Location: Wellesley, MA
CIK: 0001582813 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $412M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FVD | FIRST TR VALUE LINE DIVID IN | 1,749,557 | $61M | 14.8% | $34.87 | $25.76 | — | SHS | 33734H106 |
| USMV | ISHARES TR | 434,766 | $27.87M | 6.8% | $64.10 | $55.24 | — | MSCI MIN VOL ETF | 46429B697 |
| SPY | SPDR S&P 500 ETF TR | 73,007 | $21.66M | 5.3% | $296.75 | $190.50 | — | TR UNIT | 78462F103 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 352,877 | $20.43M | 5.0% | $57.90 | $47.56 | — | S&P500 LOW VOL | 46138E354 |
| RPG | INVESCO EXCHANGE TRADED FD T | 164,085 | $19.44M | 4.7% | $118.45 | $114.80 | — | S&P500 PUR GWT | 46137V266 |
| VXF | VANGUARD INDEX FDS | 141,140 | $16.42M | 4.0% | $116.34 | $83.83 | — | EXTEND MKT ETF | 922908652 |
| XT | ISHARES TR | 371,572 | $14.37M | 3.5% | $38.67 | $34.90 | — | EXPONENTIAL TECH | 46434V381 |
| RSP | INVESCO EXCHANGE TRADED FD T | 125,412 | $13.55M | 3.3% | $108.08 | $102.08 | — | S&P500 EQL WGT | 46137V357 |
| VTI | VANGUARD INDEX FDS | 87,711 | $13.24M | 3.2% | $151.00 | $110.16 | — | TOTAL STK MKT | 922908769 |
| VIG | VANGUARD GROUP | 96,363 | $11.52M | 2.8% | $119.59 | $64.40 | — | DIV APP ETF | 921908844 |
| IWB | ISHARES TR | 51,634 | $8.496M | 2.1% | $164.54 | $88.51 | — | RUS 1000 ETF | 464287622 |
| IGSB | ISHARES TR | 146,655 | $7.871M | 1.9% | $53.67 | $71.87 | — | SH TR CRPORT ETF | 464288646 |
| RFG | INVESCO EXCHANGE TRADED FD T | 53,367 | $7.545M | 1.8% | $141.38 | $161.70 | — | S&P MDCP400 PR | 46137V217 |
| SPHD | INVESCO EXCHNG TRADED FD TR | 175,257 | $7.471M | 1.8% | $42.63 | $41.05 | — | S&P500 HDL VOL | 46138E362 |
| VHT | VANGUARD WORLD FDS | 35,414 | $5.941M | 1.4% | $167.76 | $135.35 | — | HEALTH CAR ETF | 92204A504 |
| QQEW | FIRST TR NAS100 EQ WEIGHTED | 86,740 | $5.754M | 1.4% | $66.34 | $48.46 | — | SHS | 337344105 |
| MINT | PIMCO ETF TR | 54,962 | $5.592M | 1.4% | $101.74 | $101.41 | — | ENHAN SHRT MA AC | 72201R833 |
| EFA | ISHARES TR | 83,874 | $5.468M | 1.3% | $65.19 | $64.96 | — | MSCI EAFE ETF | 464287465 |
| AAPL | APPLE INC | 23,638 | $5.308M | 1.3% | $224.55 * | $45.07 | +11.4% | COM | 037833100 |
| VB | VANGUARD INDEX FDS | 33,302 | $5.124M | 1.2% | $153.86 | $91.22 | — | SMALL CP ETF | 922908751 |
| EMB | ISHARES TR | 41,868 | $4.745M | 1.2% | $113.33 | $114.92 | — | JPMORGAN USD EMG | 464288281 |
| IWM | ISHARES TR | 29,820 | $4.515M | 1.1% | $151.41 | $92.81 | — | RUSSELL 2000 ETF | 464287655 |
