NWAM LLC Diversified Active

CIK: 0001655006 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Oct 15, 2015

Total Value ($000): $238,853 (100.0% shares, 0.0% debt)

Holdings (250)

AAPL APPLE INC 4.0%
Value ($000) $9,638 Shares 77,000 Est. Cost $31.82 Unrealized -10.3%
MSFT MICROSOFT CORP 3.9%
Value ($000) $9,216 Shares 209,000 Est. Cost $28.83 Unrealized +36.3%
BLACKROCK CR ALLCTN INC TR 3.6%
Value ($000) $8,697 Shares 686,000 Est. Cost $13.53 Unrealized
RYDEX ETF TRUST 2.9%
Value ($000) $6,883 Shares 86,000 Est. Cost $59.09 Unrealized
VUG VANGUARD INDEX FDS 2.9%
Value ($000) $6,811 Shares 64,000 Est. Cost $84.88 Unrealized
FLAHERTY & CRUMRINE TOTAL RE 2.8%
Value ($000) $6,632 Shares 340,000 Est. Cost $19.80 Unrealized
VTV VANGUARD INDEX FDS 2.7%
Value ($000) $6,360 Shares 76,000 Est. Cost $69.75 Unrealized
WELLS FARGO ADVANTAGE MULTI 2.4%
Value ($000) $5,708 Shares 451,000 Est. Cost $14.46 Unrealized
SBUX STARBUCKS CORP 1.9%
Value ($000) $4,557 Shares 85,000 Est. Cost $38.93 Unrealized +5.1%
POWERSHARES QQQ TRUST 1.8%
Value ($000) $4,403 Shares 41,000 Est. Cost $99.25 Unrealized
USB US BANCORP DEL 1.8%
Value ($000) $4,342 Shares 100,000 Est. Cost $31.00 Unrealized -3.5%
VNQ VANGUARD INDEX FDS 1.8%
Value ($000) $4,329 Shares 58,000 Est. Cost $68.55 Unrealized
BND VANGUARD BD INDEX FD INC 1.8%
Value ($000) $4,269 Shares 53,000 Est. Cost $82.31 Unrealized
IWM ISHARES TR 1.7%
Value ($000) $4,157 Shares 33,000 Est. Cost $125.97 Unrealized
FLAHERTY&CRMN PFD SEC INCOM 1.7%
Value ($000) $3,993 Shares 214,000 Est. Cost $19.37 Unrealized
BA BOEING CO 1.4%
Value ($000) $3,422 Shares 25,000 Est. Cost $84.21 Unrealized +53.0%
IWF ISHARES TR 1.4%
Value ($000) $3,295 Shares 33,000 Est. Cost $74.23 Unrealized
IJH ISHARES TR 1.3%
Value ($000) $3,124 Shares 21,000 Est. Cost $134.72 Unrealized
AGG ISHARES TR 1.3%
Value ($000) $3,088 Shares 28,000 Est. Cost $110.67 Unrealized
IWD ISHARES TR 1.2%
Value ($000) $2,877 Shares 28,000 Est. Cost $82.28 Unrealized
BSV VANGUARD BD INDEX FD INC 1.2%
Value ($000) $2,854 Shares 36,000 Est. Cost $80.04 Unrealized
GENERAL ELECTRIC CO 1.1%
Value ($000) $2,588 Shares 97,000 Est. Cost $23.71 Unrealized
AAXJ ISHARES 1.0%
Value ($000) $2,417 Shares 38,000 Est. Cost $59.25 Unrealized
ACWI ISHARES 1.0%
Value ($000) $2,354 Shares 53,000 Est. Cost $44.42 Unrealized
XOM EXXON MOBIL CORP 1.0%
Value ($000) $2,345 Shares 28,000 Est. Cost $68.53 Unrealized -20.8%
EFA ISHARES TR 0.9%
Value ($000) $2,268 Shares 36,000 Est. Cost $57.98 Unrealized
CVX CHEVRON CORP NEW 0.8%
Value ($000) $1,957 Shares 20,000 Est. Cost $85.08 Unrealized -21.9%
PG PROCTER & GAMBLE CO 0.8%
Value ($000) $1,954 Shares 25,000 Est. Cost $58.68 Unrealized +2.2%
COST COSTCO WHSL CORP NEW 0.8%
Value ($000) $1,888 Shares 14,000 Est. Cost $94.85 Unrealized +26.8%
PCAR PACCAR INC 0.8%
