Location: White Plains, NY
CIK: 0001599511 · Show all filings
Period: Q1 2013 (← Previous) (Next →)
Filing Date: Mar 7, 2014
Total Value: $140M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | KINDER MORGAN MANAGEMENT LLC | 95,376 | $8.379M | 6.0% | $75.46 | — | SHS | 49455U100 |
| HYG | ISHARES TR | 86,654 | $8.176M | 5.9% | $93.35 | — | HIGH YLD CORP | 464288513 |
| — | SPDR SERIES TRUST | 190,148 | $7.817M | 5.6% | $40.71 | — | BRC HGH YLD BD | 78464A417 |
| SPY | SPDR S&P 500 ETF TR | 43,093 | $6.751M | 4.8% | $142.40 | — | TR UNIT | 78462F103 |
| SPSB | SPDR SERIES TRUST | 219,408 | $6.747M | 4.8% | $30.72 | — | BARC SHT TR CP | 78464A474 |
| IWB | ISHARES TR | 69,181 | $6.033M | 4.3% | $79.71 | — | RUSSELL 1000 | 464287622 |
| — | POWERSHARES ETF TR II | 194,834 | $5.902M | 4.2% | $30.26 | — | BUILD AMER ETF | 73937B407 |
| EEM | ISHARES TR | 131,699 | $5.633M | 4.0% | $44.35 | — | MSCI EMERG MKT | 464287234 |
| IVV | ISHARES TR | 32,978 | $5.189M | 3.7% | $143.35 | — | CORE S&P500 ETF | 464287200 |
| EFA | ISHARES TR | 78,243 | $4.615M | 3.3% | $56.86 | — | MSCI EAFE INDEX | 464287465 |
| VCSH | VANGUARD SCOTTSDALE FDS | 49,583 | $3.983M | 2.9% | $80.31 | — | SHRT TRM CORP BD | 92206C409 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 26,317 | $3.824M | 2.7% | $130.58 | — | UT SER 1 | 78467X109 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 253,176 | $3.82M | 2.7% | $15.29 | — | COM | 67066X107 |
| WOOD | ISHARES TR | 68,798 | $3.434M | 2.5% | $45.87 | — | S&P GTFIDX ETF | 464288174 |
| AAPL | APPLE INC | 7,167 | $3.173M | 2.3% | $390.77 | -96.4% | COM | 037833100 |
| IGSB | ISHARES TR | 23,495 | $2.48M | 1.8% | $105.47 | — | BARCLYS 1-3YR CR | 464288646 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 105,736 | $2.163M | 1.5% | $17.70 | — | COM | 67074U103 |
| IJR | ISHARES TR | 24,353 | $2.12M | 1.5% | $79.11 | — | CORE S&P SCP ETF | 464287804 |
| MUB | ISHARES TR | 19,137 | $2.108M | 1.5% | $110.23 | — | S&P NTL AMTFREE | 464288414 |
| SCZ | ISHARES TR | 46,327 | $2.037M | 1.5% | $41.51 | — | MSCI SMALL CAP | 464288273 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 134,646 | $1.983M | 1.4% | $15.01 | — | COM | 67070A101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 18,768 | $1.956M | 1.4% | $89.68 | +10.4% | CL B NEW | 084670702 |
| — | PLUM CREEK TIMBER CO INC | 36,885 | $1.925M | 1.4% | $44.38 | — | COM | 729251108 |
| VSS | VANGUARD INTL EQUITY INDEX F | 18,695 | $1.766M | 1.3% | $90.95 | — | FTSE SMCAP ETF | 922042718 |
| SJNK | SPDR SER TR | 56,458 | $1.743M | 1.2% | $30.79 | — | SHT TRM HGH YLD | 78468R408 |
| IEFA | ISHARES TR | 29,380 | $1.556M | 1.1% | $52.78 | — | CORE MSCI EAFE | 46432F842 |
| — | SPDR SERIES TRUST | 63,616 | $1.53M | 1.1% | $24.07 | — | NUVN BRCLY MUNI | 78464A458 |
| IJS | ISHARES TR | 15,143 | $1.362M | 1.0% | $81.25 | — | S&P SMLCP VALU | 464287879 |
| SPIB | SPDR SERIES TRUST | 39,208 | $1.361M | 1.0% | $34.81 | — | INTR TRM CORP BD | 78464A375 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,348 | $1.354M | 1.0% | $191.54 | -38.4% | COM | 459200101 |
| IEMG | ISHARES INC | 25,479 | $1.293M | 0.9% | $50.75 | — | CORE MSCI EMKT | 46434G103 |
| — | SPDR SERIES TRUST | 19,921 | $1.224M | 0.9% | $61.51 | — | BRC BLD AMER BD | 78464A276 |
| DLS | WISDOMTREE TRUST | 21,384 | $1.185M | 0.8% | $52.14 | — | INTL SMCAP DIV | 97717W760 |
| XLU | SELECT SECTOR SPDR TR | 29,477 | $1.153M | 0.8% | $36.55 | — | SBI INT-UTILS | 81369Y886 |
| XOM | EXXON MOBIL CORP | 12,435 | $1.121M | 0.8% | $86.56 | -38.8% | COM | 30231G102 |
