Location: Houston, TX
CIK: 0000938077 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 10, 2020
Total Value: $224M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| XOM | EXXON MOBIL CORP | 1,308,826 | $58.53M | 26.2% | $44.72 * | $56.03 | -37.5% | COM | 30231G102 |
| IVV | ISHARES TR | 94,114 | $29.15M | 13.0% | $309.69 | $273.74 | +13.1% | CORE S&P500 ETF | 464287200 |
| IUSG | ISHARES TR | 154,171 | $11.08M | 5.0% | $71.88 | $58.61 | +22.6% | CORE S&P US GWT | 464287671 |
| GOOG | ALPHABET INC | 3,815 | $5.393M | 2.4% | $1413.63 * | $58.24 | +20.5% | CAP STK CL C | 02079K107 |
| META | FACEBOOK INC | 18,682 | $4.242M | 1.9% | $227.06 | $168.59 | +33.8% | CL A | 30303M102 |
| AMZN | AMAZON COM INC | 1,456 | $4.017M | 1.8% | $2758.93 * | $88.32 | +56.2% | COM | 023135106 |
| V | VISA INC | 19,540 | $3.775M | 1.7% | $193.19 * | $146.23 | +27.0% | COM CL A | 92826C839 |
| BABA | ALIBABA GROUP HLDG LTD | 15,963 | $3.443M | 1.5% | $215.69 | $171.38 | +25.9% | SPONSORED ADS | 01609W102 |
| NVDA | NVIDIA CORPORATION | 8,766 | $3.33M | 1.5% | $379.88 * | $4.29 | +120.8% | COM | 67066G104 |
| PYPL | PAYPAL HLDGS INC | 18,765 | $3.269M | 1.5% | $174.21 | $114.47 | +51.9% | COM | 70450Y103 |
| JD | JD.COM INC | 50,682 | $3.05M | 1.4% | $60.18 | $27.55 | +118.4% | SPON ADR CL A | 47215P106 |
| CMCSA | COMCAST CORP NEW | 77,066 | $3.004M | 1.3% | $38.98 * | $32.55 | +3.6% | CL A | 20030N101 |
| ISRG | INTUITIVE SURGICAL INC | 4,990 | $2.843M | 1.3% | $569.74 * | $176.15 | +7.8% | COM NEW | 46120E602 |
| ADBE | ADOBE INC | 6,306 | $2.745M | 1.2% | $435.30 | $259.41 | +67.8% | COM | 00724F101 |
| UNH | UNITEDHEALTH GROUP INC | 8,832 | $2.605M | 1.2% | $294.95 * | $228.74 | +17.9% | COM | 91324P102 |
| MASI | MASIMO CORP | 10,705 | $2.441M | 1.1% | $228.02 | $173.04 | +31.8% | COM | 574795100 |
| CHTR | CHARTER COMMUNICATIONS INC N | 4,088 | $2.085M | 0.9% | $510.03 | $346.82 | +47.1% | CL A | 16119P108 |
| FFIN | FIRST FINL BANKSHARES | 71,592 | $2.068M | 0.9% | $28.89 * | $24.48 | +6.4% | COM | 32020R109 |
| SPOT | SPOTIFY TECHNOLOGY S A | 7,718 | $1.993M | 0.9% | $258.23 | $171.44 | +50.6% | SHS | L8681T102 |
| EA | ELECTRONIC ARTS INC | 14,687 | $1.939M | 0.9% | $132.02 * | $93.23 | +37.7% | COM | 285512109 |
| — | GAMCO GLOBAL GOLD NAT RES & | 562,952 | $1.937M | 0.9% | $3.44 | $3.33 | — | COM SH BEN INT | 36465A109 |
| PM | PHILIP MORRIS INTL INC | 26,946 | $1.888M | 0.8% | $70.07 * | $66.64 | -19.9% | COM | 718172109 |
| MA | MASTERCARD INCORPORATED | 5,893 | $1.743M | 0.8% | $295.77 * | $210.88 | +36.0% | CL A | 57636Q104 |
