CIK: 0001425165 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 11, 2018
Total Value ($000): $409,880 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB US LARGE CAP ETF | 1,025,422 | $64,684 | 15.8% | $54.49 | — | cs | 808524201 |
| SCHF | SCHWAB INTERNATIONAL | 1,660,486 | $55,975 | 13.7% | $31.32 | — | cs | 808524805 |
| SCHE | SCHWAB EMERGING MARKETS | 822,714 | $23,612 | 5.8% | $24.14 | — | cs | 808524706 |
| SCHG | SCHWAB US LARGE CAP | 199,991 | $14,341 | 3.5% | $63.99 | — | cs | 808524300 |
| XOM | EXXON MOBIL CORP | 171,759 | $12,815 | 3.1% | $56.13 | -0.7% | cs | 30231G102 |
| SCHV | SCHWAB US LARGE CAP | 235,418 | $12,439 | 3.0% | $47.95 | — | cs | 808524409 |
| AAPL | APPLE INC | 56,612 | $9,498 | 2.3% | $19.68 | +105.3% | cs | 037833100 |
| T | A T & T INC | 255,706 | $9,116 | 2.2% | $11.92 | +32.6% | cs | 00206R102 |
| — | GUGGENHEIM S&P 500 EQUAL | 89,663 | $8,920 | 2.2% | $89.76 | — | cs | 78355W106 |
| SPY | SPDR S&P 500 ETF | 31,915 | $8,398 | 2.0% | $222.63 | — | cs | 78462F103 |
| — | PWRSHR ACTLY MNG OPTM | 470,635 | $8,363 | 2.0% | $17.77 | — | cs | 73937V106 |
| VYMI | VANGUARD INTERNATNL HGH | 115,660 | $7,686 | 1.9% | $62.69 | — | cs | 921946794 |
| ETN | EATON CORP PLC F | 95,163 | $7,604 | 1.9% | $48.74 | +44.2% | cs | G29183103 |
| PFE | PFIZER INCORPORATED | 195,201 | $6,928 | 1.7% | $17.39 | +39.4% | cs | 717081103 |
| JPM | JPMORGAN CHASE & CO | 62,619 | $6,886 | 1.7% | $49.48 | +84.8% | cs | 46625H100 |
| SCHA | SCHWAB US SMALL CAP ETF | 96,232 | $6,653 | 1.6% | $68.85 | — | cs | 808524607 |
| ED | CONSOLIDATED EDISON | 84,457 | $6,583 | 1.6% | $42.58 | +37.3% | cs | 209115104 |
| ABBV | ABBVIE INC | 67,238 | $6,364 | 1.6% | $27.73 | +183.2% | cs | 00287Y109 |
| VFH | VANGUARD FINANCIALS ETF | 90,935 | $6,317 | 1.5% | $59.85 | — | cs | 92204A405 |
| GOOGL | ALPHABET INC. | 5,898 | $6,117 | 1.5% | $39.54 | +39.2% | cs | 02079K305 |
| — | POWERSHARES PREFERRED | 382,284 | $5,581 | 1.4% | $15.01 | — | cs | 73936T565 |
| — | DOUBLELINE OPPORTUNISTIC | 254,549 | $5,496 | 1.3% | $23.47 | — | cs | 258623107 |
| META | FACEBOOK INC | 34,223 | $5,468 | 1.3% | $99.10 | +79.9% | cs | 30303M102 |
| BAC | BANK OF AMERICA CORP | 181,008 | $5,428 | 1.3% | $11.49 | +126.8% | cs | 060505104 |
| CSCO | CISCO SYSTEMS INC | 124,689 | $5,348 | 1.3% | $15.77 | +112.1% | cs | 17275R102 |
| VDC | VANGUARD CONSUMER | 36,148 | $4,920 | 1.2% | $137.63 | — | cs | 92204A207 |
