CIK: 0001345576 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 6, 2014
Total Value ($000): $781,115 (97.8% shares, 2.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Metlife Inc | 404,914 | $21,752 | 2.8% | $51.25 | — | COM | 59156r108 |
| — | BGC Partners Inc Class A | 2,625,822 | $19,510 | 2.5% | $6.01 | — | CL A | 05541t101 |
| — | AT&T Inc | 488,516 | $17,215 | 2.2% | $34.37 | — | COM | 00206r102 |
| — | Altria Group Inc | 361,816 | $16,622 | 2.1% | $36.45 | — | COM | 02209s103 |
| — | Fifth Street Fin Corp | 1,788,806 | $16,421 | 2.1% | $9.90 | — | COM | 31678a103 |
| HTGC | Hercules Technology Growth Cap | 1,013,803 | $14,660 | 1.9% | $13.92 | +13.7% | COM | 427096508 |
| — | Hospitality Properties Trust | 502,324 | $13,487 | 1.7% | $26.79 | — | COM SH BEN INT | 44106m102 |
| — | Enbridge Energy Management LLC | 361,664 | $13,458 | 1.7% | $29.97 | — | SHS UNITS LLI | 29250x103 |
| — | Reynolds American Inc | 225,918 | $13,329 | 1.7% | $50.34 | — | COM | 761713106 |
| — | Macquarie Infrastructure Co LL | 196,927 | $13,135 | 1.7% | $65.23 | — | MEMBERSHIP INT | 55608b105 |
| — | Rait Financial Trust | 1,742,011 | $12,943 | 1.7% | $7.73 | — | COM NEW | 749227609 |
| — | Navios Maritime Partners LP | 724,405 | $12,916 | 1.7% | $15.87 | — | UNIT LPI | y62267102 |
| — | DryShips Inc | 12,881,000 | $12,736 | 1.6% | $0.99 | — | NOTE 5.000%12/0 | 262498ab4 |
| — | Six Flags Entertainment Corp | 363,134 | $12,488 | 1.6% | $39.71 | — | COM | 83001a102 |
| — | Alps Alerian Mlp Etf | 633,682 | $12,148 | 1.6% | $17.89 | — | ALERIAN MLP | 00162q866 |
| — | Teekay Offshore Partners LP Pa | 354,239 | $11,902 | 1.5% | $32.81 | — | PARTNERSHIP UN | y8565j101 |
| — | Ares Capital Corp | 706,113 | $11,411 | 1.5% | $17.26 | — | COM | 04010l103 |
| — | Senior Housing Properties Trus | 516,577 | $10,807 | 1.4% | $24.56 | — | SH BEN INT | 81721m109 |
| — | General Electric Company | 412,682 | $10,573 | 1.4% | $24.41 | — | COM | 369604103 |
| — | Just Energy Grp Inc | 2,239,835 | $10,438 | 1.3% | $6.05 | — | COM | 48213w101 |
| — | Fly Leasing Ltd Sp ADR | 770,826 | $9,874 | 1.3% | $14.05 | — | SPONSORED ADR | 34407d109 |
| WMB | Williams Cos Inc | 177,207 | $9,808 | 1.3% | $21.17 | +42.8% | COM | 969457100 |
| — | Capital Product Partners LP | 935,150 | $9,333 | 1.2% | $9.50 | — | COM UNIT LP | y11082107 |
| — | Kinder Morgan Inc | 243,103 | $9,321 | 1.2% | $36.70 | — | COM | 49456b101 |
| — | Golub Capital BDC Inc | 576,105 | $9,189 | 1.2% | $17.64 | — | COM | 38173m102 |
| — | Peoples United Financial Inc | 610,151 | $8,829 | 1.1% | $14.87 | — | COM | 712704105 |
| — | Kinder Morgan Management LLC | 89,067 | $8,386 | 1.1% | $81.29 | — | SHS | 49455u100 |
| — | Home Ln Servicing Solutions Lt | 395,617 | $8,383 | 1.1% | $22.49 | — | ORD SHS | g6648d109 |
