Location: Stamford, CT
CIK: 0001793691 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: Apr 19, 2022
Total Value: $305M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTV | VANGUARD INDEX FDS | 323,002 | $47.99M | 15.7% | $148.59 | $131.16 | +12.7% | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 151,100 | $41.73M | 13.7% | $276.14 * | $37.43 | +28.0% | GROWTH ETF | 922908736 |
| ARKK | ARK ETF TR | 215,253 | $13.29M | 4.4% | $61.73 * | $75.46 | -12.1% | INNOVATION ETF | 00214Q104 |
| AAPL | APPLE INC | 65,726 | $11.2M | 3.7% | $170.40 | $115.81 | +47.9% | COM | 037833100 |
| VBR | VANGUARD INDEX FDS | 54,540 | $9.502M | 3.1% | $174.22 | $151.88 | +15.8% | SM CP VAL ETF | 922908611 |
| — | EAGLE BULK SHIPPING INC | 144,991 | $9.198M | 3.0% | $63.44 | $32.27 | — | COM | Y2187A150 |
| IWF | ISHARES TR | 29,816 | $7.962M | 2.6% | $267.04 * | $54.90 | +26.4% | RUS 1000 GRW ETF | 464287614 |
| VOOV | VANGUARD ADMIRAL FDS INC | 50,571 | $7.641M | 2.5% | $151.09 | $118.50 | +27.2% | 500 VAL IDX FD | 921932703 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 156,235 | $7.381M | 2.4% | $47.24 | $46.12 | +4.1% | FTSE DEV MKT ETF | 921943858 |
| VOOG | VANGUARD ADMIRAL FDS INC | 26,231 | $6.936M | 2.3% | $264.42 * | $30.21 | +52.1% | 500 GRTH IDX F | 921932505 |
| SPY | SPDR S&P 500 ETF TR | 15,562 | $6.899M | 2.3% | $443.32 | $353.24 | +27.9% | TR UNIT | 78462F103 |
| VBK | VANGUARD INDEX FDS | 27,954 | $6.779M | 2.2% | $242.51 * | $227.85 | +8.9% | SML CP GRW ETF | 922908595 |
| SPYG | SPDR SER TR | 101,500 | $6.447M | 2.1% | $63.52 * | $40.21 | +64.7% | PRTFLO S&P500 GW | 78464A409 |
| VTI | VANGUARD INDEX FDS | 21,919 | $4.896M | 1.6% | $223.37 | $163.24 | +39.5% | TOTAL STK MKT | 922908769 |
| MSFT | MICROSOFT CORP | 16,830 | $4.841M | 1.6% | $287.64 * | $175.55 | +70.3% | COM | 594918104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 98,012 | $4.504M | 1.5% | $45.95 | $46.30 | -0.4% | FTSE EMR MKT ETF | 922042858 |
| IWO | ISHARES TR | 16,748 | $4.174M | 1.4% | $249.22 * | $240.27 | +6.4% | RUS 2000 GRW ETF | 464287648 |
| IWD | ISHARES TR | 20,901 | $3.472M | 1.1% | $166.12 | $136.28 | +21.8% | RUS 1000 VAL ETF | 464287598 |
| ARKW | ARK ETF TR | 41,079 | $3.331M | 1.1% | $81.09 * | $106.20 | -17.9% | NEXT GNRTN INTER | 00214Q401 |
| IEFA | ISHARES TR | 40,214 | $2.747M | 0.9% | $68.31 | $62.33 | +11.5% | CORE MSCI EAFE | 46432F842 |
| AMZN | AMAZON COM INC | 841 | $2.616M | 0.9% | $3110.58 * | $119.98 | +35.9% | COM | 023135106 |
| VOO | VANGUARD INDEX FDS | 5,361 | $2.185M | 0.7% | $407.57 | $362.80 | +14.4% | S&P 500 ETF SHS | 922908363 |