Value ($000) $1,885 Shares 30,000 Est. Cost $28.96 Unrealized -0.7%
LQD ISHARES TR 0.7%
Value ($000) $1,782 Shares 15,000 Est. Cost $117.33 Unrealized
VB VANGUARD INDEX FDS 0.7%
Value ($000) $1,707 Shares 14,000 Est. Cost $116.41 Unrealized
VEU VANGUARD INTL EQUITY INDEX F 0.7%
Value ($000) $1,648 Shares 34,000 Est. Cost $45.88 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $1,641 Shares 35,000 Est. Cost $30.99 Unrealized -8.6%
IYM ISHARES TR 0.6%
Value ($000) $1,457 Shares 18,000 Est. Cost $78.03 Unrealized
T AT&T INC 0.6%
Value ($000) $1,443 Shares 41,000 Est. Cost $19.48 Unrealized -37.3%
BAC BANK AMER CORP 0.6%
Value ($000) $1,436 Shares 84,000 Est. Cost $10.11 Unrealized +29.9%
HANCOCK JOHN PFD INCOME FD I 0.6%
Value ($000) $1,401 Shares 84,000 Est. Cost $17.44 Unrealized
IJK ISHARES TR 0.6%
Value ($000) $1,390 Shares 8,000 Est. Cost $173.75 Unrealized
MANAGED DURATION INVT GRD FU 0.6%
Value ($000) $1,384 Shares 104,000 Est. Cost $13.31 Unrealized
GILD GILEAD SCIENCES INC 0.6%
Value ($000) $1,329 Shares 11,000 Est. Cost $61.77 Unrealized +23.0%
WESTERN ASSET EMRG MKT DEBT 0.6%
Value ($000) $1,326 Shares 89,000 Est. Cost $5.77 Unrealized
PFE PFIZER INC 0.5%
Value ($000) $1,265 Shares 38,000 Est. Cost $19.85 Unrealized +4.7%
KRE SPDR SERIES TRUST 0.5%
Value ($000) $1,222 Shares 28,000 Est. Cost $43.64 Unrealized
BLACKROCK MUNIHLDNGS QLTY II 0.5%
Value ($000) $1,221 Shares 95,000 Est. Cost $13.07 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.5%
Value ($000) $1,220 Shares 84,000 Est. Cost $14.80 Unrealized
INTC INTEL CORP 0.5%
Value ($000) $1,217 Shares 40,000 Est. Cost $18.71 Unrealized +34.1%
HFWA HERITAGE FINL CORP WASH 0.5%
Value ($000) $1,215 Shares 68,000 Est. Cost $15.01 Unrealized +15.3%
ALLIANCEBERNSTEIN GBL HGH IN 0.5%
Value ($000) $1,205 Shares 100,000 Est. Cost $14.53 Unrealized
TIP ISHARES TR 0.5%
Value ($000) $1,202 Shares 11,000 Est. Cost $110.87 Unrealized
NEW MEDIA INVT GROUP INC 0.5%
Value ($000) $1,178 Shares 66,000 Est. Cost $14.92 Unrealized
JPM JPMORGAN CHASE & CO 0.5%
Value ($000) $1,134 Shares 17,000 Est. Cost $39.57 Unrealized +24.2%
AMZN AMAZON COM INC 0.5%
Value ($000) $1,129 Shares 3,000 Est. Cost $88.98 Unrealized -76.5%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $1,120 Shares 5,000 Est. Cost $159.70 Unrealized
BP BP PLC 0.5%
Value ($000) $1,093 Shares 27,000 Est. Cost $42.08 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.5%
Value ($000) $1,090 Shares 16,000 Est. Cost $34.94 Unrealized +31.7%
NUVEEN MULTI MKT INCOME FD 0.4%
Value ($000) $1,034 Shares 122,000 Est. Cost $8.40 Unrealized
EMB ISHARES 0.4%
Value ($000) $1,003 Shares 9,000 Est. Cost $114.60 Unrealized
MANNKIND CORP 0.4%
Value ($000) $907 Shares 159,000 Est. Cost $5.54 Unrealized
EEM ISHARES TR 0.4%
Value ($000) $889 Shares 22,000 Est. Cost $41.20 Unrealized
