Rathbones Group PLC Diversified Active

CIK: 0001351991 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 11, 2013

Total Value ($000): $858,374 (100.0% shares, 0.0% debt)

Holdings (260)

LMT LOCKHEED MARTIN CO US$1 Common Stock 3.6%
Value ($000) $31,266 Shares 245,129 Est. Cost $72.81 Unrealized +18.1%
MDLZ MONDELEZ INTL INC US$0.01 Common Stock 2.6%
Value ($000) $22,275 Shares 708,930 Est. Cost $23.16 Unrealized +2.4%
V VISA INC US$0.0001 Common Stock 2.4%
Value ($000) $20,402 Shares 106,763 Est. Cost $40.27 Unrealized +5.1%
PM PHILIP MORRIS INTL INC NPV Common Stock 2.2%
Value ($000) $19,118 Shares 220,786 Est. Cost $49.85 Unrealized -5.0%
RY ROYAL BANK OF CANADA NPV Common Stock 2.2%
Value ($000) $19,095 Shares 297,390 Est. Cost $59.71 Unrealized +4.0%
JNJ JOHNSON & JOHNSON US$1 Common Stock 2.2%
Value ($000) $18,514 Shares 213,566 Est. Cost $59.66 Unrealized +6.5%
XOM EXXON MOBIL CORP NPV Common Stock 2.1%
Value ($000) $17,795 Shares 206,827 Est. Cost $53.69 Unrealized +0.9%
— GENERAL ELECTRIC CORP US$0.06 Common Stock 2.0%
Value ($000) $17,457 Shares 730,714 Est. Cost $23.23 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC Class B Common Stock 2.0%
Value ($000) $17,337 Shares 152,737 Est. Cost $110.13 Unrealized +4.7%
CVX CHEVRON CORP US$0.75 Common Stock 1.8%
Value ($000) $15,544 Shares 127,938 Est. Cost $71.45 Unrealized +2.3%
AMZN AMAZON COM INC Common Stock 1.8%
Value ($000) $15,022 Shares 48,048 Est. Cost $13.32 Unrealized +11.9%
BNS BANK OF NOVA SCOTIA NPV Common Stock 1.7%
Value ($000) $14,860 Shares 258,892 Est. Cost $30.35 Unrealized +0.5%
AAPL APPLE INC NPV Common Stock 1.6%
Value ($000) $13,614 Shares 28,556 Est. Cost $13.22 Unrealized +8.0%
CL COLGATE-PALMOLIVE CO NPV Common Stock 1.5%
Value ($000) $13,230 Shares 223,098 Est. Cost $44.38 Unrealized +0.4%
INTC INTEL CORP US$0.001 Common Stock 1.5%
Value ($000) $13,077 Shares 570,530 Est. Cost $17.15 Unrealized -1.4%
KO COCA-COLA CO US$0.25 Common Stock 1.5%
Value ($000) $13,074 Shares 345,137 Est. Cost $27.84 Unrealized -3.8%
— VALASSIS COMMUNICATION INC US$0.01 Common Stock 1.5%
Value ($000) $12,996 Shares 450,000 Est. Cost $25.30 Unrealized —
MSFT MICROSOFT CORP US$ 0.00000625 Common Stock 1.4%
Value ($000) $12,336 Shares 370,662 Est. Cost $26.71 Unrealized +1.1%
CMI CUMMINS INC US$2.50 Common Stock 1.3%
Value ($000) $10,964 Shares 82,518 Est. Cost $81.53 Unrealized +9.3%
META FACEBOOK INC US$0.000006 Cls A Common Stock 1.3%
Value ($000) $10,897 Shares 216,940 Est. Cost $36.96 Unrealized 0.0%
— PRECISION CASTPARTS CORP NPV Common Stock 1.3%
Value ($000) $10,794 Shares 47,500 Est. Cost $226.00 Unrealized —
— WHOLE FOODS MARKET INC NPV Common Stock 1.2%
Value ($000) $10,230 Shares 174,875 Est. Cost $51.48 Unrealized —
IBM IBM CORP US$0.20 Common Stock 1.2%
Value ($000) $10,197 Shares 55,066 Est. Cost $118.94 Unrealized -6.2%
BFH ALLIANCE DATA SYSTEMS US$0.01 Common Stock 1.1%
Value ($000) $9,833 Shares 46,500 Est. Cost $118.19 Unrealized +15.8%
EBAY EBAY INC US$0.001 Common Stock 1.1%
Value ($000) $9,749 Shares 174,735 Est. Cost $20.16 Unrealized -1.0%
CCK CROWN HOLDINGS INC US$5 Common Stock 1.1%
Value ($000) $9,614 Shares 227,385 Est. Cost $40.22 Unrealized +3.3%
— BE AEROSPACE US$0.01 Common Stock 1.1%
Value ($000) $9,597 Shares 130,000 Est. Cost $63.08 Unrealized —
MA MASTERCARD INC US$0.0001 Class A Common Stock 1.1%
Value ($000) $9,594 Shares 14,260 Est. Cost $51.54 Unrealized +13.1%
— PETSMART INC US$0.0001 Common Stock 1.1%
Value ($000) $9,380 Shares 123,000 Est. Cost $66.99 Unrealized —
EOG EOG RESOURCES INC US$0.01 Common Stock 1.1%
Value ($000) $9,310 Shares 55,000 Est. Cost $46.52 Unrealized +21.2%