| AMZN | AMAZON COM INC | 3,302 | $4,779 | 1.2% | $39.63 | +80.4% | cs | 023135106 |
| IGIB | ISHARES INTERM CREDIT | 40,425 | $4,335 | 1.1% | $107.92 | — | cs | 464288638 |
| — | EATON VANCE LIMITED DURA | 323,902 | $4,217 | 1.0% | $13.54 | — | cs | 27828H105 |
| — | COHEN AND STEERS INFRAST | 186,839 | $4,000 | 1.0% | $22.18 | — | cs | 19248A109 |
| — | UNITED TECHNOLOGIES | 31,776 | $3,998 | 1.0% | $113.20 | — | cs | 913017109 |
| VZ | VERIZON COMMUNICATN | 81,459 | $3,895 | 1.0% | $28.77 | +14.8% | cs | 92343V104 |
| WDC | WESTERN DIGITAL CORP | 40,565 | $3,743 | 0.9% | $33.75 | +82.3% | cs | 958102105 |
| PHG | KONINKLIJKE PHILIPS F | 94,209 | $3,609 | 0.9% | $39.69 | — | cs | 500472303 |
| — | NUVEEN CLIFORNIA QULTY M | 170,498 | $2,283 | 0.6% | $14.12 | — | cs | 67066Y105 |
| XLU | SELECT SECTOR UTI SELECT | 43,535 | $2,200 | 0.5% | $50.54 | — | cs | 81369Y886 |
| SCHB | SCHWAB US BROAD MARKET | 34,251 | $2,185 | 0.5% | $49.69 | — | cs | 808524102 |
| — | NUVEEN S&P500 BUY-WRITE | 163,322 | $2,175 | 0.5% | $13.21 | — | cs | 6706ER101 |
| — | ANNALY CAPITAL MGMT | 206,230 | $2,151 | 0.5% | $11.26 | — | oa | 035710409 |
| — | NUVEN CALIFOR AMT FREE Q | 138,246 | $1,872 | 0.5% | $13.80 | — | cs | 670651108 |
| MO | ALTRIA GROUP INC | 27,923 | $1,740 | 0.4% | $33.12 | +10.4% | cs | 02209S103 |
| BRK/B | BERKSHIRE HATHAWAY | 8,290 | $1,654 | 0.4% | $123.07 | +66.8% | cs | 084670702 |
| — | EATON VANCE TAX ADVANTAG | 62,890 | $1,377 | 0.3% | $21.90 | — | cs | 27828G107 |
| SBUX | STARBUCKS CORP | 21,324 | $1,234 | 0.3% | $33.54 | +45.2% | cs | 855244109 |
| — | ALTAIR ENGINEERING I | 38,300 | $1,201 | 0.3% | $31.36 | — | cs | 021369103 |
| — | POWERSHARES QQQ TRUST | 6,838 | $1,095 | 0.3% | $125.00 | — | cs | 73935A104 |
| CVX | CHEVRON CORPORATION | 9,198 | $1,049 | 0.3% | $68.42 | +24.3% | cs | 166764100 |
| — | BLACKROCK MUNIYIELD CALI | 73,256 | $976 | 0.2% | $14.75 | — | cs | 09254N103 |
| — | ALPS ALERIAN MLP ETF | 104,092 | $975 | 0.2% | $9.92 | — | cs | 00162Q866 |
| — | DOWDUPONT INC | 14,335 | $913 | 0.2% | $69.24 | — | cs | 26078J100 |
| — | COMMUNITY BANK HUNTI | 3,412 | $894 | 0.2% | $262.02 | — | cs | 203507108 |
| — | DOUBLELINE INCOME SOLUTI | 42,247 | $848 | 0.2% | $19.60 | — | cs | 258622109 |
| SBAC | S B A COMMUNICATIONS | 4,900 | $838 | 0.2% | $120.02 | +27.6% | cs | 78410G104 |
| MU | MICRON TECHNOLOGY | 15,535 | $810 | 0.2% | $35.09 | +33.1% | cs | 595112103 |