IVV ISHARES TR 0.4%
Value ($000) $876 Shares 4,000 Est. Cost $219.00 Unrealized
FRANKLIN LTD DURATION INC TR 0.4%
Value ($000) $871 Shares 75,000 Est. Cost $13.06 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.4%
Value ($000) $867 Shares 175,000 Est. Cost $5.79 Unrealized
EWZ ISHARES 0.4%
Value ($000) $866 Shares 26,000 Est. Cost $42.91 Unrealized
BNDX VANGUARD CHARLOTTE FDS 0.4%
Value ($000) $840 Shares 16,000 Est. Cost $52.50 Unrealized
QCOM QUALCOMM INC 0.4%
Value ($000) $838 Shares 13,000 Est. Cost $54.63 Unrealized -7.9%
CSCO CISCO SYS INC 0.3%
Value ($000) $812 Shares 30,000 Est. Cost $16.72 Unrealized +23.4%
POWERSHARES ETF TRUST II 0.3%
Value ($000) $784 Shares 33,000 Est. Cost $24.03 Unrealized
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $783 Shares 8,000 Est. Cost $67.89 Unrealized +9.7%
VEA VANGUARD TAX MANAGED INTL FD 0.3%
Value ($000) $780 Shares 20,000 Est. Cost $39.63 Unrealized
BLACKROCK MUN 2020 TERM TR 0.3%
Value ($000) $778 Shares 50,000 Est. Cost $16.40 Unrealized
NEUBERGER BERMAN INTER MUNI 0.3%
Value ($000) $776 Shares 52,000 Est. Cost $15.07 Unrealized
ROYAL DUTCH SHELL PLC 0.3%
Value ($000) $770 Shares 14,000 Est. Cost $66.43 Unrealized
FIRST TR ABERDEEN GLBL OPP F 0.3%
Value ($000) $767 Shares 70,000 Est. Cost $14.05 Unrealized
DHR DANAHER CORP DEL 0.3%
Value ($000) $762 Shares 9,000 Est. Cost $48.19 Unrealized -27.7%
PIMCO CORPORATE INCOME STRAT 0.3%
Value ($000) $762 Shares 54,000 Est. Cost $16.49 Unrealized
FV FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $761 Shares 31,000 Est. Cost $24.55 Unrealized
MARKET VECTORS ETF TR 0.3%
Value ($000) $759 Shares 67,000 Est. Cost $17.17 Unrealized
ANWORTH MORTGAGE ASSET CP 0.3%
Value ($000) $747 Shares 152,000 Est. Cost $5.00 Unrealized
DVY ISHARES TR 0.3%
Value ($000) $746 Shares 10,000 Est. Cost $56.19 Unrealized
DOW CHEM CO 0.3%
Value ($000) $730 Shares 14,000 Est. Cost $37.68 Unrealized
SHY ISHARES TR 0.3%
Value ($000) $703 Shares 8,000 Est. Cost $87.88 Unrealized
TMUS T MOBILE US INC 0.3%
Value ($000) $673 Shares 17,000 Est. Cost $30.25 Unrealized +14.4%
BLUE EARTH INC 0.3%
Value ($000) $672 Shares 616,000 Est. Cost $3.58 Unrealized
BOH BANK HAWAII CORP 0.3%
Value ($000) $667 Shares 10,000 Est. Cost $43.45 Unrealized -0.7%
UNP UNION PAC CORP 0.3%
Value ($000) $662 Shares 7,000 Est. Cost $77.95 Unrealized +5.2%
KMI KINDER MORGAN INC DEL 0.3%
Value ($000) $653 Shares 17,000 Est. Cost $20.83 Unrealized +16.8%
COP CONOCOPHILLIPS 0.3%
Value ($000) $645 Shares 11,000 Est. Cost $46.46 Unrealized -0.2%
MCD MCDONALDS CORP 0.3%
Value ($000) $643 Shares 7,000 Est. Cost $76.43 Unrealized -2.9%
IJR ISHARES TR 0.3%
Value ($000) $637 Shares 5,000 Est. Cost $107.63 Unrealized
BLACKROCK FLOATING RATE INCO 0.3%
Value ($000) $628 Shares 48,000 Est. Cost $13.82 Unrealized
MMM 3M CO 0.3%
