ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: Apr 7, 2014

Total Value ($000): $312,015 (100.0% shares, 0.0% debt)

Holdings (115)

MERCK & CO INC 4.6%
Value ($000) $14,385 Shares 253,383 Est. Cost $49.79 Unrealized
BA BOEING CO 4.3%
Value ($000) $13,471 Shares 107,345 Est. Cost $90.60 Unrealized +23.3%
JPMORGAN CHASE & CO 3.1%
Value ($000) $9,565 Shares 157,557 Est. Cost $55.66 Unrealized
DIS WALT DISNEY CO 3.1%
Value ($000) $9,546 Shares 119,217 Est. Cost $58.83 Unrealized +18.5%
TIME WARNER INC 3.0%
Value ($000) $9,211 Shares 140,991 Est. Cost $62.72 Unrealized
BMY BRISTOL MYERS SQUIBB CO 3.0%
Value ($000) $9,207 Shares 177,235 Est. Cost $30.88 Unrealized +16.3%
METLIFE INC 2.8%
Value ($000) $8,675 Shares 164,295 Est. Cost $48.80 Unrealized
EMR EMERSON ELECTRIC CO 2.7%
Value ($000) $8,374 Shares 125,360 Est. Cost $47.79 Unrealized 0.0%
FOREST LABORATORIES INC 2.6%
Value ($000) $8,200 Shares 88,875 Est. Cost $47.90 Unrealized
GENERAL ELECTRIC CO 2.6%
Value ($000) $8,076 Shares 311,947 Est. Cost $24.99 Unrealized
BB&T CORP 2.5%
Value ($000) $7,783 Shares 193,744 Est. Cost $36.11 Unrealized
WFC WELLS FARGO & CO 2.5%
Value ($000) $7,747 Shares 155,749 Est. Cost $29.06 Unrealized +15.0%
BAC BANK OF AMERICA CORP 2.3%
Value ($000) $7,280 Shares 423,231 Est. Cost $10.63 Unrealized +24.7%
SUNTRUST BANKS INC 2.3%
Value ($000) $7,171 Shares 180,219 Est. Cost $34.56 Unrealized
AXP AMERICAN EXPRESS COMPANY 2.3%
Value ($000) $7,162 Shares 79,547 Est. Cost $63.14 Unrealized +19.6%
CELGENE CORP 2.2%
Value ($000) $6,798 Shares 48,696 Est. Cost $138.62 Unrealized
EBAY EBAY INC 2.2%
Value ($000) $6,729 Shares 121,806 Est. Cost $20.31 Unrealized +1.8%
PEP PEPSICO INC 2.1%
Value ($000) $6,545 Shares 78,388 Est. Cost $56.67 Unrealized +0.3%
HAL HALLIBURTON COMPANY 2.1%
Value ($000) $6,512 Shares 110,575 Est. Cost $37.16 Unrealized +15.2%
C CITIGROUP INC 1.9%
Value ($000) $6,050 Shares 127,103 Est. Cost $36.61 Unrealized +1.3%
NEXTERA ENERGY INC 1.9%
Value ($000) $5,898 Shares 61,684 Est. Cost $83.44 Unrealized
HD HOME DEPOT INC 1.8%
Value ($000) $5,505 Shares 69,565 Est. Cost $57.14 Unrealized +5.4%
ADP AUTOMATIC DATA PROCESSING INC 1.8%
Value ($000) $5,492 Shares 71,088 Est. Cost $48.08 Unrealized +9.1%
WALGREEN CO 1.7%
Value ($000) $5,386 Shares 81,576 Est. Cost $61.67 Unrealized
E I DU PONT DE NEMOURS & CO 1.7%
Value ($000) $5,235 Shares 78,014 Est. Cost $66.15 Unrealized
UNITED TECHNOLOGIES CORP 1.7%
Value ($000) $5,203 Shares 44,527 Est. Cost $103.62 Unrealized
MAR MARRIOT INTERNATIONAL CLASS A 1.6%
Value ($000) $5,028 Shares 89,755 Est. Cost $38.62 Unrealized +18.8%
EXXON MOBIL CORP 1.6%
Value ($000) $5,000 Shares 51,191 Est. Cost $93.76 Unrealized
HEWLETT PACKARD CO 1.6%
Value ($000) $4,929 Shares 152,312 Est. Cost $26.11 Unrealized
MSFT MICROSOFT CORP 1.6%
Value ($000) $4,854 Shares 118,416 Est. Cost $28.15 Unrealized +11.0%
SLB SCHLUMBERGER LTD 1.5%
Value ($000) $4,779 Shares 49,015 Est. Cost $60.31 Unrealized +8.6%
ABBVIE INC 1.4%
Value ($000) $4,317 Shares 83,994 Est. Cost $47.51 Unrealized
USB US BANCORP DEL COM 1.3%
Value ($000) $4,159 Shares 97,026 Est. Cost $23.67 Unrealized +15.5%
ANHEUSER-BUSCH INBEV SA SPONSO 1.3%
Value ($000) $4,149 Shares 39,400 Est. Cost $98.41 Unrealized
PRU PRUDENTIAL FINANCIAL INC 1.2%
Value ($000) $3,760 Shares 44,424 Est. Cost $43.73 Unrealized +19.5%
BK BANK NEW YORK MELLON CORP 1.2%
Value ($000) $3,620 Shares 102,575 Est. Cost $22.27 Unrealized +11.2%
