NWAM LLC Diversified Active

CIK: 0001655006 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 17, 2015

Total Value ($000): $120,549 (100.0% shares, 0.0% debt)

Holdings (145)

MSFT MICROSOFT CORP 7.6%
Value ($000) $9,213 Shares 208,000 Est. Cost $28.83 Unrealized +35.0%
AAPL APPLE INC 5.3%
Value ($000) $6,434 Shares 58,000 Est. Cost $31.82 Unrealized -17.4%
VUG VANGUARD INDEX FDS 5.2%
Value ($000) $6,317 Shares 63,000 Est. Cost $84.88 Unrealized
RYDEX ETF TRUST 5.2%
Value ($000) $6,272 Shares 85,000 Est. Cost $59.09 Unrealized
VTV VANGUARD INDEX FDS 4.8%
Value ($000) $5,811 Shares 76,000 Est. Cost $69.75 Unrealized
SBUX STARBUCKS CORP 4.0%
Value ($000) $4,881 Shares 86,000 Est. Cost $39.01 Unrealized +16.2%
POWERSHARES QQQ TRUST 3.5%
Value ($000) $4,232 Shares 42,000 Est. Cost $99.28 Unrealized
USB US BANCORP DEL 3.4%
Value ($000) $4,084 Shares 100,000 Est. Cost $31.00 Unrealized -3.9%
BA BOEING CO 2.6%
Value ($000) $3,175 Shares 24,000 Est. Cost $84.21 Unrealized +46.5%
GENERAL ELECTRIC CO 1.9%
Value ($000) $2,347 Shares 93,000 Est. Cost $23.71 Unrealized
XOM EXXON MOBIL CORP 1.8%
Value ($000) $2,152 Shares 29,000 Est. Cost $67.86 Unrealized -27.7%
COST COSTCO WHSL CORP NEW 1.7%
Value ($000) $2,082 Shares 14,000 Est. Cost $94.85 Unrealized +26.1%
PG PROCTER & GAMBLE CO 1.6%
Value ($000) $1,912 Shares 27,000 Est. Cost $58.51 Unrealized -3.7%
CVX CHEVRON CORP NEW 1.3%
Value ($000) $1,564 Shares 20,000 Est. Cost $85.08 Unrealized -36.7%
PCAR PACCAR INC 1.3%
Value ($000) $1,545 Shares 30,000 Est. Cost $28.96 Unrealized -6.5%
VEU VANGUARD INTL EQUITY INDEX F 1.2%
Value ($000) $1,493 Shares 35,000 Est. Cost $45.79 Unrealized
VZ VERIZON COMMUNICATIONS INC 1.2%
Value ($000) $1,488 Shares 34,000 Est. Cost $30.99 Unrealized -12.8%
VB VANGUARD INDEX FDS 1.2%
Value ($000) $1,483 Shares 14,000 Est. Cost $116.41 Unrealized
HANCOCK JOHN PFD INCOME FD I 1.2%
Value ($000) $1,399 Shares 84,000 Est. Cost $17.44 Unrealized
AMZN AMAZON COM INC 1.1%
Value ($000) $1,331 Shares 3,000 Est. Cost $88.98 Unrealized -71.6%
HFWA HERITAGE FINL CORP WASH 1.1%
Value ($000) $1,279 Shares 68,000 Est. Cost $15.01 Unrealized +20.5%
T AT&T INC 1.0%
Value ($000) $1,263 Shares 39,000 Est. Cost $19.48 Unrealized -37.0%
BAC BANK AMER CORP 1.0%
Value ($000) $1,239 Shares 80,000 Est. Cost $10.11 Unrealized +33.0%
GILD GILEAD SCIENCES INC 1.0%
Value ($000) $1,198 Shares 12,000 Est. Cost $63.08 Unrealized +22.9%
INTC INTEL CORP 1.0%
Value ($000) $1,177 Shares 39,000 Est. Cost $18.71 Unrealized +20.9%
PFE PFIZER INC 0.9%
Value ($000) $1,097 Shares 35,000 Est. Cost $19.85 Unrealized +3.8%
NEW MEDIA INVT GROUP INC 0.9%
