Rathbones Group PLC Diversified Active

CIK: 0001351991 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 10, 2014

Total Value ($000): $1,002,340 (100.0% shares, 0.0% debt)

Holdings (212)

LMT LOCKHEED MARTIN CO US$1 Common Stock 3.8%
Value ($000) $37,908 Shares 254,995 Est. Cost $73.76 Unrealized +31.7%
MDLZ MONDELEZ INTL INC US$0.01 Common Stock 2.7%
Value ($000) $27,128 Shares 768,494 Est. Cost $23.34 Unrealized +9.4%
V VISA INC US$0.0001 Common Stock 2.4%
Value ($000) $23,884 Shares 107,258 Est. Cost $40.27 Unrealized +14.9%
XOM EXXON MOBIL CORP NPV Common Stock 2.1%
Value ($000) $21,340 Shares 210,872 Est. Cost $53.73 Unrealized +4.1%
PM PHILIP MORRIS INTL INC NPV Common Stock 2.1%
Value ($000) $21,280 Shares 244,231 Est. Cost $49.65 Unrealized -3.7%
— GENERAL ELECTRIC CORP US$0.06 Common Stock 2.1%
Value ($000) $21,210 Shares 756,704 Est. Cost $23.39 Unrealized —
AMZN AMAZON COM INC US$0.01Common Stock 2.0%
Value ($000) $19,979 Shares 50,098 Est. Cost $13.51 Unrealized +33.1%
RY ROYAL BANK OF CANADA NPV Common Stock 2.0%
Value ($000) $19,864 Shares 295,555 Est. Cost $59.71 Unrealized +11.1%
JNJ JOHNSON & JOHNSON US$1 Common Stock 2.0%
Value ($000) $19,661 Shares 214,658 Est. Cost $59.66 Unrealized +10.2%
BRK/B BERKSHIRE HATHAWAY INC US$0.0033 Cls B Common Stock 1.8%
Value ($000) $17,890 Shares 150,897 Est. Cost $110.13 Unrealized +5.0%
— VALASSIS COMMUNICATION INC US$0.01 Common Stock 1.7%
Value ($000) $17,125 Shares 500,000 Est. Cost $26.20 Unrealized —
AAPL APPLE INC NPV Common Stock 1.7%
Value ($000) $16,664 Shares 29,703 Est. Cost $13.34 Unrealized +22.7%
INTC INTEL CORP US$0.001 Common Stock 1.6%
Value ($000) $16,338 Shares 629,484 Est. Cost $17.22 Unrealized +4.1%
BNS BANK OF NOVA SCOTIA NPV Common Stock 1.6%
Value ($000) $16,217 Shares 259,392 Est. Cost $30.35 Unrealized +9.1%
CVX CHEVRON CORP US$0.75 Common Stock 1.6%
Value ($000) $16,054 Shares 128,524 Est. Cost $71.45 Unrealized +1.5%
KO COCA-COLA CO US$0.25 Common Stock 1.5%
Value ($000) $14,811 Shares 358,541 Est. Cost $27.80 Unrealized -3.1%
CL COLGATE-PALMOLIVE CO NPV Common Stock 1.4%
Value ($000) $14,498 Shares 222,328 Est. Cost $44.38 Unrealized +9.1%
META FACEBOOK INC US$0.000006 Cls A Common Stock 1.4%
Value ($000) $13,960 Shares 255,440 Est. Cost $38.90 Unrealized +28.2%
JPM JP MORGAN CHASE & CO US$1 Common Stock 1.3%
Value ($000) $12,834 Shares 219,452 Est. Cost $37.00 Unrealized +7.1%
— PRECISION CASTPARTS CORP NPV Common Stock 1.2%
Value ($000) $12,525 Shares 46,510 Est. Cost $226.00 Unrealized —
BFH ALLIANCE DATA SYSTEMS US$0.01 Common Stock 1.2%
Value ($000) $12,226 Shares 46,500 Est. Cost $118.19 Unrealized +39.5%
MA MASTERCARD INC US$0.0001 Class A Common Stock 1.2%
Value ($000) $11,914 Shares 14,260 Est. Cost $51.54 Unrealized +34.0%
— MICROS SYSTEMS INC US$0.025 Common Stock 1.2%
Value ($000) $11,876 Shares 207,000 Est. Cost $46.59 Unrealized —
MSFT MICROSOFT CORP US$ 0.00000625 Common Stock 1.2%
Value ($000) $11,762 Shares 314,413 Est. Cost $26.71 Unrealized +12.4%