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $3,488 Shares 90,567 Est. Cost $29.24 Unrealized +5.1%
AON PLC SHS CL A 1.1%
Value ($000) $3,277 Shares 38,884 Est. Cost $69.51 Unrealized
CVX CHEVRON CORPORATION 1.0%
Value ($000) $3,259 Shares 27,408 Est. Cost $71.68 Unrealized -1.8%
MAS MASCO CORP 1.0%
Value ($000) $3,125 Shares 140,686 Est. Cost $15.40 Unrealized +7.3%
PG PROCTER & GAMBLE CO 0.9%
Value ($000) $2,932 Shares 36,374 Est. Cost $56.45 Unrealized +0.1%
QCOM QUALCOMM INC 0.9%
Value ($000) $2,852 Shares 36,163 Est. Cost $47.63 Unrealized +13.4%
TARGET CORP 0.9%
Value ($000) $2,777 Shares 45,901 Est. Cost $66.39 Unrealized
MS MORGAN STANLEY 0.7%
Value ($000) $2,333 Shares 74,835 Est. Cost $19.31 Unrealized +17.5%
TWENTY FIRST CENTURY FOX INC C 0.7%
Value ($000) $2,274 Shares 71,130 Est. Cost $31.97 Unrealized
THE TRAVELERS COMPANIES INC 0.7%
Value ($000) $2,134 Shares 25,075 Est. Cost $84.83 Unrealized
DE DEERE & CO 0.7%
Value ($000) $2,084 Shares 22,955 Est. Cost $67.98 Unrealized +3.1%
VERIZON COMMUNICATIONS 0.7%
Value ($000) $2,046 Shares 43,020 Est. Cost $48.91 Unrealized
CONOCOPHILLIPS 0.6%
Value ($000) $1,899 Shares 26,990 Est. Cost $66.29 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.6%
Value ($000) $1,843 Shares 15,480 Est. Cost $66.86 Unrealized +18.6%
AMGN AMGEN INC 0.6%
Value ($000) $1,833 Shares 14,861 Est. Cost $78.99 Unrealized +10.0%
DEVON ENERGY CORPORATION NEW 0.6%
Value ($000) $1,751 Shares 26,165 Est. Cost $59.78 Unrealized
CL COLGATE PALMOLIVE COMPANY 0.5%
Value ($000) $1,702 Shares 26,242 Est. Cost $46.26 Unrealized +3.6%
NATIONAL-OILWELL VARCO INC 0.5%
Value ($000) $1,570 Shares 20,160 Est. Cost $68.88 Unrealized
3M COMPANY 0.4%
Value ($000) $1,220 Shares 8,995 Est. Cost $118.55 Unrealized
CAMERON INTERNATIONAL CORPORAT 0.3%
Value ($000) $1,039 Shares 16,815 Est. Cost $61.15 Unrealized
TYCO INTERNATIONAL LTD 0.3%
Value ($000) $958 Shares 22,601 Est. Cost $37.83 Unrealized
AT&T INC 0.3%
Value ($000) $945 Shares 26,957 Est. Cost $35.13 Unrealized
PFE PFIZER INC 0.3%
Value ($000) $907 Shares 28,245 Est. Cost $17.15 Unrealized +6.2%
ALL ALLSTATE CORP 0.3%
Value ($000) $793 Shares 14,019 Est. Cost $37.12 Unrealized +11.9%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $743 Shares 10,480 Est. Cost $36.62 Unrealized +48.8%
PM PHILIP MORRIS INTERNATIONAL IN 0.2%
Value ($000) $706 Shares 8,618 Est. Cost $49.27 Unrealized -9.2%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $701 Shares 7,134 Est. Cost $63.16 Unrealized +5.5%
VIACOM INC CLASS B 0.2%
Value ($000) $691 Shares 8,131 Est. Cost $68.30 Unrealized
AMZN AMAZON.COM INC 0.2%
Value ($000) $641 Shares 1,907 Est. Cost $15.68 Unrealized +18.3%
ALTRIA GROUP INC 0.2%
Value ($000) $634 Shares 16,938 Est. Cost $35.60 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $611 Shares 1,139 Est. Cost $14.53 Unrealized +14.1%
WMT WAL-MART STORES INC 0.2%
Value ($000) $603 Shares 7,890 Est. Cost $20.02 Unrealized -0.6%
UNP UNION PACIFIC CORP 0.2%
Value ($000) $512 Shares 2,727 Est. Cost $68.27 Unrealized 0.0%
MCD MCDONALDS CORP 0.2%
Value ($000) $477 Shares 4,861 Est. Cost $71.03 Unrealized -1.1%
CBS CORP CLASS B 0.2%
Value ($000) $471 Shares 7,623 Est. Cost $49.12 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 0.1%
Value ($000) $455 Shares 2,365 Est. Cost $116.24 Unrealized -6.0%
ENERGY TRANSFER EQUITY LP 0.1%
Value ($000) $421 Shares 9,000 Est. Cost $46.78 Unrealized
MASTERCARD INCORPORATED 0.1%