JPM JP MORGAN CHASE & CO US$1 Common Stock 1.1%
Value ($000) $9,135 Shares 176,727 Est. Cost $36.36 Unrealized +5.9%
— KRAFT FOODS GROUP NPV Common Stock 1.1%
Value ($000) $9,079 Shares 173,005 Est. Cost $55.82 Unrealized —
DLTR DOLLAR TREE INC US$0.01 Common Stock 1.0%
Value ($000) $8,974 Shares 157,000 Est. Cost $48.73 Unrealized +10.8%
KMX CARMAX INC US$0.50 Common Stock 1.0%
Value ($000) $8,918 Shares 184,000 Est. Cost $45.40 Unrealized +7.7%
MTZ MASTEC INC 10c Ordinary Shares 1.0%
Value ($000) $8,878 Shares 293,000 Est. Cost $30.13 Unrealized +9.0%
— KANSAS CITY SOUTHERN US$0.1 Common Stock 1.0%
Value ($000) $8,858 Shares 81,000 Est. Cost $105.96 Unrealized —
— SOTHEBY'S HOLDINGS A US$0.10 Common Stock 1.0%
Value ($000) $8,639 Shares 175,830 Est. Cost $37.91 Unrealized —
SLB SCHLUMBERGER LTD US$0.01 Common Stock 1.0%
Value ($000) $8,593 Shares 97,245 Est. Cost $52.90 Unrealized +11.5%
PG PROCTER & GAMBLE CO NPV Common Stock 0.9%
Value ($000) $8,144 Shares 107,739 Est. Cost $55.00 Unrealized +2.2%
PFE PFIZER INC US$0.05 Common Stock 0.9%
Value ($000) $8,143 Shares 283,495 Est. Cost $16.44 Unrealized -0.5%
ABBV ABBVIE INC US$0.01 Common Stock 0.9%
Value ($000) $8,124 Shares 181,617 Est. Cost $26.55 Unrealized +2.3%
— EMC CORP MASSACHUSETTS US$0.01 Common Stock 0.9%
Value ($000) $7,992 Shares 312,691 Est. Cost $24.60 Unrealized —
— MICROS SYSTEMS INC US$0.025 Common Stock 0.9%
Value ($000) $7,841 Shares 157,000 Est. Cost $43.15 Unrealized —
GPI GROUP 1 AUTOMOTIVE US$0.01 Common Stock 0.9%
Value ($000) $7,535 Shares 97,000 Est. Cost $74.56 Unrealized 0.0%
MKC MCCORMICK & CO INC NPV Non Vtg Common Stock 0.9%
Value ($000) $7,457 Shares 115,251 Est. Cost $28.19 Unrealized -2.1%
JBHT HUNT (JB) TRANSPORT SVCS INC US$0.01 Common Stock 0.9%
Value ($000) $7,439 Shares 102,000 Est. Cost $66.16 Unrealized 0.0%
MRSH MARSH & MCLENNAN CO INC US$1 Common Stock 0.9%
Value ($000) $7,434 Shares 170,698 Est. Cost $31.44 Unrealized +7.3%
— PANERA BREAD CO US$0.0001 Cls A Common Stock 0.9%
Value ($000) $7,372 Shares 46,500 Est. Cost $185.94 Unrealized —
PWR QUANTA SERVICES INC US$0.00001 Common Stock 0.8%
Value ($000) $6,878 Shares 250,000 Est. Cost $26.53 Unrealized 0.0%
WFC WELLS FARGO & CO US$1.6666 Common Stock 0.8%
Value ($000) $6,700 Shares 162,155 Est. Cost $27.61 Unrealized +9.3%
MCD MCDONALD'S CORP US$0.01 Common Stock 0.8%
Value ($000) $6,675 Shares 69,375 Est. Cost $71.80 Unrealized -1.7%
CM CANADIAN IMPERIAL BANK NPV Common Stock 0.8%
Value ($000) $6,658 Shares 83,401 Est. Cost $20.76 Unrealized +0.9%
C CITIGROUP INC US$0.01 Common Stock 0.8%
Value ($000) $6,643 Shares 136,940 Est. Cost $36.24 Unrealized +3.8%
— DR PEPPER SNAPPLE GROUP INC US$0.01 Common Stock 0.8%
Value ($000) $6,607 Shares 147,415 Est. Cost $45.93 Unrealized —
— KODIAK OIL & GAS CORP NPV Common Stock 0.8%
Value ($000) $6,488 Shares 538,000 Est. Cost $12.06 Unrealized —
ABT ABBOTT LABORATORIES NPV Common Stock 0.7%
Value ($000) $6,115 Shares 184,229 Est. Cost $28.85 Unrealized -4.0%
HON HONEYWELL INTERNATIONAL INC US$1 Common Stock 0.7%
Value ($000) $5,834 Shares 70,261 Est. Cost $53.13 Unrealized +8.2%
— RAYTHEON CO US$0.01 Common Stock 0.7%
Value ($000) $5,761 Shares 74,750 Est. Cost $66.12 Unrealized —
— CONCHO RESOURCES INC US$0.001 Common Stock 0.7%
Value ($000) $5,658 Shares 52,000 Est. Cost $83.71 Unrealized —
— POLYONE CORP US$0.01 Common Stock 0.7%
Value ($000) $5,638 Shares 183,600 Est. Cost $30.71 Unrealized —
PPG PPG INDUSTRIES INC US$1.666 Common Stock 0.6%
Value ($000) $5,396 Shares 32,300 Est. Cost $64.61 Unrealized 0.0%
AJG GALLAGHER AJ & CO US$1 Common Stock 0.6%
Value ($000) $5,386 Shares 123,390 Est. Cost $33.49 Unrealized +2.3%