| DGS | WISDOMTREE TRUST | 17,787 | $918K | 0.7% | $49.45 | — | EMG MKTS SMCAP | 97717W281 |
| VCIT | VANGUARD SCOTTSDALE FDS | 10,408 | $909K | 0.7% | $87.63 | — | INT-TERM CORP | 92206C870 |
| VEU | VANGUARD INTL EQUITY INDEX F | 18,476 | $857K | 0.6% | $45.74 | — | ALLWRLD EX US | 922042775 |
| IWM | ISHARES TR | 7,907 | $747K | 0.5% | $85.69 | — | RUSSELL 2000 | 464287655 |
| IWD | ISHARES TR | 8,101 | $658K | 0.5% | $72.77 | — | RUSSELL1000VAL | 464287598 |
| VNQ | VANGUARD INDEX FDS | 8,248 | $582K | 0.4% | $65.79 | — | REIT ETF | 922908553 |
| JNJ | JOHNSON & JOHNSON | 6,265 | $511K | 0.4% | $70.10 | -24.7% | COM | 478160104 |
| EMB | ISHARES TR | 4,168 | $490K | 0.4% | $119.05 | — | JPMORGAN USD | 464288281 |
| PEP | PEPSICO INC | 6,192 | $490K | 0.4% | $68.45 | -26.3% | COM | 713448108 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 3 | $469K | 0.3% | $134000.00 | +11.0% | CL A | 084670108 |
| VWO | VANGUARD INTL EQUITY INDEX F | 10,860 | $466K | 0.3% | $44.54 | — | FTSE EMR MKT ETF | 922042858 |
| BA | BOEING CO | 5,346 | $459K | 0.3% | $75.38 | -12.8% | COM | 097023105 |
| ACWX | ISHARES TR | 10,551 | $452K | 0.3% | $41.84 | — | MSCI ACWI EX | 464288240 |
| PG | PROCTER & GAMBLE CO | 4,774 | $368K | 0.3% | $67.87 | -23.5% | COM | 742718109 |
| UNH | UNITEDHEALTH GROUP INC | 6,365 | $364K | 0.3% | $54.20 | -17.7% | COM | 91324P102 |
| UNP | UNION PAC CORP | 2,460 | $350K | 0.3% | $125.61 | -59.4% | COM | 907818108 |
| IGIB | ISHARES TR | 3,000 | $333K | 0.2% | $111.25 | — | BARCLYS INTER CR | 464288638 |
| MRK | MERCK & CO INC NEW | 7,492 | $331K | 0.2% | $40.98 | -33.6% | COM | 58933Y105 |
| EEMS | ISHARES INC | 6,560 | $324K | 0.2% | $49.39 | — | MSCI EM SML CP | 464286475 |
| ELD | WISDOMTREE TR | 6,150 | $323K | 0.2% | $53.43 | — | EM LCL DEBT FD | 97717X867 |
| — | SPDR SERIES TRUST | 13,500 | $322K | 0.2% | $23.91 | — | NUVN BR NY MUNI | 78464A433 |
| — | NUVEEN NJ DIV ADVANTAGE MUN | 21,262 | $318K | 0.2% | $15.33 | — | COM | 67069Y102 |
| WMT | WAL-MART STORES INC | 4,250 | $318K | 0.2% | $68.21 | -73.2% | COM | 931142103 |
| TROW | PRICE T ROWE GROUP INC | 4,200 | $314K | 0.2% | $65.00 | -29.4% | COM | 74144T108 |
| EWX | SPDR INDEX SHS FDS | 6,450 | $309K | 0.2% | $46.60 | — | S&P EMKTSC ETF | 78463X756 |
| — | ALPS ETF TR | 15,950 | $283K | 0.2% | $15.92 | — | ALERIAN MLP | 00162Q866 |
| DEM | WISDOMTREE TRUST | 5,102 | $281K | 0.2% | $57.23 | — | EMERG MKTS ETF | 97717W315 |
| VDC | VANGUARD WORLD FDS | 2,644 | $266K | 0.2% | $87.75 | — | CONSUM STP ETF | 92204A207 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 4,380 | $251K | 0.2% | $55.06 | — | GLB EX US ETF | 922042676 |
| VV | VANGUARD INDEX FDS | 3,454 | $248K | 0.2% | $65.14 | — | LARGE CAP ETF | 922908637 |
| — | TRANSCANADA CORP | 5,067 | $243K | 0.2% | $47.37 | — | COM | 89353D107 |
| — | WESTERN ASSET INTM MUNI FD I | 23,238 | $238K | 0.2% | $10.59 | — | COM | 958435109 |
| CVX | CHEVRON CORP NEW | 1,991 | $237K | 0.2% | $104.26 | -34.9% | COM | 166764100 |
| IYR | ISHARES TR | 3,364 | $234K | 0.2% | $65.53 | — | DJ US REAL EST | 464287739 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,100 | $233K | 0.2% | $20.40 | — | GUGG TIMBER ETF | 18383Q879 |
| PCH | POTLATCH CORP NEW | 5,050 | $232K | 0.2% | $39.08 | — | COM | 737630103 |
| HYS | PIMCO ETF TR | 2,140 | $224K | 0.2% | $103.27 | — | 0-5 HIGH YIELD | 72201R783 |
| — | GENERAL ELECTRIC CO | 8,924 | $206K | 0.1% | $20.95 | — | COM | 369604103 |
| AMGN | AMGEN INC | 2,000 | $205K | 0.1% | $86.00 | -27.3% | COM | 031162100 |