| — | BLACKROCK FLOAT RATE INC | 53,300 | $774 | 0.2% | $14.34 | — | cs | 09255X100 |
| NVDA | NVIDIA CORP | 3,282 | $760 | 0.2% | $4.89 | +18.9% | cs | 67066G104 |
| BA | BOEING CO | 2,259 | $741 | 0.2% | $181.51 | +77.9% | cs | 097023105 |
| SCHD | SCHWAB US DIVIDEND | 14,215 | $697 | 0.2% | $41.48 | — | cs | 808524797 |
| PFXF | VANECK VECTORS PFD SEC | 34,625 | $665 | 0.2% | $20.81 | — | cs | 92189F429 |
| — | POWERSH CALIFOR AMT FRE | 24,621 | $632 | 0.2% | $25.74 | — | cs | 73936T441 |
| LOW | LOWES COMPANIES INC | 6,783 | $595 | 0.1% | $62.37 | +31.3% | cs | 548661107 |
| XLE | ENERGY SELECT SECTOR | 8,464 | $571 | 0.1% | $69.71 | — | cs | 81369Y506 |
| HD | HOME DEPOT INC | 3,118 | $556 | 0.1% | $71.44 | +116.6% | cs | 437076102 |
| UNP | UNION PACIFIC CORP | 4,046 | $544 | 0.1% | $66.55 | +69.9% | cs | 907818108 |
| XLF | SELECT STR FINANCIAL | 19,389 | $535 | 0.1% | $23.63 | — | cs | 81369Y605 |
| — | LAM RESEARCH CORP | 2,610 | $530 | 0.1% | $189.39 | — | cs | 512807108 |
| — | ALLERGAN PLC F | 3,126 | $526 | 0.1% | $204.94 | — | cs | G0177J108 |
| MRK | MERCK & CO INC | 9,341 | $509 | 0.1% | $40.60 | +4.1% | cs | 58933Y105 |
| PG | PROCTER & GAMBLE | 6,289 | $499 | 0.1% | $64.81 | +4.7% | cs | 742718109 |
| NFLX | NETFLIX INC | 1,655 | $489 | 0.1% | $11.71 | +132.5% | cs | 64110L106 |
| INTC | INTEL CORPORATION | 8,698 | $453 | 0.1% | $25.12 | +59.5% | cs | 458140100 |
| — | ABERDEEN ASIA PACIFI | 93,000 | $441 | 0.1% | $5.16 | — | cs | 003009107 |
| C | CITIGROUP INC | 6,517 | $440 | 0.1% | $52.02 | +10.8% | cs | 172967424 |
| PYPL | PAYPAL HOLDINGS INCO | 5,750 | $436 | 0.1% | $39.99 | +97.9% | cs | 70450Y103 |
| HON | HONEYWELL INTL INC | 3,012 | $435 | 0.1% | $81.92 | +43.4% | cs | 438516106 |
| FBT | FIRST TRUST NYSE ARCA | 3,250 | $432 | 0.1% | $132.92 | — | cs | 33733E203 |
| PPG | PPG INDUSTRIES INC | 3,860 | $431 | 0.1% | $86.10 | +15.6% | cs | 693506107 |
| XLI | SELECT SECTOR INDUSTRIAL | 5,582 | $415 | 0.1% | $59.97 | — | cs | 81369Y704 |
| WFC | WELLS FARGO BK N A | 7,858 | $412 | 0.1% | $37.60 | +26.9% | cs | 949746101 |
| BABA | ALIBABA GROUP HLDG F | 2,245 | $412 | 0.1% | $177.19 | — | cs | 01609W102 |
| BMY | BRISTOL-MYERS SQUIBB | 6,500 | $411 | 0.1% | $36.40 | +32.1% | cs | 110122108 |
| CATY | CATHAY GENERAL BANCO | 10,000 | $400 | 0.1% | $14.04 | +134.2% | cs | 149150104 |
| IBB | ISHARES NASDAQ | 3,555 | $379 | 0.1% | $163.97 | — | cs | 464287556 |