Value ($000) $624 Shares 4,000 Est. Cost $85.41 Unrealized +11.0%
AMTX AEMETIS INC 0.3%
Value ($000) $621 Shares 172,000 Est. Cost $1.50 Unrealized -27.1%
XMQTX BLACKROCK MUNIY QUALITY FD I 0.3%
Value ($000) $616 Shares 49,000 Est. Cost $12.63 Unrealized
MAIDEN HOLDINGS LTD 0.2%
Value ($000) $595 Shares 38,000 Est. Cost $13.28 Unrealized
GASS STEALTHGAS INC 0.2%
Value ($000) $594 Shares 88,000 Est. Cost $10.08 Unrealized -33.6%
XMUIX BLACKROCK MUNI INTER DR FD I 0.2%
Value ($000) $574 Shares 42,000 Est. Cost $14.48 Unrealized
BABA ALIBABA GROUP HLDG LTD 0.2%
Value ($000) $568 Shares 7,000 Est. Cost $89.67 Unrealized
DOUBLELINE INCOME SOLUTIONS 0.2%
Value ($000) $563 Shares 28,000 Est. Cost $20.82 Unrealized
JOHNSON CTLS INC 0.2%
Value ($000) $561 Shares 11,000 Est. Cost $31.98 Unrealized
NORDSTROM INC 0.2%
Value ($000) $558 Shares 7,000 Est. Cost $56.45 Unrealized
YPF YPF SOCIEDAD ANONIMA 0.2%
Value ($000) $552 Shares 20,000 Est. Cost $31.84 Unrealized
PRECISION CASTPARTS CORP 0.2%
Value ($000) $551 Shares 3,000 Est. Cost $182.68 Unrealized
E M C CORP MASS 0.2%
Value ($000) $548 Shares 21,000 Est. Cost $25.74 Unrealized
AMGN AMGEN INC 0.2%
Value ($000) $541 Shares 4,000 Est. Cost $85.23 Unrealized +38.0%
F FORD MTR CO DEL 0.2%
Value ($000) $537 Shares 36,000 Est. Cost $9.30 Unrealized -5.9%
CMCSA COMCAST CORP NEW 0.2%
Value ($000) $527 Shares 9,000 Est. Cost $29.87 Unrealized -23.1%
IXJ ISHARES TR 0.2%
Value ($000) $517 Shares 5,000 Est. Cost $97.31 Unrealized
SPDR SERIES TRUST 0.2%
Value ($000) $502 Shares 13,000 Est. Cost $39.72 Unrealized
IJS ISHARES TR 0.2%
Value ($000) $499 Shares 4,000 Est. Cost $81.65 Unrealized
KEY KEYCORP NEW 0.2%
Value ($000) $498 Shares 33,000 Est. Cost $7.71 Unrealized +25.1%
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $496 Shares 6,000 Est. Cost $68.40 Unrealized
MFA FINL INC 0.2%
Value ($000) $495 Shares 67,000 Est. Cost $7.89 Unrealized
ABT ABBOTT LABS 0.2%
Value ($000) $494 Shares 10,000 Est. Cost $47.49 Unrealized -17.2%
GOOGLE INC 0.2%
Value ($000) $490 Shares 1,000 Est. Cost $525.06 Unrealized
ENABLE MIDSTREAM PARTNERS LP 0.2%
Value ($000) $475 Shares 30,000 Est. Cost $15.83 Unrealized
META FACEBOOK INC 0.2%
Value ($000) $467 Shares 5,000 Est. Cost $35.73 Unrealized +127.0%
GOOGLE INC 0.2%
Value ($000) $467 Shares 1,000 Est. Cost $530.81 Unrealized
DIS DISNEY WALT CO 0.2%
Value ($000) $465 Shares 4,000 Est. Cost $62.48 Unrealized +60.1%
MORGAN STANLEY EMER MKTS DEB 0.2%
Value ($000) $463 Shares 51,000 Est. Cost $9.94 Unrealized
DU PONT E I DE NEMOURS & CO 0.2%
Value ($000) $444 Shares 7,000 Est. Cost $51.38 Unrealized
CHESAPEAKE ENERGY CORP 0.2%
Value ($000) $444 Shares 40,000 Est. Cost $19.50 Unrealized
VBR VANGUARD INDEX FDS 0.2%
Value ($000) $441 Shares 4,000 Est. Cost $93.69 Unrealized
MO ALTRIA GROUP INC 0.2%
