Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 10, 2017

Total Value ($000): $410,813 (100.0% shares, 0.0% debt)

Holdings (130)

VCSH VANGUARD SCOTTSDALE FDS 21.2%
Value ($000) $87,248 Shares 1,090,057 Est. Cost $79.27 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 13.4%
Value ($000) $55,016 Shares 628,536 Est. Cost $83.58 Unrealized —
VTIP VANGUARD MALVERN FDS 9.0%
Value ($000) $36,886 Shares 749,255 Est. Cost $48.82 Unrealized —
SHY ISHARES TR 7.3%
Value ($000) $30,178 Shares 357,176 Est. Cost $84.59 Unrealized —
IEMG ISHARES INC 5.1%
Value ($000) $20,946 Shares 418,581 Est. Cost $45.40 Unrealized —
SJNK SPDR SER TR 4.4%
Value ($000) $18,033 Shares 644,714 Est. Cost $28.19 Unrealized —
VNQ VANGUARD INDEX FDS 2.6%
Value ($000) $10,729 Shares 128,904 Est. Cost $69.88 Unrealized —
VV VANGUARD INDEX FDS 2.4%
Value ($000) $9,670 Shares 87,102 Est. Cost $73.64 Unrealized —
SCHX SCHWAB STRATEGIC TR 2.1%
Value ($000) $8,825 Shares 152,756 Est. Cost $40.28 Unrealized —
SHM SPDR SER TR 2.0%
Value ($000) $8,168 Shares 168,407 Est. Cost $48.17 Unrealized —
HYMB SPDR SERIES TRUST 1.4%
Value ($000) $5,954 Shares 104,737 Est. Cost $55.93 Unrealized —
MUB ISHARES TR 1.2%
Value ($000) $4,957 Shares 45,014 Est. Cost $106.31 Unrealized —
VTI VANGUARD INDEX FDS 1.2%
Value ($000) $4,755 Shares 38,205 Est. Cost $85.45 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,632 Shares 88,655 Est. Cost $51.08 Unrealized —
EMB ISHARES TR 1.1%
Value ($000) $4,562 Shares 39,891 Est. Cost $108.07 Unrealized —
MSFT MICROSOFT CORP 0.8%
Value ($000) $3,276 Shares 47,525 Est. Cost $37.37 Unrealized +66.8%
TIP ISHARES TR 0.8%
Value ($000) $3,256 Shares 28,707 Est. Cost $112.06 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 0.8%
Value ($000) $3,132 Shares 75,798 Est. Cost $36.54 Unrealized —
AAPL APPLE INC 0.8%
Value ($000) $3,105 Shares 21,558 Est. Cost $25.15 Unrealized +36.5%
— VANECK VECTORS ETF TR 0.6%
Value ($000) $2,603 Shares 84,224 Est. Cost $30.69 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.6%
Value ($000) $2,565 Shares 32,822 Est. Cost $68.50 Unrealized —
— ISHARES 0.6%
Value ($000) $2,557 Shares 89,460 Est. Cost $30.54 Unrealized —
FPE FIRST TR EXCHANGE-TRADED FD 0.5%
Value ($000) $2,165 Shares 108,182 Est. Cost $19.85 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.5%
Value ($000) $2,090 Shares 84,124 Est. Cost $23.08 Unrealized —
CAC CAMDEN NATL CORP 0.5%
Value ($000) $2,018 Shares 47,019 Est. Cost $21.32 Unrealized +43.9%
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,955 Shares 92,005 Est. Cost $20.95 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,907 Shares 89,721 Est. Cost $20.78 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,895 Shares 83,795 Est. Cost $22.63 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,850 Shares 86,120 Est. Cost $20.79 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,769 Shares 32,132 Est. Cost $53.89 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,708 Shares 30,367 Est. Cost $52.15 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,679 Shares 78,825 Est. Cost $20.76 Unrealized —
COMT ISHARES U S ETF TR 0.4%
Value ($000) $1,654 Shares 50,762 Est. Cost $32.58 Unrealized —
VTV VANGUARD INDEX FDS 0.4%
Value ($000) $1,632 Shares 16,905 Est. Cost $82.64 Unrealized —
DWX SPDR INDEX SHS FDS 0.4%
Value ($000) $1,603 Shares 40,985 Est. Cost $38.50 Unrealized —
SCZ ISHARES TR 0.4%
Value ($000) $1,599 Shares 27,652 Est. Cost $49.84 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,356 Shares 63,581 Est. Cost $21.10 Unrealized —
AMZN AMAZON COM INC 0.3%
Value ($000) $1,344 Shares 1,388 Est. Cost $29.49 Unrealized +61.8%
INTC INTEL CORP 0.3%
