,277 Shares 1,440 Est. Cost $29.49 Unrealized +41.3%
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,247 Shares 19,123 Est. Cost $61.01 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,202 Shares 5,098 Est. Cost $192.22 Unrealized —
AGG ISHARES TR 0.3%
Value ($000) $1,172 Shares 10,804 Est. Cost $107.76 Unrealized —
IVV ISHARES TR 0.3%
Value ($000) $1,123 Shares 4,735 Est. Cost $207.70 Unrealized —
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,121 Shares 19,199 Est. Cost $42.98 Unrealized +8.9%
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,120 Shares 10,432 Est. Cost $66.73 Unrealized +15.0%
DES WISDOMTREE TR 0.3%
Value ($000) $1,106 Shares 13,713 Est. Cost $70.44 Unrealized —
IGSB ISHARES TR 0.3%
Value ($000) $1,065 Shares 10,124 Est. Cost $105.05 Unrealized —
— VANECK VECTORS ETF TR 0.2%
Value ($000) $992 Shares 42,306 Est. Cost $24.85 Unrealized —
MATW MATTHEWS INTL CORP 0.2%
Value ($000) $934 Shares 13,806 Est. Cost $54.36 Unrealized 0.0%
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $923 Shares 9,677 Est. Cost $72.26 Unrealized —
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $886 Shares 25,970 Est. Cost $33.78 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $883 Shares 29,614 Est. Cost $26.25 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $847 Shares 34,595 Est. Cost $25.03 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $809 Shares 31,931 Est. Cost $25.67 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $802 Shares 32,554 Est. Cost $24.48 Unrealized —
DLS WISDOMTREE TR 0.2%
Value ($000) $802 Shares 12,253 Est. Cost $58.28 Unrealized —
ITOT ISHARES TR 0.2%
Value ($000) $788 Shares 14,586 Est. Cost $51.95 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $770 Shares 30,797 Est. Cost $23.65 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $763 Shares 30,151 Est. Cost $25.21 Unrealized —
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $756 Shares 8,412 Est. Cost $59.76 Unrealized +17.2%
SPSB SPDR SERIES TRUST 0.2%
Value ($000) $756 Shares 24,705 Est. Cost $30.59 Unrealized —
IEFA ISHARES TR 0.2%
Value ($000) $726 Shares 12,528 Est. Cost $54.52 Unrealized —
FPE FIRST TR EXCHANGE-TRADED FD 0.2%
Value ($000) $719 Shares 36,811 Est. Cost $19.54 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $687 Shares 26,727 Est. Cost $26.27 Unrealized —
IWC ISHARES TR 0.2%
Value ($000) $668 Shares 7,795 Est. Cost $70.57 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $666 Shares 7,408 Est. Cost $79.48 Unrealized —
USB US BANCORP DEL 0.2%
Value ($000) $655 Shares 12,727 Est. Cost $29.95 Unrealized +27.1%
FEM FIRST TR EXCH TRD ALPHA FD I 0.2%
Value ($000) $648 Shares 28,300 Est. Cost $19.20 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.2%
Value ($000) $642 Shares 8,053 Est. Cost $79.46 Unrealized —
IVE ISHARES TR 0.2%
Value ($000) $642 Shares 6,175 Est. Cost $101.31 Unrealized —
— POWERSHARES QQQ TRUST 0.2%
Value ($000) $641 Shares 4,840 Est. Cost $107.18 Unrealized —
SLYG SPDR SERIES TRUST 0.2%
Value ($000) $638 Shares 3,000 Est. Cost $212.67 Unrealized —
IVW ISHARES TR 0.2%
Value ($000) $619 Shares 4,705 Est. Cost $121.88 Unrealized —
COST COSTCO WHSL CORP NEW 0.2%
Value ($000) $615 Shares 3,665 Est. Cost $118.10 Unrealized +21.0%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $603 Shares 4,843 Est. Cost $81.85 Unrealized +14.1%
EFA ISHARES TR 0.1%
Value ($000) $585 Shares 9,394 Est. Cost $60.34 Unrealized —
DEM WISDOMTREE TR 0.1%
Value ($000) $580 Shares 14,210 Est. Cost $40.97 Unrealized —
USIG ISHARES TR 0.1%
Value ($000) $576 Shares 5,244 Est. Cost $111.11 Unrealized —
HYS PIMCO ETF TR 0.1%
Value ($000) $552 Shares 5,458 Est. Cost $101.21 Unrealized —
BA BOEING CO 0.1%
Value ($000) $542 Shares 3,066 Est. Cost $123.14 Unrealized +28.9%
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $520 Shares 10,754 Est. Cost $48.43 Unrealized —
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $518 Shares 4,214 Est. Cost $121.39 Unrealized —
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $514 Shares 16,415 Est. Cost $28.87 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $508 Shares 4,480 Est. Cost $81.61 Unrealized +26.2%
PI IMPINJ INC 0.1%