| JPM | JPMORGAN CHASE & CO | 35,545 | $4.183M | 1.0% | $117.68 * | $45.75 | +107.8% | COM | 46625H100 |
| EEMV | ISHARES INC | 71,469 | $4.083M | 1.0% | $57.13 | $56.24 | — | MIN VOL EMRG MKT | 464286533 |
| VT | VANGUARD INTL EQUITY INDEX F | 47,462 | $3.551M | 0.9% | $74.82 | $63.40 | — | TT WRLD ST ETF | 922042742 |
| RPD | RAPID7 INC | 72,696 | $3.3M | 0.8% | $45.39 * | $56.18 | 0.0% | COM | 753422104 |
| CWB | SPDR SERIES TRUST | 58,783 | $3.084M | 0.7% | $52.46 | $49.11 | — | BLMBRG BRC CNVRT | 78464A359 |
| BSV | VANGUARD BD INDEX FD INC | 37,584 | $3.036M | 0.7% | $80.78 | $80.17 | — | SHORT TRM BOND | 921937827 |
| EFAV | ISHARES TR | 39,926 | $2.924M | 0.7% | $73.24 | $67.52 | — | MIN VOL EAFE ETF | 46429B689 |
| — | ISHARES INC | 100,940 | $2.84M | 0.7% | $28.14 | $31.84 | — | MSCI FRNTR100ETF | 464286145 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 13,257 | $2.76M | 0.7% | $208.19 | $139.62 | +47.6% | CL B NEW | 084670702 |
| IWR | ISHARES TR | 48,703 | $2.725M | 0.7% | $55.95 | $66.89 | — | RUS MID CAP ETF | 464287499 |
| IJH | ISHARES TR | 13,318 | $2.574M | 0.6% | $193.27 | $126.90 | — | CORE S&P MCP ETF | 464287507 |
| MTUM | ISHARES TR | 20,460 | $2.442M | 0.6% | $119.35 | $110.78 | — | USA MOMENTUM FCT | 46432F396 |
| PRF | INVESCO EXCHANGE TRADED FD T | 19,938 | $2.35M | 0.6% | $117.87 | $112.58 | — | FTSE RAFI 1000 | 46137V613 |
| ARKK | ARK ETF TR | 51,584 | $2.212M | 0.5% | $42.88 | $42.76 | — | INNOVATION ETF | 00214Q104 |
| IWF | ISHARES TR | 13,829 | $2.209M | 0.5% | $159.74 | $85.67 | — | RUS 1000 GRW ETF | 464287614 |
| VOO | VANGUARD INDEX FDS | 7,706 | $2.1M | 0.5% | $272.51 | $259.55 | — | S&P 500 ETF SHS | 922908363 |
| EEM | ISHARES TR | 50,837 | $2.077M | 0.5% | $40.86 | $44.03 | — | MSCI EMG MKT ETF | 464287234 |
| AGG | ISHARES TR | 14,833 | $1.679M | 0.4% | $113.19 | $111.09 | — | CORE US AGGBD ET | 464287226 |
| RWO | SPDR INDEX SHS FDS | 31,816 | $1.65M | 0.4% | $51.86 | $44.43 | — | DJ GLB RL ES ETF | 78463X749 |
| IWD | ISHARES TR | 12,861 | $1.648M | 0.4% | $128.14 | $89.62 | — | RUS 1000 VAL ETF | 464287598 |
| IVV | ISHARES TR | 5,391 | $1.608M | 0.4% | $298.27 | $246.75 | — | CORE S&P500 ETF | 464287200 |
| NEOG | NEOGEN CORP | 23,500 | $1.601M | 0.4% | $68.13 * | $32.45 | +6.7% | COM | 640491106 |
| PRFZ | INVESCO EXCHANGE TRADED FD T | 12,492 | $1.586M | 0.4% | $126.96 | $139.30 | — | FTSE RAFI 1500 | 46137V597 |