| AAPL | APPLE INC | 4,653 | $1.698M | 0.8% | $364.93 * | $41.68 | +112.2% | COM | 037833100 |
| ITOT | ISHARES TR | 23,920 | $1.661M | 0.7% | $69.44 | $66.92 | +3.8% | CORE S&P TTL STK | 464287150 |
| BND | VANGUARD BD INDEX FDS | 17,648 | $1.559M | 0.7% | $88.34 | $84.13 | +5.0% | TOTAL BND MRKT | 921937835 |
| AGG | ISHARES TR | 13,125 | $1.551M | 0.7% | $118.17 | $114.06 | +3.6% | CORE US AGGBD ET | 464287226 |
| — | COHEN & STEERS REIT & PFD &I | 79,169 | $1.514M | 0.7% | $19.12 | $17.98 | — | COM | 19247X100 |
| MO | ALTRIA GROUP INC | 38,434 | $1.509M | 0.7% | $39.26 * | $35.72 | -28.5% | COM | 02209S103 |
| — | BLACKROCK INC | 2,657 | $1.446M | 0.6% | $544.22 | $433.54 | — | COM | 09247X101 |
| NOW | SERVICENOW INC | 3,462 | $1.402M | 0.6% | $404.97 * | $70.61 | +14.7% | COM | 81762P102 |
| — | INDEPENDENT BK GROUP INC | 32,604 | $1.321M | 0.6% | $40.52 | $53.47 | — | COM | 45384B106 |
| ABBV | ABBVIE INC | 12,848 | $1.261M | 0.6% | $98.15 * | $51.66 | +52.4% | COM | 00287Y109 |
| — | BLACKROCK RES & COMMODITIES | 204,002 | $1.251M | 0.6% | $6.13 | $6.01 | — | SHS | 09257A108 |
| — | CBRE CLARION GLOBAL REAL EST | 205,992 | $1.23M | 0.5% | $5.97 | $5.91 | — | COM | 12504G100 |
| JNJ | JOHNSON & JOHNSON | 8,735 | $1.228M | 0.5% | $140.58 * | $104.23 | +15.5% | COM | 478160104 |
| SGU | STAR GROUP L P | 135,957 | $1.192M | 0.5% | $8.77 | $8.83 | -0.7% | UNIT LTD PARTNR | 85512C105 |
| VRSK | VERISK ANALYTICS INC | 6,460 | $1.1M | 0.5% | $170.28 * | $116.86 | +40.7% | COM | 92345Y106 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 235,387 | $1.097M | 0.5% | $4.66 | $4.80 | — | COM SH BEN INT | 00302L108 |
| — | CALAMOS CONV & HIGH INCOME F | 95,350 | $1.081M | 0.5% | $11.34 | $11.34 | — | COM SHS | 12811P108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 54,536 | $991K | 0.4% | $18.17 | $26.89 | — | COM | 293792107 |
| JKHY | HENRY JACK & ASSOC INC | 5,000 | $920K | 0.4% | $184.00 * | $110.76 | +55.3% | COM | 426281101 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 50,176 | $884K | 0.4% | $17.62 | $17.11 | — | COM | 55608D101 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 142,795 | $871K | 0.4% | $6.10 | $5.55 | — | COM SHS BEN IN | 600379101 |
| JPM | JPMORGAN CHASE & CO | 9,069 | $853K | 0.4% | $94.06 * | $82.34 | -1.6% | COM | 46625H100 |
| INTC | INTEL CORP | 14,255 | $853K | 0.4% | $59.84 * | $37.85 | +40.9% | COM | 458140100 |
| — | ALLIANZGI CONV INCOME FD II | 211,988 | $829K | 0.4% | $3.91 | $3.90 | — | COM | 018825109 |
| — | ALLIANZGI CONV INCOME FD | 187,645 | $822K | 0.4% | $4.38 | $3.88 | — | COM | 018828103 |