| GLD | SPDR GOLD TR | 11,515 | $2.126M | 0.7% | $184.63 * | $158.58 | +13.9% | GOLD SHS | 78463V107 |
| PEP | PEPSICO INC | 11,705 | $2.025M | 0.7% | $173.00 * | $114.34 | +30.0% | COM | 713448108 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 1,117,405 | $1.978M | 0.6% | $1.77 * | $1.27 | +54.7% | COM CL A | 532257805 |
| IVV | ISHARES TR | 4,149 | $1.847M | 0.6% | $445.17 | $459.65 | -1.3% | CORE S&P500 ETF | 464287200 |
| JNJ | JOHNSON & JOHNSON | 10,044 | $1.815M | 0.6% | $180.70 * | $122.92 | +29.1% | COM | 478160104 |
| IEMG | ISHARES INC | 32,624 | $1.802M | 0.6% | $55.24 | $57.93 | -4.1% | CORE MSCI EMKT | 46434G103 |
| XLK | SELECT SECTOR SPDR TR | 11,958 | $1.797M | 0.6% | $150.28 * | $70.69 | +12.4% | TECHNOLOGY | 81369Y803 |
| USMV | ISHARES TR | 20,704 | $1.621M | 0.5% | $78.29 | $77.43 | +0.2% | MSCI USA MIN VOL | 46429B697 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,673 | $1.618M | 0.5% | $346.24 | $233.47 | +51.2% | CL B NEW | 084670702 |
| — | ISHARES GOLD TR | 42,822 | $1.611M | 0.5% | $37.62 | $37.62 | — | ISHARES | 464285105 |
| VIOV | VANGUARD ADMIRAL FDS INC | 8,826 | $1.546M | 0.5% | $175.16 * | $60.43 | +46.6% | SMLCP 600 VAL | 921932778 |
| ESGV | VANGUARD WORLD FD | 19,055 | $1.507M | 0.5% | $79.09 * | $80.40 | +0.8% | ESG US STK ETF | 921910733 |
| MRSH | MARSH & MCLENNAN COS INC | 8,391 | $1.426M | 0.5% | $169.94 * | $95.06 | +69.6% | COM | 571748102 |
| ESGU | ISHARES TR | 14,090 | $1.397M | 0.5% | $99.15 * | $100.16 | +1.2% | ESG AWR MSCI USA | 46435G425 |
| EEM | ISHARES TR | 30,084 | $1.348M | 0.4% | $44.81 | $41.61 | +8.5% | MSCI EMG MKT ETF | 464287234 |
| IDEV | ISHARES TR | 20,810 | $1.303M | 0.4% | $62.61 | $63.43 | +0.3% | CORE MSCI INTL | 46435G326 |
| GOOGL | ALPHABET INC | 491 | $1.276M | 0.4% | $2598.78 * | $86.24 | +60.1% | CAP STK CL A | 02079K305 |
| PFF | ISHARES TR | 35,219 | $1.236M | 0.4% | $35.09 * | $38.29 | -4.9% | PFD AND INCM SEC | 464288687 |
| ESML | ISHARES TR | 32,531 | $1.217M | 0.4% | $37.41 | $30.33 | +25.4% | ESG AWARE MSCI | 46435U663 |
| SUSA | ISHARES TR | 12,794 | $1.211M | 0.4% | $94.65 * | $72.62 | +33.4% | MSCI USA ESG SLC | 464288802 |
| PG | PROCTER AND GAMBLE CO | 7,387 | $1.178M | 0.4% | $159.47 * | $117.57 | +18.2% | COM | 742718109 |
| NUSC | NUSHARES ETF TR | 29,076 | $1.133M | 0.4% | $38.97 * | $29.00 | +37.4% | NUVEEN ESG SMLCP | 67092P607 |
| GOOG | ALPHABET INC | 433 | $1.128M | 0.4% | $2605.08 * | $90.49 | +53.2% | CAP STK CL C | 02079K107 |
| HON | HONEYWELL INTL INC | 5,715 | $1.114M | 0.4% | $194.93 * | $146.00 | +16.0% | COM | 438516106 |
| VIG | VANGUARD SPECIALIZED FUNDS | 6,715 | $1.081M | 0.4% | $160.98 | $122.26 | +32.6% | DIV APP ETF | 921908844 |