Value ($000) $1,033 Shares 67,000 Est. Cost $14.93 Unrealized
JPM JPMORGAN CHASE & CO 0.8%
Value ($000) $950 Shares 16,000 Est. Cost $39.57 Unrealized +25.4%
BMY BRISTOL MYERS SQUIBB CO 0.8%
Value ($000) $918 Shares 16,000 Est. Cost $34.94 Unrealized +27.5%
SPY SPDR S&P 500 ETF TR 0.7%
Value ($000) $863 Shares 5,000 Est. Cost $159.70 Unrealized
BP BP PLC 0.7%
Value ($000) $857 Shares 28,000 Est. Cost $41.67 Unrealized
CSCO CISCO SYS INC 0.7%
Value ($000) $830 Shares 32,000 Est. Cost $16.89 Unrealized +15.9%
CRH MEDICAL CORP 0.7%
Value ($000) $828 Shares 259,000 Est. Cost $3.20 Unrealized
JNJ JOHNSON & JOHNSON 0.7%
Value ($000) $798 Shares 9,000 Est. Cost $68.40 Unrealized +6.0%
DHR DANAHER CORP DEL 0.6%
Value ($000) $759 Shares 9,000 Est. Cost $48.19 Unrealized -25.3%
ANWORTH MORTGAGE ASSET CP 0.6%
Value ($000) $749 Shares 152,000 Est. Cost $5.00 Unrealized
TMUS T MOBILE US INC 0.6%
Value ($000) $706 Shares 18,000 Est. Cost $30.71 Unrealized +25.5%
VEA VANGUARD TAX MANAGED INTL FD 0.6%
Value ($000) $686 Shares 19,000 Est. Cost $39.63 Unrealized
FV FIRST TR EXCHANGE TRADED FD 0.6%
Value ($000) $682 Shares 31,000 Est. Cost $24.55 Unrealized
QCOM QUALCOMM INC 0.5%
Value ($000) $637 Shares 12,000 Est. Cost $54.63 Unrealized -19.2%
BOH BANK HAWAII CORP 0.5%
Value ($000) $635 Shares 10,000 Est. Cost $43.45 Unrealized +2.7%
PRECISION CASTPARTS CORP 0.5%
Value ($000) $628 Shares 3,000 Est. Cost $182.68 Unrealized
DOW CHEM CO 0.5%
Value ($000) $609 Shares 14,000 Est. Cost $37.68 Unrealized
ROYAL DUTCH SHELL PLC 0.5%
Value ($000) $576 Shares 12,000 Est. Cost $66.43 Unrealized
GOOGLE INC 0.5%
Value ($000) $575 Shares 1,000 Est. Cost $525.06 Unrealized
MMM 3M CO 0.5%
Value ($000) $572 Shares 4,000 Est. Cost $85.41 Unrealized +2.5%
UNP UNION PAC CORP 0.5%
Value ($000) $564 Shares 6,000 Est. Cost $77.95 Unrealized -7.4%
NORDSTROM INC 0.5%
Value ($000) $562 Shares 8,000 Est. Cost $58.17 Unrealized
MAIDEN HOLDINGS LTD 0.5%
Value ($000) $554 Shares 40,000 Est. Cost $13.31 Unrealized
GOOGLE INC 0.5%
Value ($000) $549 Shares 1,000 Est. Cost $530.81 Unrealized
KMI KINDER MORGAN INC DEL 0.4%
Value ($000) $541 Shares 20,000 Est. Cost $20.64 Unrealized -5.3%
MARKET VECTORS ETF TR 0.4%
Value ($000) $536 Shares 67,000 Est. Cost $17.17 Unrealized
MCD MCDONALDS CORP 0.4%
Value ($000) $534 Shares 5,000 Est. Cost $76.43 Unrealized -1.4%
MANNKIND CORP 0.4%
Value ($000) $509 Shares 158,000 Est. Cost $5.54 Unrealized
COP CONOCOPHILLIPS 0.4%
Value ($000) $507 Shares 11,000 Est. Cost $46.46 Unrealized -20.8%
META FACEBOOK INC 0.4%
Value ($000) $504 Shares 6,000 Est. Cost $44.96 Unrealized +102.7%