| AMZN | AMAZON COM INC | 858 | $1.491M | 0.4% | $1737.76 * | $61.67 | +50.4% | COM | 023135106 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 4,187 | $1.476M | 0.4% | $352.52 | $185.81 | — | UTSER1 S&PDCRP | 78467Y107 |
| MSFT | MICROSOFT CORP | 10,452 | $1.456M | 0.4% | $139.30 * | $55.56 | +133.8% | COM | 594918104 |
| IBB | ISHARES TR | 14,468 | $1.44M | 0.3% | $99.53 | $169.45 | — | NASDAQ BIOTECH | 464287556 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 26,686 | $1.346M | 0.3% | $50.44 | $50.21 | — | ULTRA SHRT INC | 46641Q837 |
| VWO | VANGUARD INTL EQUITY INDEX F | 30,388 | $1.224M | 0.3% | $40.28 | $45.03 | — | FTSE EMR MKT ETF | 922042858 |
| PG | PROCTER & GAMBLE CO | 9,552 | $1.188M | 0.3% | $124.37 * | $62.83 | +60.7% | COM | 742718109 |
| ASYS | AMTECH SYS INC | 219,151 | $1.162M | 0.3% | $5.30 * | $10.47 | -47.6% | COM PAR $0.01N | 032332504 |
| XOM | EXXON MOBIL CORP | 14,257 | $1.007M | 0.2% | $70.63 * | $59.32 | -9.4% | COM | 30231G102 |
| PFF | ISHARES TR | 26,323 | $988K | 0.2% | $37.53 | $38.56 | — | PFD AND INCM SEC | 464288687 |
| ITA | ISHARES TR | 4,299 | $967K | 0.2% | $224.94 | $169.57 | — | US AER DEF ETF | 464288760 |
| T | AT&T INC | 25,485 | $965K | 0.2% | $37.87 * | $15.70 | +8.3% | COM | 00206R102 |
| META | FACEBOOK INC | 5,349 | $954K | 0.2% | $178.35 * | $147.65 | +27.8% | CL A | 30303M102 |
| QCOM | QUALCOMM INC | 12,092 | $923K | 0.2% | $76.33 * | $59.19 | +9.8% | COM | 747525103 |
| CVX | CHEVRON CORP NEW | 7,682 | $911K | 0.2% | $118.59 * | $83.78 | +9.3% | COM | 166764100 |
| BA | BOEING CO | 2,393 | $910K | 0.2% | $380.28 * | $148.42 | +137.4% | COM | 097023105 |
| VZ | VERIZON COMMUNICATIONS INC | 14,831 | $895K | 0.2% | $60.35 * | $30.45 | +32.8% | COM | 92343V104 |
| DIS | DISNEY WALT CO | 6,797 | $887K | 0.2% | $130.50 * | $104.90 | +28.0% | COM DISNEY | 254687106 |
| DUK | DUKE ENERGY CORP NEW | 9,165 | $881K | 0.2% | $96.13 * | $45.73 | +54.2% | COM NEW | 26441C204 |
| BAC | BANK AMER CORP | 29,944 | $873K | 0.2% | $29.15 * | $16.73 | +46.8% | COM | 060505104 |
| ABT | ABBOTT LABS | 10,263 | $858K | 0.2% | $83.60 * | $39.29 | +93.6% | COM | 002824100 |
| IVW | ISHARES TR | 4,755 | $855K | 0.2% | $179.81 | $103.44 | — | S&P 500 GRWT ETF | 464287309 |
| MRK | MERCK & CO INC | 10,140 | $854K | 0.2% | $84.22 * | $43.73 | +49.7% | COM | 58933Y105 |
| SVC | SERVICE PPTYS TR | 30,104 | $776K | 0.2% | $25.78 | $25.78 | — | COM SH BEN INT | 81761L102 |
| NVDA | NVIDIA CORP | 4,349 | $757K | 0.2% | $174.06 * | $4.12 | +1.6% | COM | 67066G104 |