STZ CONSTELLATION BRANDS INC US$ Cls A Common Stock 1.2%
Value ($000) $11,627 Shares 165,210 Est. Cost $56.35 Unrealized +1.6%
CMI CUMMINS INC US$2.50 Common Stock 1.2%
Value ($000) $11,552 Shares 81,943 Est. Cost $81.53 Unrealized +18.1%
— BE AEROSPACE US$0.01 Common Stock 1.1%
Value ($000) $11,314 Shares 130,000 Est. Cost $63.08 Unrealized —
CCK CROWN HOLDINGS INC US$5 Common Stock 1.1%
Value ($000) $11,260 Shares 252,635 Est. Cost $40.26 Unrealized +1.0%
LVS LAS VEGAS SANDS CORP US$0.001 Common Stock 1.1%
Value ($000) $11,129 Shares 141,110 Est. Cost $50.77 Unrealized 0.0%
KMX CARMAX INC US$0.50 Common Stock 1.1%
Value ($000) $11,050 Shares 235,000 Est. Cost $46.19 Unrealized +6.1%
IBM IBM CORP US$0.20 Common Stock 1.1%
Value ($000) $11,015 Shares 58,723 Est. Cost $118.16 Unrealized -10.0%
— TIFFANY & CO US$0.01 Common Stock 1.1%
Value ($000) $11,004 Shares 118,604 Est. Cost $89.24 Unrealized —
CTSH COGNIZANT TECHNOLOGY US$0.01 Class A Common Stock 1.1%
Value ($000) $10,944 Shares 108,375 Est. Cost $40.38 Unrealized 0.0%
— KANSAS CITY SOUTHERN US$0.1 Common Stock 1.1%
Value ($000) $10,934 Shares 88,300 Est. Cost $107.44 Unrealized —
DECK DECKERS OUTDOOR CO US$0.01 Common Stock 1.1%
Value ($000) $10,811 Shares 128,000 Est. Cost $12.33 Unrealized 0.0%
MTZ MASTEC INC US$0.10 Common Stock 1.1%
Value ($000) $10,798 Shares 330,000 Est. Cost $30.30 Unrealized +4.5%
MKC MCCORMICK & CO INC NPV Non Vtg Common Stock 1.1%
Value ($000) $10,631 Shares 154,251 Est. Cost $27.90 Unrealized -3.1%
— POLYONE CORP US$0.01 Common Stock 1.0%
Value ($000) $10,428 Shares 295,000 Est. Cost $32.46 Unrealized —
— SOTHEBY'S HOLDINGS A US$0.10 Common Stock 1.0%
Value ($000) $10,418 Shares 195,830 Est. Cost $39.47 Unrealized —
— WHOLE FOODS MARKET INC NPV Common Stock 1.0%
Value ($000) $10,113 Shares 174,875 Est. Cost $51.48 Unrealized —
— KRAFT FOODS GROUP NPV Common Stock 1.0%
Value ($000) $10,027 Shares 185,997 Est. Cost $55.69 Unrealized —
JBHT HUNT (JB) TRANSPORT SVCS INC US$0.01 Common Stock 1.0%
Value ($000) $9,817 Shares 127,000 Est. Cost $66.22 Unrealized +0.3%
MLCO MELCO CROWN ENTERTAINMENT LTD ADR Rep 3 US$0.01 Ordinary Shs 1.0%
Value ($000) $9,805 Shares 250,000 Est. Cost $39.22 Unrealized —
DLTR DOLLAR TREE INC US$0.01 Common Stock 1.0%
Value ($000) $9,761 Shares 173,000 Est. Cost $49.56 Unrealized +16.3%
SLB SCHLUMBERGER LTD US$0.01 Common Stock 0.9%
Value ($000) $9,483 Shares 105,240 Est. Cost $53.82 Unrealized +20.9%
PPG PPG INDUSTRIES INC US$1.666 Common Stock 0.9%
Value ($000) $9,293 Shares 49,000 Est. Cost $67.48 Unrealized +8.2%
TRIP TRIPADVISOR INC US$0.001 Common Stock 0.9%
Value ($000) $9,289 Shares 112,150 Est. Cost $71.94 Unrealized +1.1%
EOG EOG RESOURCES INC US$0.01 Common Stock 0.9%
Value ($000) $9,231 Shares 55,000 Est. Cost $46.52 Unrealized +34.0%
C CITIGROUP INC US$0.01 Common Stock 0.9%
Value ($000) $9,124 Shares 175,085 Est. Cost $36.55 Unrealized +3.0%
PG PROCTER & GAMBLE CO NPV Common Stock 0.9%
Value ($000) $9,113 Shares 111,945 Est. Cost $55.12 Unrealized +5.3%
