CIK: 0001425165 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $403,509 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB US LARGE CAP ETF | 1,039,990 | $66,331 | 16.4% | $54.49 | — | cs | 808524201 |
| SCHF | SCHWAB INTERNATIONAL | 1,530,946 | $52,159 | 12.9% | $31.12 | — | cs | 808524805 |
| SCHE | SCHWAB EMERGING MARKETS | 766,037 | $21,403 | 5.3% | $23.80 | — | cs | 808524706 |
| SCHV | SCHWAB US LARGE CAP | 251,579 | $13,754 | 3.4% | $47.95 | — | cs | 808524409 |
| SCHG | SCHWAB US LARGE CAP | 194,259 | $13,736 | 3.4% | $63.76 | — | cs | 808524300 |
| XOM | EXXON MOBIL CORP | 157,997 | $13,215 | 3.3% | $56.16 | +1.7% | cs | 30231G102 |
| T | A T & T INC | 254,408 | $9,891 | 2.5% | $11.92 | +27.9% | cs | 00206R102 |
| AAPL | APPLE INC | 56,815 | $9,615 | 2.4% | $19.68 | +98.6% | cs | 037833100 |
| — | GUGGENHEIM S&P 500 EQUAL | 87,870 | $8,878 | 2.2% | $89.56 | — | cs | 78355W106 |
| SPY | SPDR S&P 500 ETF @ | 31,580 | $8,427 | 2.1% | $222.20 | — | cs | 78462F103 |
| ETN | EATON CORP PLC F | 94,142 | $7,438 | 1.8% | $48.50 | +36.6% | cs | G29183103 |
| SCHZ | SCHWAB US AGGREGATE BOND | 136,618 | $7,110 | 1.8% | $52.31 | — | cs | 808524839 |
| ED | CONSOLIDATED EDISON | 82,764 | $7,031 | 1.7% | $42.25 | +51.7% | cs | 209115104 |
| PFE | PFIZER INCORPORATED | 191,285 | $6,928 | 1.7% | $17.25 | +38.0% | cs | 717081103 |
| JPM | JPMORGAN CHASE & CO | 64,753 | $6,925 | 1.7% | $49.48 | +64.4% | cs | 46625H100 |
| ABBV | ABBVIE INC | 71,584 | $6,923 | 1.7% | $27.73 | +141.2% | cs | 00287Y109 |
| VYMI | VANGUARD INTERNATNL HGH | 94,960 | $6,362 | 1.6% | $61.87 | — | cs | 921946794 |
| GOOGL | ALPHABET INC. | 5,745 | $6,052 | 1.5% | $39.13 | +31.0% | cs | 02079K305 |
| — | DOUBLELINE OPPORTUNISTIC | 268,422 | $5,956 | 1.5% | $23.47 | — | cs | 258623107 |
| VFH | VANGUARD FINANCIALS ETF | 82,195 | $5,757 | 1.4% | $58.83 | — | cs | 92204A405 |
| BAC | BANK OF AMERICA CORP | 187,707 | $5,541 | 1.4% | $11.49 | +98.2% | cs | 060505104 |
| — | POWERSHARES PREFERRED | 369,726 | $5,494 | 1.4% | $15.02 | — | cs | 73936T565 |
| META | FACEBOOK INC | 30,834 | $5,441 | 1.3% | $90.39 | +94.2% | cs | 30303M102 |
| VDC | VANGUARD CONSUMER | 34,008 | $4,966 | 1.2% | $137.73 | — | cs | 92204A207 |
| CSCO | CISCO SYSTEMS INC | 128,743 | $4,931 | 1.2% | $15.77 | +77.3% | cs | 17275R102 |
| VZ | VERIZON COMMUNICATN | 84,364 | $4,465 | 1.1% | $28.77 | +11.1% | cs | 92343V104 |