| — | ROYCE MICRO-CAP TR INC | 112,108 | $807K | 0.4% | $7.20 | $6.84 | — | COM | 780915104 |
| — | CALAMOS DYNAMIC CONV & INCOM | 37,708 | $796K | 0.4% | $21.11 | $19.93 | — | COM | 12811V105 |
| KO | COCA COLA CO | 17,721 | $792K | 0.4% | $44.69 * | $35.12 | +7.7% | COM | 191216100 |
| LRGE | LEGG MASON ETF INVT TR | 19,000 | $776K | 0.3% | $40.84 | $37.58 | +8.6% | CLEARBRIDEG LR | 524682200 |
| CVX | CHEVRON CORP NEW | 7,671 | $684K | 0.3% | $89.17 * | $78.27 | -10.4% | COM | 166764100 |
| PG | PROCTER AND GAMBLE CO | 5,684 | $680K | 0.3% | $119.63 * | $79.00 | +32.0% | COM | 742718109 |
| GLD | SPDR GOLD TR | 4,064 | $680K | 0.3% | $167.32 | $136.92 | +22.2% | GOLD SHS | 78463V107 |
| MRK | MERCK & CO. INC | 8,222 | $636K | 0.3% | $77.35 * | $53.80 | +15.3% | COM | 58933Y105 |
| ABT | ABBOTT LABS | 6,904 | $631K | 0.3% | $91.40 * | $41.91 | +97.9% | COM | 002824100 |
| — | GUGGENHEIM ENHANCED EQUITY I | 112,530 | $611K | 0.3% | $5.43 | $5.43 | — | COM | 40167B100 |
| — | RMR REAL ESTATE INCOME FD | 48,767 | $569K | 0.3% | $11.67 | $13.09 | — | COM | 76970B101 |
| WMT | WALMART INC | 4,581 | $549K | 0.2% | $119.84 * | $38.07 | -2.8% | COM | 931142103 |
| QQQ | INVESCO QQQ TR | 2,201 | $545K | 0.2% | $247.61 | $207.13 | +19.5% | UNIT SER 1 | 46090E103 |
| DIS | DISNEY WALT CO | 4,814 | $537K | 0.2% | $111.55 * | $108.27 | +0.6% | COM DISNEY | 254687106 |
| — | LMP CAP & INCOME FD INC | 52,378 | $524K | 0.2% | $10.00 | $9.86 | — | COM | 50208A102 |
| SPY | SPDR S&P 500 ETF TR | 1,641 | $506K | 0.2% | $308.35 | $302.16 | +2.1% | TR UNIT | 78462F103 |
| CSCO | CISCO SYS INC | 10,612 | $495K | 0.2% | $46.65 * | $32.46 | +21.2% | COM | 17275R102 |
| CVS | CVS HEALTH CORP | 7,622 | $495K | 0.2% | $64.94 * | $51.38 | +5.8% | COM | 126650100 |
| MDT | MEDTRONIC PLC | 5,345 | $490K | 0.2% | $91.67 * | $72.30 | +8.9% | SHS | G5960L103 |
| ETN | EATON CORP PLC | 5,601 | $490K | 0.2% | $87.48 * | $73.77 | +7.8% | SHS | G29183103 |
| — | COHEN & STEERS QUALITY INCOM | 44,631 | $488K | 0.2% | $10.93 | $9.69 | — | COM | 19247L106 |
| LMT | LOCKHEED MARTIN CORP | 1,219 | $445K | 0.2% | $365.05 * | $259.05 | +21.2% | COM | 539830109 |
| — | NUVEEN REAL ESTATE INCOME FD | 58,469 | $437K | 0.2% | $7.47 | $7.07 | — | COM | 67071B108 |
| — | BLACKROCK ENERGY & RES TR | 60,322 | $436K | 0.2% | $7.23 | $7.23 | — | COM | 09250U101 |
| AVGO | BROADCOM INC | 1,378 | $435K | 0.2% | $315.67 * | $24.35 | +14.6% | COM | 11135F101 |
| — | VOYA NAT RES EQUITY INCOME F | 167,951 | $427K | 0.2% | $2.54 | $3.61 | — | COM | 92913C106 |