| IWM | ISHARES TR | 5,346 | $1.074M | 0.4% | $200.90 * | $148.82 | +37.9% | RUSSELL 2000 ETF | 464287655 |
| JPM | JPMORGAN CHASE & CO | 8,216 | $1.046M | 0.3% | $127.31 * | $114.90 | +7.5% | COM | 46625H100 |
| VGT | VANGUARD WORLD FDS | 2,455 | $967K | 0.3% | $393.89 * | $39.19 | +32.9% | INF TECH ETF | 92204A702 |
| CB | CHUBB LIMITED | 4,542 | $967K | 0.3% | $212.90 * | $139.96 | +45.5% | COM | H1467J104 |
| III | INFORMATION SVCS GROUP INC | 143,575 | $956K | 0.3% | $6.66 * | $4.35 | +35.2% | COM | 45675Y104 |
| QQQ | INVESCO QQQ TR | 2,690 | $932K | 0.3% | $346.47 * | $247.69 | +46.4% | UNIT SER 1 | 46090E103 |
| COST | COSTCO WHSL CORP NEW | 1,557 | $920K | 0.3% | $590.88 * | $302.22 | +81.9% | COM | 22160K105 |
| UNP | UNION PAC CORP | 3,742 | $915K | 0.3% | $244.52 * | $158.30 | +58.1% | COM | 907818108 |
| SBCF | SEACOAST BKG CORP FLA | 27,319 | $912K | 0.3% | $33.38 * | $29.75 | +17.7% | COM NEW | 811707801 |
| ABBV | ABBVIE INC | 5,634 | $896K | 0.3% | $159.03 * | $70.59 | +100.1% | COM | 00287Y109 |
| HD | HOME DEPOT INC | 2,804 | $871K | 0.3% | $310.63 * | $216.78 | +25.6% | COM | 437076102 |
| MS | MORGAN STANLEY | 10,029 | $844K | 0.3% | $84.16 * | $43.80 | +75.4% | COM NEW | 617446448 |
| NTLA | INTELLIA THERAPEUTICS INC | 13,206 | $832K | 0.3% | $63.00 * | $84.72 | -14.2% | COM | 45826J105 |
| TSLA | TESLA INC | 811 | $829K | 0.3% | $1022.19 * | $234.21 | +53.4% | COM | 88160R101 |
| MA | MASTERCARD INCORPORATED | 2,282 | $810K | 0.3% | $354.95 | $296.21 | +18.0% | CL A | 57636Q104 |
| V | VISA INC | 3,629 | $774K | 0.3% | $213.28 | $190.80 | +13.0% | COM CL A | 92826C839 |
| XLY | SELECT SECTOR SPDR TR | 4,260 | $771K | 0.3% | $180.99 * | $90.84 | +1.8% | SBI CONS DISCR | 81369Y407 |
| KO | COCA COLA CO | 11,831 | $766K | 0.3% | $64.75 * | $46.80 | +18.5% | COM | 191216100 |
| ESGE | ISHARES INC | 19,786 | $718K | 0.2% | $36.29 | $32.35 | +13.5% | ESG AWR MSCI EM | 46434G863 |
| MCD | MCDONALDS CORP | 2,842 | $714K | 0.2% | $251.23 * | $199.34 | +13.8% | COM | 580135101 |
| BSX | BOSTON SCIENTIFIC CORP | 15,494 | $688K | 0.2% | $44.40 | $41.86 | +5.8% | COM | 101137107 |
| UNH | UNITEDHEALTH GROUP INC | 1,262 | $678K | 0.2% | $537.24 * | $357.64 | +33.7% | COM | 91324P102 |
| IJR | ISHARES TR | 6,385 | $676K | 0.2% | $105.87 | $90.59 | +19.1% | CORE S&P SCP ETF | 464287804 |
| XLI | SELECT SECTOR SPDR TR | 6,733 | $674K | 0.2% | $100.10 * | $102.73 | +0.2% | SBI INT-INDS | 81369Y704 |
| YUM | YUM BRANDS INC | 5,493 | $669K | 0.2% | $121.79 * | $92.71 | +19.0% | COM | 988498101 |
| XLC | SELECT SECTOR SPDR TR | 9,645 | $652K | 0.2% | $67.60 | $82.78 | -16.9% | COMMUNICATION | 81369Y852 |