Value ($000) $434 Shares 9,000 Est. Cost $20.50 Unrealized +23.2%
IEMG ISHARES INC 0.2%
Value ($000) $433 Shares 9,000 Est. Cost $48.11 Unrealized
MEDLEY CAP CORP 0.2%
Value ($000) $431 Shares 48,000 Est. Cost $13.49 Unrealized
OMER OMEROS CORP 0.2%
Value ($000) $429 Shares 24,000 Est. Cost $10.47 Unrealized +106.1%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $427 Shares 5,000 Est. Cost $61.50 Unrealized +8.6%
IWO ISHARES TR 0.2%
Value ($000) $423 Shares 3,000 Est. Cost $142.02 Unrealized
XEROX CORP 0.2%
Value ($000) $415 Shares 39,000 Est. Cost $10.64 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $412 Shares 5,000 Est. Cost $62.93 Unrealized +8.1%
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $407 Shares 3,000 Est. Cost $65.89 Unrealized +51.1%
DJP BARCLAYS BK PLC 0.2%
Value ($000) $399 Shares 14,000 Est. Cost $38.18 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.2%
Value ($000) $397 Shares 2,000 Est. Cost $175.43 Unrealized -41.3%
MFS MULTIMARKET INCOME TR 0.2%
Value ($000) $393 Shares 65,000 Est. Cost $6.54 Unrealized
CBS CORP NEW 0.2%
Value ($000) $392 Shares 7,000 Est. Cost $56.20 Unrealized
IWN ISHARES TR 0.2%
Value ($000) $388 Shares 4,000 Est. Cost $97.07 Unrealized
EFX EQUIFAX INC 0.2%
Value ($000) $388 Shares 4,000 Est. Cost $49.40 Unrealized +78.4%
HANCOCK JOHN PFD INCOME FD 0.2%
Value ($000) $386 Shares 20,000 Est. Cost $17.12 Unrealized
TSLA TESLA MTRS INC 0.2%
Value ($000) $386 Shares 1,000 Est. Cost $13.50 Unrealized +17.1%
SBS COMPANHIA DE SANEAMENTO BASI 0.2%
Value ($000) $383 Shares 74,000 Est. Cost $8.29 Unrealized
BLACKROCK MUNI N Y INTER DUR 0.2%
Value ($000) $379 Shares 27,000 Est. Cost $14.00 Unrealized
BIDU BAIDU INC 0.2%
Value ($000) $378 Shares 2,000 Est. Cost $178.63 Unrealized
VOT VANGUARD INDEX FDS 0.2%
Value ($000) $376 Shares 4,000 Est. Cost $106.00 Unrealized
HOEGH LNG PARTNERS LP 0.2%
Value ($000) $375 Shares 20,000 Est. Cost $21.21 Unrealized
STATOIL ASA 0.2%
Value ($000) $374 Shares 21,000 Est. Cost $25.60 Unrealized
AMERIGAS PARTNERS L P 0.2%
Value ($000) $372 Shares 8,000 Est. Cost $43.74 Unrealized
CLX CLOROX CO DEL 0.2%
Value ($000) $371 Shares 4,000 Est. Cost $59.74 Unrealized +34.0%
NKE NIKE INC 0.2%
Value ($000) $366 Shares 3,000 Est. Cost $46.16 Unrealized -3.0%
TURQUOISE HILL RES LTD 0.2%
Value ($000) $362 Shares 95,000 Est. Cost $3.33 Unrealized
COLB COLUMBIA BKG SYS INC 0.2%
Value ($000) $360 Shares 11,000 Est. Cost $17.24 Unrealized +11.8%
CENTURYLINK INC 0.2%
Value ($000) $359 Shares 12,000 Est. Cost $29.92 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $356 Shares 4,000 Est. Cost $48.22 Unrealized +0.2%
ARCC ARES CAP CORP 0.1%
Value ($000) $354 Shares 22,000 Est. Cost $10.30 Unrealized -41.4%
GGB GERDAU S A 0.1%
Value ($000) $353 Shares 147,000 Est. Cost $4.58 Unrealized
SOURCE CAP INC 0.1%