| PEP | PEPSICO INC | 3,168 | $419K | 0.2% | $132.26 * | $110.42 | +1.2% | COM | 713448108 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 37,761 | $415K | 0.2% | $10.99 | $10.85 | — | COM | 6706ER101 |
| HD | HOME DEPOT INC | 1,655 | $415K | 0.2% | $250.76 * | $174.84 | +25.5% | COM | 437076102 |
| FDX | FEDEX CORP | 2,897 | $406K | 0.2% | $140.14 * | $173.94 | -27.1% | COM | 31428X106 |
| WFC | WELLS FARGO CO NEW | 15,828 | $405K | 0.2% | $25.59 * | $34.42 | -34.3% | COM | 949746101 |
| GOVT | ISHARES TR | 14,379 | $402K | 0.2% | $27.96 | $27.97 | +0.1% | US TREAS BD ETF | 46429B267 |
| OC | OWENS CORNING NEW | 6,985 | $389K | 0.2% | $55.69 | $55.95 | -0.3% | COM | 690742101 |
| — | SOURCE CAP INC | 11,656 | $386K | 0.2% | $33.12 | $33.12 | — | COM | 836144105 |
| SBUX | STARBUCKS CORP | 5,166 | $380K | 0.2% | $73.56 * | $73.18 | -11.1% | COM | 855244109 |
| — | KELLOGG CO | 5,715 | $378K | 0.2% | $66.14 * | $46.89 | +8.7% | COM | 487836108 |
| — | EATON VANCE TX MGD DIV EQ IN | 34,860 | $376K | 0.2% | $10.79 | $10.47 | — | COM | 27828N102 |
| COF | CAPITAL ONE FINL CORP | 5,832 | $365K | 0.2% | $62.59 * | $80.91 | -29.5% | COM | 14040H105 |
| GTLS | CHART INDS INC | 7,335 | $356K | 0.2% | $48.53 | $56.96 | -14.9% | COM PAR $0.01 | 16115Q308 |
| — | LAZARD GLOBAL TOTAL RETURN & | 25,037 | $353K | 0.2% | $14.10 | $13.31 | — | COM | 52106W103 |
| MCD | MCDONALDS CORP | 1,877 | $346K | 0.2% | $184.34 * | $170.23 | -4.5% | COM | 580135101 |
| T | AT&T INC | 11,411 | $345K | 0.2% | $30.23 * | $14.94 | +4.1% | COM | 00206R102 |
| — | CREE INC | 5,770 | $342K | 0.2% | $59.27 | $59.27 | — | COM | 225447101 |
| — | CALAMOS CONV OPP AND INC FD | 32,061 | $341K | 0.2% | $10.64 | $10.64 | — | SH BEN INT | 128117108 |
| HON | HONEYWELL INTL INC | 2,299 | $332K | 0.1% | $144.41 * | $124.16 | -1.9% | COM | 438516106 |
| PRU | PRUDENTIAL FINL INC | 5,346 | $326K | 0.1% | $60.98 * | $59.31 | -21.8% | COM | 744320102 |
| — | LIBERTY ALL STAR EQUITY FD | 55,502 | $317K | 0.1% | $5.71 | $5.71 | — | SH BEN INT | 530158104 |
| MDLZ | MONDELEZ INTL INC | 6,187 | $316K | 0.1% | $51.07 * | $44.56 | +0.1% | CL A | 609207105 |
| AMGN | AMGEN INC | 1,319 | $311K | 0.1% | $235.78 * | $159.93 | +24.3% | COM | 031162100 |
| PSA | PUBLIC STORAGE | 1,605 | $308K | 0.1% | $191.90 * | $168.60 | -9.8% | COM | 74460D109 |
| — | GENERAL AMERN INVS INC | 9,480 | $302K | 0.1% | $31.86 | $29.80 | — | COM | 368802104 |
| — | NUVEEN DIVERSIFIED DIVID & I | 38,577 | $298K | 0.1% | $7.72 | $7.65 | — | COM | 6706EP105 |
| DUK | DUKE ENERGY CORP NEW | 3,705 | $296K | 0.1% | $79.89 * | $71.30 | -9.8% | COM NEW | 26441C204 |