PEP PEPSICO INC US$0.016666 Cap 0.6%
Value ($000) $5,163 Shares 64,949 Est. Cost $56.00 Unrealized +1.4%
— GOOGLE INC US$0.001 Class A Common Stock 0.6%
Value ($000) $5,093 Shares 5,815 Est. Cost $880.29 Unrealized —
BAC BANK OF AMERICA CORP NPV Common Stock 0.6%
Value ($000) $4,800 Shares 347,821 Est. Cost $10.29 Unrealized +9.1%
SPY SPDR TRUST S&P 500 ETF Trust 0.5%
Value ($000) $4,639 Shares 27,611 Est. Cost $161.02 Unrealized —
BMO BANK OF MONTREAL NPV Common Stock 0.5%
Value ($000) $4,267 Shares 63,794 Est. Cost $36.31 Unrealized +4.6%
MO ALTRIA GROUP INC US$0.333333 Common Stock 0.5%
Value ($000) $4,208 Shares 122,500 Est. Cost $16.28 Unrealized -0.6%
QCOM QUALCOMM INC US$0.001 Common Stock 0.5%
Value ($000) $3,972 Shares 58,995 Est. Cost $45.06 Unrealized +3.3%
EWP ISHARES INC MSCI Spain Capped Index Fund 0.4%
Value ($000) $3,723 Shares 107,128 Est. Cost $29.16 Unrealized —
NEM NEWMONT MINING CORP US$1.60 Common Stock 0.4%
Value ($000) $3,692 Shares 131,400 Est. Cost $24.71 Unrealized -8.5%
EPP ISHARES INC MSCI Pacific Ex Japan ETF 0.4%
Value ($000) $3,635 Shares 76,275 Est. Cost $43.03 Unrealized —
T AT&T INC US$1 Common Stock 0.4%
Value ($000) $3,541 Shares 104,688 Est. Cost $11.28 Unrealized -2.8%
BMY BRISTOL-MYERS SQUIBB CO NPV Common Stock 0.4%
Value ($000) $3,259 Shares 70,424 Est. Cost $28.69 Unrealized +1.8%
DVY ISHARES TRUST Select Dividend ETF 0.4%
Value ($000) $3,033 Shares 45,720 Est. Cost $64.01 Unrealized —
TD TORONTO-DOMINION BANK NPV Common Stock 0.3%
Value ($000) $2,966 Shares 32,873 Est. Cost $41.10 Unrealized +3.4%
GS GOLDMAN SACHS GROUP US$0.01 Common Stock 0.3%
Value ($000) $2,843 Shares 17,972 Est. Cost $120.06 Unrealized +5.9%
BCE BCE INC NPV Common Stock 0.3%
Value ($000) $2,741 Shares 64,006 Est. Cost $22.03 Unrealized -6.1%
— YAHOO INC Common Stock 0.3%
Value ($000) $2,711 Shares 81,725 Est. Cost $25.13 Unrealized —
DIS WALT DISNEY (HLDGS) CO US$0.1 Common Stock 0.3%
Value ($000) $2,695 Shares 41,790 Est. Cost $56.53 Unrealized +0.7%
— VODAFONE GROUP PLC SP Adr Rep 10 US$0.11428571 0.3%
Value ($000) $2,638 Shares 74,977 Est. Cost $28.74 Unrealized —
EMR EMERSON ELECTRIC CO US$0.50 Common Stock 0.3%
Value ($000) $2,613 Shares 40,389 Est. Cost $40.02 Unrealized +9.5%
GLW CORNING INC US$0.50 Common Stock 0.3%
Value ($000) $2,483 Shares 170,195 Est. Cost $10.49 Unrealized +2.5%
COP CONOCOPHILLIPS US$0.01 Common Stock 0.3%
Value ($000) $2,308 Shares 33,197 Est. Cost $39.96 Unrealized +11.3%
MRK MERCK & CO INC US$0.50 Common Stock 0.3%
Value ($000) $2,280 Shares 47,881 Est. Cost $30.02 Unrealized +3.2%
— CELGENE CORP US$0.01 Common Stock 0.3%
Value ($000) $2,223 Shares 14,425 Est. Cost $128.43 Unrealized —
— POWERSHARES ETF Intl Corp Bond 0.3%
Value ($000) $2,209 Shares 75,578 Est. Cost $27.61 Unrealized —
— TEMPLETON EMERGING MKTS FUND US$0.01 Common Stock 0.3%
Value ($000) $2,174 Shares 115,005 Est. Cost $17.53 Unrealized —
— RACKSPACE HOSTING INC US$0.001 Common Stock 0.3%
Value ($000) $2,170 Shares 41,135 Est. Cost $37.89 Unrealized —
DG DOLLAR GENERAL CORP US$0.875 Common Stock 0.2%
Value ($000) $2,140 Shares 37,895 Est. Cost $45.09 Unrealized +6.0%
UNP UNION PACIFIC CORP US$2.50 Common Stock 0.2%
Value ($000) $2,084 Shares 13,416 Est. Cost $57.29 Unrealized +4.9%
DE DEERE & CO US$1 Common Stock 0.2%
Value ($000) $2,072 Shares 25,454 Est. Cost $67.93 Unrealized -2.9%
KMB KIMBERLEY CLARK CORP NPV Common Stock 0.2%
Value ($000) $2,071 Shares 21,976 Est. Cost $63.06 Unrealized -3.1%
WMT WAL-MART STORES INC US$0.1 Common Stock 0.2%
Value ($000) $2,055 Shares 27,781 Est. Cost $19.98 Unrealized -1.0%
— THOMSON REUTERS CORP NPV Common Stock 0.2%