| IGIB | ISHARES INTERM CREDIT | 40,725 | $4,448 | 1.1% | $107.92 | — | cs | 464288638 |
| AMZN | AMAZON COM INC | 3,686 | $4,311 | 1.1% | $39.63 | +38.8% | cs | 023135106 |
| WDC | WESTERN DIGITAL CORP | 53,325 | $4,241 | 1.1% | $33.75 | +73.3% | cs | 958102105 |
| — | COHEN AND STEERS INFRAST | 174,505 | $4,188 | 1.0% | $22.23 | — | cs | 19248A109 |
| VNQ | VANGUARD REIT ETF | 48,580 | $4,031 | 1.0% | $83.60 | — | cs | 922908553 |
| — | UNITED TECHNOLOGIES | 27,795 | $3,546 | 0.9% | $111.39 | — | cs | 913017109 |
| SBUX | STARBUCKS CORP | 52,396 | $3,009 | 0.7% | $33.54 | +41.3% | cs | 855244109 |
| XLU | SELECT SECTOR UTI SELECT | 49,818 | $2,624 | 0.7% | $50.54 | — | cs | 81369Y886 |
| — | ANNALY CAPITAL MGMT | 215,355 | $2,561 | 0.6% | $11.26 | — | oa | 035710409 |
| SCHB | SCHWAB US BROAD MARKET | 39,298 | $2,536 | 0.6% | $49.69 | — | cs | 808524102 |
| — | EATON VANCE LIMITED DURA | 183,282 | $2,502 | 0.6% | $13.94 | — | cs | 27828H105 |
| — | NUVEEN S&P500 BUY-WRITE | 162,372 | $2,314 | 0.6% | $13.21 | — | cs | 6706ER101 |
| PHG | KONINKLIJKE PHILIPS F | 59,307 | $2,242 | 0.6% | $40.51 | — | cs | 500472303 |
| — | NUVEEN CLIFORNIA QULTY M | 155,631 | $2,227 | 0.6% | $14.19 | — | cs | 67066Y105 |
| — | NUVEN CALIFOR AMT FREE Q | 135,250 | $2,078 | 0.5% | $13.81 | — | cs | 670651108 |
| MO | ALTRIA GROUP INC | 28,808 | $2,057 | 0.5% | $33.12 | +10.6% | cs | 02209S103 |
| BRK/B | BERKSHIRE HATHAWAY | 8,290 | $1,643 | 0.4% | $123.07 | +54.3% | cs | 084670702 |
| — | POWERSHARES QQQ TRUST | 8,210 | $1,279 | 0.3% | $125.00 | — | cs | 73935A104 |
| — | BLACKROCK MUNIYIELD CALI | 82,906 | $1,215 | 0.3% | $14.75 | — | cs | 09254N103 |
| CVX | CHEVRON CORPORATION | 9,232 | $1,156 | 0.3% | $68.42 | +22.1% | cs | 166764100 |
| SCHD | SCHWAB US DIVIDEND | 21,165 | $1,083 | 0.3% | $41.48 | — | cs | 808524797 |
| TSLA | TESLA INC | 3,423 | $1,066 | 0.3% | $17.50 | +24.3% | cs | 88160R101 |
| — | DOWDUPONT INC | 14,335 | $1,021 | 0.3% | $69.24 | — | cs | 26078J100 |
| CORP | PIMCO INVEST GRADE CORP | 9,482 | $1,002 | 0.2% | $105.53 | — | cs | 72201R817 |
| BA | BOEING CO | 3,074 | $907 | 0.2% | $181.51 | +41.8% | cs | 097023105 |
| — | BLACKROCK FLOAT RATE INC | 65,700 | $906 | 0.2% | $14.34 | — | cs | 09255X100 |
| — | DOUBLELINE INCOME SOLUTI | 43,471 | $878 | 0.2% | $19.60 | — | cs | 258622109 |
| SBAC | S B A COMMUNICATIONS | 5,000 | $817 | 0.2% | $120.02 | +22.3% | cs | 78410G104 |