Value ($000) $350 Shares 5,000 Est. Cost $68.51 Unrealized
VGSH VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $350 Shares 6,000 Est. Cost $60.72 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $346 Shares 4,000 Est. Cost $79.99 Unrealized
AFL AFLAC INC 0.1%
Value ($000) $342 Shares 5,000 Est. Cost $34.29 Unrealized -28.2%
WESTERN ASSET MTG DEF OPPTY 0.1%
Value ($000) $342 Shares 14,000 Est. Cost $23.52 Unrealized
EATON VANCE SH TM DR DIVR IN 0.1%
Value ($000) $329 Shares 24,000 Est. Cost $14.16 Unrealized
BROADCOM CORP 0.1%
Value ($000) $324 Shares 6,000 Est. Cost $31.97 Unrealized
VTI VANGUARD INDEX FDS 0.1%
Value ($000) $323 Shares 6,000 Est. Cost $53.83 Unrealized
CABLEVISION SYS CORP 0.1%
Value ($000) $312 Shares 13,000 Est. Cost $15.25 Unrealized
POWERSHARES ETF TRUST 0.1%
Value ($000) $311 Shares 7,000 Est. Cost $39.03 Unrealized
IWP ISHARES TR 0.1%
Value ($000) $308 Shares 3,000 Est. Cost $73.98 Unrealized
GLD SPDR GOLD TRUST 0.1%
Value ($000) $305 Shares 3,000 Est. Cost $109.61 Unrealized
TEMPLETON EMERG MKTS INCOME 0.1%
Value ($000) $303 Shares 28,000 Est. Cost $13.18 Unrealized
WFC WELLS FARGO & CO NEW 0.1%
Value ($000) $301 Shares 5,000 Est. Cost $41.38 Unrealized 0.0%
SCZ ISHARES 0.1%
Value ($000) $300 Shares 6,000 Est. Cost $51.92 Unrealized
BKD BROOKDALE SR LIVING INC 0.1%
Value ($000) $297 Shares 9,000 Est. Cost $30.72 Unrealized +20.0%
VO VANGUARD INDEX FDS 0.1%
Value ($000) $284 Shares 2,000 Est. Cost $132.71 Unrealized
DBX ETF TR 0.1%
Value ($000) $284 Shares 11,000 Est. Cost $25.82 Unrealized
ST JUDE MED INC 0.1%
Value ($000) $282 Shares 4,000 Est. Cost $65.25 Unrealized
SDY SPDR SERIES TRUST 0.1%
Value ($000) $280 Shares 4,000 Est. Cost $70.00 Unrealized
SHIP FINANCE INTERNATIONAL L 0.1%
Value ($000) $279 Shares 17,000 Est. Cost $16.53 Unrealized
PIMCO CORPORATE & INCOME OPP 0.1%
Value ($000) $275 Shares 19,000 Est. Cost $18.77 Unrealized
BMO BANK MONTREAL QUE 0.1%
Value ($000) $270 Shares 5,000 Est. Cost $44.68 Unrealized -8.7%
KRAFT FOODS GROUP INC 0.1%
Value ($000) $269 Shares 3,000 Est. Cost $87.00 Unrealized
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $269 Shares 2,000 Est. Cost $117.91 Unrealized
GAMCO GLOBAL GOLD NAT RES & 0.1%
Value ($000) $268 Shares 41,000 Est. Cost $9.06 Unrealized
SPECIAL OPPORTUNITIES FD INC 0.1%
Value ($000) $266 Shares 17,000 Est. Cost $16.24 Unrealized
EMR EMERSON ELEC CO 0.1%
Value ($000) $264 Shares 5,000 Est. Cost $47.21 Unrealized -6.3%
NMFC NEW MTN FIN CORP 0.1%
Value ($000) $264 Shares 18,000 Est. Cost $4.16 Unrealized +15.5%
NEW SR INVT GROUP INC 0.1%
Value ($000) $262 Shares 20,000 Est. Cost $16.43 Unrealized
PSX PHILLIPS 66 0.1%
Value ($000) $262 Shares 3,000 Est. Cost $38.19 Unrealized +40.6%
SO SOUTHERN CO 0.1%
Value ($000) $259 Shares 6,000 Est. Cost $29.94 Unrealized -7.2%
HD HOME DEPOT INC 0.1%