CMCSA COMCAST CORP NEW 0.4%
Value ($000) $498 Shares 9,000 Est. Cost $29.87 Unrealized -21.9%
E M C CORP MASS 0.4%
Value ($000) $477 Shares 20,000 Est. Cost $25.74 Unrealized
AMGN AMGEN INC 0.4%
Value ($000) $466 Shares 3,000 Est. Cost $85.23 Unrealized +36.4%
JOHNSON CTLS INC 0.4%
Value ($000) $465 Shares 11,000 Est. Cost $31.98 Unrealized
MO ALTRIA GROUP INC 0.4%
Value ($000) $458 Shares 8,000 Est. Cost $20.50 Unrealized +31.8%
MFA FINL INC 0.4%
Value ($000) $456 Shares 67,000 Est. Cost $7.89 Unrealized
F FORD MTR CO DEL 0.4%
Value ($000) $444 Shares 33,000 Est. Cost $9.30 Unrealized -12.4%
CLX CLOROX CO DEL 0.4%
Value ($000) $443 Shares 4,000 Est. Cost $59.74 Unrealized +40.4%
KEY KEYCORP NEW 0.4%
Value ($000) $427 Shares 33,000 Est. Cost $7.71 Unrealized +21.1%
VIG VANGUARD SPECIALIZED PORTFOL 0.4%
Value ($000) $427 Shares 6,000 Est. Cost $68.40 Unrealized
ENABLE MIDSTREAM PARTNERS LP 0.3%
Value ($000) $420 Shares 33,000 Est. Cost $15.55 Unrealized
BLUE EARTH INC 0.3%
Value ($000) $419 Shares 617,000 Est. Cost $3.58 Unrealized
DIS DISNEY WALT CO 0.3%
Value ($000) $414 Shares 4,000 Est. Cost $62.48 Unrealized +59.6%
DAL DELTA AIR LINES INC DEL 0.3%
Value ($000) $402 Shares 9,000 Est. Cost $39.55 Unrealized 0.0%
VBR VANGUARD INDEX FDS 0.3%
Value ($000) $399 Shares 4,000 Est. Cost $93.69 Unrealized
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $389 Shares 3,000 Est. Cost $65.89 Unrealized +53.6%
EFX EQUIFAX INC 0.3%
Value ($000) $389 Shares 4,000 Est. Cost $49.40 Unrealized +82.2%
ABT ABBOTT LABS 0.3%
Value ($000) $386 Shares 10,000 Est. Cost $47.49 Unrealized -18.3%
MEDLEY CAP CORP 0.3%
Value ($000) $372 Shares 50,000 Est. Cost $13.25 Unrealized
GASS STEALTHGAS INC 0.3%
Value ($000) $365 Shares 81,000 Est. Cost $10.08 Unrealized -49.0%
SLB SCHLUMBERGER LTD 0.3%
Value ($000) $360 Shares 5,000 Est. Cost $61.50 Unrealized -4.2%
CBS CORP NEW 0.3%
Value ($000) $359 Shares 9,000 Est. Cost $52.58 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $357 Shares 2,000 Est. Cost $175.43 Unrealized -45.6%
HOEGH LNG PARTNERS LP 0.3%
Value ($000) $355 Shares 22,000 Est. Cost $20.75 Unrealized
VOT VANGUARD INDEX FDS 0.3%
Value ($000) $352 Shares 4,000 Est. Cost $106.00 Unrealized
PM PHILIP MORRIS INTL INC 0.3%
Value ($000) $350 Shares 4,000 Est. Cost $48.22 Unrealized +1.4%
COLB COLUMBIA BKG SYS INC 0.3%
Value ($000) $345 Shares 11,000 Est. Cost $17.24 Unrealized +17.1%
DU PONT E I DE NEMOURS & CO 0.3%
Value ($000) $337 Shares 7,000 Est. Cost $51.38 Unrealized
SOURCE CAP INC 0.3%
Value ($000) $336 Shares 5,000 Est. Cost $68.51 Unrealized
CENTURYLINK INC 0.3%