Value ($000) $2,041 Shares 58,241 Est. Cost $32.52 Unrealized —
EEM ISHARES TRUST MSCI Emerging Markets ETF 0.2%
Value ($000) $2,016 Shares 49,477 Est. Cost $38.49 Unrealized —
— POTASH CORP OF SASKATCHEWAN NPV Common Stock 0.2%
Value ($000) $1,972 Shares 62,972 Est. Cost $37.84 Unrealized —
MMM 3M COMPANY US$0.01 Common Stock 0.2%
Value ($000) $1,939 Shares 16,240 Est. Cost $62.36 Unrealized +5.8%
— MARKET VECTORS ETF Gold Mines 0.2%
Value ($000) $1,693 Shares 67,659 Est. Cost $24.67 Unrealized —
CAT CATERPILLAR INC US$1 Common Stock 0.2%
Value ($000) $1,661 Shares 19,915 Est. Cost $61.55 Unrealized +0.1%
YUM YUM BRANDS INC NPV Common Stock 0.2%
Value ($000) $1,658 Shares 23,230 Est. Cost $38.97 Unrealized +5.2%
— TIFFANY & CO US$0.01 Common Stock 0.2%
Value ($000) $1,614 Shares 21,063 Est. Cost $72.83 Unrealized —
SYY SYSCO CORP NPV Common Stock 0.2%
Value ($000) $1,605 Shares 50,422 Est. Cost $24.40 Unrealized -1.7%
AEM AGNICO EAGLE MINES LTD NPV Common Stock 0.2%
Value ($000) $1,547 Shares 58,300 Est. Cost $25.33 Unrealized -8.9%
DOV DOVER CORP US$1 Common Stock 0.2%
Value ($000) $1,466 Shares 16,325 Est. Cost $39.99 Unrealized +15.6%
GLD SPDR GOLD TRUST NPV Shares 0.2%
Value ($000) $1,453 Shares 11,338 Est. Cost $119.14 Unrealized —
MS MORGAN STANLEY US$0.01 Common Stock 0.2%
Value ($000) $1,407 Shares 52,223 Est. Cost $17.33 Unrealized +13.4%
— GOLDCORP INC NPV Common Stock 0.2%
Value ($000) $1,344 Shares 51,555 Est. Cost $24.76 Unrealized —
EWG ISHARES INC MSCI Germany ETF 0.2%
Value ($000) $1,325 Shares 47,630 Est. Cost $24.70 Unrealized —
NX QUANEX BUILDING PRODUCTS CORP US$0.01 Common Stock 0.1%
Value ($000) $1,221 Shares 64,845 Est. Cost $15.00 Unrealized 0.0%
— PLUM CREEK TIMBER CO INC US$0.01 Common Stock 0.1%
Value ($000) $1,219 Shares 26,026 Est. Cost $46.68 Unrealized —
GIS GENERAL MILLS INC US$0.10 Common Stock 0.1%
Value ($000) $1,170 Shares 24,410 Est. Cost $31.99 Unrealized +2.8%
PUK PRUDENTIAL PLC ADR Rep 2 5p Ordinary Shares 0.1%
Value ($000) $1,161 Shares 31,089 Est. Cost $32.73 Unrealized —
IMO IMPERIAL OIL NPV Common Stock 0.1%
Value ($000) $1,121 Shares 25,485 Est. Cost $30.07 Unrealized +7.7%
— SWEDISH EXPORT CREDIT Elements ETN Lkd RICI 0.1%
Value ($000) $1,076 Shares 130,265 Est. Cost $8.30 Unrealized —
— ISHARES TRUST Intl Developed Prop ETF 0.1%
Value ($000) $1,067 Shares 28,398 Est. Cost $36.19 Unrealized —
CSCO CISCO SYSTEMS INC Common Stock 0.1%
Value ($000) $1,050 Shares 44,809 Est. Cost $15.24 Unrealized +11.1%
MFC MANULIFE FINANCIAL CORP NPV Common Stock 0.1%
Value ($000) $1,041 Shares 62,800 Est. Cost $15.18 Unrealized +12.5%
BRK/A BERKSHIRE HATHAWAY INC US$5 Class A Common Stock 0.1%
Value ($000) $1,022 Shares 6 Est. Cost $165023.42 Unrealized +4.8%
VZ VERIZON COMMS INC NPV Common Stock 0.1%
Value ($000) $998 Shares 21,380 Est. Cost $26.57 Unrealized -1.7%
— UTD TECHNOLOGIES CORP US$1 Common Stock 0.1%
Value ($000) $997 Shares 9,245 Est. Cost $92.99 Unrealized —
PH PARKER-HANNIFIN CORP US$0.50 Common Stock 0.1%
Value ($000) $989 Shares 9,100 Est. Cost $75.97 Unrealized +10.3%
— REYNOLDS AMERICAN INC US$0.0001 Common Stock 0.1%
Value ($000) $986 Shares 20,220 Est. Cost $48.42 Unrealized —
EWH ISHARES INC MSCI Hong Kong Index Fund 0.1%
Value ($000) $984 Shares 49,120 Est. Cost $20.03 Unrealized —
BP BP PLC ADR Cnv Into 6 Ord US$0.25 0.1%
Value ($000) $944 Shares 22,466 Est. Cost $41.73 Unrealized —
BND VANGUARD BOND INDEX FUND Total Bond Market ETF 0.1%
Value ($000) $944 Shares 11,670 Est. Cost $80.91 Unrealized —
L LOEWS CORP US$1 Common Stock 0.1%
Value ($000) $935 Shares 20,000 Est. Cost $42.08 Unrealized +2.8%
BTI BRITISH AMERICAN TOBACCO PLC ADR Each Rep 2 25p Ord Shares 0.1%