— PETSMART INC US$0.0001 Common Stock 0.9%
Value ($000) $8,948 Shares 123,000 Est. Cost $66.99 Unrealized —
PFE PFIZER INC US$0.05 Common Stock 0.8%
Value ($000) $8,267 Shares 269,898 Est. Cost $16.44 Unrealized +7.2%
MRSH MARSH & MCLENNAN CO INC US$1 Common Stock 0.8%
Value ($000) $8,233 Shares 170,241 Est. Cost $31.44 Unrealized +18.9%
ABT ABBOTT LABORATORIES NPV Common Stock 0.8%
Value ($000) $8,229 Shares 214,689 Est. Cost $28.90 Unrealized +1.1%
ABBV ABBVIE INC US$0.01 Common Stock 0.8%
Value ($000) $8,095 Shares 153,277 Est. Cost $26.55 Unrealized +14.5%
PWR QUANTA SERVICES INC US$0.00001 Common Stock 0.8%
Value ($000) $7,958 Shares 252,142 Est. Cost $26.53 Unrealized +8.6%
— CONCHO RESOURCES INC US$0.001 Common Stock 0.7%
Value ($000) $7,452 Shares 69,000 Est. Cost $89.70 Unrealized —
WFC WELLS FARGO & CO US$1.6666 Common Stock 0.7%
Value ($000) $7,424 Shares 163,522 Est. Cost $27.61 Unrealized +11.4%
— EMC CORP MASSACHUSETTS US$0.01 Common Stock 0.7%
Value ($000) $7,385 Shares 293,647 Est. Cost $24.60 Unrealized —
CM CANADIAN IMPERIAL BANK NPV Common Stock 0.7%
Value ($000) $7,292 Shares 85,401 Est. Cost $20.82 Unrealized +12.1%
— KODIAK OIL & GAS CORP NPV Common Stock 0.7%
Value ($000) $7,287 Shares 650,000 Est. Cost $11.91 Unrealized —
— DR PEPPER SNAPPLE GROUP INC US$0.01 Common Stock 0.7%
Value ($000) $7,144 Shares 146,630 Est. Cost $45.93 Unrealized —
HON HONEYWELL INTERNATIONAL INC US$1 Common Stock 0.7%
Value ($000) $6,719 Shares 73,540 Est. Cost $53.47 Unrealized +13.7%
SPY SPDR TRUST S&P 500 ETF Trust 0.7%
Value ($000) $6,650 Shares 36,005 Est. Cost $166.54 Unrealized —
— RAYTHEON CO US$0.01 Common Stock 0.6%
Value ($000) $6,512 Shares 71,800 Est. Cost $66.12 Unrealized —
MCD MCDONALD'S CORP US$0.01 Common Stock 0.6%
Value ($000) $6,443 Shares 66,400 Est. Cost $71.80 Unrealized -2.5%
AJG GALLAGHER AJ & CO US$1 Common Stock 0.6%
Value ($000) $5,744 Shares 122,385 Est. Cost $33.49 Unrealized +9.0%
BAC BANK OF AMERICA CORP NPV Common Stock 0.6%
Value ($000) $5,519 Shares 354,446 Est. Cost $10.32 Unrealized +13.2%
PEP PEPSICO INC US$0.016666 Cap 0.5%
Value ($000) $5,385 Shares 64,922 Est. Cost $56.00 Unrealized +3.1%
MO ALTRIA GROUP INC US$0.333333 Common Stock 0.5%
Value ($000) $4,585 Shares 119,440 Est. Cost $16.28 Unrealized +5.4%
EWP ISHARES INC MSCI Spain Capped Index Fund 0.5%
Value ($000) $4,551 Shares 117,998 Est. Cost $30.02 Unrealized —
BMO BANK OF MONTREAL NPV Common Stock 0.4%
Value ($000) $4,179 Shares 62,714 Est. Cost $36.31 Unrealized +14.6%
T AT&T INC US$1 Common Stock 0.4%
Value ($000) $4,136 Shares 117,644 Est. Cost $11.26 Unrealized -0.8%
DIS WALT DISNEY (HLDGS) CO US$0.1 Common Stock 0.4%
Value ($000) $3,981 Shares 52,110 Est. Cost $57.55 Unrealized +7.2%
EPP ISHARES INC MSCI Pacific Ex Japan ETF 0.4%
Value ($000) $3,961 Shares 84,763 Est. Cost $43.40 Unrealized —
— HOLLYFRONTIER CORP US$0.01 Common Stock 0.4%
Value ($000) $3,917 Shares 78,820 Est. Cost $49.70 Unrealized —
EBAY EBAY INC US$0.001 Common Stock 0.4%