| PWB | INVESCO EXCHANGE TRADED FD T | 15,666 | $757K | 0.2% | $48.32 | $44.99 | — | DYNMC LRG GWTH | 46137V746 |
| VEU | VANGUARD INTL EQUITY INDEX F | 15,056 | $751K | 0.2% | $49.88 | $50.23 | — | ALLWRLD EX US | 922042775 |
| VDE | VANGUARD WORLD FDS | 9,290 | $724K | 0.2% | $77.93 | $77.07 | — | ENERGY ETF | 92204A306 |
| GLD | SPDR GOLD TRUST | 5,211 | $723K | 0.2% | $138.74 | $153.87 | — | GOLD SHS | 78463V107 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 28,062 | $719K | 0.2% | $25.62 | $24.65 | — | NO AMER ENERGY | 33738D101 |
| HD | HOME DEPOT INC | 3,064 | $712K | 0.2% | $232.38 * | $95.70 | +95.5% | COM | 437076102 |
| IVE | ISHARES TR | 5,863 | $700K | 0.2% | $119.39 | $89.25 | — | S&P 500 VAL ETF | 464287408 |
| JNJ | JOHNSON & JOHNSON | 5,386 | $699K | 0.2% | $129.78 * | $83.76 | +31.3% | COM | 478160104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 24,298 | $693K | 0.2% | $28.52 | $27.44 | — | COM | 293792107 |
| LMT | LOCKHEED MARTIN CORP | 1,754 | $684K | 0.2% | $389.97 * | $192.58 | +64.3% | COM | 539830109 |
| SCHF | SCHWAB STRATEGIC TR | 20,780 | $661K | 0.2% | $31.81 | $27.71 | — | INTL EQTY ETF | 808524805 |
| PFE | PFIZER INC | 17,913 | $644K | 0.2% | $35.95 * | $22.74 | +18.8% | COM | 717081103 |
| BIP | BROOKFIELD INFRAST PARTNERS | 12,950 | $642K | 0.2% | $49.58 | $39.86 | — | LP INT UNIT | G16252101 |
| NEE | NEXTERA ENERGY INC | 2,694 | $626K | 0.2% | $232.37 * | $17.91 | +158.3% | COM | 65339F101 |
| PEP | PEPSICO INC | 4,334 | $593K | 0.1% | $136.83 * | $71.35 | +53.2% | COM | 713448108 |
| ABBV | ABBVIE INC | 7,744 | $584K | 0.1% | $75.41 * | $45.47 | +15.6% | COM | 00287Y109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 8,486 | $563K | 0.1% | $66.34 | $75.80 | — | COM UNIT RP LP | 559080106 |
| RWX | SPDR INDEX SHS FDS | 13,950 | $552K | 0.1% | $39.57 | $41.03 | — | DJ INTL RL ETF | 78463X863 |
| VTV | VANGUARD INDEX FDS | 4,908 | $548K | 0.1% | $111.65 | $82.09 | — | VALUE ETF | 922908744 |
| HAS | HASBRO INC | 4,342 | $516K | 0.1% | $118.84 * | $66.84 | +33.8% | COM | 418056107 |
| — | AVID TECHNOLOGY INC | 80,226 | $497K | 0.1% | $6.19 | $5.94 | — | COM | 05367P100 |
| AMT | AMERICAN TOWER CORP NEW | 2,200 | $487K | 0.1% | $221.36 * | $126.53 | +44.9% | COM | 03027X100 |
| RITM | NEW RESIDENTIAL INVT CORP | 30,417 | $477K | 0.1% | $15.68 | $17.81 | — | COM NEW | 64828T201 |
| LMBS | FIRST TR EXCHANGE TRADED FD | 9,118 | $474K | 0.1% | $51.99 | $51.41 | — | FST LOW OPPT EFT | 33739Q200 |
| HON | HONEYWELL INTL INC | 2,740 | $464K | 0.1% | $169.34 * | $71.52 | +94.8% | COM | 438516106 |