| — | FST TR NEW OPPORT MLP & ENE | 67,618 | $291K | 0.1% | $4.30 | $4.31 | — | COM | 33739M100 |
| — | SINA CORP | 8,033 | $288K | 0.1% | $35.85 | $62.01 | — | ORD | G81477104 |
| NSC | NORFOLK SOUTHERN CORP | 1,625 | $285K | 0.1% | $175.38 * | $165.50 | -5.3% | COM | 655844108 |
| CME | CME GROUP INC | 1,745 | $284K | 0.1% | $162.75 * | $142.88 | -8.1% | COM | 12572Q105 |
| VFC | V F CORP | 4,615 | $281K | 0.1% | $60.89 | $58.24 | +4.6% | COM | 918204108 |
| — | CREDIT SUISSE HIGH YLD BND F | 135,180 | $270K | 0.1% | $2.00 | $2.01 | — | SH BEN INT | 22544F103 |
| PFE | PFIZER INC | 8,125 | $266K | 0.1% | $32.74 * | $27.40 | -13.0% | COM | 717081103 |
| DEO | DIAGEO P L C | 1,961 | $264K | 0.1% | $134.63 | $141.70 | -5.2% | SPON ADR NEW | 25243Q205 |
| — | ADVENT CONVERTIBLE & INCOME | 19,518 | $255K | 0.1% | $13.06 | $13.06 | — | COM | 00764C109 |
| — | ALLEGIANCE BANCSHARES INC | 9,929 | $252K | 0.1% | $25.38 | $33.34 | — | COM | 01748H107 |
| — | PRINCIPAL REAL ESTATE INCOME | 20,910 | $251K | 0.1% | $12.00 | $11.97 | — | SHS BEN INT | 74255X104 |
| TAP | MOLSON COORS BEVERAGE CO | 7,133 | $245K | 0.1% | $34.35 * | $44.91 | -33.4% | CL B | 60871R209 |
| ET | ENERGY TRANSFER LP | 33,676 | $240K | 0.1% | $7.13 | $15.08 | — | COM UT LTD PTN | 29273V100 |
| SONY | SONY CORP | 3,463 | $239K | 0.1% | $69.02 | $64.97 | +6.4% | SPONSORED ADR | 835699307 |
| — | FIRST TR ENHANCED EQTY INC F | 16,053 | $234K | 0.1% | $14.58 | $14.58 | — | COM | 337318109 |
| — | SPROTT FOCUS TR INC | 39,390 | $232K | 0.1% | $5.89 | $6.29 | — | COM | 85208J109 |
| FSLR | FIRST SOLAR INC | 4,605 | $228K | 0.1% | $49.51 | $44.60 | +11.0% | COM | 336433107 |
| — | ADAM NAT RES FD INC | 19,589 | $223K | 0.1% | $11.38 | $12.44 | — | COM | 00548F105 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 3,609 | $222K | 0.1% | $61.51 * | $54.61 | -0.8% | COM | 75513E101 |
| CCI | CROWN CASTLE INTL CORP NEW | 1,323 | $221K | 0.1% | $167.04 * | $114.89 | +13.7% | COM | 22822V101 |
| — | EATON VANCE TX ADV GLB DIV O | 10,541 | $219K | 0.1% | $20.78 | $20.78 | — | COM | 27828U106 |
| — | DIVIDEND & INCOME FD INC | 21,385 | $218K | 0.1% | $10.19 | $11.36 | — | COM NEW | 25538A204 |
| — | WELLS FARGO GLOBAL DIVIDEND | 49,751 | $215K | 0.1% | $4.32 | $4.22 | — | COM | 94987C103 |
| SMH | VANECK VECTORS ETF TR | 1,406 | $215K | 0.1% | $152.92 * | $68.71 | +11.2% | SEMICONDUCTOR ET | 92189F676 |
| MTN | VAIL RESORTS INC | 1,172 | $213K | 0.1% | $181.74 | $248.80 | -26.8% | COM | 91879Q109 |
| — | ADAMS DIVERSIFIED EQUITY FD | 14,201 | $212K | 0.1% | $14.93 | $15.12 | — | COM | 006212104 |