| AIG | American Intl Group Inc New | 153,553 | $8,295 | 1.1% | $35.40 | +18.1% | COM NEW | 026874784 |
| — | Seadrill Ltd | 308,442 | $8,254 | 1.1% | $39.15 | — | SHS | g7945e105 |
| — | Cardinal Health Inc | 109,258 | $8,186 | 1.0% | $51.28 | — | COM | 14149y108 |
| WMT | Wal-Mart Stores Inc | 105,568 | $8,073 | 1.0% | $20.02 | +1.4% | COM | 931142103 |
| SYY | Sysco Corp | 207,253 | $7,865 | 1.0% | $25.31 | +8.9% | COM | 871829107 |
| — | Vodafone Group PLC Spnsr ADR N | 231,728 | $7,622 | 1.0% | $35.91 | — | SPNSR ADR NO PAR | 92857w308 |
| — | Ship Finance International Ltd | 436,857 | $7,392 | 0.9% | $18.34 | — | SHS | g81075106 |
| — | Blackstone Mtg Tr Inc Cl A | 272,657 | $7,389 | 0.9% | $28.64 | — | COM CL A | 09257w100 |
| — | JPMorgan Chase & Co | 122,078 | $7,354 | 0.9% | $55.28 | — | COM | 46625h100 |
| NMFC | New Mountain Finance Corp | 488,235 | $7,172 | 0.9% | $4.25 | +5.7% | COM | 647551100 |
| — | Energy Transfer Equity LP | 116,108 | $7,163 | 0.9% | $54.24 | — | COM UT LTD PTN | 29273v100 |
| — | Emerge Energy Services LP | 61,061 | $7,040 | 0.9% | $48.62 | — | COM REP PARTN | 29102h108 |
| — | General Motors Co | 220,167 | $7,032 | 0.9% | $35.85 | — | COM | 37045v100 |
| — | Dow Chemical Company | 132,823 | $6,965 | 0.9% | $36.60 | — | COM | 260543103 |
| — | Express Scripts Holding Co | 98,360 | $6,947 | 0.9% | $69.56 | — | COM | 30219g108 |
| — | BP Prudhoe Bay Royalty Trust | 72,245 | $6,808 | 0.9% | $94.43 | — | UNIT BEN INT | 055630107 |
| — | Bard C R Inc | 45,921 | $6,553 | 0.8% | $122.24 | — | COM | 067383109 |
| — | DirecTV | 74,389 | $6,436 | 0.8% | $64.30 | — | COM | 25490a309 |
| — | Cinemark Holdings Inc | 186,831 | $6,360 | 0.8% | $32.74 | — | COM | 17243v102 |
| INTC | Intel Corp | 181,773 | $6,329 | 0.8% | $18.14 | +41.9% | COM | 458140100 |
| — | Breitburn Energy Partners LP | 310,411 | $6,308 | 0.8% | $18.61 | — | COM UT LTD PTN | 106776107 |
| LNC | Lincoln National Corp | 111,039 | $5,949 | 0.8% | $26.77 | +33.1% | COM | 534187109 |
| C | Citigroup Inc | 112,134 | $5,811 | 0.7% | $36.57 | +2.3% | COM NEW | 172967424 |
| — | Energy Transfer Partners LP | 88,559 | $5,667 | 0.7% | $52.56 | — | UNIT LTD PARTN | 29273r109 |
| IBM | International Business Machine | 27,569 | $5,234 | 0.7% | $114.99 | -0.6% | COM | 459200101 |
| EBAY | eBay Inc | 90,804 | $5,142 | 0.7% | $19.82 | -0.1% | COM | 278642103 |
| HUN | Huntsman Corp | 196,640 | $5,111 | 0.7% | $19.04 | +43.1% | COM | 447011107 |
| OC | Owens Corning New | 160,282 | $5,089 | 0.7% | $39.81 | -11.4% | COM | 690742101 |
| — | Royal Caribbean Cruises Ltd | 75,410 | $5,074 | 0.6% | $37.86 | — | COM | v7780t103 |
| — | NCR Corp | 149,671 | $5,001 | 0.6% | $35.02 | — | COM | 62886e108 |
| HAL | Halliburton Co | 76,609 | $4,942 | 0.6% | $52.80 | +4.5% | COM | 406216101 |