| COST | COSTCO WHOLESALE CO | 1,992 | $375 | 0.1% | $127.92 | +32.3% | cs | 22160K105 |
| FFWM | FIRST FOUNDATION INC | 20,000 | $371 | 0.1% | $11.92 | +43.8% | cs | 32026V104 |
| — | JP MORGAN CHASE ALERIAN | 14,900 | $358 | 0.1% | $40.08 | — | cs | 46625H365 |
| KWEB | KRANESHARES CSI CHINA | 5,750 | $353 | 0.1% | $61.39 | — | cs | 500767306 |
| MSFT | MICROSOFT CORP | 3,836 | $350 | 0.1% | $69.23 | +21.8% | cs | 594918104 |
| DIS | WALT DISNEY CO | 3,442 | $346 | 0.1% | $83.05 | +21.6% | cs | 254687106 |
| IYH | ISHARES US HEALTHCARE | 1,902 | $328 | 0.1% | $121.65 | — | cs | 464287762 |
| — | ETFS GOLD TRUST ETF | 2,540 | $326 | 0.1% | $125.22 | — | cs | 26922Y105 |
| GILD | GILEAD SCIENCES INC | 4,287 | $323 | 0.1% | $61.09 | -3.6% | cs | 375558103 |
| CBSH | COMMERCE BANCSHARES | 5,250 | $315 | 0.1% | $27.67 | +38.4% | cs | 200525103 |
| JNJ | JOHNSON & JOHNSON | 2,449 | $314 | 0.1% | $83.30 | +30.1% | cs | 478160104 |
| — | SPDR S&P OIL & GAS EXPL | 8,850 | $312 | 0.1% | $34.25 | — | cs | 78464A730 |
| EPD | ENTERPRISE PRODUCTS LP | 12,677 | $310 | 0.1% | $27.14 | — | oa | 293792107 |
| TSLA | TESLA INC | 1,134 | $302 | 0.1% | $17.50 | +25.7% | cs | 88160R101 |
| — | 1/100 BERKSHIRE HTWY CLA | 1 | $299 | 0.1% | $4412.50 | — | cs | 084990175 |
| GIS | GENERAL MILLS INC | 6,366 | $287 | 0.1% | $39.70 | +3.2% | cs | 370334104 |
| GDX | VANECK VECTORS GOLD | 13,000 | $286 | 0.1% | $23.14 | — | cs | 92189F106 |
| QCOM | QUALCOMM INC | 5,087 | $282 | 0.1% | $47.49 | +9.3% | cs | 747525103 |
| NOC | NORTHROP GRUMMAN CO | 795 | $278 | 0.1% | $136.45 | +115.7% | cs | 666807102 |
| XLB | SPDR FUND MATERIALS | 4,845 | $276 | 0.1% | $56.97 | — | cs | 81369Y100 |
| — | GENERAL ELECTRIC CO | 20,131 | $271 | 0.1% | $20.88 | — | cs | 369604103 |
| PSX | PHILLIPS 66 | 2,825 | $271 | 0.1% | $56.68 | +26.1% | cs | 718546104 |
| MRSH | MARSH & MC LENNAN CO | 3,248 | $268 | 0.1% | $64.42 | +13.1% | cs | 571748102 |
| — | RAYTHEON COMPANY | 1,231 | $266 | 0.1% | $186.97 | — | cs | 755111507 |
| — | BLACKROCK MUNIYIELD CALI | 19,700 | $263 | 0.1% | $15.04 | — | cs | 09254M105 |
| PANW | PALO ALTO NETWORKS | 1,440 | $261 | 0.1% | $28.60 | -2.8% | cs | 697435105 |
| — | SIRIUS XM HLDGS INC | 41,440 | $259 | 0.1% | $3.80 | — | cs | 82968B103 |
| KMB | KIMBERLY-CLARK CORP | 2,263 | $249 | 0.1% | $87.59 | -1.6% | cs | 494368103 |
| — | POWERSHARES SENIOR LOAN | 10,396 | $240 | 0.1% | $23.09 | — | cs | 73936Q769 |