| CSCO | CISCO SYS INC | 9,405 | $464K | 0.1% | $49.34 * | $29.02 | +47.5% | COM | 17275R102 |
| JKHY | HENRY JACK & ASSOC INC | 3,000 | $438K | 0.1% | $146.00 * | $68.00 | +93.0% | COM | 426281101 |
| YUM | YUM BRANDS INC | 3,711 | $421K | 0.1% | $113.45 * | $60.49 | +67.8% | COM | 988498101 |
| BXP | BOSTON PROPERTIES INC | 3,230 | $418K | 0.1% | $129.41 * | $84.41 | +12.6% | COM | 101121101 |
| XLV | SELECT SECTOR SPDR TR | 4,624 | $417K | 0.1% | $90.18 | $59.54 | — | SBI HEALTHCARE | 81369Y209 |
| VXUS | VANGUARD STAR FD | 7,488 | $386K | 0.1% | $51.55 | $52.27 | — | VG TL INTL STK F | 921909768 |
| O | REALTY INCOME CORP | 4,994 | $383K | 0.1% | $76.69 * | $44.52 | +15.2% | COM | 756109104 |
| — | INGERSOLL-RAND PLC | 3,018 | $372K | 0.1% | $123.26 | $91.33 | — | SHS | G47791101 |
| CMCSA | COMCAST CORP NEW | 8,261 | $371K | 0.1% | $44.91 * | $28.46 | +31.8% | CL A | 20030N101 |
| SCHD | SCHWAB STRATEGIC TR | 6,732 | $370K | 0.1% | $54.96 | $48.27 | — | US DIVIDEND EQ | 808524797 |
| GOOG | ALPHABET INC | 301 | $366K | 0.1% | $1215.95 * | $50.91 | +15.4% | CAP STK CL C | 02079K107 |
| XBI | SPDR SERIES TRUST | 4,756 | $363K | 0.1% | $76.32 | $122.60 | — | S&P BIOTECH | 78464A870 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,768 | $361K | 0.1% | $130.42 | $127.98 | — | MIDCP 400 IDX | 921932885 |
| DEO | DIAGEO P L C | 1,985 | $325K | 0.1% | $163.73 | $163.73 | — | SPON ADR NEW | 25243Q205 |
| INTC | INTEL CORP | 6,207 | $320K | 0.1% | $51.55 * | $29.53 | +45.7% | COM | 458140100 |
| GOOGL | ALPHABET INC | 258 | $315K | 0.1% | $1220.93 * | $53.64 | +9.6% | CAP STK CL A | 02079K305 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $312K | 0.1% | $312000.00 | $199512.94 | +55.1% | CL A | 084670108 |
| WY | WEYERHAEUSER CO | 11,162 | $309K | 0.1% | $27.68 * | $19.29 | +6.4% | COM | 962166104 |
| UGI | UGI CORP NEW | 6,071 | $305K | 0.1% | $50.24 | $34.01 | +46.9% | COM | 902681105 |
| — | GENERAL ELECTRIC CO | 33,776 | $304K | 0.1% | $9.00 | $22.21 | — | COM | 369604103 |
| — | RAYTHEON CO | 1,529 | $301K | 0.1% | $196.86 | $182.65 | — | COM NEW | 755111507 |
| — | BANK AMER CORP | 200 | $300K | 0.1% | $1500.00 | $1500.00 | — | 7.25%CNV PFD L | 060505682 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,028 | $294K | 0.1% | $144.97 * | $85.73 | +19.5% | COM | 459200101 |
| — | PROSHARES TR | 10,730 | $280K | 0.1% | $26.10 | $26.10 | — | SHORT S&P 500 NE | 74347B425 |