Value ($000) $919 Shares 8,743 Est. Cost $102.94 Unrealized —
AME AMETEK INC NPV Common Stock 0.1%
Value ($000) $907 Shares 19,700 Est. Cost $38.40 Unrealized +8.0%
TJX TJX COMPANIES INC NPV Common Stock 0.1%
Value ($000) $904 Shares 16,038 Est. Cost $20.82 Unrealized +8.2%
— ROYAL DUTCH SHELL EUR0.07 ADR Ea Rep 2 Cls B Shs 0.1%
Value ($000) $883 Shares 12,830 Est. Cost $66.25 Unrealized —
TIP ISHARES TRUST Tips Bond ETF 0.1%
Value ($000) $882 Shares 7,837 Est. Cost $111.97 Unrealized —
— ISHARES INC MSCI UK ETF 0.1%
Value ($000) $822 Shares 41,905 Est. Cost $18.34 Unrealized —
DXJ WISDOMTREE TRUST Japan Hedged Equity Fund 0.1%
Value ($000) $795 Shares 16,597 Est. Cost $46.76 Unrealized —
— ROYAL DUTCH SHELL PLC ADR Ech Rep 2 Cl A EUR0.07 Shs 0.1%
Value ($000) $783 Shares 11,920 Est. Cost $63.89 Unrealized —
— ITT CORP US$1.00 Comm Stk (Post Rev Sp) 0.1%
Value ($000) $782 Shares 21,750 Est. Cost $29.43 Unrealized —
STZ CONSTELLATION BRANDS INC US$ Cls A Common Stock 0.1%
Value ($000) $782 Shares 13,630 Est. Cost $46.60 Unrealized 0.0%
SQM SOCIEDAD QUIMICA Y MINERA ADR (Rep 1 Ser B Pref Share) 0.1%
Value ($000) $775 Shares 25,360 Est. Cost $38.33 Unrealized —
— CANADIAN PACIFIC RAILWAY LTD NPV Common Stock 0.1%
Value ($000) $749 Shares 6,054 Est. Cost $120.91 Unrealized —
— ANADARKO PETROLEUM CORP US$0.10 Common Stock 0.1%
Value ($000) $732 Shares 7,871 Est. Cost $85.88 Unrealized —
IOO ISHARES TRUST Global 100 ETF 0.1%
Value ($000) $731 Shares 10,157 Est. Cost $67.69 Unrealized —
— KELLOGG CO US$0.25 Common Stock 0.1%
Value ($000) $728 Shares 12,391 Est. Cost $38.95 Unrealized -0.3%
— BRITISH TELECOM GROUP PLC ADR Each Rep 10 Ord Shares 0.1%
Value ($000) $719 Shares 13,000 Est. Cost $55.31 Unrealized —
AXP AMERICAN EXPRESS CORP US$0.20 Common Stock 0.1%
Value ($000) $717 Shares 9,500 Est. Cost $59.62 Unrealized +6.1%
BA BOEING CO US$5 Common Stock 0.1%
Value ($000) $712 Shares 6,060 Est. Cost $82.08 Unrealized +11.5%
— TIME WARNER INC US$0.01 Common Stock 0.1%
Value ($000) $696 Shares 10,576 Est. Cost $57.87 Unrealized —
IVV ISHARES INC Core S&P 500 ETF 0.1%
Value ($000) $683 Shares 4,045 Est. Cost $160.94 Unrealized —
DEO DIAGEO PLC ADR 4 28 101/108p Ordinary Shs 0.1%
Value ($000) $670 Shares 5,270 Est. Cost $114.99 Unrealized —
WM WASTE MANAGEMENT INC NPV Common Stock 0.1%
Value ($000) $657 Shares 15,930 Est. Cost $31.48 Unrealized +1.7%
GILD GILEAD SCIENCES INC US$0.001 Common Stock 0.1%
Value ($000) $651 Shares 10,350 Est. Cost $36.21 Unrealized +14.7%
IWP ISHARES TRUST Russell Midcap Growth ETF 0.1%
Value ($000) $639 Shares 8,170 Est. Cost $74.29 Unrealized —
XYL XYLEM INC US$0.01 Common Stock 0.1%
Value ($000) $628 Shares 22,500 Est. Cost $23.44 Unrealized -3.1%
— GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord 25p) 0.1%
Value ($000) $628 Shares 12,509 Est. Cost $49.96 Unrealized —
USB US BANCORP DEL US$0.01 Common Stock 0.1%
Value ($000) $624 Shares 17,072 Est. Cost $22.41 Unrealized +8.6%
BF/B BROWN-FORMAN CORP US$0.15 B Common Stock 0.1%
Value ($000) $621 Shares 9,120 Est. Cost $22.68 Unrealized +0.6%
ENB ENBRIDGE INC NPV Common Stock 0.1%
Value ($000) $606 Shares 14,472 Est. Cost $23.28 Unrealized -4.9%
— BLACKSTONE GROUP LP Common Units 0.1%
Value ($000) $588 Shares 23,625 Est. Cost $21.64 Unrealized —
DVN DEVON ENERGY CORP US$0.10 Common Stock 0.1%
Value ($000) $578 Shares 10,000 Est. Cost $37.00 Unrealized +3.0%
BDX BECTON DICKINSON & CO NPV Common Stock 0.1%
Value ($000) $575 Shares 5,745 Est. Cost $78.11 Unrealized +3.2%
CCJ CAMECO CORP NPV Common Stock 0.1%
Value ($000) $567 Shares 31,335 Est. Cost $17.58 Unrealized -1.0%
— MONSANTO CO US$0.01 Common Stock 0.1%