Value ($000) $403 Shares 5,390 Est. Cost $128.61 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $386 Shares 13,292 Est. Cost $27.90 Unrealized
HP HELMERICH & PAYNE INC 0.1%
Value ($000) $385 Shares 3,578 Est. Cost $61.92 Unrealized +50.2%
KINDER MORGAN ENERGY PARTNERS 0.1%
Value ($000) $370 Shares 5,007 Est. Cost $73.90 Unrealized
PENTAIR LTD SHS 0.1%
Value ($000) $351 Shares 4,423 Est. Cost $76.16 Unrealized
ORACLE CORPORATION 0.1%
Value ($000) $349 Shares 8,539 Est. Cost $37.44 Unrealized
F FORD MOTOR CO DEL PAR $0.01 0.1%
Value ($000) $343 Shares 21,975 Est. Cost $7.87 Unrealized +6.4%
EPD ENTERPRISE PRODUCTS PARTNERS L 0.1%
Value ($000) $333 Shares 4,800 Est. Cost $69.38 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $309 Shares 8,937 Est. Cost $23.53 Unrealized +12.0%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $296 Shares 6,205 Est. Cost $17.75 Unrealized 0.0%
CAT CATERPILLAR INC 0.1%
Value ($000) $288 Shares 2,897 Est. Cost $62.80 Unrealized +11.0%
NOVARTIS AG AMERICAN DEPOSITAR 0.1%
Value ($000) $284 Shares 3,341 Est. Cost $85.00 Unrealized
RHHBY ROCHE HOLDING LTD SPONSORED AD 0.1%
Value ($000) $282 Shares 7,488 Est. Cost $37.66 Unrealized
CMI CUMMINS INC 0.1%
Value ($000) $282 Shares 1,891 Est. Cost $89.20 Unrealized +13.6%
UNILEVER N V YORK SHS ADR 0.1%
Value ($000) $269 Shares 6,541 Est. Cost $41.13 Unrealized
SANOFI SPONSORED ADR 0.1%
Value ($000) $262 Shares 5,008 Est. Cost $52.32 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.1%
Value ($000) $262 Shares 3,487 Est. Cost $75.14 Unrealized
ROYAL DUTCH SHELL PLC SPONS 0.1%
Value ($000) $262 Shares 3,591 Est. Cost $72.96 Unrealized
OMC OMNICOM GROUP INC 0.1%
Value ($000) $257 Shares 3,537 Est. Cost $49.73 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $256 Shares 1,571 Est. Cost $97.17 Unrealized +16.7%
PPG PPG INDUSTRIES INC 0.1%
Value ($000) $245 Shares 1,265 Est. Cost $77.19 Unrealized 0.0%
AFL AFLAC INC 0.1%
Value ($000) $230 Shares 3,652 Est. Cost $23.98 Unrealized 0.0%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $229 Shares 1,225 Est. Cost $167.72 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $225 Shares 2,062 Est. Cost $80.10 Unrealized 0.0%
GOOGLE INC CL C 0.1%
Value ($000) $224 Shares 201 Est. Cost $1114.43 Unrealized
NSC NORFOLK SOUTHERN CORP 0.1%
Value ($000) $222 Shares 2,288 Est. Cost $65.71 Unrealized +8.7%
VTI VANGUARD INDEX FUNDS VANGUARD 0.1%
Value ($000) $219 Shares 2,250 Est. Cost $87.69 Unrealized
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $217 Shares 2,722 Est. Cost $79.72 Unrealized
BASFY BASF SE ADR 0.1%
Value ($000) $214 Shares 1,925 Est. Cost $111.17 Unrealized
SO SOUTHERN CO 0.1%
Value ($000) $211 Shares 4,809 Est. Cost $25.27 Unrealized 0.0%
AMERICAN TOWER CORPORATION REI 0.1%
Value ($000) $210 Shares 2,568 Est. Cost $81.78 Unrealized
HSBC HSBC HOLDINGS PLC SPONSORED AD 0.1%
Value ($000) $210 Shares 4,137 Est. Cost $50.76 Unrealized
WEATHERFORD INTERNATIONAL LTD 0.1%
Value ($000) $205 Shares 11,825 Est. Cost $14.97 Unrealized
CHUBB CORP 0.1%
Value ($000) $201 Shares 2,256 Est. Cost $89.10 Unrealized
TITAN MEDICAL INC 0.0%
Value ($000) $154 Shares 77,600 Est. Cost $1.98 Unrealized
TRANSCEPT PHARMACEUTICALS INC 0.0%
Value ($000) $62 Shares 20,000 Est. Cost $3.00 Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
FRACTIONAL KINDER MORGAN MGMT 0.0%
Value ($000) $0 Shares 151,637 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 389,359 Est. Cost Unrealized