| NYF | ISHARES TR | 1,500 | $167K | 0.1% | $111.33 | — | S&P AMTFREE MUNI | 464288323 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 10,600 | $161K | 0.1% | $15.19 | — | COM | 67070F100 |
| ED | CONSOLIDATED EDISON INC | 2,463 | $150K | 0.1% | $55.62 | -36.0% | COM | 209115104 |
| DWM | WISDOMTREE TRUST | 3,000 | $144K | 0.1% | $46.33 | — | DEFA FD | 97717W703 |
| SCHE | SCHWAB STRATEGIC TR | 5,370 | $137K | 0.1% | $26.06 | — | EMRG MKTEQ ETF | 808524706 |
| BDX | BECTON DICKINSON & CO | 1,400 | $134K | 0.1% | $77.86 | -11.1% | COM | 075887109 |
| WY | WEYERHAEUSER CO | 4,100 | $129K | 0.1% | $27.80 | -32.9% | COM | 962166104 |
| SWK | STANLEY BLACK & DECKER INC | 1,468 | $119K | 0.1% | $74.25 | -24.3% | COM | 854502101 |
| GILD | GILEAD SCIENCES INC | 2,400 | $117K | 0.1% | $51.20 | -43.2% | COM | 375558103 |
| — | GLOBAL X FDS | 7,130 | $114K | 0.1% | $14.59 | — | GLBL X MLP ETF | 37950E473 |
| XNXNX | NUVEEN NY SELECT TAX FREE PR | 7,510 | $112K | 0.1% | $15.31 | — | SH BEN INT | 67063V104 |
| VTI | VANGUARD INDEX FDS | 1,355 | $110K | 0.1% | $73.12 | — | TOTAL STK MKT | 922908769 |
| YUM | YUM BRANDS INC | 1,509 | $109K | 0.1% | $66.27 | -43.6% | COM | 988498101 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,572 | $106K | 0.1% | $32.66 | -26.4% | COM | 110122108 |
| SCHC | SCHWAB STRATEGIC TR | 3,705 | $104K | 0.1% | $27.21 | — | INTL SCEQT ETF | 808524888 |
| — | CONSOL ENERGY INC | 3,000 | $101K | 0.1% | $32.00 | — | COM | 20854P109 |
| MMM | 3M CO | 915 | $97,000 | 0.1% | $92.90 | -38.4% | COM | 88579Y101 |
| PM | PHILIP MORRIS INTL INC | 1,000 | $93,000 | 0.1% | $84.00 | -43.1% | COM | 718172109 |
| ELME | WASHINGTON REAL ESTATE INVT | 3,250 | $90,000 | 0.1% | $26.15 | — | SH BEN INT | 939653101 |
| — | PRAXAIR INC | 800 | $89,000 | 0.1% | $110.00 | — | COM | 74005P104 |
| BAC | BANK OF AMERICA CORPORATION | 7,162 | $87,000 | 0.1% | $11.60 | -19.8% | COM | 060505104 |
| VPU | VANGUARD WORLD FDS | 1,000 | $85,000 | 0.1% | $75.00 | — | UTILITIES ETF | 92204A876 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 1,262 | $83,000 | 0.1% | $59.74 | — | DIV APP ETF | 921908844 |
| EMCB | WISDOMTREE TR | 1,040 | $83,000 | 0.1% | $80.71 | — | WSDM EMKTBD FD | 97717X784 |
| — | POWERSHARES QQQ TRUST | 1,200 | $83,000 | 0.1% | $65.26 | — | UNIT SER 1 | 73935A104 |
| — | PALL CORP | 1,200 | $82,000 | 0.1% | $60.00 | — | COM | 696429307 |
| — | POTASH CORP SASK INC | 2,100 | $82,000 | 0.1% | $40.48 | — | COM | 73755L107 |
| T | AT&T INC | 2,148 | $79,000 | 0.1% | $33.72 | -68.0% | COM | 00206R102 |
| SCHX | SCHWAB STRATEGIC TR | 2,120 | $79,000 | 0.1% | $34.06 | — | US LRG CAP ETF | 808524201 |
| — | UNITED TECHNOLOGIES CORP | 850 | $79,000 | 0.1% | $82.35 | — | COM | 913017109 |
| NVRI | HARSCO CORP | 3,100 | $77,000 | 0.1% | $23.55 | +4.9% | COM | 415864107 |
| SPY | SPDR S&P 500 ETF TR | 14,300 | $76,000 | 0.1% | $142.40 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 19,200 | $76,000 | 0.1% | $142.40 | — | Put | 78462F103 |
| DIS | DISNEY WALT CO | 1,304 | $74,000 | 0.1% | $49.85 | -2.9% | COM DISNEY | 254687106 |
| — | EXPRESS SCRIPTS HLDG CO | 1,258 | $72,000 | 0.1% | $54.05 | — | COM | 30219G108 |
| LQD | ISHARES TR | 602 | $72,000 | 0.1% | $120.45 | — | IBOXX INV CPBD | 464287242 |
| IWF | ISHARES TR | 1,000 | $71,000 | 0.1% | $65.00 | — | RUSSELL1000GRW | 464287614 |
| — | DIRECTV | 1,234 | $70,000 | 0.1% | $50.24 | — | COM | 25490A309 |
| NSC | NORFOLK SOUTHERN CORP | 900 | $69,000 | 0.0% | $62.22 | -14.6% | COM | 655844108 |
| IWV | ISHARES TR | 725 | $68,000 | 0.0% | $84.14 | — | RUSSELL 3000 | 464287689 |
| VXUS | VANGUARD STAR FD | 1,400 | $67,000 | 0.0% | $47.22 | — | VG TL INTL STK F | 921909768 |