Value ($000) $3,774 Shares 68,795 Est. Cost $20.16 Unrealized -2.3%
BMY BRISTOL-MYERS SQUIBB CO NPV Common Stock 0.3%
Value ($000) $3,342 Shares 62,878 Est. Cost $28.69 Unrealized +19.1%
DVY ISHARES TRUST Select Dividend ETF 0.3%
Value ($000) $3,284 Shares 46,030 Est. Cost $64.01 Unrealized —
— YAHOO INC US$ 0.001 Common Stock 0.3%
Value ($000) $3,242 Shares 80,175 Est. Cost $25.13 Unrealized —
NEM NEWMONT MINING CORP US$1.60 Common Stock 0.3%
Value ($000) $3,117 Shares 135,329 Est. Cost $24.57 Unrealized -19.6%
GLW CORNING INC US$0.50 Common Stock 0.3%
Value ($000) $3,013 Shares 169,105 Est. Cost $10.49 Unrealized +14.9%
TD TORONTO-DOMINION BANK NPV Common Stock 0.3%
Value ($000) $3,003 Shares 31,873 Est. Cost $41.10 Unrealized +10.7%
EMR EMERSON ELECTRIC CO US$0.50 Common Stock 0.3%
Value ($000) $2,856 Shares 40,689 Est. Cost $40.02 Unrealized +20.4%
MRK MERCK & CO INC US$0.50 Common Stock 0.3%
Value ($000) $2,534 Shares 50,626 Est. Cost $30.09 Unrealized +4.0%
— SANDISK CORP US$0.001 Common Stock 0.2%
Value ($000) $2,465 Shares 34,951 Est. Cost $70.53 Unrealized —
QCOM QUALCOMM INC US$0.001 Common Stock 0.2%
Value ($000) $2,421 Shares 32,600 Est. Cost $45.06 Unrealized +11.8%
— ISHARES INC MSCI UK ETF 0.2%
Value ($000) $2,416 Shares 115,721 Est. Cost $19.96 Unrealized —
KMB KIMBERLEY CLARK CORP NPV Common Stock 0.2%
Value ($000) $2,400 Shares 22,976 Est. Cost $63.21 Unrealized +5.0%
BCE BCE INC NPV Common Stock 0.2%
Value ($000) $2,361 Shares 54,541 Est. Cost $22.03 Unrealized -1.6%
UNP UNION PACIFIC CORP US$2.50 Common Stock 0.2%
Value ($000) $2,338 Shares 13,916 Est. Cost $57.41 Unrealized +5.5%
DE DEERE & CO US$1 Common Stock 0.2%
Value ($000) $2,329 Shares 25,504 Est. Cost $67.93 Unrealized -0.7%
COP CONOCOPHILLIPS US$0.01 Common Stock 0.2%
Value ($000) $2,303 Shares 32,597 Est. Cost $39.96 Unrealized +21.1%
— POWERSHARES ETF Intl Corp Bond 0.2%
Value ($000) $2,289 Shares 77,558 Est. Cost $27.66 Unrealized —
WMT WAL-MART STORES INC US$0.1 Common Stock 0.2%
Value ($000) $2,212 Shares 28,107 Est. Cost $19.98 Unrealized +1.8%
DG DOLLAR GENERAL CORP US$0.875 Common Stock 0.2%
Value ($000) $2,169 Shares 35,955 Est. Cost $45.09 Unrealized +13.3%
— CELGENE CORP US$0.01 Common Stock 0.2%
Value ($000) $2,125 Shares 12,577 Est. Cost $128.43 Unrealized —
— TEMPLETON EMERGING MKTS FUND US$0.01 Common Stock 0.2%
Value ($000) $2,119 Shares 121,085 Est. Cost $17.53 Unrealized —
— POTASH CORP SASK NPV Common Stock 0.2%
Value ($000) $2,097 Shares 51,332 Est. Cost $37.84 Unrealized —
EEM ISHARES TRUST MSCI Emerging Markets ETF 0.2%
Value ($000) $2,074 Shares 49,627 Est. Cost $38.49 Unrealized —
— THOMSON REUTERS CORP NPV Common Stock 0.2%
Value ($000) $2,073 Shares 54,838 Est. Cost $32.52 Unrealized —
GS GOLDMAN SACHS GROUP US$0.01 Common Stock 0.2%
Value ($000) $1,945 Shares 10,972 Est. Cost $120.06 Unrealized +8.8%
MS MORGAN STANLEY US$0.01 Common Stock 0.2%
Value ($000) $1,880 Shares 59,943 Est. Cost $17.91 Unrealized +21.8%
MMM 3M COMPANY US$0.01 Common Stock 0.2%