| — | COHEN & STEERS LTD DURATION | 9,297 | $209K | 0.1% | $22.48 | $22.48 | — | COM | 19248C105 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 4,210 | $208K | 0.1% | $49.41 | $46.75 | +5.5% | SPONSORED ADR | 03524A108 |
| — | BLACKROCK ENH CAP & INC FD I | 14,329 | $207K | 0.1% | $14.45 | $14.45 | — | COM | 09256A109 |
| — | COHEN & STEERS MLP INC & ENR | 96,699 | $204K | 0.1% | $2.11 | $1.98 | — | COM SHS | 19249B106 |
| MPLX | MPLX LP | 11,621 | $201K | 0.1% | $17.30 | $30.98 | — | COM UNIT REP LTD | 55336V100 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,403 | $200K | 0.1% | $58.77 * | $45.19 | +4.3% | COM | 110122108 |
| — | NUVEEN TAX-ADVANTAGED DIVID | 15,544 | $198K | 0.1% | $12.74 | $12.74 | — | COM | 67073G105 |
| — | BLACKSTONE GSO FLTING RTE FU | 14,896 | $192K | 0.1% | $12.89 | $12.00 | — | COM | 09256U105 |
| — | MACQUARIE / FIRST TR GLOBAL | 23,164 | $185K | 0.1% | $7.99 | $7.99 | — | COM | 55607W100 |
| SLV | ISHARES SILVER TR | 10,500 | $179K | 0.1% | $17.05 | $15.28 | +11.3% | ISHARES | 46428Q109 |
| — | GAMCO NAT RES GOLD & INCOME | 33,742 | $162K | 0.1% | $4.80 | $4.74 | — | SH BEN INT | 36465E101 |
| — | MADISON COVERED CALL & EQUIT | 27,851 | $157K | 0.1% | $5.64 | $5.98 | — | COM | 557437100 |
| — | VIRTUS TOTAL RETURN FUND INC | 19,196 | $157K | 0.1% | $8.18 | $8.18 | — | COM | 92835W107 |
| — | NUVEEN TX ADV TOTAL RET STRG | 19,216 | $155K | 0.1% | $8.07 | $8.07 | — | COM | 67090H102 |
| — | NUVEEN REAL ASSET INCOME & G | 13,294 | $155K | 0.1% | $11.66 | $10.91 | — | COM | 67074Y105 |
| — | DUFF & PHELPS UTLITY AND INF | 13,864 | $152K | 0.1% | $10.96 | $10.22 | — | COM | 26433C105 |
| — | VOYA INTL HIGH DIVID EQTY IN | 36,233 | $150K | 0.1% | $4.14 | $4.94 | — | COM | 92912Y109 |
| — | GDL FUND | 16,297 | $134K | 0.1% | $8.22 | $7.87 | — | COM SH BEN IT | 361570104 |
| PAA | PLAINS ALL AMERN PIPELINE L | 14,862 | $131K | 0.1% | $8.81 | $21.70 | — | UNIT LTD PARTN | 726503105 |
| — | INVESCO HIGH INCOME TR II | 10,810 | $129K | 0.1% | $11.93 | $13.90 | — | COM | 46131F101 |
| — | VOYA GLBL ADV & PREM OPP FD | 15,498 | $127K | 0.1% | $8.19 | $10.19 | — | COM | 92912R104 |
| KRP | KIMBELL RTY PARTNERS LP | 14,443 | $124K | 0.1% | $8.59 | $6.58 | — | UNIT | 49435R102 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 13,820 | $123K | 0.1% | $8.90 | $10.25 | — | COM | 46132R104 |
| — | ARES DYNAMIC CR ALLOCATION F | 10,260 | $122K | 0.1% | $11.89 | $10.57 | — | COM | 04014F102 |
| — | EATON VANCE TAX-MANAGED GLOB | 16,198 | $120K | 0.1% | $7.41 | $7.41 | — | COM | 27829F108 |
| — | WESTERN ASSET HIGH INCM OPP | 24,987 | $115K | 0.1% | $4.60 | $5.04 | — | COM | 95766K109 |