| SCHB | SCHWAB STRATEGIC TR | 1,740 | $66,000 | 0.0% | $34.48 | — | US BRD MKT ETF | 808524102 |
| CEW | WISDOMTREE TRUST | 3,000 | $63,000 | 0.0% | $21.00 | — | DRYFS CURR ETF | 97717W133 |
| — | BB&T CORP | 2,000 | $63,000 | 0.0% | $29.00 | — | COM | 054937107 |
| CL | COLGATE PALMOLIVE CO | 528 | $62,000 | 0.0% | $104.17 | -60.3% | COM | 194162103 |
| MBB | ISHARES TR | 575 | $62,000 | 0.0% | $107.83 | — | BARCLYS MBS BD | 464288588 |
| — | WEATHERFORD INTERNATIONAL LT | 5,000 | $61,000 | 0.0% | $11.44 | — | REG SHS | H27013103 |
| ABBV | ABBVIE INC | 1,464 | $60,000 | 0.0% | $22.26 | 0.0% | COM | 00287Y109 |
| — | NORTHEAST UTILS | 1,312 | $57,000 | 0.0% | $38.87 | — | COM | 664397106 |
| VXF | VANGUARD INDEX FDS | 800 | $55,000 | 0.0% | $60.00 | — | EXTEND MKT ETF | 922908652 |
| VT | VANGUARD INTL EQUITY INDEX F | 1,030 | $54,000 | 0.0% | $49.51 | — | TT WRLD ST ETF | 922042742 |
| XLE | SELECT SECTOR SPDR TR | 666 | $53,000 | 0.0% | $71.11 | — | SBI INT-ENERGY | 81369Y506 |
| — | HILLSHIRE BRANDS CO | 1,512 | $53,000 | 0.0% | $28.44 | — | COM | 432589109 |
| KMB | KIMBERLY CLARK CORP | 530 | $52,000 | 0.0% | $84.91 | -33.5% | COM | 494368103 |
| ABT | ABBOTT LABS | 1,464 | $52,000 | 0.0% | $65.57 | -59.5% | COM | 002824100 |
| COR | AMERISOURCEBERGEN CORP | 1,000 | $51,000 | 0.0% | $43.00 | -22.1% | COM | 03073E105 |
| CM | CDN IMPERIAL BK OF COMMERCE | 650 | $51,000 | 0.0% | $80.00 | -72.6% | COM | 136069101 |
| CAH | CARDINAL HEALTH INC | 1,206 | $50,000 | 0.0% | $31.59 | 0.0% | COM | 14149Y108 |
| MSFT | MICROSOFT CORP | 1,760 | $50,000 | 0.0% | $26.70 | -16.2% | COM | 594918104 |
| META | FACEBOOK INC | 1,890 | $48,000 | 0.0% | $26.79 | +5.4% | CL A | 30303M102 |
| — | WISDOMTREE TRUST | 2,700 | $48,000 | 0.0% | $17.94 | — | GLB EX US UTIL | 97717W653 |
| — | NUVEEN NJ PREM INCOME MUN FD | 3,000 | $48,000 | 0.0% | $16.67 | — | COM | 67101N106 |
| C | CITIGROUP INC | 1,023 | $45,000 | 0.0% | $39.10 | -17.3% | COM NEW | 172967424 |
| — | GOOGLE INC | 52 | $41,000 | 0.0% | $711.54 | — | CL A | 38259P508 |
| IYY | ISHARES TR | 514 | $41,000 | 0.0% | $71.98 | — | DJ US INDEX FD | 464287846 |
| CMP | COMPASS MINERALS INTL INC | 500 | $39,000 | 0.0% | $74.00 | -31.6% | COM | 20451N101 |
| — | ATHENAHEALTH INC | 400 | $39,000 | 0.0% | $72.50 | — | COM | 04685W103 |
| ITW | ILLINOIS TOOL WKS INC | 600 | $37,000 | 0.0% | $60.00 | -22.9% | COM | 452308109 |
| RWX | SPDR INDEX SHS FDS | 850 | $37,000 | 0.0% | $40.91 | — | DJ INTL RL ETF | 78463X863 |
| MDLZ | MONDELEZ INTL INC | 1,222 | $37,000 | 0.0% | $25.54 | -17.6% | CL A | 609207105 |
| VB | VANGUARD INDEX FDS | 400 | $36,000 | 0.0% | $80.00 | — | SMALL CP ETF | 922908751 |
| VBR | VANGUARD INDEX FDS | 425 | $35,000 | 0.0% | $72.94 | — | SM CP VAL ETF | 922908611 |
| MO | ALTRIA GROUP INC | 1,000 | $34,000 | 0.0% | $31.08 | -51.4% | COM | 02209S103 |
| PAA | PLAINS ALL AMERN PIPELINE L | 600 | $34,000 | 0.0% | $45.00 | — | UNIT LTD PARTN | 726503105 |
| DWX | SPDR INDEX SHS FDS | 700 | $34,000 | 0.0% | $48.57 | — | S&P INTL ETF | 78463X772 |
| SDY | SPDR SERIES TRUST | 498 | $33,000 | 0.0% | $58.23 | — | S&P DIVID ETF | 78464A763 |
| CVS | CVS CAREMARK CORPORATION | 600 | $33,000 | 0.0% | $48.33 | -23.3% | COM | 126650100 |
| JPM | JPMORGAN CHASE & CO | 700 | $33,000 | 0.0% | $44.29 | -23.2% | COM | 46625H100 |
| SCHA | SCHWAB STRATEGIC TR | 770 | $33,000 | 0.0% | $37.66 | — | US SML CAP ETF | 808524607 |
| COST | COSTCO WHSL CORP NEW | 300 | $32,000 | 0.0% | $100.00 | -19.2% | COM | 22160K105 |
| MCD | MCDONALDS CORP | 316 | $32,000 | 0.0% | $88.61 | -23.7% | COM | 580135101 |