| BND | VANGUARD TOTAL BOND | 9,210 | $751 | 0.2% | $81.01 | — | cs | 921937835 |
| PFXF | VANECK VECTORS PFD SEC | 37,925 | $746 | 0.2% | $20.81 | — | cs | 92189F429 |
| — | POWERSH CALIFOR AMT FRE | 24,102 | $636 | 0.2% | $25.74 | — | cs | 73936T441 |
| LOW | LOWES COMPANIES INC | 6,821 | $634 | 0.2% | $62.37 | +14.2% | cs | 548661107 |
| UNP | UNION PACIFIC CORP | 4,496 | $603 | 0.1% | $66.55 | +51.5% | cs | 907818108 |
| HD | HOME DEPOT INC | 3,130 | $593 | 0.1% | $71.44 | +98.3% | cs | 437076102 |
| CBSH | COMMERCE BANCSHARES | 10,500 | $586 | 0.1% | $27.67 | +33.5% | cs | 200525103 |
| PG | PROCTER & GAMBLE | 6,243 | $574 | 0.1% | $64.81 | +12.1% | cs | 742718109 |
| WFC | WELLS FARGO BK N A | 9,275 | $563 | 0.1% | $37.60 | +19.9% | cs | 949746101 |
| — | JP MORGAN CHASE ALERIAN | 19,945 | $548 | 0.1% | $40.08 | — | cs | 46625H365 |
| — | ALLERGAN PLC F | 3,343 | $547 | 0.1% | $204.94 | — | cs | G0177J108 |
| PPG | PPG INDUSTRIES INC | 4,521 | $528 | 0.1% | $86.10 | +15.0% | cs | 693506107 |
| XLF | SELECT STR FINANCIAL | 18,389 | $513 | 0.1% | $23.42 | — | cs | 81369Y605 |
| — | ABERDEEN ASIA PACIFIC IN | 99,000 | $483 | 0.1% | $5.16 | — | cs | 003009107 |
| C | CITIGROUP INC | 6,396 | $476 | 0.1% | $51.91 | +8.8% | cs | 172967424 |
| XLE | ENERGY SELECT SECTOR | 6,549 | $473 | 0.1% | $70.37 | — | cs | 81369Y506 |
| MU | MICRON TECHNOLOGY | 11,380 | $468 | 0.1% | $30.85 | +36.2% | cs | 595112103 |
| MRK | MERCK & CO INC | 8,119 | $457 | 0.1% | $40.35 | +6.6% | cs | 58933Y105 |
| HON | HONEYWELL INTL INC | 2,911 | $446 | 0.1% | $80.68 | +40.5% | cs | 438516106 |
| IBB | ISHARES NASDAQ | 4,095 | $437 | 0.1% | $163.97 | — | cs | 464287556 |
| CATY | CATHAY GENERAL BANCO | 10,000 | $422 | 0.1% | $14.04 | +127.4% | cs | 149150104 |
| QCOM | QUALCOMM INC | 6,574 | $421 | 0.1% | $47.49 | +3.2% | cs | 747525103 |
| VTR | VENTAS INC | 6,983 | $419 | 0.1% | $43.61 | +2.1% | oa | 92276F100 |
| BMY | BRISTOL-MYERS SQUIBB | 6,774 | $415 | 0.1% | $36.40 | +27.6% | cs | 110122108 |
| PYPL | PAYPAL HOLDINGS INCO | 5,596 | $412 | 0.1% | $38.91 | +85.4% | cs | 70450Y103 |
| DIS | WALT DISNEY CO | 3,754 | $404 | 0.1% | $83.05 | +17.2% | cs | 254687106 |
| MET | METLIFE INC | 7,710 | $390 | 0.1% | $31.49 | +26.7% | cs | 59156R108 |
| NOC | NORTHROP GRUMMAN CO | 1,227 | $377 | 0.1% | $136.45 | +92.8% | cs | 666807102 |
| COST | COSTCO WHOLESALE CO | 2,019 | $376 | 0.1% | $127.92 | +20.7% | cs | 22160K105 |