Value ($000) $557 Shares 5,335 Est. Cost $98.78 Unrealized —
MET METLIFE INC US$0.01 Common Stock 0.1%
Value ($000) $554 Shares 11,810 Est. Cost $24.61 Unrealized +17.0%
— MEDTRONIC INC US$0.10 Common Stock 0.1%
Value ($000) $546 Shares 10,260 Est. Cost $51.58 Unrealized —
— ABERDEEN GLOBAL INCOME FUND US$0.001 Common Stock 0.1%
Value ($000) $546 Shares 50,430 Est. Cost $11.05 Unrealized —
— DELTIC TIMBER CORPORATION US$0.01 Common Stock 0.1%
Value ($000) $545 Shares 8,372 Est. Cost $57.81 Unrealized —
BAX BAXTER INTERNATIONAL INC US$1 Common Stock 0.1%
Value ($000) $540 Shares 8,213 Est. Cost $30.42 Unrealized +2.1%
IDV ISHARES TRUST Intl Select Dividend ETF 0.1%
Value ($000) $538 Shares 14,845 Est. Cost $32.01 Unrealized —
— HEWLETT-PACKARD CORP NPV Common Stock 0.1%
Value ($000) $533 Shares 25,389 Est. Cost $24.81 Unrealized —
— DIEBOLD INC US$1.25 Common Stock 0.1%
Value ($000) $514 Shares 17,500 Est. Cost $33.71 Unrealized —
ITW ILLINOIS TOOL WORKS INC NPV Common Stock 0.1%
Value ($000) $509 Shares 6,673 Est. Cost $49.85 Unrealized +9.9%
NVS NOVARTIS AG ADR Rep 1 CHF0.5 (Regd) Shares 0.1%
Value ($000) $508 Shares 6,620 Est. Cost $70.69 Unrealized —
ATI ALLEGHENY TECHNOLOGY INC US$0.10 Common Stock 0.1%
Value ($000) $504 Shares 16,500 Est. Cost $26.04 Unrealized +0.0%
HOG HARLEY DAVIDSON US$0.01 Common Stock 0.1%
Value ($000) $501 Shares 7,800 Est. Cost $54.04 Unrealized +9.5%
TMO THERMO FISHER SCIENTIFIC INC US$1 Common Stock 0.1%
Value ($000) $498 Shares 5,405 Est. Cost $79.76 Unrealized +8.8%
SU SUNCOR ENERGY INC New NPV Common Stock (CA$) 0.1%
Value ($000) $498 Shares 13,900 Est. Cost $19.64 Unrealized +11.1%
— TOTAL SA ADR (Conv 1/2 EUR10 Shares) 0.1%
Value ($000) $490 Shares 8,465 Est. Cost $48.67 Unrealized —
SBUX STARBUCKS CORP US$0.001 Common Stock 0.1%
Value ($000) $480 Shares 6,230 Est. Cost $24.37 Unrealized +16.0%
EWC ISHARES INC MSCI Canada ETF 0.1%
Value ($000) $479 Shares 16,910 Est. Cost $26.15 Unrealized —
ADBE ADOBE SYSTEMS INC NPV Common Stock 0.1%
Value ($000) $474 Shares 9,125 Est. Cost $47.71 Unrealized 0.0%
LLY LILLY (ELI) & CO NPV Common Stock 0.1%
Value ($000) $464 Shares 9,210 Est. Cost $42.21 Unrealized -2.9%
— MYLAN INC US$0.50 Common Stock 0.1%
Value ($000) $454 Shares 11,900 Est. Cost $31.01 Unrealized —
VT VANGUARD INTL EQUITY Total World Stock Market ETF 0.1%
Value ($000) $452 Shares 8,145 Est. Cost $52.22 Unrealized —
NKE NIKE INC NPV Cls B Common Stock 0.1%
Value ($000) $452 Shares 6,225 Est. Cost $27.95 Unrealized 0.0%
— ENCANA CORP NPV Common Stock 0.1%
Value ($000) $452 Shares 26,110 Est. Cost $16.85 Unrealized —
PBR PETROLEO BRASILEIRO SA ADS Each 1 Rep 2 NPV Com Stock 0.1%
Value ($000) $449 Shares 28,980 Est. Cost $13.41 Unrealized —
TSN TYSON FOODS INC US$0.10 Common Stock 0.1%
Value ($000) $433 Shares 15,310 Est. Cost $19.26 Unrealized +15.6%
VPL VANGUARD INTL EQUITY MSCI Pacific ETF 0.1%
Value ($000) $430 Shares 7,085 Est. Cost $55.79 Unrealized —
VLO VALERO ENERGY CORP US$0.01 Common Stock 0.0%
Value ($000) $427 Shares 12,500 Est. Cost $24.01 Unrealized -6.7%
IXN ISHARES TRUST Global Technology ETF 0.0%
Value ($000) $418 Shares 5,592 Est. Cost $69.83 Unrealized —
— ISHARES INC MSCI Japan ETF 0.0%
Value ($000) $388 Shares 32,530 Est. Cost $11.24 Unrealized —
FCX FREEPORT MCMORAN COPPER & GOLD US$0.10 Common Stock 0.0%
Value ($000) $383 Shares 11,586 Est. Cost $25.67 Unrealized 0.0%
PSX PHILLIPS 66 US$0.01 Common Stock 0.0%
Value ($000) $379 Shares 6,554 Est. Cost $40.44 Unrealized -7.3%
EPI WISDOMTREE TRUST India Earnings Fund 0.0%
Value ($000) $349 Shares 22,796 Est. Cost $15.31 Unrealized —
HAL HALLIBURTON CORP NPV Common Stock 0.0%
Value ($000) $343 Shares 7,130 Est. Cost $33.91 Unrealized +10.0%