Value ($000) $330 Shares 13,000 Est. Cost $29.57 Unrealized
BABA ALIBABA GROUP HLDG LTD 0.3%
Value ($000) $329 Shares 6,000 Est. Cost $89.67 Unrealized
AFL AFLAC INC 0.3%
Value ($000) $325 Shares 6,000 Est. Cost $32.53 Unrealized -27.2%
BROADCOM CORP 0.3%
Value ($000) $323 Shares 6,000 Est. Cost $31.97 Unrealized
AXP AMERICAN EXPRESS CO 0.3%
Value ($000) $320 Shares 4,000 Est. Cost $62.93 Unrealized +5.3%
AMERIGAS PARTNERS L P 0.3%
Value ($000) $318 Shares 8,000 Est. Cost $43.74 Unrealized
POWERSHARES ETF TRUST 0.3%
Value ($000) $305 Shares 8,000 Est. Cost $38.91 Unrealized
NKE NIKE INC 0.2%
Value ($000) $299 Shares 2,000 Est. Cost $46.16 Unrealized +7.4%
SO SOUTHERN CO 0.2%
Value ($000) $298 Shares 7,000 Est. Cost $29.71 Unrealized -4.7%
CHESAPEAKE ENERGY CORP 0.2%
Value ($000) $296 Shares 40,000 Est. Cost $19.50 Unrealized
ARCC ARES CAP CORP 0.2%
Value ($000) $290 Shares 20,000 Est. Cost $10.30 Unrealized -43.6%
HD HOME DEPOT INC 0.2%
Value ($000) $288 Shares 2,000 Est. Cost $87.09 Unrealized +3.9%
DBX ETF TR 0.2%
Value ($000) $288 Shares 13,000 Est. Cost $25.25 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $280 Shares 3,000 Est. Cost $69.31 Unrealized +0.3%
SBS COMPANHIA DE SANEAMENTO BASI 0.2%
Value ($000) $276 Shares 71,000 Est. Cost $8.29 Unrealized
BMO BANK MONTREAL QUE 0.2%
Value ($000) $276 Shares 5,000 Est. Cost $44.68 Unrealized -19.2%
AQUA AMERICA INC 0.2%
Value ($000) $275 Shares 10,000 Est. Cost $25.04 Unrealized
CMS CMS ENERGY CORP 0.2%
Value ($000) $275 Shares 8,000 Est. Cost $20.33 Unrealized +21.9%
STATOIL ASA 0.2%
Value ($000) $274 Shares 19,000 Est. Cost $25.60 Unrealized
OMER OMEROS CORP 0.2%
Value ($000) $274 Shares 25,000 Est. Cost $10.67 Unrealized +45.9%
PSX PHILLIPS 66 0.2%
Value ($000) $261 Shares 3,000 Est. Cost $38.19 Unrealized +41.5%
VO VANGUARD INDEX FDS 0.2%
Value ($000) $258 Shares 2,000 Est. Cost $132.71 Unrealized
GD GENERAL DYNAMICS CORP 0.2%
Value ($000) $252 Shares 2,000 Est. Cost $110.30 Unrealized +4.7%
NMFC NEW MTN FIN CORP 0.2%
Value ($000) $247 Shares 18,000 Est. Cost $4.16 Unrealized +16.0%
ST JUDE MED INC 0.2%
Value ($000) $246 Shares 4,000 Est. Cost $65.25 Unrealized
PLUM CREEK TIMBER CO INC 0.2%
Value ($000) $244 Shares 6,000 Est. Cost $43.75 Unrealized
TURQUOISE HILL RES LTD 0.2%
Value ($000) $243 Shares 95,000 Est. Cost $3.33 Unrealized
YPF YPF SOCIEDAD ANONIMA 0.2%
Value ($000) $241 Shares 16,000 Est. Cost $31.84 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $241 Shares 2,000 Est. Cost $75.84 Unrealized +2.0%
UNITED TECHNOLOGIES CORP 0.2%
Value ($000) $238 Shares 3,000 Est. Cost $105.05 Unrealized