| MMLP | Martin Midstream Partners LP | 128,298 | $4,784 | 0.6% | $43.20 | — | UNIT L P INT | 573331105 |
| — | Walgreen Company | 80,410 | $4,766 | 0.6% | $48.50 | — | COM | 931422109 |
| PNNT | PennantPark Inv Corp | 431,548 | $4,708 | 0.6% | $2.67 | +5.0% | COM | 708062104 |
| — | Hanesbrands Inc | 43,765 | $4,702 | 0.6% | $54.46 | — | COM | 410345102 |
| QCOM | Qualcomm Inc | 60,996 | $4,561 | 0.6% | $49.54 | +11.9% | COM | 747525103 |
| — | Constellium NV Cl A | 181,589 | $4,469 | 0.6% | $31.06 | — | CL A | n22035104 |
| — | Enbridge Energy Partners LP | 114,411 | $4,445 | 0.6% | $30.34 | — | COM | 29250r106 |
| — | Google Inc Cl C | 7,358 | $4,248 | 0.5% | $575.54 | — | CL C | 38259p706 |
| NDAQ | NASDAQ OMX Group Inc | 99,452 | $4,219 | 0.5% | $8.91 | +31.1% | COM | 631103108 |
| — | Williams Partners LP | 78,136 | $4,145 | 0.5% | $51.48 | — | COM UNIT L P | 96950f104 |
| — | Potash Corp Saskatchewan Inc | 119,800 | $4,140 | 0.5% | $36.00 | — | COM | 73755l107 |
| MAS | Masco Corp | 171,796 | $4,109 | 0.5% | $15.36 | +8.7% | COM | 574599106 |
| — | Oracle Corp | 106,102 | $4,062 | 0.5% | $38.92 | — | COM | 68389x105 |
| — | Verizon Communications Inc | 81,164 | $4,057 | 0.5% | $47.57 | — | COM | 92343v104 |
| AAPL | Apple Inc | 40,227 | $4,053 | 0.5% | $18.09 | +19.5% | COM | 037833100 |
| — | Wellpoint Inc | 33,446 | $4,001 | 0.5% | $88.22 | — | COM | 94973v107 |
| — | Raytheon Co | 38,505 | $3,913 | 0.5% | $72.14 | — | COM NEW | 755111507 |
| — | Xerox Corp | 295,640 | $3,911 | 0.5% | $9.57 | — | COM | 984121103 |
| — | Axiall Corp | 108,680 | $3,892 | 0.5% | $42.78 | — | COM | 05463d100 |
| — | Suntrust Banks Inc | 102,086 | $3,882 | 0.5% | $33.83 | — | COM | 867914103 |
| CCL | Carnival Corp | 96,089 | $3,860 | 0.5% | $28.93 | +10.6% | PAIRED CTF | 143658300 |
| HSBC | HSBC Holdings PLC Sp ADR | 75,314 | $3,832 | 0.5% | $50.83 | — | SPON ADR NEW | 404280406 |
| — | Stonemor Partners LP | 148,041 | $3,818 | 0.5% | $24.88 | — | COM UNITS | 86183q100 |
| — | Actavis PLC | 15,727 | $3,795 | 0.5% | $190.20 | — | SHS | g0083b108 |
| LOW | Lowes Cos Inc | 70,977 | $3,756 | 0.5% | $33.08 | +24.5% | COM | 548661107 |
| BP | BP Plc Sp ADR | 84,902 | $3,731 | 0.5% | $43.18 | — | SPONSORED ADR | 055622104 |
| — | American Airlines Group Inc | 103,014 | $3,655 | 0.5% | $35.44 | — | COM | 02376r102 |
| — | Flextronics Intl Ltd | 341,569 | $3,525 | 0.5% | $8.03 | — | ORD | y2573f102 |
| DAN | Dana Holding Corp | 178,483 | $3,422 | 0.4% | $15.71 | +15.7% | COM | 235825205 |
| — | Valero Energy Corp | 71,649 | $3,315 | 0.4% | $37.94 | — | COM | 91913y100 |
| — | Bristow Group Inc | 47,961 | $3,223 | 0.4% | $73.09 | — | COM | 110394103 |
| — | NVR Inc | 2,804 | $3,169 | 0.4% | $956.12 | — | COM | 62944t105 |
| — | Google Inc Cl A | 5,280 | $3,107 | 0.4% | $894.60 | — | CL A | 38259p508 |