| ACWI | ISHARES TR | 610 | $31,000 | 0.0% | $48.82 | — | MSCI ACWI INDX | 464288257 |
| IJJ | ISHARES TR | 300 | $30,000 | 0.0% | $86.67 | — | S&P MIDCP VALU | 464287705 |
| VPL | VANGUARD INTL EQUITY INDEX F | 500 | $29,000 | 0.0% | $54.00 | — | MSCI PAC ETF | 922042866 |
| SCHF | SCHWAB STRATEGIC TR | 1,035 | $29,000 | 0.0% | $27.31 | — | INTL EQTY ETF | 808524805 |
| AAPL | APPLE INC | 5,200 | $28,000 | 0.0% | $390.77 | -96.4% | Call | 037833100 |
| AES | AES CORP | 2,200 | $28,000 | 0.0% | $10.91 | -31.3% | COM | 00130H105 |
| — | CELGENE CORP | 240 | $28,000 | 0.0% | $79.17 | — | COM | 151020104 |
| LLY | LILLY ELI & CO | 490 | $28,000 | 0.0% | $48.98 | -15.2% | COM | 532457108 |
| — | KRAFT FOODS GROUP INC | 528 | $27,000 | 0.0% | $44.61 | — | COM | 50076Q106 |
| IWR | ISHARES TR | 215 | $27,000 | 0.0% | $111.63 | — | RUSSELL MIDCAP | 464287499 |
| ZBH | ZIMMER HLDGS INC | 365 | $27,000 | 0.0% | $65.75 | -2.2% | COM | 98956P102 |
| VZ | VERIZON COMMUNICATIONS INC | 530 | $26,000 | 0.0% | $43.14 | -44.8% | COM | 92343V104 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 675 | $23,000 | 0.0% | $31.11 | -35.9% | COM | 744573106 |
| GILD | GILEAD SCIENCES INC | 2,400 | $22,000 | 0.0% | $51.20 | -43.2% | Call | 375558103 |
| SUB | ISHARES TR | 200 | $21,000 | 0.0% | $105.00 | — | S&P SH NTL AMTFR | 464288158 |
| — | POINTS INTL LTD | 1,300 | $21,000 | 0.0% | $10.77 | — | COM NEW | 730843208 |
| PPL | PPL CORP | 648 | $20,000 | 0.0% | $29.32 | -46.5% | COM | 69351T106 |
| — | DUKE REALTY CORP | 1,200 | $20,000 | 0.0% | $14.17 | — | COM NEW | 264411505 |
| VTV | VANGUARD INDEX FDS | 300 | $20,000 | 0.0% | $60.00 | — | VALUE ETF | 922908744 |
| — | BOB EVANS FARMS INC | 475 | $20,000 | 0.0% | $40.00 | — | COM | 096761101 |
| XLP | SELECT SECTOR SPDR TR | 510 | $20,000 | 0.0% | $35.91 | — | SBI CONS STPLS | 81369Y308 |
| EBND | SPDR SERIES TRUST | 600 | $19,000 | 0.0% | $31.67 | — | BRCLY EM LOCL | 78464A391 |
| DE | DEERE & CO | 200 | $17,000 | 0.0% | $70.61 | 0.0% | COM | 244199105 |
| — | DU PONT E I DE NEMOURS & CO | 348 | $17,000 | 0.0% | $45.98 | — | COM | 263534109 |
| TRIP | TRIPADVISOR INC | 300 | $16,000 | 0.0% | $43.33 | -3.6% | COM | 896945201 |
| NEE | NEXTERA ENERGY INC | 200 | $16,000 | 0.0% | $70.00 | -81.6% | COM | 65339F101 |
| — | LEUCADIA NATL CORP | 600 | $16,000 | 0.0% | $23.33 | — | COM | 527288104 |
| PFE | PFIZER INC | 547 | $16,000 | 0.0% | $25.59 | -40.1% | COM | 717081103 |
| IJK | ISHARES TR | 124 | $16,000 | 0.0% | $112.90 | — | S&P MC 400 GRW | 464287606 |
| GWX | SPDR INDEX SHS FDS | 500 | $15,000 | 0.0% | $28.00 | — | S&P INTL SMLCP | 78463X871 |
| LOW | LOWES COS INC | 392 | $15,000 | 0.0% | $35.71 | -15.6% | COM | 548661107 |
| SCHH | SCHWAB STRATEGIC TR | 465 | $15,000 | 0.0% | $30.39 | — | US REIT ETF | 808524847 |
| SCHZ | SCHWAB STRATEGIC TR | 275 | $14,000 | 0.0% | $50.91 | — | US AGGREGATE B | 808524839 |
| HON | HONEYWELL INTL INC | 167 | $13,000 | 0.0% | $65.87 | -26.7% | COM | 438516106 |
| FXH | FIRST TR EXCHANGE TRADED FD | 342 | $13,000 | 0.0% | $32.16 | — | HLTH CARE ALPH | 33734X143 |
| TRV | TRAVELERS COMPANIES INC | 153 | $13,000 | 0.0% | $71.90 | -17.3% | COM | 89417E109 |
| CMCSA | COMCAST CORP NEW | 294 | $12,000 | 0.0% | $37.54 | -60.1% | CL A | 20030N101 |
| FDN | FIRST TR EXCHANGE TRADED FD | 276 | $12,000 | 0.0% | $39.86 | — | DJ INTERNT IDX | 33733E302 |
| FXD | FIRST TR EXCHANGE TRADED FD | 468 | $12,000 | 0.0% | $23.50 | — | CONSUMR DISCRE | 33734X101 |
| FXG | FIRST TR EXCHANGE TRADED FD | 394 | $12,000 | 0.0% | $25.38 | — | CONSUMR STAPLE | 33734X119 |