WFC WELLS FARGO & CO NEW 0.2%
Value ($000) $235 Shares 5,000 Est. Cost $41.38 Unrealized -0.7%
KO COCA COLA CO 0.2%
Value ($000) $234 Shares 6,000 Est. Cost $29.04 Unrealized -0.7%
BIDU BAIDU INC 0.2%
Value ($000) $233 Shares 2,000 Est. Cost $178.63 Unrealized
SHIP FINANCE INTERNATIONAL L 0.2%
Value ($000) $233 Shares 14,000 Est. Cost $16.53 Unrealized
EXEL EXELIXIS INC 0.2%
Value ($000) $224 Shares 40,000 Est. Cost $3.21 Unrealized +69.5%
KHC KRAFT HEINZ CO 0.2%
Value ($000) $220 Shares 3,000 Est. Cost $47.82 Unrealized 0.0%
COMCAST CORP NEW 0.2%
Value ($000) $218 Shares 4,000 Est. Cost $49.09 Unrealized
ORCL ORACLE CORP 0.2%
Value ($000) $209 Shares 6,000 Est. Cost $30.71 Unrealized +7.2%
CIEN CIENA CORP 0.2%
Value ($000) $207 Shares 10,000 Est. Cost $22.41 Unrealized +3.7%
OCH ZIFF CAP MGMT GROUP 0.2%
Value ($000) $192 Shares 22,000 Est. Cost $12.83 Unrealized
GGB GERDAU S A 0.2%
Value ($000) $188 Shares 137,000 Est. Cost $4.58 Unrealized
FRONTIER COMMUNICATIONS CORP 0.2%
Value ($000) $188 Shares 40,000 Est. Cost $4.40 Unrealized
PETROBRAS ARGENTINA S A 0.1%
Value ($000) $155 Shares 30,000 Est. Cost $5.89 Unrealized
XEROX CORP 0.1%
Value ($000) $136 Shares 14,000 Est. Cost $10.64 Unrealized
OCWEN FINL CORP 0.1%
Value ($000) $121 Shares 18,000 Est. Cost $14.52 Unrealized
TWI TITAN INTL INC ILL 0.1%
Value ($000) $114 Shares 17,000 Est. Cost $17.39 Unrealized -50.8%
AMIRA NATURE FOODS LTD 0.1%
Value ($000) $109 Shares 20,000 Est. Cost $5.45 Unrealized
PAAS PAN AMERICAN SILVER CORP 0.1%
Value ($000) $86 Shares 14,000 Est. Cost $12.01 Unrealized -43.1%
WESTPORT INNOVATIONS INC 0.1%
Value ($000) $72 Shares 29,000 Est. Cost $3.77 Unrealized
REVOLUTION LIGHTING TECHNOLO 0.1%
Value ($000) $69 Shares 73,000 Est. Cost $3.17 Unrealized
LYG LLOYDS BANKING GROUP PLC 0.0%
Value ($000) $51 Shares 11,000 Est. Cost $14.14 Unrealized
PBR/A PETROLEO BRASILEIRO SA PETRO 0.0%
Value ($000) $47 Shares 13,000 Est. Cost $8.07 Unrealized
TGS TRANSPORTADORA DE GAS SUR 0.0%
Value ($000) $40 Shares 10,000 Est. Cost $4.60 Unrealized
LINN ENERGY LLC 0.0%
Value ($000) $32 Shares 12,000 Est. Cost $10.95 Unrealized
OCULUS INNOVATIVE SCIENCES I 0.0%
Value ($000) $31 Shares 24,000 Est. Cost $1.42 Unrealized
BREITBURN ENERGY PARTNERS LP 0.0%
Value ($000) $31 Shares 15,000 Est. Cost $4.70 Unrealized
UQM TECHNOLOGIES INC 0.0%
Value ($000) $29 Shares 46,000 Est. Cost $1.00 Unrealized
PEABODY ENERGY CORP 0.0%
Value ($000) $25 Shares 18,000 Est. Cost $8.78 Unrealized
FX ENERGY INC 0.0%
Value ($000) $18 Shares 19,000 Est. Cost $3.29 Unrealized
U S GEOTHERMAL INC 0.0%
Value ($000) $6 Shares 10,000 Est. Cost $0.40 Unrealized