| IYH | ISHARES US HEALTHCARE | 2,142 | $373 | 0.1% | $121.65 | — | cs | 464287762 |
| FFWM | FIRST FOUNDATION INC | 20,000 | $371 | 0.1% | $11.92 | +41.7% | cs | 32026V104 |
| JNJ | JOHNSON & JOHNSON | 2,614 | $365 | 0.1% | $83.30 | +33.2% | cs | 478160104 |
| XLI | SELECT SECTOR INDUSTRIAL | 4,817 | $365 | 0.1% | $57.68 | — | cs | 81369Y704 |
| NFLX | NETFLIX INC | 1,865 | $358 | 0.1% | $11.71 | +64.5% | cs | 64110L106 |
| INTC | INTEL CORPORATION | 7,635 | $352 | 0.1% | $23.03 | +58.7% | cs | 458140100 |
| NVDA | NVIDIA CORP | 1,777 | $344 | 0.1% | $4.11 | +19.6% | cs | 67066G104 |
| — | LAM RESEARCH CORP | 1,855 | $341 | 0.1% | $183.83 | — | cs | 512807108 |
| PM | PHILIP MORRIS INTL | 3,192 | $337 | 0.1% | $54.33 | +28.1% | cs | 718172109 |
| EPD | ENTERPRISE PRODUCTS LP | 12,499 | $331 | 0.1% | $27.18 | — | oa | 293792107 |
| — | ETFS GOLD TRUST ETF | 2,540 | $320 | 0.1% | $125.22 | — | cs | 26922Y105 |
| — | CENTURYLINK INC | 19,039 | $318 | 0.1% | $20.57 | — | cs | 156700106 |
| — | GENERAL ELECTRIC CO | 18,163 | $317 | 0.1% | $21.69 | — | cs | 369604103 |
| — | DNP SELECT INCOME CF | 29,300 | $316 | 0.1% | $10.07 | — | cs | 23325P104 |
| XLP | SPDR FUND CONSUMER | 5,330 | $303 | 0.1% | $50.85 | — | cs | 81369Y308 |
| — | 1/100 BERKSHIRE HTWY CLA | 1 | $298 | 0.1% | $4412.50 | — | cs | 084990175 |
| GIS | GENERAL MILLS INC | 5,014 | $297 | 0.1% | $39.35 | +3.0% | cs | 370334104 |
| GLD | SPDR GOLD SHARES ETF | 2,400 | $297 | 0.1% | $115.81 | — | cs | 78463V107 |
| — | SPDR S&P OIL & GAS EXPL | 7,900 | $294 | 0.1% | $34.13 | — | cs | 78464A730 |
| MSFT | MICROSOFT CORP | 3,435 | $294 | 0.1% | $67.47 | +11.5% | cs | 594918104 |
| — | BLACKROCK MUNIYIELD CALI | 19,700 | $291 | 0.1% | $15.04 | — | cs | 09254M105 |
| DUK | DUKE ENERGY CORP | 3,422 | $288 | 0.1% | $51.71 | +21.2% | cs | 26441C204 |
| PSX | PHILLIPS 66 | 2,825 | $286 | 0.1% | $56.68 | +22.2% | cs | 718546104 |
| SCHA | SCHWAB US SMALL CAP ETF | 3,974 | $277 | 0.1% | $62.29 | — | cs | 808524607 |
| KMB | KIMBERLY-CLARK CORP | 2,263 | $273 | 0.1% | $87.59 | +0.0% | cs | 494368103 |
| GDX | VANECK VECTORS GOLD | 11,600 | $270 | 0.1% | $23.28 | — | cs | 92189F106 |
| MRSH | MARSH & MC LENNAN CO | 3,233 | $263 | 0.1% | $64.42 | +13.1% | cs | 571748102 |
| GILD | GILEAD SCIENCES INC | 3,487 | $250 | 0.1% | $61.59 | -9.2% | cs | 375558103 |