| — | MANNKIND CORP | 3,500 | $12,000 | 0.0% | $2.29 | — | COM | 56400P201 |
| BA | BOEING CO | 3,000 | $12,000 | 0.0% | $75.38 | -12.8% | Call | 097023105 |
| RYN | RAYONIER INC | 201 | $12,000 | 0.0% | $49.75 | — | COM | 754907103 |
| — | SUNTRUST BKS INC | 419 | $12,000 | 0.0% | $28.64 | — | COM | 867914103 |
| IJH | ISHARES TR | 99 | $11,000 | 0.0% | $103.83 | — | CORE S&P MCP ETF | 464287507 |
| TMO | THERMO FISHER SCIENTIFIC INC | 139 | $11,000 | 0.0% | $64.75 | +7.5% | COM | 883556102 |
| NVO | NOVO-NORDISK A S | 71 | $11,000 | 0.0% | $169.01 | — | ADR | 670100205 |
| FRI | FIRST TR S&P REIT INDEX FD | 581 | $11,000 | 0.0% | $17.21 | — | COM | 33734G108 |
| WMT | WAL-MART STORES INC | 3,200 | $11,000 | 0.0% | $68.21 | -73.2% | Call | 931142103 |
| AMP | AMERIPRISE FINL INC | 156 | $11,000 | 0.0% | $64.10 | -18.7% | COM | 03076C106 |
| AXP | AMERICAN EXPRESS CO | 167 | $11,000 | 0.0% | $59.88 | -13.1% | COM | 025816109 |
| — | PLUM CREEK TIMBER CO INC | 2,500 | $11,000 | 0.0% | $44.38 | — | Call | 729251108 |
| HD | HOME DEPOT INC | 137 | $10,000 | 0.0% | $58.39 | -14.7% | COM | 437076102 |
| IVW | ISHARES TR | 120 | $10,000 | 0.0% | $75.00 | — | S&P500 GRW | 464287309 |
| IFGL | ISHARES TR | 300 | $10,000 | 0.0% | $33.33 | — | EPRA/NAR DEV R/E | 464288489 |
| VLO | VALERO ENERGY CORP NEW | 209 | $10,000 | 0.0% | $33.49 | -27.0% | COM | 91913Y100 |
| — | MYLAN INC | 335 | $10,000 | 0.0% | $26.87 | — | COM | 628530107 |
| V | VISA INC | 60 | $10,000 | 0.0% | $150.00 | -75.8% | COM CL A | 92826C839 |
| — | DNP SELECT INCOME FD | 1,000 | $10,000 | 0.0% | $9.00 | — | COM | 23325P104 |
| UNP | UNION PAC CORP | 1,400 | $9,000 | 0.0% | $125.61 | -59.4% | Call | 907818108 |
| CPB | CAMPBELL SOUP CO | 200 | $9,000 | 0.0% | $35.00 | -24.3% | COM | 134429109 |
| HEI/A | HEICO CORP NEW | 250 | $9,000 | 0.0% | $32.00 | -57.9% | CL A | 422806208 |
| — | GLAXOSMITHKLINE PLC | 182 | $9,000 | 0.0% | $43.96 | — | SPONSORED ADR | 37733W105 |
| — | DOW CHEM CO | 295 | $9,000 | 0.0% | $33.90 | — | COM | 260543103 |
| AMGN | AMGEN INC | 800 | $9,000 | 0.0% | $86.00 | -27.3% | Call | 031162100 |
| — | ALLERGAN INC | 80 | $9,000 | 0.0% | $87.50 | — | COM | 018490102 |
| HSY | HERSHEY CO | 102 | $9,000 | 0.0% | $68.63 | -12.9% | COM | 427866108 |
| — | HERTZ GLOBAL HOLDINGS INC | 3,000 | $8,000 | 0.0% | $2.00 | — | NOTE 5.250% 6/0 | 42805TAA3 |
| EPD | ENTERPRISE PRODS PARTNERS L | 125 | $8,000 | 0.0% | $48.00 | — | COM | 293792107 |
| TM | TOYOTA MOTOR CORP | 81 | $8,000 | 0.0% | $98.77 | — | SP ADR REP2COM | 892331307 |
| SAP | SAP AG | 98 | $8,000 | 0.0% | $81.63 | — | SPON ADR | 803054204 |
| ADBE | ADOBE SYS INC | 179 | $8,000 | 0.0% | $39.11 | +1.0% | COM | 00724F101 |
| — | PRECISION CASTPARTS CORP | 41 | $8,000 | 0.0% | $195.12 | — | COM | 740189105 |
| WFC | WELLS FARGO & CO NEW | 200 | $7,000 | 0.0% | $24.86 | 0.0% | COM | 949746101 |
| WY | WEYERHAEUSER CO | 2,100 | $7,000 | 0.0% | $27.80 | -32.9% | Call | 962166104 |
| PPG | PPG INDS INC | 55 | $7,000 | 0.0% | $127.27 | -56.5% | COM | 693506107 |
| IDU | ISHARES TR | 77 | $7,000 | 0.0% | $90.91 | — | DJ US UTILS | 464287697 |
| XLV | SELECT SECTOR SPDR TR | 150 | $7,000 | 0.0% | $40.00 | — | SBI HEALTHCARE | 81369Y209 |
| SJM | SMUCKER J M CO | 75 | $7,000 | 0.0% | $80.00 | -20.0% | COM NEW | 832696405 |
| GM | GENERAL MTRS CO | 246 | $7,000 | 0.0% | $28.46 | -25.5% | COM | 37045V100 |
| EMN | EASTMAN CHEM CO | 98 | $7,000 | 0.0% | $71.43 | -31.7% | COM | 277432100 |
| — | COOPER COS INC | 68 | $7,000 | 0.0% | $88.24 | — | COM NEW | 216648402 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 200 | $7,000 | 0.0% | $26.77 | 0.0% | COM | 35671D857 |