| XLF | SELECT SECTOR SPDR TR | 17,317 | $646K | 0.2% | $37.30 * | $37.91 | +1.1% | SBI INT-FINL | 81369Y605 |
| VEU | VANGUARD INTL EQUITY INDEX F | 11,236 | $638K | 0.2% | $56.78 | $52.68 | +9.3% | ALLWRLD EX US | 922042775 |
| GS | GOLDMAN SACHS GROUP INC | 1,962 | $632K | 0.2% | $322.12 * | $356.48 | -15.8% | COM | 38141G104 |
| ESGD | ISHARES TR | 8,625 | $625K | 0.2% | $72.46 | $68.79 | +7.2% | ESG AW MSCI EAFE | 46435G516 |
| PPG | PPG INDS INC | 4,689 | $612K | 0.2% | $130.52 * | $112.51 | +7.5% | COM | 693506107 |
| BAC | BK OF AMERICA CORP | 15,348 | $596K | 0.2% | $38.83 * | $28.62 | +30.8% | COM | 060505104 |
| ACN | ACCENTURE PLC IRELAND | 1,826 | $595K | 0.2% | $325.85 * | $212.37 | +50.0% | SHS CLASS A | G1151C101 |
| IWN | ISHARES TR | 3,737 | $593K | 0.2% | $158.68 | $126.54 | +27.6% | RUS 2000 VAL ETF | 464287630 |
| VYM | VANGUARD WHITEHALL FDS | 5,226 | $590K | 0.2% | $112.90 | $96.45 | +16.4% | HIGH DIV YLD | 921946406 |
| PAYX | PAYCHEX INC | 4,270 | $589K | 0.2% | $137.94 * | $73.45 | +66.4% | COM | 704326107 |
| DIS | DISNEY WALT CO | 4,429 | $586K | 0.2% | $132.31 | $145.22 | -7.7% | COM | 254687106 |
| XOM | EXXON MOBIL CORP | 6,678 | $580K | 0.2% | $86.85 * | $46.07 | +57.3% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 3,357 | $576K | 0.2% | $171.58 * | $82.76 | +69.2% | COM | 166764100 |
| AMAT | APPLIED MATLS INC | 4,802 | $561K | 0.2% | $116.83 * | $73.84 | +72.5% | COM | 038222105 |
| VOT | VANGUARD INDEX FDS | 2,526 | $549K | 0.2% | $217.34 * | $165.92 | +34.3% | MCAP GR IDXVIP | 922908538 |
| PFE | PFIZER INC | 10,091 | $536K | 0.2% | $53.12 * | $29.82 | +42.4% | COM | 717081103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,263 | $529K | 0.2% | $233.76 * | $147.62 | +42.3% | COM | 053015103 |
| MCK | MCKESSON CORP | 1,603 | $522K | 0.2% | $325.64 * | $140.25 | +114.2% | COM | 58155Q103 |
| AWK | AMERICAN WTR WKS CO INC NEW | 3,117 | $521K | 0.2% | $167.15 * | $110.37 | +38.5% | COM | 030420103 |
| CHD | CHURCH & DWIGHT INC | 5,060 | $520K | 0.2% | $102.77 * | $66.39 | +43.1% | COM | 171340102 |
| EFA | ISHARES TR | 7,110 | $514K | 0.2% | $72.29 | $66.24 | +11.1% | MSCI EAFE ETF | 464287465 |
| AON | AON PLC | 1,514 | $500K | 0.2% | $330.25 * | $184.65 | +71.6% | SHS CL A | G0403H108 |
| DHS | WISDOMTREE TR | 5,514 | $496K | 0.2% | $89.95 * | $69.45 | +26.8% | US HIGH DIVIDEND | 97717W208 |
| IHI | ISHARES TR | 8,131 | $491K | 0.2% | $60.39 | $63.80 | -4.5% | U.S. MED DVC ETF | 464288810 |
| FIW | FIRST TR EXCHANGE TRADED FD | 5,902 | $491K | 0.2% | $83.19 | $78.37 | +7.6% | WTR ETF | 33733B100 |