| — | Eaton Corp PLC | 48,419 | $3,068 | 0.4% | $67.36 | — | SHS | g29183103 |
| — | Owens IL Inc | 111,066 | $2,893 | 0.4% | $31.19 | — | COM NEW | 690768403 |
| — | Cedar Fair LP | 60,403 | $2,855 | 0.4% | $42.70 | — | DEPOSITRY UNIT | 150185106 |
| — | Ameriprise Financial Inc | 21,858 | $2,697 | 0.3% | $82.64 | — | COM | 03076c106 |
| F | Ford Motor Co | 180,830 | $2,674 | 0.3% | $7.78 | +20.6% | COM PAR $0.01 | 345370860 |
| — | Golar LNG Ltd Bermuda | 38,921 | $2,584 | 0.3% | $59.97 | — | SHS | g9456a100 |
| STT | State Street Corp | 35,057 | $2,581 | 0.3% | $46.10 | +12.9% | COM | 857477103 |
| — | Seaworld Entertainment Inc | 128,050 | $2,462 | 0.3% | $19.23 | — | COM | 81282v100 |
| — | Viacom Inc Cl B | 31,772 | $2,445 | 0.3% | $76.95 | — | CL B | 92553p201 |
| AVT | Avnet Inc | 57,864 | $2,401 | 0.3% | $26.65 | +27.7% | COM | 053807103 |
| — | Blackhawk Network Holdings Inc | 67,932 | $2,201 | 0.3% | $25.22 | — | CL A | 09238e104 |
| CVS | Cvs Health Corporation | 27,510 | $2,190 | 0.3% | $49.24 | +16.7% | COM | 126650100 |
| GD | General Dynamics Corp | 17,005 | $2,161 | 0.3% | $60.44 | +57.3% | COM | 369550108 |
| — | USG Corp | 78,539 | $2,159 | 0.3% | $26.42 | — | COM NEW | 903293405 |
| — | Regency Energy Partners LP | 64,615 | $2,108 | 0.3% | $26.97 | — | COM UNITS L P | 75885y107 |
| — | Atlas Energy LP | 45,750 | $2,013 | 0.3% | $44.87 | — | COM UNITS LP | 04930a104 |
| XPO | XPO Logistics Inc | 52,653 | $1,983 | 0.3% | $9.17 | +19.1% | COM | 983793100 |
| HIG | Hartford Financial Services Gr | 51,714 | $1,926 | 0.2% | $23.84 | +19.4% | COM | 416515104 |
| — | Denbury Resources Inc | 127,339 | $1,914 | 0.2% | $17.09 | — | COM NEW | 247916208 |
| PRU | Prudential Financial Inc | 20,558 | $1,808 | 0.2% | $54.95 | 0.0% | COM | 744320102 |
| — | Atlas Pipeline Partners LP | 49,545 | $1,806 | 0.2% | $34.82 | — | UNIT L P INT | 049392103 |
| — | LyondellBasell Industries NV - | 16,428 | $1,785 | 0.2% | $67.73 | — | SHS - A - | n53745100 |
| — | Weatherford Intl PLC | 77,532 | $1,613 | 0.2% | $22.74 | — | ORD SHS | g48833100 |
| — | Scorpio Tankers Inc | 192,573 | $1,600 | 0.2% | $9.34 | — | SHS | y7542c106 |
| VV | Vanguard Index Funds Large Cap | 17,297 | $1,565 | 0.2% | $79.50 | — | LARGE CAP ETF | 922908637 |
| — | Hertz Global Holdings Inc | 61,585 | $1,564 | 0.2% | $25.78 | — | COM | 42805t105 |
| — | Prospect Capital Corporation | 1,510,000 | $1,563 | 0.2% | $1.04 | — | NOTE 5.500% 8/1 | 74348tad4 |
| VO | Vanguard Index Funds Mid Cap E | 13,018 | $1,527 | 0.2% | $110.14 | — | MID CAP ETF | 922908629 |
| ARW | Arrow Electronics Inc | 27,485 | $1,521 | 0.2% | $40.47 | +49.1% | COM | 042735100 |
| — | McKesson Corp | 7,765 | $1,512 | 0.2% | $119.63 | — | COM | 58155q103 |
| — | Medtronic Inc | 23,771 | $1,473 | 0.2% | $61.97 | — | COM | 585055106 |