| — | LIGHTBRIDGE CORP | 4,234 | $7,000 | 0.0% | $1.42 | — | COM | 53224K104 |
| MAS | MASCO CORP | 344 | $7,000 | 0.0% | $17.44 | -21.4% | COM | 574599106 |
| — | MONSANTO CO NEW | 63 | $7,000 | 0.0% | $95.24 | — | COM | 61166W101 |
| FXO | FIRST TR EXCHANGE TRADED FD | 306 | $6,000 | 0.0% | $16.34 | — | FINLS ALPHADEX | 33734X135 |
| URBN | URBAN OUTFITTERS INC | 162 | $6,000 | 0.0% | $37.04 | +11.7% | COM | 917047102 |
| FBT | FIRST TR EXCHANGE TRADED FD | 103 | $6,000 | 0.0% | $48.54 | — | NY ARCA BIOTECH | 33733E203 |
| FIW | FIRST TR ISE WATER INDEX FD | 198 | $6,000 | 0.0% | $25.25 | — | COM | 33733B100 |
| — | ENERGY TRANSFER PRTNRS L P | 111 | $6,000 | 0.0% | $45.05 | — | UNIT LTD PARTN | 29273R109 |
| KO | COCA COLA CO | 150 | $6,000 | 0.0% | $36.25 | -29.6% | COM | 191216100 |
| — | BLACKROCK FLOAT RATE OME STR | 370 | $6,000 | 0.0% | $16.22 | — | COM | 09255X100 |
| NVS | NOVARTIS A G | 88 | $6,000 | 0.0% | $68.18 | — | SPONSORED ADR | 66987V109 |
| FXR | FIRST TR EXCHANGE TRADED FD | 246 | $6,000 | 0.0% | $20.33 | — | INDLS PROD DUR | 33734X150 |
| — | REED ELSEVIER P L C | 123 | $6,000 | 0.0% | $40.65 | — | SPONS ADR NEW | 758205207 |
| AMZN | AMAZON COM INC | 21 | $6,000 | 0.0% | $259.26 | -94.9% | COM | 023135106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,000 | $6,000 | 0.0% | $191.54 | -38.4% | Call | 459200101 |
| — | HUNTINGTON BANCSHARES INC | 5 | $6,000 | 0.0% | $1200.00 | — | PFD CONV SER A | 446150401 |
| INTC | INTEL CORP | 224 | $5,000 | 0.0% | $15.32 | 0.0% | COM | 458140100 |
| IP | INTL PAPER CO | 109 | $5,000 | 0.0% | $36.70 | -34.7% | COM | 460146103 |
| IYW | ISHARES TR | 75 | $5,000 | 0.0% | $66.67 | — | DJ US TECH SEC | 464287721 |
| — | TIME WARNER INC | 93 | $5,000 | 0.0% | $46.36 | — | COM NEW | 887317303 |
| STT | STATE STR CORP | 90 | $5,000 | 0.0% | $44.44 | -10.2% | COM | 857477103 |
| DTRE | FIRST TR FTSE EPRA/NAREIT DE | 124 | $5,000 | 0.0% | $40.32 | — | COM | 33736N101 |
| RBLD | FIRST TR ISE GLOBAL ENGR & C | 124 | $5,000 | 0.0% | $40.32 | — | COM | 33736M103 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 193 | $5,000 | 0.0% | $25.91 | — | MATERIALS ALPH | 33734X168 |
| FXU | FIRST TR EXCHANGE TRADED FD | 248 | $5,000 | 0.0% | $16.13 | — | UTILITIES ALPH | 33734X184 |
| QQXT | FIRST TR EXCHANGE TRADED FD | 190 | $5,000 | 0.0% | $26.32 | — | NASDAQ 100 EX | 33733E401 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 176 | $5,000 | 0.0% | $28.41 | — | SHS | 337345102 |
| — | TRINA SOLAR LIMITED | 1,200 | $4,000 | 0.0% | $4.17 | — | SPON ADR | 89628E104 |
| IWM | ISHARES TR | 600 | $4,000 | 0.0% | $85.69 | — | Call | 464287655 |
| TV | GRUPO TELEVISA SA | 146 | $4,000 | 0.0% | $27.40 | — | SPON ADR REP ORD | 40049J206 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 253 | $4,000 | 0.0% | $15.81 | — | SPONSORED ADR | 874039100 |
| — | SYNGENTA AG | 48 | $4,000 | 0.0% | $83.33 | — | SPONSORED ADR | 87160A100 |
| SIEGY | SIEMENS A G | 29 | $3,000 | 0.0% | $103.45 | — | SPONSORED ADR | 826197501 |
| MA | MASTERCARD INC | 6 | $3,000 | 0.0% | $500.00 | -90.3% | CL A | 57636Q104 |
| — | CONVERGYS CORP | 150 | $3,000 | 0.0% | $13.33 | — | COM | 212485106 |
| — | UNILEVER N V | 61 | $3,000 | 0.0% | $32.79 | — | N Y SHS NEW | 904784709 |
| — | COVANTA HLDG CORP | 165 | $3,000 | 0.0% | $18.18 | — | COM | 22282EAA0 |
| ACN | ACCENTURE PLC IRELAND | 35 | $3,000 | 0.0% | $57.14 | +2.2% | SHS CLASS A | G1151C101 |
| MMM | 3M CO | 500 | $3,000 | 0.0% | $92.90 | -38.4% | Call | 88579Y101 |