| — | BLACKROCK FLOATING RATE INCO | 10,099 | $111K | 0.0% | $10.99 | $10.40 | — | COM | 091941104 |
| — | VOYA GLBL EQTY DIV & PREM OP | 22,864 | $110K | 0.0% | $4.81 | $6.06 | — | COM | 92912T100 |
| — | INVESCO SR INCOME TR | 30,751 | $106K | 0.0% | $3.45 | $4.16 | — | COM | 46131H107 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 37,636 | $102K | 0.0% | $2.71 | $5.72 | — | COM | 18469Q108 |
| — | GABELLI GLB SML & MD CP VAL | 11,327 | $101K | 0.0% | $8.92 | $8.92 | — | COM | 36249W104 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 12,850 | $101K | 0.0% | $7.86 | $9.32 | — | COM SHS | 6706EN100 |
| — | DELAWARE INVTS DIV & INCOME | 11,770 | $99,000 | 0.0% | $8.41 | $8.41 | — | COM | 245915103 |
| — | EATON VANCE SR INCOME TR | 18,021 | $96,000 | 0.0% | $5.33 | $5.92 | — | SH BEN INT | 27826S103 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 28,938 | $92,000 | 0.0% | $3.18 | $3.02 | — | COM | 184692101 |
| — | WELLS FARGO INCOME OPPORTUNI | 12,679 | $89,000 | 0.0% | $7.02 | $7.69 | — | WF INC OPPTY FD | 94987B105 |
| — | NUVEEN FLOATING RATE INCOME | 11,190 | $88,000 | 0.0% | $7.86 | $9.72 | — | COM | 67072T108 |
| — | NUVEEN SR INCOME FD | 17,982 | $85,000 | 0.0% | $4.73 | $5.80 | — | COM | 67067Y104 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 44,191 | $82,000 | 0.0% | $1.86 | $7.76 | — | COM | 31647Q106 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 33,070 | $78,000 | 0.0% | $2.36 | $4.65 | — | COM | 18469P100 |
| — | VOYA PRIME RATE TR | 19,132 | $78,000 | 0.0% | $4.08 | $4.85 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET HIGH INCM FD I | 12,320 | $76,000 | 0.0% | $6.17 | $6.73 | — | COM | 95766J102 |
| — | CREDIT SUISSE ASSET MGMT INC | 27,126 | $74,000 | 0.0% | $2.73 | $2.73 | — | COM | 224916106 |
| — | FRANKLIN UNVL TR | 10,964 | $73,000 | 0.0% | $6.66 | $6.73 | — | SH BEN INT | 355145103 |
| — | NUVEEN CR STRATEGIES INCOME | 11,020 | $64,000 | 0.0% | $5.81 | $5.85 | — | COM SHS | 67073D102 |
| — | RAMACO RES INC | 27,000 | $58,000 | 0.0% | $2.15 | $2.33 | — | COM | 75134P303 |
| — | HANCOCK JOHN INVT TR | 10,948 | $57,000 | 0.0% | $5.21 | $6.42 | — | TAX ADV GLB SH | 41013P749 |
| — | BNY MELLON HIGH YIELD STRATE | 20,280 | $52,000 | 0.0% | $2.56 | $2.91 | — | SH BEN INT | 09660L105 |
| SPY | SPDR S&P 500 ETF TR | 11,200 | $51,000 | 0.0% | $4.55 * | $302.16 | +2.1% | Put | 78462F103 |
| — | CREE INC | 2,000 | $1,000 | 0.0% | $0.50 | $59.27 | — | Call | 225447101 |
| SPY | SPDR S&P 500 ETF TR | 700 | $0 | 0.0% | $0.00 | $302.16 | +2.1% | Call | 78462F103 |