Value ($000) $502 Shares 16,581 Est. Cost $31.46 Unrealized 0.0%
AMGN AMGEN INC 0.1%
Value ($000) $499 Shares 3,042 Est. Cost $81.18 Unrealized +56.7%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $487 Shares 10,739 Est. Cost $39.73 Unrealized —
META FACEBOOK INC 0.1%
Value ($000) $478 Shares 3,364 Est. Cost $104.38 Unrealized +27.1%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $448 Shares 5,461 Est. Cost $56.26 Unrealized -0.3%
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $405 Shares 23,485 Est. Cost $13.81 Unrealized —
— ISHARES TR 0.1%
Value ($000) $404 Shares 11,387 Est. Cost $33.59 Unrealized —
IEI ISHARES TR 0.1%
Value ($000) $396 Shares 3,217 Est. Cost $121.47 Unrealized —
T AT&T INC 0.1%
Value ($000) $391 Shares 9,402 Est. Cost $14.81 Unrealized +13.0%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $380 Shares 2,180 Est. Cost $103.59 Unrealized +10.4%
GOOG ALPHABET INC 0.1%
Value ($000) $377 Shares 455 Est. Cost $40.71 Unrealized 0.0%
— POWERSHARES ETF TR II 0.1%
Value ($000) $346 Shares 13,901 Est. Cost $24.98 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $344 Shares 11,522 Est. Cost $28.25 Unrealized —
GOOGL ALPHABET INC 0.1%
Value ($000) $343 Shares 404 Est. Cost $40.41 Unrealized +3.3%
NKE NIKE INC 0.1%
Value ($000) $330 Shares 5,929 Est. Cost $45.01 Unrealized +9.5%
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $326 Shares 6,914 Est. Cost $42.31 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $326 Shares 13,812 Est. Cost $12.12 Unrealized +59.9%
DHR DANAHER CORP DEL 0.1%
Value ($000) $298 Shares 3,490 Est. Cost $43.58 Unrealized +63.5%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $289 Shares 4,248 Est. Cost $60.19 Unrealized -15.8%
KO COCA COLA CO 0.1%
Value ($000) $288 Shares 6,796 Est. Cost $28.61 Unrealized +10.2%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $288 Shares 3,264 Est. Cost $85.48 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $287 Shares 4,143 Est. Cost $108.23 Unrealized —
PEP PEPSICO INC 0.1%
Value ($000) $278 Shares 2,489 Est. Cost $75.28 Unrealized +8.8%
IWM ISHARES TR 0.1%
Value ($000) $277 Shares 2,014 Est. Cost $134.62 Unrealized —
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $271 Shares 5,033 Est. Cost $40.16 Unrealized +20.2%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $268 Shares 9,516 Est. Cost $29.58 Unrealized —
VSS VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $268 Shares 2,612 Est. Cost $102.60 Unrealized —
PFE PFIZER INC 0.1%
Value ($000) $249 Shares 7,285 Est. Cost $21.82 Unrealized -1.9%
LQD ISHARES TR 0.1%
Value ($000) $248 Shares 2,106 Est. Cost $118.23 Unrealized —
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $245 Shares 2,789 Est. Cost $60.08 Unrealized +16.0%
MRK MERCK & CO INC 0.1%
Value ($000) $243 Shares 3,825 Est. Cost $46.06 Unrealized 0.0%
DGS WISDOMTREE TR 0.1%
Value ($000) $242 Shares 5,390 Est. Cost $44.90 Unrealized —
MMM 3M CO 0.1%
Value ($000) $242 Shares 1,264 Est. Cost $86.81 Unrealized +30.9%
ALK ALASKA AIR GROUP INC 0.1%
Value ($000) $240 Shares 2,603 Est. Cost $73.89 Unrealized +20.5%
ORCL ORACLE CORP 0.1%
Value ($000) $236 Shares 5,284 Est. Cost $36.49 Unrealized 0.0%
CMF ISHARES TR 0.1%
Value ($000) $233 Shares 2,001 Est. Cost $115.50 Unrealized —
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $225 Shares 2,200 Est. Cost $74.09 Unrealized +13.9%
SCHD SCHWAB STRATEGIC TR 0.1%
Value ($000) $220 Shares 4,927 Est. Cost $44.65 Unrealized —
SCHV SCHWAB STRATEGIC TR 0.1%
Value ($000) $217 Shares 4,377 Est. Cost $49.58 Unrealized —
IJH ISHARES TR 0.1%
Value ($000) $211 Shares 1,229 Est. Cost $151.62 Unrealized —
HPE HEWLETT PACKARD ENTERPRISE C 0.1%
Value ($000) $208 Shares 8,794 Est. Cost $10.32 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $208 Shares 1,249 Est. Cost $167.31 Unrealized 0.0%
DTH WISDOMTREE TR 0.1%
Value ($000) $206 Shares 5,070 Est. Cost $40.63 Unrealized —
V VISA INC 0.1%
Value ($000) $204 Shares 2,292 Est. Cost $80.89 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value ($000) $178 Shares 22,200 Est. Cost $7.21 Unrealized +16.8%
— ISHARES GOLD TRUST 0.0%
Value ($000) $134 Shares 11,180 Est. Cost $11.99 Unrealized —