| PHO | INVESCO EXCHANGE TRADED FD T | 9,055 | $474K | 0.2% | $52.35 | $50.04 | +5.9% | WATER RES ETF | 46137V142 |
| NVDA | NVIDIA CORPORATION | 2,124 | $472K | 0.2% | $222.22 * | $22.32 | +22.0% | COM | 67066G104 |
| VZ | VERIZON COMMUNICATIONS INC | 8,522 | $461K | 0.2% | $54.10 * | $42.38 | -5.8% | COM | 92343V104 |
| NSC | NORFOLK SOUTHN CORP | 1,751 | $457K | 0.1% | $260.99 | $173.11 | +51.5% | COM | 655844108 |
| MRK | MERCK & CO. INC | 5,235 | $451K | 0.1% | $86.15 * | $68.03 | +7.6% | COM | 58933Y105 |
| CSX | CSX CORP | 12,382 | $432K | 0.1% | $34.89 | $27.96 | +27.0% | COM | 126408103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,216 | $406K | 0.1% | $126.24 * | $106.29 | +5.7% | COM | 459200101 |
| SPGI | S&P GLOBAL INC | 1,018 | $403K | 0.1% | $395.87 | $281.68 | +41.1% | COM | 78409V104 |
| XLV | SELECT SECTOR SPDR TR | 2,888 | $402K | 0.1% | $139.20 | $132.17 | +3.7% | SBI HEALTHCARE | 81369Y209 |
| ABT | ABBOTT LABS | 3,299 | $394K | 0.1% | $119.43 * | $101.13 | +9.0% | COM | 002824100 |
| CSCO | CISCO SYS INC | 7,544 | $393K | 0.1% | $52.09 * | $40.98 | +20.9% | COM | 17275R102 |
| INTC | INTEL CORP | 8,298 | $390K | 0.1% | $47.00 | $48.51 | -4.5% | COM | 458140100 |
| SYK | STRYKER CORPORATION | 1,468 | $387K | 0.1% | $263.62 * | $229.82 | +11.9% | COM | 863667101 |
| VIOG | VANGUARD ADMIRAL FDS INC | 1,835 | $385K | 0.1% | $209.81 * | $81.48 | +32.5% | SMLCP 600 GRTH | 921932794 |
| SCHW | SCHWAB CHARLES CORP | 4,576 | $384K | 0.1% | $83.92 * | $60.51 | +32.2% | COM | 808513105 |
| XLP | SELECT SECTOR SPDR TR | 4,743 | $374K | 0.1% | $78.85 * | $71.28 | +6.5% | SBI CONS STPLS | 81369Y308 |
| VTWV | VANGUARD SCOTTSDALE FDS | 2,624 | $365K | 0.1% | $139.10 | $146.12 | -3.4% | VNG RUS2000VAL | 92206C649 |
| FSLY | FASTLY INC | 18,724 | $357K | 0.1% | $19.07 * | $42.65 | -59.2% | CL A | 31188V100 |
| EMR | EMERSON ELEC CO | 3,810 | $356K | 0.1% | $93.44 * | $64.70 | +40.3% | COM | 291011104 |
| DE | DEERE & CO | 821 | $351K | 0.1% | $427.53 * | $315.95 | +24.9% | COM | 244199105 |
| META | FACEBOOK INC | 1,624 | $349K | 0.1% | $214.90 * | $271.39 | -18.6% | CL A | 30303M102 |
| VTEB | VANGUARD MUN BD FDS | 6,871 | $349K | 0.1% | $50.79 | $53.59 | -3.8% | TAX EXEMPT BD | 922907746 |
| VONG | VANGUARD SCOTTSDALE FDS | 4,866 | $334K | 0.1% | $68.64 * | $76.24 | -6.4% | VNG RUS1000GRW | 92206C680 |
| WMT | WALMART INC | 2,120 | $333K | 0.1% | $157.08 * | $44.22 | +7.0% | COM | 931142103 |
| MMM | 3M CO | 2,206 | $328K | 0.1% | $148.69 * | $114.52 | -5.8% | COM | 88579Y101 |
| — | DISCOVER FINL SVCS | 2,870 | $323K | 0.1% | $112.54 | $97.70 | — | COM | 254709108 |
| SCHD | SCHWAB STRATEGIC TR | 3,930 | $311K | 0.1% | $79.13 * | $20.42 | +28.8% | US DIVIDEND EQ | 808524797 |