| AMGN | AMGEN INC. | 1,404 | $239 | 0.1% | $144.43 | 0.0% | cs | 031162100 |
| DUK | DUKE ENERGY CORP | 3,000 | $232 | 0.1% | $51.71 | +8.4% | cs | 26441C204 |
| WMT | WAL-MART STORES | 2,550 | $227 | 0.1% | $28.34 | 0.0% | cs | 931142103 |
| ABT | ABBOTT LABORATORIES | 3,754 | $225 | 0.1% | $48.19 | +9.1% | cs | 002824100 |
| — | DNP SELECT INCOME CF | 21,800 | $224 | 0.1% | $10.07 | — | cs | 23325P104 |
| GLD | SPDR GOLD SHARES ETF | 1,775 | $223 | 0.1% | $115.81 | — | cs | 78463V107 |
| EIX | EDISON INTERNATIONAL | 3,473 | $221 | 0.1% | $36.38 | +20.4% | cs | 281020107 |
| PM | PHILIP MORRIS INTL | 2,169 | $216 | 0.1% | $54.33 | +26.5% | cs | 718172109 |
| IBM | IBM CORP | 1,409 | $216 | 0.1% | $107.30 | 0.0% | cs | 459200101 |
| GOOG | ALPHABET INC. | 208 | $215 | 0.1% | $54.79 | 0.0% | cs | 02079K107 |
| — | CENTURYLINK INC | 13,039 | $214 | 0.1% | $20.57 | — | cs | 156700106 |
| ALGN | ALIGN TECHNOLOGY INC | 850 | $213 | 0.1% | $256.81 | 0.0% | cs | 016255101 |
| VGT | VANGUARD INFORMATION | 1,225 | $209 | 0.1% | $164.90 | — | cs | 92204A702 |
| EFA | ISHARES MSCI EAFE ETF | 2,912 | $203 | 0.0% | $70.40 | — | cs | 464287465 |
| — | BARCLYS IPATH NOTES LKD | 15,950 | $117 | 0.0% | $9.71 | — | cs | 06738C786 |
| — | NAVIOS MARITIME F | 120,000 | $108 | 0.0% | $1.70 | — | cs | Y62196103 |
| — | CAPRICOR THERAPEUTICS INC COM | 50,000 | $68 | 0.0% | $3.38 | — | cs | 14070B101 |
| — | LEO MOTORS INC | 600,000 | $60 | 0.0% | $0.13 | — | cs | 526362108 |
| — | 5BARZ INTL INC | 50,000 | $2 | 0.0% | $0.10 | — | cs | 33833F100 |
| NTEK | NANOTECH ENTERTAINME | 82,323 | $2 | 0.0% | $0.05 | -60.0% | cs | 63009Y203 |
| — | LIBERTY STAR URANIUM | 616,600 | $1 | 0.0% | $0.01 | — | cs | 53123T206 |
| — | ANGEL ACQUISITION CORXXX | 10,999,983 | $0 | 0.0% | — | — | cs | 03462P109 |
| FITX | CREATIVE EDGE NUTRIT | 150,000 | $0 | 0.0% | $0.04 | -99.5% | cs | 22528W205 |
| — | USA URANIUM CORP XXX | 400,000 | $0 | 0.0% | — | — | cs | 91154T109 |
| — | SOLARIS PWR CELLS | 20,000 | $0 | 0.0% | $0.10 | — | cs | 83416X101 |
| — | HEALTHMED SVCS LTD | 489,700 | $0 | 0.0% | — | — | cs | 422246306 |
| — | FRESH PROMISE FOODS | 150,000 | $0 | 0.0% | — | — | cs | 302999271 |
| XNNHQ | XENONICS HOLDINGS | 16,553 | $0 | 0.0% | $0.02 | -96.3% | cs | 984117101 |
| CHAG | CHANCELLOR GROUP INC | 70,000 | $0 | 0.0% | $0.11 | -97.7% | cs | 15883D101 |
| HEMP | HEMP INC | 10,000 | $0 | 0.0% | $0.02 | 0.0% | cs | 423703206 |