Value ($000) $1,802 Shares 12,845 Est. Cost $62.36 Unrealized +16.5%
SYY SYSCO CORP NPV Common Stock 0.2%
Value ($000) $1,767 Shares 48,942 Est. Cost $24.40 Unrealized -0.1%
— VODAFONE GROUP PLC SP Adr Rep 10 US$0.11428571 0.2%
Value ($000) $1,721 Shares 43,790 Est. Cost $28.74 Unrealized —
— MARKET VECTORS ETF Gold Mines 0.2%
Value ($000) $1,673 Shares 79,163 Est. Cost $24.16 Unrealized —
DOV DOVER CORP US$1 Common Stock 0.2%
Value ($000) $1,631 Shares 16,895 Est. Cost $40.31 Unrealized +22.3%
EWG ISHARES INC MSCI Germany ETF 0.2%
Value ($000) $1,567 Shares 49,330 Est. Cost $24.94 Unrealized —
AEM AGNICO EAGLE MINES LTD NPV Common Stock 0.2%
Value ($000) $1,538 Shares 58,300 Est. Cost $25.33 Unrealized -13.7%
DXJ WISDOMTREE TRUST Japan Hedged Equity Fund 0.2%
Value ($000) $1,536 Shares 30,203 Est. Cost $48.61 Unrealized —
NX QUANEX BUILDING PRODUCTS CORP US$0.01 Common Stock 0.2%
Value ($000) $1,516 Shares 76,095 Est. Cost $15.07 Unrealized +2.7%
CAT CATERPILLAR INC US$1 Common Stock 0.1%
Value ($000) $1,450 Shares 15,965 Est. Cost $61.55 Unrealized +1.8%
— UTD TECHNOLOGIES CORP US$1 Common Stock 0.1%
Value ($000) $1,438 Shares 12,635 Est. Cost $98.58 Unrealized —
— RACKSPACE HOSTING INC US$0.001 Common Stock 0.1%
Value ($000) $1,363 Shares 34,835 Est. Cost $37.89 Unrealized —
PH PARKER-HANNIFIN CORP US$0.50 Common Stock 0.1%
Value ($000) $1,344 Shares 10,450 Est. Cost $78.43 Unrealized +21.1%
— ISHARES INC MSCI Japan ETF 0.1%
Value ($000) $1,343 Shares 110,615 Est. Cost $11.88 Unrealized —
PUK PRUDENTIAL PLC ADR Rep 2 5p Ordinary Shares 0.1%
Value ($000) $1,305 Shares 29,000 Est. Cost $32.73 Unrealized —
MFC MANULIFE FINANCIAL CORP NPV Common Stock 0.1%
Value ($000) $1,275 Shares 64,600 Est. Cost $15.27 Unrealized +19.8%
GIS GENERAL MILLS INC US$0.10 Common Stock 0.1%
Value ($000) $1,272 Shares 25,495 Est. Cost $32.03 Unrealized +2.7%
GLD SPDR GOLD TRUST NPV Shares 0.1%
Value ($000) $1,249 Shares 10,753 Est. Cost $119.14 Unrealized —
— PLUM CREEK TIMBER CO INC US$0.01 Common Stock 0.1%
Value ($000) $1,210 Shares 26,026 Est. Cost $46.68 Unrealized —
— ISHARES TRUST Intl Developed Prop ETF 0.1%
Value ($000) $1,169 Shares 31,278 Est. Cost $36.30 Unrealized —
YUM YUM BRANDS INC NPV Common Stock 0.1%
Value ($000) $1,152 Shares 15,240 Est. Cost $38.97 Unrealized +4.9%
IMO IMPERIAL OIL NPV Common Stock 0.1%
Value ($000) $1,128 Shares 25,485 Est. Cost $30.07 Unrealized +12.0%
BP BP PLC ADR Cnv Into 6 Ord US$0.25 0.1%
Value ($000) $1,063 Shares 21,866 Est. Cost $41.73 Unrealized —
BND VANGUARD BOND INDEX FUND Total Bond Market ETF 0.1%
Value ($000) $1,039 Shares 12,975 Est. Cost $80.83 Unrealized —
AME AMETEK INC NPV Common Stock 0.1%
Value ($000) $1,038 Shares 19,700 Est. Cost $38.40 Unrealized +16.0%
TJX TJX COMPANIES INC NPV Common Stock 0.1%
Value ($000) $1,022 Shares 16,038 Est. Cost $20.82 Unrealized +23.5%
— REYNOLDS AMERICAN INC US$0.0001 Common Stock 0.1%
Value ($000) $1,011 Shares 20,220 Est. Cost $48.42 Unrealized —
EWH ISHARES INC MSCI Hong Kong Index Fund 0.1%