Value ($000) $254 Shares 2,000 Est. Cost $87.09 Unrealized 0.0%
AQUA AMERICA INC 0.1%
Value ($000) $254 Shares 10,000 Est. Cost $25.04 Unrealized
OCH ZIFF CAP MGMT GROUP 0.1%
Value ($000) $254 Shares 21,000 Est. Cost $13.03 Unrealized
BLACKROCK MUNIYIELD QUALITY 0.1%
Value ($000) $249 Shares 17,000 Est. Cost $15.07 Unrealized
TCW STRATEGIC INCOME FUND IN 0.1%
Value ($000) $249 Shares 48,000 Est. Cost $5.49 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $241 Shares 3,000 Est. Cost $69.31 Unrealized 0.0%
CMS CMS ENERGY CORP 0.1%
Value ($000) $239 Shares 8,000 Est. Cost $20.33 Unrealized +20.4%
KAYNE ANDERSON MLP INVT CO 0.1%
Value ($000) $238 Shares 8,000 Est. Cost $37.19 Unrealized
ORCL ORACLE CORP 0.1%
Value ($000) $237 Shares 6,000 Est. Cost $30.71 Unrealized +20.5%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $232 Shares 2,000 Est. Cost $110.30 Unrealized 0.0%
EXEL EXELIXIS INC 0.1%
Value ($000) $231 Shares 62,000 Est. Cost $3.21 Unrealized +1.3%
CIEN CIENA CORP 0.1%
Value ($000) $231 Shares 10,000 Est. Cost $22.41 Unrealized +1.9%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $230 Shares 4,000 Est. Cost $41.73 Unrealized -1.2%
COMCAST CORP NEW 0.1%
Value ($000) $230 Shares 4,000 Est. Cost $49.09 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $230 Shares 6,000 Est. Cost $29.04 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $225 Shares 2,000 Est. Cost $75.84 Unrealized 0.0%
EPD ENTERPRISE PRODS PARTNERS L 0.1%
Value ($000) $223 Shares 7,000 Est. Cost $31.86 Unrealized
PETROBRAS ARGENTINA S A 0.1%
Value ($000) $222 Shares 33,000 Est. Cost $5.89 Unrealized
TWITTER INC 0.1%
Value ($000) $221 Shares 6,000 Est. Cost $43.86 Unrealized
WMT WAL-MART STORES INC 0.1%
Value ($000) $218 Shares 3,000 Est. Cost $20.88 Unrealized 0.0%
PLUM CREEK TIMBER CO INC 0.1%
Value ($000) $211 Shares 5,000 Est. Cost $44.37 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $210 Shares 3,000 Est. Cost $63.20 Unrealized 0.0%
HANCOCK JOHN INCOME SECS TR 0.1%
Value ($000) $208 Shares 15,000 Est. Cost $14.58 Unrealized
AGRIUM INC 0.1%
Value ($000) $205 Shares 2,000 Est. Cost $102.50 Unrealized
NUVEEN NY DIVID ADVNTG MUN F 0.1%
Value ($000) $205 Shares 15,000 Est. Cost $13.67 Unrealized
STIP ISHARES TR 0.1%
Value ($000) $204 Shares 2,000 Est. Cost $102.17 Unrealized
PII POLARIS INDS INC 0.1%
Value ($000) $201 Shares 1,000 Est. Cost $143.89 Unrealized 0.0%
BLACKROCK CORE BD TR 0.1%
Value ($000) $196 Shares 16,000 Est. Cost $13.86 Unrealized
OCWEN FINL CORP 0.1%
Value ($000) $195 Shares 19,000 Est. Cost $14.52 Unrealized
FRONTIER COMMUNICATIONS CORP 0.1%
Value ($000) $195 Shares 39,000 Est. Cost $4.40 Unrealized
NEW YORK CMNTY BANCORP INC 0.1%
Value ($000) $191 Shares 10,000 Est. Cost $13.71 Unrealized
TWI TITAN INTL INC ILL 0.1%
Value ($000) $186 Shares 17,000 Est. Cost $17.39 Unrealized -40.4%