LKQ LKQ CORP US$0.01 Common Stock 0.0%
Value ($000) $341 Shares 10,700 Est. Cost $21.42 Unrealized +21.0%
— MCGRAW HILL FINANCAL INC US$1 Common Stock 0.0%
Value ($000) $340 Shares 5,185 Est. Cost $53.24 Unrealized —
VALE VALE SA Spons ADR Rep 1 Common Stock 0.0%
Value ($000) $334 Shares 21,420 Est. Cost $15.59 Unrealized —
RMD RESMED INC US$0.004 Common Stock 0.0%
Value ($000) $333 Shares 6,300 Est. Cost $40.00 Unrealized +2.7%
— WALGREEN CO US$0.078125 Common Stock 0.0%
Value ($000) $325 Shares 6,050 Est. Cost $44.26 Unrealized —
MKC/V MCCORMICK & CO INC NPV Vtg Common Stock 0.0%
Value ($000) $325 Shares 5,000 Est. Cost $28.14 Unrealized -2.0%
— ARCELORMITTAL NY Registry Shares 0.0%
Value ($000) $321 Shares 23,500 Est. Cost $11.19 Unrealized —
IJH ISHARES TRUST Core S&P Mid-Cap ETF 0.0%
Value ($000) $319 Shares 2,570 Est. Cost $116.57 Unrealized —
TRIP TRIPADVISOR INC US$0.001 Common Stock 0.0%
Value ($000) $315 Shares 4,150 Est. Cost $50.93 Unrealized +23.7%
EZU ISHARES INC MSCI EMU ETF 0.0%
Value ($000) $315 Shares 8,345 Est. Cost $33.01 Unrealized —
— COACH INC US$0.01 Common Stock 0.0%
Value ($000) $314 Shares 5,750 Est. Cost $57.04 Unrealized —
EXPD EXPEDITOR INTL OF WASHINGTON US$0.01 Common Stock 0.0%
Value ($000) $313 Shares 7,100 Est. Cost $31.69 Unrealized +11.4%
— POWERSHARES ETF II S&P 500 Low Volatility (US$) 0.0%
Value ($000) $312 Shares 10,000 Est. Cost $31.10 Unrealized —
— DOW CHEMICAL CORP US$2.50 Common Stock 0.0%
Value ($000) $305 Shares 7,930 Est. Cost $38.46 Unrealized —
SYK STRYKER CORP US$0.10 Common Stock 0.0%
Value ($000) $301 Shares 4,450 Est. Cost $56.92 Unrealized +4.4%
CVE CENOVUS ENERGY INC NPV Common Stock 0.0%
Value ($000) $299 Shares 10,004 Est. Cost $22.39 Unrealized +0.9%
SLV ISHARES INC Silver Trust 0.0%
Value ($000) $296 Shares 14,170 Est. Cost $19.00 Unrealized —
— YAMANA GOLD INC NPV Common Stock (US$) 0.0%
Value ($000) $290 Shares 14,915 Est. Cost $9.50 Unrealized —
XPP PROSHARES TRUST Ultralong FTSE China 25 0.0%
Value ($000) $289 Shares 5,364 Est. Cost $53.88 Unrealized —
ORCL ORACLE CORP US$0.01 Common Stock 0.0%
Value ($000) $285 Shares 8,584 Est. Cost $27.58 Unrealized -1.9%
— BARRICK GOLD CORP NPV Common Stock (CAD$) 0.0%
Value ($000) $285 Shares 15,269 Est. Cost $15.72 Unrealized —
MCO MOODYS CORP US$0.01 Common Stock 0.0%
Value ($000) $281 Shares 4,002 Est. Cost $53.10 Unrealized +8.5%
TGT TARGET CORP US$0.0833 Common Stock 0.0%
Value ($000) $275 Shares 4,300 Est. Cost $47.95 Unrealized -1.6%
PBR/A PETROLEO BRASILEIRO SA Spon ADR Rep 4 Pref Shares 0.0%
Value ($000) $270 Shares 16,120 Est. Cost $14.64 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC US$0.001 Common Stock 0.0%
Value ($000) $269 Shares 6,672 Est. Cost $13.83 Unrealized +9.5%
— INDEXIQ ETF TRUST IQ Hedge Macro Tracker ETF 0.0%
Value ($000) $268 Shares 10,229 Est. Cost $25.71 Unrealized —
— ENDOLOGIX INC US$0.001 Common Stock 0.0%
Value ($000) $258 Shares 16,000 Est. Cost $13.25 Unrealized —
FDX FEDEX CORP US$0.10 Common Stock 0.0%
Value ($000) $251 Shares 2,201 Est. Cost $91.26 Unrealized 0.0%
— SILVER WHEATON CORP NPV Common Stock 0.0%
Value ($000) $248 Shares 10,000 Est. Cost $24.80 Unrealized —
DAL DELTA AIRLINES INC US$0.0001 Common Stock 0.0%
Value ($000) $247 Shares 10,460 Est. Cost $14.99 Unrealized +20.4%
IWM ISHARES TRUST Russell 2000 ETF 0.0%
Value ($000) $246 Shares 2,308 Est. Cost $106.59 Unrealized —
— REED ELSEVIER Spon ADR Conv Into 4 Ord Shs 0.0%
Value ($000) $243 Shares 4,505 Est. Cost $45.73 Unrealized —
— POWERSHARES ETF DB Base Metals Trust (US$) 0.0%
Value ($000) $242 Shares 14,493 Est. Cost $16.70 Unrealized —