Value ($000) $997 Shares 48,390 Est. Cost $20.03 Unrealized —
VZ VERIZON COMMS INC NPV Common Stock 0.1%
Value ($000) $993 Shares 20,206 Est. Cost $26.57 Unrealized +0.1%
— WALGREEN CO US$0.078125 Common Stock 0.1%
Value ($000) $965 Shares 16,801 Est. Cost $52.69 Unrealized —
L LOEWS CORP US$1 Common Stock 0.1%
Value ($000) $965 Shares 20,000 Est. Cost $42.08 Unrealized +7.0%
— ROYAL DUTCH SHELL EUR0.07 ADR Ea Rep 2 Cls B Shs 0.1%
Value ($000) $964 Shares 12,830 Est. Cost $66.25 Unrealized —
— GOLDCORP INC NPV Common Stock 0.1%
Value ($000) $958 Shares 44,210 Est. Cost $24.76 Unrealized —
— ITT CORP US$1.00 Comm Stk (Post Rev Sp) 0.1%
Value ($000) $944 Shares 21,750 Est. Cost $29.43 Unrealized —
— ROYAL DUTCH SHELL PLC ADR Ech Rep 2 Cl A EUR0.07 Shs 0.1%
Value ($000) $934 Shares 13,104 Est. Cost $64.56 Unrealized —
— BRITISH TELECOM GROUP PLC ADR Each Rep 10 Ord Shares 0.1%
Value ($000) $821 Shares 13,000 Est. Cost $55.31 Unrealized —
IOO ISHARES TRUST Global 100 ETF 0.1%
Value ($000) $787 Shares 10,195 Est. Cost $67.69 Unrealized —
XYL XYLEM INC US$0.01 Common Stock 0.1%
Value ($000) $779 Shares 22,500 Est. Cost $23.44 Unrealized +17.7%
CSCO CISCO SYSTEMS INC US$0.001 Common Stock 0.1%
Value ($000) $771 Shares 34,359 Est. Cost $15.24 Unrealized -0.2%
— BLACKSTONE GROUP LP Common Units 0.1%
Value ($000) $756 Shares 24,000 Est. Cost $21.79 Unrealized —
WM WASTE MANAGEMENT INC NPV Common Stock 0.1%
Value ($000) $715 Shares 15,930 Est. Cost $31.48 Unrealized +7.6%
— HEWLETT-PACKARD CORP NPV Common Stock 0.1%
Value ($000) $710 Shares 25,389 Est. Cost $24.81 Unrealized —
— KELLOGG CO US$0.25 Common Stock 0.1%
Value ($000) $697 Shares 11,411 Est. Cost $38.95 Unrealized -3.0%
ADBE ADOBE SYSTEMS INC NPV Common Stock 0.1%
Value ($000) $653 Shares 10,900 Est. Cost $48.94 Unrealized +12.9%
VLO VALERO ENERGY CORP US$0.01 Common Stock 0.1%
Value ($000) $645 Shares 12,800 Est. Cost $24.08 Unrealized +11.5%
CCJ CAMECO CORP NPV Common Stock 0.1%
Value ($000) $643 Shares 31,010 Est. Cost $17.58 Unrealized -3.7%
SQM SOCIEDAD QUIMICA Y MINERA ADR (Rep 1 Ser B Pref Share) 0.1%
Value ($000) $634 Shares 24,510 Est. Cost $38.33 Unrealized —
ENB ENBRIDGE INC NPV Common Stock 0.1%
Value ($000) $632 Shares 14,472 Est. Cost $23.28 Unrealized -5.1%
DVN DEVON ENERGY CORP US$0.10 Common Stock 0.1%
Value ($000) $619 Shares 10,000 Est. Cost $37.00 Unrealized +10.9%
ATI ALLEGHENY TECHNOLOGY INC US$0.10 Common Stock 0.1%
Value ($000) $588 Shares 16,500 Est. Cost $26.04 Unrealized +18.0%
— DIEBOLD INC US$1.25 Common Stock 0.1%
Value ($000) $578 Shares 17,500 Est. Cost $33.71 Unrealized —
— ENCANA CORP NPV Common Stock 0.1%
Value ($000) $563 Shares 31,210 Est. Cost $17.05 Unrealized —
USB US BANCORP DEL US$0.01 Common Stock 0.1%
Value ($000) $551 Shares 13,642 Est. Cost $22.41 Unrealized +13.2%
MET METLIFE INC US$0.01 Common Stock 0.1%
Value ($000) $548 Shares 10,160 Est. Cost $24.61 Unrealized +22.4%
— GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord 25p) 0.1%