| NOC | NORTHROP GRUMMAN CORP | 666 | $309K | 0.1% | $463.96 * | $335.96 | +25.3% | COM | 666807102 |
| NEE | NEXTERA ENERGY INC | 3,688 | $308K | 0.1% | $83.51 * | $68.66 | +11.3% | COM | 65339F101 |
| IWR | ISHARES TR | 3,930 | $304K | 0.1% | $77.35 | $56.90 | +37.2% | RUS MID CAP ETF | 464287499 |
| HSY | HERSHEY CO | 1,303 | $294K | 0.1% | $225.63 * | $152.09 | +29.6% | COM | 427866108 |
| CAT | CATERPILLAR INC | 1,344 | $293K | 0.1% | $218.01 * | $187.53 | +10.8% | COM | 149123101 |
| ARKG | ARK ETF TR | 6,619 | $292K | 0.1% | $44.12 * | $59.89 | -23.3% | GENOMIC REV ETF | 00214Q302 |
| NULG | NUSHARES ETF TR | 4,880 | $285K | 0.1% | $58.40 * | $43.50 | +39.6% | NUVEEN ESG LRGCP | 67092P201 |
| AVGO | BROADCOM INC | 456 | $270K | 0.1% | $592.11 * | $55.08 | +6.6% | COM | 11135F101 |
| DHR | DANAHER CORPORATION | 925 | $263K | 0.1% | $284.32 * | $212.54 | +20.2% | COM | 235851102 |
| ITW | ILLINOIS TOOL WKS INC | 1,314 | $262K | 0.1% | $199.39 * | $153.58 | +24.7% | COM | 452308109 |
| T | AT&T INC | 13,081 | $254K | 0.1% | $19.42 * | $17.70 | -18.6% | COM | 00206R102 |
| VTWG | VANGUARD SCOTTSDALE FDS | 1,394 | $253K | 0.1% | $181.49 * | $218.89 | -15.0% | VNG RUS2000GRW | 92206C623 |
| TMO | THERMO FISHER SCIENTIFIC INC | 424 | $245K | 0.1% | $577.83 | $554.84 | +5.3% | COM | 883556102 |
| AMD | ADVANCED MICRO DEVICES INC | 2,474 | $242K | 0.1% | $97.82 * | $105.53 | +3.6% | COM | 007903107 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,152 | $242K | 0.1% | $76.78 * | $56.83 | +9.6% | COM | 110122108 |
| NULV | NUSHARES ETF TR | 6,256 | $238K | 0.1% | $38.04 | $37.58 | +1.2% | NUVEEN ESG LRGVL | 67092P300 |
| XLE | SELECT SECTOR SPDR TR | 2,996 | $238K | 0.1% | $79.44 * | $34.63 | +10.4% | ENERGY | 81369Y506 |
| SYY | SYSCO CORP | 2,710 | $235K | 0.1% | $86.72 * | $67.85 | +8.8% | COM | 871829107 |
| IDNA | ISHARES TR | 6,400 | $221K | 0.1% | $34.53 | $35.33 | -2.5% | GENOMICS IMMUN | 46435U192 |
| OEF | ISHARES TR | 1,046 | $212K | 0.1% | $202.68 * | $211.96 | -1.6% | S&P 100 ETF | 464287101 |
| NKE | NIKE INC | 1,629 | $208K | 0.1% | $127.69 | $152.54 | -17.0% | CL B | 654106103 |
| YUMC | YUM CHINA HLDGS INC | 4,960 | $208K | 0.1% | $41.94 | $53.80 | -22.8% | COM | 98850P109 |
| — | SVF INVESTMENT CORP 3 | 20,000 | $198K | 0.1% | $9.90 | $9.90 | — | CL A SHS | G8601N108 |
| — | LIVEXLIVE MEDIA INC | 158,137 | $136K | 0.0% | $0.86 | $0.86 | — | COM NEW | 53839L208 |
| — | AMARIN CORP PLC | 11,318 | $38,000 | 0.0% | $3.36 | $21.47 | — | SPONS ADR NEW | 023111206 |
| — | GLOBALSTAR INC | 20,000 | $27,000 | 0.0% | $1.35 | $1.35 | — | COM | 378973408 |