| — | ALPS ALERIAN MLP ETF | 22,834 | $246 | 0.1% | $11.91 | — | cs | 00162Q866 |
| PANW | PALO ALTO NETWORKS | 1,615 | $234 | 0.1% | $28.60 | -14.9% | cs | 697435105 |
| — | RAYTHEON COMPANY | 1,247 | $234 | 0.1% | $186.97 | — | cs | 755111507 |
| EMR | EMERSON ELECTRIC CO | 3,297 | $230 | 0.1% | $49.23 | +8.2% | cs | 291011104 |
| BABA | ALIBABA GROUP HLDG F | 1,330 | $229 | 0.1% | $172.83 | — | cs | 01609W102 |
| EIX | EDISON INTERNATIONAL | 3,473 | $220 | 0.1% | $36.38 | +47.7% | cs | 281020107 |
| NKE | NIKE INC | 3,471 | $217 | 0.1% | $49.31 | +5.0% | cs | 654106103 |
| — | SIRIUS XM HLDGS INC | 40,440 | $217 | 0.1% | $3.73 | — | cs | 82968B103 |
| AMD | ADVANCED MICRO DEVIC | 20,900 | $215 | 0.1% | $11.69 | 0.0% | cs | 007903107 |
| VEA | VANGUARD FTSE DEVELOPED | 4,695 | $211 | 0.1% | $44.94 | — | cs | 921943858 |
| ABT | ABBOTT LABORATORIES | 3,699 | $211 | 0.1% | $48.12 | 0.0% | cs | 002824100 |
| EFA | ISHARES MSCI EAFE ETF | 2,912 | $205 | 0.1% | $70.40 | — | cs | 464287465 |
| VGT | VANGUARD INFORMATION | 1,225 | $202 | 0.1% | $164.90 | — | cs | 92204A702 |
| F | FORD MOTOR COMPANY | 12,052 | $151 | 0.0% | $7.42 | +8.0% | cs | 345370860 |
| — | NAVIOS MARITIME F | 100,000 | $120 | 0.0% | $1.86 | — | cs | Y62196103 |
| — | BARCLYS IPATH NOTES LKD | 15,950 | $104 | 0.0% | $9.71 | — | cs | 06738C786 |
| — | CAPRICOR THERAPEUTICS | 50,000 | $79 | 0.0% | $3.38 | — | cs | 14070B101 |
| — | LEO MOTORS INC | 600,000 | $75 | 0.0% | $0.13 | — | cs | 526362108 |
| NTEK | NANOTECH ENTERTAINME | 82,323 | $2 | 0.0% | $0.05 | -56.1% | cs | 63009Y203 |
| — | 5BARZ INTL INC | 50,000 | $2 | 0.0% | $0.10 | — | cs | 33833F100 |
| — | LIBERTY STAR URANIUM | 616,600 | $1 | 0.0% | $0.01 | — | cs | 53123T206 |
| — | CALL APPLE INC | 20 | $0 | 0.0% | — | — | Call | 004752778 |
| — | SOLARIS PWR CELLS | 20,000 | $0 | 0.0% | $0.10 | — | cs | 83416X101 |
| — | USA URANIUM CORP XXX | 400,000 | $0 | 0.0% | — | — | cs | 91154T109 |
| FITX | CREATIVE EDGE NUTRIT | 150,000 | $0 | 0.0% | $0.04 | -99.4% | cs | 22528W205 |
| XNNHQ | XENONICS HOLDINGS | 16,553 | $0 | 0.0% | $0.02 | -96.1% | cs | 984117101 |
| — | GENERAL MOTORS 7.70XXX | 25,000 | $0 | 0.0% | — | — | oa | 370ESCAU9 |
| — | HEALTHMED SVCS LTD | 489,700 | $0 | 0.0% | — | — | cs | 422246306 |
| CHAG | CHANCELLOR GROUP INC | 70,000 | $0 | 0.0% | $0.11 | -98.1% | cs | 15883D101 |
| — | CALL APPLE INC | 40 | $0 | 0.0% | — | — | Call | 004368258 |