PAAS PAN AMERICAN SILVER CORP 0.1%
Value ($000) $168 Shares 20,000 Est. Cost $12.01 Unrealized -21.6%
NUVEEN QUALITY INCOME MUN FD 0.1%
Value ($000) $165 Shares 12,000 Est. Cost $13.74 Unrealized
CALAMOS STRATEGIC TOTL RETN 0.1%
Value ($000) $163 Shares 15,000 Est. Cost $11.41 Unrealized
EATON VANCE N Y MUN BD FD II 0.1%
Value ($000) $160 Shares 13,000 Est. Cost $12.31 Unrealized
XENWX EATON VANCE NEW YORK MUN BD 0.1%
Value ($000) $160 Shares 13,000 Est. Cost $12.31 Unrealized
NUVEEN DIVID ADVANTAGE MUN I 0.1%
Value ($000) $158 Shares 12,000 Est. Cost $14.51 Unrealized
MARINE HARVEST ASA 0.1%
Value ($000) $156 Shares 14,000 Est. Cost $13.19 Unrealized
NUVEEN NY AMT FREE MUN INCOM 0.1%
Value ($000) $154 Shares 12,000 Est. Cost $12.83 Unrealized
PUTNAM MUN OPPORTUNITIES TR 0.1%
Value ($000) $153 Shares 13,000 Est. Cost $11.39 Unrealized
ONEBEACON INSURANCE GROUP LT 0.1%
Value ($000) $149 Shares 10,000 Est. Cost $14.90 Unrealized
CALAMOS CONV & HIGH INCOME F 0.1%
Value ($000) $149 Shares 11,000 Est. Cost $13.55 Unrealized
XMUSX BLACKROCK MUNIHOLDNGS QLTY I 0.1%
Value ($000) $143 Shares 11,000 Est. Cost $13.00 Unrealized
WESTPORT INNOVATIONS INC 0.1%
Value ($000) $138 Shares 29,000 Est. Cost $3.77 Unrealized
PBR/A PETROLEO BRASILEIRO SA PETRO 0.1%
Value ($000) $121 Shares 15,000 Est. Cost $8.07 Unrealized
LINN ENERGY LLC 0.0%
Value ($000) $111 Shares 12,000 Est. Cost $10.95 Unrealized
NUVEEN PFD INCOME OPPRTNY FD 0.0%
Value ($000) $109 Shares 12,000 Est. Cost $9.71 Unrealized
WELLS FARGO ADVANTAGE INCOME 0.0%
Value ($000) $107 Shares 13,000 Est. Cost $9.93 Unrealized
DREYFUS STRATEGIC MUNS INC 0.0%
Value ($000) $103 Shares 13,000 Est. Cost $8.55 Unrealized
BREITBURN ENERGY PARTNERS LP 0.0%
Value ($000) $94 Shares 20,000 Est. Cost $4.70 Unrealized
REVOLUTION LIGHTING TECHNOLO 0.0%
Value ($000) $89 Shares 77,000 Est. Cost $3.17 Unrealized
PUTNAM MASTER INTER INCOME T 0.0%
Value ($000) $78 Shares 17,000 Est. Cost $5.11 Unrealized
BLACKROCK DEBT STRAT FD INC 0.0%
Value ($000) $77 Shares 21,000 Est. Cost $4.11 Unrealized
LYG LLOYDS BANKING GROUP PLC 0.0%
Value ($000) $60 Shares 11,000 Est. Cost $14.14 Unrealized
TGS TRANSPORTADORA DE GAS SUR 0.0%
Value ($000) $46 Shares 10,000 Est. Cost $4.60 Unrealized
PEABODY ENERGY CORP 0.0%
Value ($000) $43 Shares 20,000 Est. Cost $8.78 Unrealized
UQM TECHNOLOGIES INC 0.0%
Value ($000) $40 Shares 46,000 Est. Cost $1.00 Unrealized
OCULUS INNOVATIVE SCIENCES I 0.0%
Value ($000) $34 Shares 24,000 Est. Cost $1.42 Unrealized
FX ENERGY INC 0.0%
Value ($000) $17 Shares 19,000 Est. Cost $3.29 Unrealized
ALPHA NAT RES INC 0.0%
Value ($000) $6 Shares 19,000 Est. Cost $3.31 Unrealized
U S GEOTHERMAL INC 0.0%
Value ($000) $5 Shares 10,000 Est. Cost $0.40 Unrealized
LGL GROUP INC 0.0%
Value ($000) $0 Shares 13,000 Est. Cost Unrealized