| — | BankUnited Inc | 48,024 | $1,464 | 0.2% | $26.91 | — | COM | 06652k103 |
| MTG | MGIC Inv Corp WI | 187,102 | $1,461 | 0.2% | $6.28 | +30.5% | COM | 552848103 |
| — | Quest Diagnostics Inc | 24,072 | $1,461 | 0.2% | $59.25 | — | COM | 74834l100 |
| — | EverBank Financial Corp | 82,399 | $1,455 | 0.2% | $18.86 | — | COM | 29977g102 |
| — | Omnicare Inc | 23,348 | $1,454 | 0.2% | $60.21 | — | COM | 681904108 |
| — | El Paso Pipeline Partners LP | 34,975 | $1,405 | 0.2% | $37.72 | — | COM UNIT LPI | 283702108 |
| DAR | Darling Ingredients, Inc | 74,114 | $1,358 | 0.2% | $19.34 | 0.0% | COM | 237266101 |
| — | Apollo Inv Corp | 1,294,000 | $1,347 | 0.2% | $1.06 | — | NOTE 5.750% 1/1 | 03761uae6 |
| — | Amdocs Ltd | 29,007 | $1,331 | 0.2% | $45.89 | — | SHS | g02602103 |
| — | Annaly Cap Mgmt Inc | 1,247,000 | $1,259 | 0.2% | $1.01 | — | NOTE 5.000% 5/1 | 035710ab8 |
| — | Now Inc | 40,302 | $1,226 | 0.2% | $35.22 | — | COM | 67011p100 |
| VB | Vanguard Index Funds Small Cap | 11,031 | $1,220 | 0.2% | $110.02 | — | SMALL CP ETF | 922908751 |
| DCH | American Axle & Manufacturing | 68,843 | $1,154 | 0.1% | $16.56 | +11.0% | COM | 024061103 |
| — | Trex Co Inc | 33,283 | $1,151 | 0.1% | $34.58 | — | COM | 89531p105 |
| — | United Technologies Corp | 10,180 | $1,075 | 0.1% | $97.11 | — | COM | 913017109 |
| JNJ | Johnson & Johnson | 9,284 | $990 | 0.1% | $60.78 | +24.3% | COM | 478160104 |
| AMZN | Amazon.com Inc | 3,022 | $974 | 0.1% | $16.37 | +1.6% | COM | 023135106 |
| — | Medical Properties Trust Inc | 71,892 | $881 | 0.1% | $14.00 | — | COM | 58463j304 |
| — | Intelsat SA | 45,460 | $779 | 0.1% | $18.56 | — | COM | l5140p101 |
| — | SodaStream International Ltd | 26,150 | $771 | 0.1% | $42.21 | — | USD SHS | m9068e105 |
| VGK | Vanguard Intl Equity Index Fun | 13,924 | $769 | 0.1% | $57.60 | — | FTSE EUROPE ETF | 922042874 |
| — | Jd Com Inc Sp ADR Cl A | 24,665 | $637 | 0.1% | $25.83 | — | SPON ADR CL A | 47215p106 |
| — | Brookfield Infrastucture Partn | 16,100 | $612 | 0.1% | $39.45 | — | LP INT UNIT | g16252101 |
| EWW | iShares MSCI Mexico Cap | 8,497 | $584 | 0.1% | $65.64 | — | MSCI MEX CAP ETF | 464286822 |
| — | Hi-Crush Partners LP Ltd | 10,359 | $534 | 0.1% | $61.77 | — | COM UNIT LTD | 428337109 |
| — | Crestwood Midstream Partners L | 22,300 | $506 | 0.1% | $22.69 | — | UNIT LTD PARTNER | 226378107 |
| VWO | Vanguard Emerg Mkt ETF | 11,466 | $478 | 0.1% | $38.91 | — | FTSE EMR MKT ETF | 922042858 |
| — | Exxon Mobil Corp | 4,277 | $402 | 0.1% | $100.77 | — | COM | 30231g102 |
| — | SPDR Series Trust KBW Regional | 10,315 | $391 | 0.1% | $37.91 | — | S&P REGL BKG | 78464a698 |
| — | Aircastle Ltd | 21,558 | $353 | 0.0% | $16.11 | — | COM | g0129k104 |
| — | Hersha Hospitality Tr A | 10,800 | $69 | 0.0% | $5.64 | — | SH BEN INT A | 427825104 |