Value ($000) $548 Shares 10,259 Est. Cost $49.96 Unrealized —
— ABERDEEN GLOBAL INCOME FUND US$0.001 Common Stock 0.1%
Value ($000) $524 Shares 50,430 Est. Cost $11.05 Unrealized —
FEZ SPDR INDEX SHARES Eurostoxx 50 ETF 0.1%
Value ($000) $517 Shares 12,261 Est. Cost $42.17 Unrealized —
IDV ISHARES TRUST Intl Select Dividend ETF 0.1%
Value ($000) $517 Shares 13,635 Est. Cost $32.01 Unrealized —
— MYLAN INC US$0.50 Common Stock 0.1%
Value ($000) $516 Shares 11,900 Est. Cost $31.01 Unrealized —
TSN TYSON FOODS INC US$0.10 Common Stock 0.1%
Value ($000) $512 Shares 15,310 Est. Cost $19.26 Unrealized +21.8%
FCX FREEPORT MCMORAN COPPER & GOLD US$0.10 Common Stock 0.0%
Value ($000) $498 Shares 13,186 Est. Cost $26.20 Unrealized +14.8%
EWC ISHARES INC MSCI Canada ETF 0.0%
Value ($000) $493 Shares 16,910 Est. Cost $26.15 Unrealized —
SU SUNCOR ENERGY INC New NPV Common Stock (CA$) 0.0%
Value ($000) $487 Shares 13,900 Est. Cost $19.64 Unrealized +18.1%
— ARCELORMITTAL NY Registry Shares 0.0%
Value ($000) $419 Shares 23,500 Est. Cost $11.19 Unrealized —
LKQ LKQ CORP US$0.01 Common Stock 0.0%
Value ($000) $352 Shares 10,700 Est. Cost $21.42 Unrealized +36.8%
— ASCENA RETAIL GROUP US$0.01 Common Stock 0.0%
Value ($000) $343 Shares 16,230 Est. Cost $21.13 Unrealized —
— POWERSHARES ETF II S&P 500 Low Volatility (US$) 0.0%
Value ($000) $332 Shares 10,000 Est. Cost $31.10 Unrealized —
— BARRICK GOLD CORP NPV Common Stock (CAD$) 0.0%
Value ($000) $316 Shares 17,919 Est. Cost $16.00 Unrealized —
EPI WISDOMTREE TRUST India Earnings Fund 0.0%
Value ($000) $314 Shares 17,998 Est. Cost $15.31 Unrealized —
PBR PETROLEO BRASILEIRO SA ADS Each 1 Rep 2 NPV Com Stock 0.0%
Value ($000) $306 Shares 22,200 Est. Cost $13.41 Unrealized —
VALE VALE SA Spons ADR Rep 1 Common Stock 0.0%
Value ($000) $296 Shares 19,420 Est. Cost $15.59 Unrealized —
CVE CENOVUS ENERGY INC NPV Common Stock 0.0%
Value ($000) $286 Shares 10,004 Est. Cost $22.39 Unrealized +0.2%
— GLOBAL X FUNDS Copper Miners ETF 0.0%
Value ($000) $285 Shares 30,461 Est. Cost $9.36 Unrealized —
— ENDOLOGIX INC US$0.001 Common Stock 0.0%
Value ($000) $279 Shares 16,000 Est. Cost $13.25 Unrealized —
— INDEXIQ ETF TRUST IQ Hedge Macro Tracker ETF 0.0%
Value ($000) $268 Shares 10,229 Est. Cost $25.71 Unrealized —
NVDA NVIDIA CORP US$0.001 Common Stock 0.0%
Value ($000) $251 Shares 15,670 Est. Cost $0.36 Unrealized 0.0%
SLV ISHARES INC Silver Trust 0.0%
Value ($000) $240 Shares 12,829 Est. Cost $19.00 Unrealized —
PBR/A PETROLEO BRASILEIRO SA Spon ADR Rep 4 Pref Shares 0.0%
Value ($000) $237 Shares 16,120 Est. Cost $14.64 Unrealized —
— YAMANA GOLD INC NPV Common Stock (US$) 0.0%
Value ($000) $221 Shares 14,325 Est. Cost $9.50 Unrealized —
TSM TAIWAN SEMICONDUCTORS MAN LTD ADS Rep 5 TW$10 Ord Share 0.0%
Value ($000) $207 Shares 11,863 Est. Cost $17.45 Unrealized —
— SILVER WHEATON CORP NPV Common Stock 0.0%
Value ($000) $202 Shares 10,000 Est. Cost $24.80 Unrealized —
— POWERSHARES ETF DB Base Metals Trust (US$) 0.0%
Value ($000) $193 Shares 11,437 Est. Cost $16.70 Unrealized —