| ENB | ENBRIDGE INC | 7,967 | $279K | 0.1% | $35.02 * | $20.25 | +11.9% | COM | 29250N105 |
| QWLD | SPDR INDEX SHS FDS | 3,457 | $278K | 0.1% | $80.42 | $68.56 | — | MSCI WRLD STRGIC | 78463X418 |
| VLO | VALERO ENERGY CORP NEW | 3,216 | $277K | 0.1% | $86.13 * | $62.51 | -0.1% | COM | 91913Y100 |
| WPC | W P CAREY INC | 3,048 | $272K | 0.1% | $89.24 | $77.89 | — | COM | 92936U109 |
| ET | ENERGY TRANSFER LP | 20,711 | $270K | 0.1% | $13.04 | $18.09 | — | COM UT LTD PTN | 29273V100 |
| MCD | MCDONALDS CORP | 1,260 | $270K | 0.1% | $214.29 * | $154.59 | +19.5% | COM | 580135101 |
| XLK | SELECT SECTOR SPDR TR | 3,338 | $268K | 0.1% | $80.29 | $64.15 | — | TECHNOLOGY | 81369Y803 |
| ELS | EQUITY LIFESTYLE PPTYS INC | 2,000 | $267K | 0.1% | $133.50 | $114.50 | — | COM | 29472R108 |
| RDVY | FIRST TR EXCHANGE TRADED FD | 8,358 | $266K | 0.1% | $31.83 | $29.96 | — | RISNG DIVD ACHIV | 33738R506 |
| SBUX | STARBUCKS CORP | 2,966 | $262K | 0.1% | $88.33 * | $67.93 | +18.7% | COM | 855244109 |
| — | EQUITY COMWLTH | 7,552 | $259K | 0.1% | $34.30 | $30.06 | — | COM SH BEN INT | 294628102 |
| ESGV | VANGUARD WORLD FD | 4,951 | $258K | 0.1% | $52.11 | $51.30 | — | ESG US STK ETF | 921910733 |
| WMT | WALMART INC | 2,149 | $255K | 0.1% | $118.66 * | $29.24 | +17.9% | COM | 931142103 |
| ITOT | ISHARES TR | 3,731 | $251K | 0.1% | $67.27 | $62.28 | — | CORE S&P TTL STK | 464287150 |
| — | ELOXX PHARMACEUTICALS INC | 55,000 | $249K | 0.1% | $4.53 | $11.33 | — | COM | 29014R103 |
| NOC | NORTHROP GRUMMAN CORP | 651 | $244K | 0.1% | $374.81 * | $267.26 | +19.2% | COM | 666807102 |
| PM | PHILIP MORRIS INTL INC | 3,184 | $243K | 0.1% | $76.32 * | $47.76 | +18.8% | COM | 718172109 |
| CSWC | CAPITAL SOUTHWEST CORP | 11,000 | $240K | 0.1% | $21.82 * | $6.91 | +42.0% | COM | 140501107 |
| COST | COSTCO WHSL CORP NEW | 824 | $238K | 0.1% | $288.83 * | $226.60 | +13.1% | COM | 22160K105 |
| VTIP | VANGUARD MALVERN FDS | 4,751 | $233K | 0.1% | $49.04 | $49.40 | — | STRM INFPROIDX | 922020805 |
| — | UNITED TECHNOLOGIES CORP | 1,699 | $231K | 0.1% | $135.96 | $129.51 | — | COM | 913017109 |
| — | NUVEEN QUALITY MUNCP INCOME | 16,062 | $231K | 0.1% | $14.38 | $13.70 | — | COM | 67066V101 |
| NSSC | NAPCO SEC TECHNOLOGIES INC | 9,000 | $230K | 0.1% | $25.56 * | $12.80 | +6.3% | COM | 630402105 |
| CCI | CROWN CASTLE INTL CORP NEW | 1,600 | $222K | 0.1% | $138.75 * | $96.59 | +8.5% | COM | 22822V101 |
| EW | EDWARDS LIFESCIENCES CORP | 1,000 | $220K | 0.1% | $220.00 * | $70.25 | 0.0% | COM | 28176E108 |