— EXPRESS SCRIPTS HOLDINGS INC US$0.01 Common Stock 0.0%
Value ($000) $234 Shares 3,792 Est. Cost $61.81 Unrealized —
GII SPDR INDEX SHARES S&P Gbl Infrastructure ETF 0.0%
Value ($000) $234 Shares 5,393 Est. Cost $43.39 Unrealized —
BIIB BIOGEN IDEC INC US$0.0005 Common Stock 0.0%
Value ($000) $229 Shares 953 Est. Cost $213.68 Unrealized +4.7%
— ALEXION PHARMACEUTICALS INC US$0.0001 Common Stock 0.0%
Value ($000) $228 Shares 1,965 Est. Cost $116.03 Unrealized —
TU TELUS CORP NPV Common Stock 0.0%
Value ($000) $226 Shares 6,800 Est. Cost $17.32 Unrealized -10.0%
BSBR BANCO SANTANDER BRASIL SA ADR Ea Rep 1 Unit (Com & Pref) 0.0%
Value ($000) $226 Shares 32,500 Est. Cost $6.22 Unrealized —
— TWENTY-FIRST CENTURY FOX CORP US$0.01 Cls A Common Stock 0.0%
Value ($000) $219 Shares 6,524 Est. Cost $33.57 Unrealized —
— APACHE CORP US$1.25 Common Stock 0.0%
Value ($000) $217 Shares 2,550 Est. Cost $83.92 Unrealized —
EXPE EXPEDIA INC US$0.001 Comm Stk (Post-Split) 0.0%
Value ($000) $215 Shares 4,150 Est. Cost $55.04 Unrealized -9.6%
— CAMERON INTERNATIONAL CORP US$0.01 Common Stock 0.0%
Value ($000) $210 Shares 3,600 Est. Cost $61.11 Unrealized —
IXC ISHARES TRUST Global Energy ETF 0.0%
Value ($000) $206 Shares 5,020 Est. Cost $41.04 Unrealized —
WPP WPP PLC ADR Each Repr 5 Ord 0.0%
Value ($000) $206 Shares 2,000 Est. Cost $103.00 Unrealized —
— GENERAL AMERICAN INVESTORS CO US$1 Common Stock 0.0%
Value ($000) $205 Shares 6,000 Est. Cost $34.17 Unrealized —
VGT VANGUARD WORLD FUNDS Information Technology ETF 0.0%
Value ($000) $202 Shares 2,500 Est. Cost $80.80 Unrealized —
— INDONESIA FUND INC US$0.001 Common Stock 0.0%
Value ($000) $142 Shares 14,320 Est. Cost $11.80 Unrealized —
— BROCADE COMMS SYSTEMS US$0.001 Common Stock 0.0%
Value ($000) $141 Shares 17,500 Est. Cost $5.77 Unrealized —
— ELDORADO GOLD CORP NPV Common Stock 0.0%
Value ($000) $127 Shares 18,747 Est. Cost $6.17 Unrealized —
NGD NEW GOLD INC NPV Common Stock 0.0%
Value ($000) $120 Shares 20,000 Est. Cost $6.81 Unrealized 0.0%
— NEKTAR THERAPEUTICS US$0.01 Common Stock 0.0%
Value ($000) $113 Shares 10,800 Est. Cost $11.57 Unrealized —
— WAVE SYSTEMS CORP US$0.01 Comm Stk (Post Rev) 0.0%
Value ($000) $107 Shares 82,291 Est. Cost $1.30 Unrealized —
— LEXICON GENETICS INC US$0.001 Common Stock 0.0%
Value ($000) $105 Shares 43,980 Est. Cost $2.16 Unrealized —
EXEL EXELIXIS INC US$0.001 Common Stock 0.0%
Value ($000) $96 Shares 16,500 Est. Cost $4.74 Unrealized +9.2%
— GRAN TIERRA ENERGY US$0.001 Common Stock 0.0%
Value ($000) $93 Shares 13,067 Est. Cost $6.05 Unrealized —
— IVANHOE ENERGY INC NPV Comm Stk (Post Rev Split) 0.0%
Value ($000) $87 Shares 106,529 Est. Cost $0.82 Unrealized —
— ALMADEN MINERALS LTD NPV Common Stock 0.0%
Value ($000) $82 Shares 60,000 Est. Cost $1.42 Unrealized —
— APRICUS BIOSCIENCE INC US$0.001 Common Stock 0.0%
Value ($000) $73 Shares 35,000 Est. Cost $2.34 Unrealized —
MPVDF MOUNTAIN PROVINCE DIAMONDS NPV Common Stock 0.0%
Value ($000) $65 Shares 12,132 Est. Cost $4.72 Unrealized +5.6%
— TURQUOISE HILL RESOURCES LTD NPV Common Stock 0.0%
Value ($000) $56 Shares 12,950 Est. Cost $5.51 Unrealized —
HL HECLA MINING CO US$0.25 Common Stock 0.0%
Value ($000) $35 Shares 11,250 Est. Cost $3.21 Unrealized -3.8%
— BURCON NUTRASCIENC NPV Common Stock 0.0%
Value ($000) $30 Shares 10,000 Est. Cost $2.50 Unrealized —
— RUBICON MINERALS CORP NPV Common Stock 0.0%
Value ($000) $19 Shares 15,000 Est. Cost $1.27 Unrealized —
— DYNAVAX TECHNOLOGIES CORP US$0.001 Common Stock 0.0%
Value ($000) $14 Shares 12,000 Est. Cost $1.08 Unrealized —
— BACTERIN INTL HOLDINGS INC US$0.000001 Common Stock 0.0%
Value ($000) $7 Shares 10,000 Est. Cost $0.50 Unrealized —