BSBR BANCO SANTANDER BRASIL SA ADR Ea Rep 1 Unit (Com & Pref) 0.0%
Value ($000) $174 Shares 28,500 Est. Cost $6.22 Unrealized —
WU WESTERN UNION COMP US$0.01 Common Stock 0.0%
Value ($000) $173 Shares 10,000 Est. Cost $17.30 Unrealized —
— NEKTAR THERAPEUTICS US$0.01 Common Stock 0.0%
Value ($000) $171 Shares 15,100 Est. Cost $11.50 Unrealized —
— CENTRAL FUND OF CANADA NPV Class A Shares (CA$) 0.0%
Value ($000) $158 Shares 12,000 Est. Cost $13.17 Unrealized —
— BROCADE COMMS SYSTEMS US$0.001 Common Stock 0.0%
Value ($000) $155 Shares 17,500 Est. Cost $5.77 Unrealized —
— MISONIX INC US$0.01 Common Stock 0.0%
Value ($000) $118 Shares 21,000 Est. Cost $5.62 Unrealized —
ABEV AMBEV SA ADR Each Rep Ord Spons 0.0%
Value ($000) $110 Shares 15,000 Est. Cost $7.33 Unrealized —
NGD NEW GOLD INC NPV Common Stock 0.0%
Value ($000) $105 Shares 20,000 Est. Cost $6.81 Unrealized -20.1%
— INDONESIA FUND INC US$0.001 Common Stock 0.0%
Value ($000) $104 Shares 12,627 Est. Cost $11.80 Unrealized —
EXEL EXELIXIS INC US$0.001 Common Stock 0.0%
Value ($000) $101 Shares 16,500 Est. Cost $4.74 Unrealized +16.2%
CDZI CADIZ INC US$0.01 Common Stock 0.0%
Value ($000) $97 Shares 13,900 Est. Cost $5.69 Unrealized 0.0%
— GRAN TIERRA ENERGY US$0.001 Common Stock 0.0%
Value ($000) $96 Shares 13,067 Est. Cost $6.05 Unrealized —
— APRICUS BIOSCIENCE INC US$0.001 Common Stock 0.0%
Value ($000) $93 Shares 35,000 Est. Cost $2.34 Unrealized —
— LEXICON GENETICS INC US$0.001 Common Stock 0.0%
Value ($000) $79 Shares 43,980 Est. Cost $2.16 Unrealized —
— WAVE SYSTEMS CORP US$0.01 Comm Stk (Post Rev) 0.0%
Value ($000) $75 Shares 82,291 Est. Cost $1.30 Unrealized —
— ALMADEN MINERALS LTD NPV Common Stock 0.0%
Value ($000) $70 Shares 60,000 Est. Cost $1.42 Unrealized —
— ELDORADO GOLD CORP NPV Common Stock 0.0%
Value ($000) $69 Shares 12,159 Est. Cost $6.17 Unrealized —
MPVDF MOUNTAIN PROVINCE DIAMONDS NPV Common Stock 0.0%
Value ($000) $67 Shares 13,432 Est. Cost $4.74 Unrealized +3.3%
— IVANHOE ENERGY INC NPV Comm Stk (Post Rev Split) 0.0%
Value ($000) $64 Shares 106,529 Est. Cost $0.82 Unrealized —
— TURQUOISE HILL RESOURCES LTD NPV Common Stock 0.0%
Value ($000) $41 Shares 12,300 Est. Cost $5.51 Unrealized —
HL HECLA MINING CO US$0.25 Common Stock 0.0%
Value ($000) $35 Shares 11,250 Est. Cost $3.21 Unrealized -10.9%
— BURCON NUTRASCIENC NPV Common Stock 0.0%
Value ($000) $31 Shares 10,000 Est. Cost $2.50 Unrealized —
— DYNAVAX TECHNOLOGIES CORP US$0.001 Common Stock 0.0%
Value ($000) $24 Shares 12,000 Est. Cost $1.08 Unrealized —
— RUBICON MINERALS CORP NPV Common Stock 0.0%
Value ($000) $14 Shares 15,000 Est. Cost $1.27 Unrealized —
DNN DENISON MINES INC NPV Common Stock 0.0%
Value ($000) $12 Shares 10,049 Est. Cost $1.10 Unrealized 0.0%
— TURQUOISE HILL RESOURCES LTD NPV Common Stock (S/R 7/01/14) 0.0%
Value ($000) $12 Shares 12,300 Est. Cost $0.98 Unrealized —
— BACTERIN INTL HOLDINGS INC US$0.000001 Common Stock 0.0%
Value ($000) $5 Shares 10,000 Est. Cost $0.50 Unrealized —