| ED | CONSOLIDATED EDISON INC | 2,322 | $219K | 0.1% | $94.32 * | $67.85 | +4.0% | COM | 209115104 |
| V | VISA INC | 1,263 | $218K | 0.1% | $172.60 | $156.70 | +8.7% | COM CL A | 92826C839 |
| IWO | ISHARES TR | 1,123 | $216K | 0.1% | $192.34 | $197.32 | — | RUS 2000 GRW ETF | 464287648 |
| MDLZ | MONDELEZ INTL INC | 3,888 | $214K | 0.1% | $55.04 * | $44.10 | +5.9% | CL A | 609207105 |
| — | HCP INC | 6,000 | $214K | 0.1% | $35.67 | $35.67 | — | COM | 40414L109 |
| PGF | INVESCO EXCHANGE TRADED FD T | 11,341 | $212K | 0.1% | $18.69 | $17.59 | — | FINL PFD ETF | 46137V621 |
| VV | VANGUARD INDEX FDS | 1,551 | $211K | 0.1% | $136.04 | $134.59 | — | LARGE CAP ETF | 922908637 |
| — | NUVEEN MUNICIPAL CREDIT INC | 13,001 | $211K | 0.1% | $16.23 | $14.38 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 14,642 | $210K | 0.1% | $14.34 | $13.43 | — | COM | 670657105 |
| — | FORTRESS TRANS INFRST INVS L | 13,500 | $204K | 0.0% | $15.11 | $17.04 | — | COM REP LTD LIAB | 34960P101 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,025 | $203K | 0.0% | $50.43 * | $36.77 | 0.0% | COM | 110122108 |
| VFH | VANGUARD WORLD FDS | 2,891 | $202K | 0.0% | $69.87 | $69.87 | — | FINANCIALS ETF | 92204A405 |
| FDX | FEDEX CORP | 1,370 | $201K | 0.0% | $146.72 * | $171.33 | -16.4% | COM | 31428X106 |
| ARE | ALEXANDRIA REAL ESTATE EQ IN | 1,300 | $200K | 0.0% | $153.85 * | $115.61 | 0.0% | COM | 015271109 |
| AROC | ARCHROCK INC | 20,000 | $200K | 0.0% | $10.00 * | $6.85 | 0.0% | COM | 03957W106 |
| — | TEKLA LIFE SCIENCES INVS | 13,181 | $199K | 0.0% | $15.10 | $20.83 | — | SH BEN INT | 87911K100 |
| USAC | USA COMPRESSION PARTNERS LP | 10,000 | $173K | 0.0% | $17.30 | $15.60 | — | COMUNIT LTDPAR | 90290N109 |
| — | SENIOR HSG PPTYS TR | 18,342 | $170K | 0.0% | $9.27 | $11.49 | — | SH BEN INT | 81721M109 |
| PGX | INVESCO EXCHNG TRADED FD TR | 10,000 | $150K | 0.0% | $15.00 | $15.00 | — | PFD ETF | 46138E511 |
| — | PC-TEL INC | 13,000 | $109K | 0.0% | $8.38 | $7.07 | — | COM | 69325Q105 |
| — | AMERICA FIRST MULTIFAMILY IN | 11,500 | $94,000 | 0.0% | $8.17 | $6.09 | — | BEN UNIT CTF | 02364V107 |
| RBBN | RIBBON COMMUNICATIONS INC | 10,966 | $63,000 | 0.0% | $5.75 * | $7.68 | -31.6% | COM | 762544104 |
| — | SHILOH INDS INC | 12,000 | $50,000 | 0.0% | $4.17 | $4.83 | — | COM | 824543102 |
| — | ARBOR RLTY TR INC | 25,000 | $37,000 | 0.0% | $1.48 | $1.48 | — | NOTE 5.375%11/1 | 038923AB4 |
| KOPN | KOPIN CORP | 10,000 | $6,000 | 0.0% | $0.60 * | $2.23 | -55.3% | COM | 500600101 |