| — | ALLEGHENY TECHNOLOGIES INC | 3,000 | $3,000 | 0.0% | $1.00 | — | NOTE 4.250% 6/0 | 01741RAD4 |
| — | ALCOA INC | 2,000 | $3,000 | 0.0% | $1.50 | — | NOTE 5.250% 3/1 | 013817AT8 |
| BAC | BANK OF AMERICA CORPORATION | 2,200 | $3,000 | 0.0% | $11.60 | -19.8% | Call | 060505104 |
| BK | BANK NEW YORK MELLON CORP | 60 | $2,000 | 0.0% | $33.33 | -39.2% | COM | 064058100 |
| — | APACHE CORP | 22 | $2,000 | 0.0% | $90.91 | — | COM | 037411105 |
| — | WEATHERFORD INTERNATIONAL LT | 2,500 | $2,000 | 0.0% | $11.44 | — | Put | H27013103 |
| EWC | ISHARES INC | 80 | $2,000 | 0.0% | $25.00 | — | MSCI CDA INDEX | 464286509 |
| IVE | ISHARES TR | 25 | $2,000 | 0.0% | $80.00 | — | S&P 500 VALUE | 464287408 |
| C | CITIGROUP INC | 1,000 | $2,000 | 0.0% | $39.10 | -17.3% | Call | 172967424 |
| — | EXPRESS SCRIPTS HLDG CO | 1,000 | $2,000 | 0.0% | $54.05 | — | Call | 30219G108 |
| FMX | FOMENTO ECONOMICO MEXICANO S | 18 | $2,000 | 0.0% | $111.11 | — | SPON ADR UNITS | 344419106 |
| STZ | CONSTELLATION BRANDS INC | 45 | $2,000 | 0.0% | $44.44 | -22.6% | CL A | 21036P108 |
| — | FRONTIER COMMUNICATIONS CORP | 407 | $2,000 | 0.0% | $5.00 | — | COM | 35906A108 |
| — | CHIMERA INVT CORP | 500 | $2,000 | 0.0% | $2.00 | — | COM | 16934Q109 |
| CX | CEMEX SAB DE CV | 174 | $2,000 | 0.0% | $11.49 | — | SPON ADR NEW | 151290889 |
| — | WEATHERFORD INTERNATIONAL LT | 2,500 | $2,000 | 0.0% | $11.44 | — | Call | H27013103 |
| — | CONSOL ENERGY INC | 2,700 | $2,000 | 0.0% | $32.00 | — | Call | 20854P109 |
| — | NEWFIELD EXPL CO | 100 | $2,000 | 0.0% | $30.00 | — | COM | 651290108 |
| — | GIGAMEDIA LTD | 200 | $1,000 | 0.0% | $5.00 | — | ORD | Y2711Y104 |
| — | GT ADVANCED TECHNOLOGIES INC | 200 | $1,000 | 0.0% | $5.00 | — | COM | 36191U106 |
| CSCO | CISCO SYS INC | 40 | $1,000 | 0.0% | $25.00 | -43.5% | COM | 17275R102 |
| — | CBS CORP NEW | 11 | $1,000 | 0.0% | $90.91 | — | CL B | 124857202 |
| BP | BP PLC | 2 | $1,000 | 0.0% | $500.00 | — | SPONSORED ADR | 055622104 |
| — | BLACKROCK ENHANCED EQT DIV T | 14 | $1,000 | 0.0% | $71.43 | — | COM | 09251A104 |
| — | KELLOGG CO | 12 | $1,000 | 0.0% | $110.33 | -67.4% | COM | 487836108 |
| KMI | KINDER MORGAN INC DEL | 14 | $1,000 | 0.0% | $71.43 | -72.5% | COM | 49456B101 |
| — | VODAFONE GROUP PLC NEW | 13 | $1,000 | 0.0% | $25.00 | — | SPONS ADR NEW | 92857W209 |
| — | LEVEL 3 COMMUNICATIONS INC | 4 | $1,000 | 0.0% | $250.00 | — | COM NEW | 52729N308 |
| — | EXPRESS INC | 70 | $1,000 | 0.0% | $14.29 | — | COM | 30219E103 |
| — | VIACOM INC NEW | 11 | $1,000 | 0.0% | $90.91 | — | CL B | 92553P201 |
| — | UQM TECHNOLOGIES INC | 200 | $1,000 | 0.0% | $5.00 | — | COM | 903213106 |
| — | MONEYGRAM INTL INC | 4 | $1,000 | 0.0% | $250.00 | — | COM NEW | 60935Y208 |
| MWA | MUELLER WTR PRODS INC | 150 | $1,000 | 0.0% | $6.67 | -26.4% | COM SER A | 624758108 |
| META | FACEBOOK INC | 500 | $1,000 | 0.0% | $26.79 | +5.4% | Call | 30303M102 |
| NSC | NORFOLK SOUTHERN CORP | 900 | $1,000 | 0.0% | $62.22 | -14.6% | Call | 655844108 |
| NOC | NORTHROP GRUMMAN CORP | 16 | $1,000 | 0.0% | $62.50 | -14.7% | COM | 666807102 |
| — | GENERAL ELECTRIC CO | 1,700 | $1,000 | 0.0% | $20.95 | — | Call | 369604103 |
| HII | HUNTINGTON INGALLS INDS INC | 2 | $1,000 | 0.0% | $500.00 | -92.5% | COM | 446413106 |
| — | POWERSHARES GLOBAL ETF TRUST | 35 | $1,000 | 0.0% | $28.57 | — | SOVEREIGN DEBT | 73936T573 |
| — | ACXIOM CORP | 53 | $1,000 | 0.0% | $18.87 | — | COM | 005125109 |
| — | POWERSHARES QQQ TRUST | 900 | $1,000 | 0.0% | $65.26 | — | Call | 73935A104 |
| — | POWER ONE INC NEW | 200 | $1,000 | 0.0% | $5.00 | — | COM | 73930R102 |