Value ($000) $1,327 Shares 39,342 Est. Cost $25.77 Unrealized +14.7%
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,326 Shares 14,265 Est. Cost $81.11 Unrealized —
IVV ISHARES TR 0.3%
Value ($000) $1,281 Shares 5,262 Est. Cost $211.28 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,275 Shares 5,271 Est. Cost $193.85 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,258 Shares 59,944 Est. Cost $20.69 Unrealized —
DES WISDOMTREE TR 0.3%
Value ($000) $1,242 Shares 15,437 Est. Cost $71.56 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,235 Shares 18,294 Est. Cost $61.01 Unrealized —
AGG ISHARES TR 0.3%
Value ($000) $1,168 Shares 10,667 Est. Cost $107.76 Unrealized —
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,117 Shares 10,708 Est. Cost $66.89 Unrealized +9.4%
IGSB ISHARES TR 0.3%
Value ($000) $1,089 Shares 10,342 Est. Cost $105.06 Unrealized —
— VANECK VECTORS ETF TR 0.2%
Value ($000) $1,012 Shares 42,306 Est. Cost $24.85 Unrealized —
SBUX STARBUCKS CORP 0.2%
Value ($000) $985 Shares 16,894 Est. Cost $42.98 Unrealized +16.8%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $865 Shares 35,079 Est. Cost $25.02 Unrealized —
MATW MATTHEWS INTL CORP 0.2%
Value ($000) $846 Shares 13,806 Est. Cost $54.36 Unrealized -5.3%
— GENERAL ELECTRIC CO 0.2%
Value ($000) $840 Shares 31,107 Est. Cost $26.29 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $830 Shares 32,679 Est. Cost $25.67 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $821 Shares 33,052 Est. Cost $24.49 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $787 Shares 31,270 Est. Cost $23.67 Unrealized —
DLS WISDOMTREE TR 0.2%
Value ($000) $781 Shares 11,238 Est. Cost $58.28 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $773 Shares 30,470 Est. Cost $25.22 Unrealized —
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $771 Shares 8,848 Est. Cost $60.27 Unrealized +16.4%
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $759 Shares 22,050 Est. Cost $33.78 Unrealized —
SPSB SPDR SERIES TRUST 0.2%
Value ($000) $757 Shares 24,705 Est. Cost $30.59 Unrealized —
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $733 Shares 5,541 Est. Cost $84.18 Unrealized +19.2%
— PATTERSON COMPANIES INC 0.2%
Value ($000) $704 Shares 15,000 Est. Cost $46.93 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $698 Shares 27,138 Est. Cost $26.26 Unrealized —
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $694 Shares 5,465 Est. Cost $126.99 Unrealized —
IWC ISHARES TR 0.2%
Value ($000) $693 Shares 7,795 Est. Cost $70.57 Unrealized —
— POWERSHARES QQQ TRUST 0.2%
Value ($000) $683 Shares 4,963 Est. Cost $107.93 Unrealized —
SLYG SPDR SERIES TRUST 0.2%
Value ($000) $649 Shares 3,000 Est. Cost $212.67 Unrealized —
IVE ISHARES TR 0.2%
Value ($000) $648 Shares 6,175 Est. Cost $101.31 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $648 Shares 6,993 Est. Cost $79.48 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.2%
Value ($000) $647 Shares 8,103 Est. Cost $79.46 Unrealized —
IEFA ISHARES TR 0.2%
Value ($000) $646 Shares 10,602 Est. Cost $54.52 Unrealized —
T AT&T INC 0.2%
Value ($000) $645 Shares 17,083 Est. Cost $15.31 Unrealized +4.0%
DEM WISDOMTREE TR 0.2%
Value ($000) $624 Shares 15,211 Est. Cost $40.97 Unrealized —
BA BOEING CO 0.1%
Value ($000) $612 Shares 3,094 Est. Cost $123.14 Unrealized +42.0%
EFA ISHARES TR 0.1%
Value ($000) $589 Shares 9,033 Est. Cost $60.34 Unrealized —
USB US BANCORP DEL 0.1%
Value ($000) $588 Shares 11,317 Est. Cost $29.95 Unrealized +23.4%
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $553 Shares 16,435 Est. Cost $28.87 Unrealized —
META FACEBOOK INC 0.1%
Value ($000) $545 Shares 3,610 Est. Cost $107.33 Unrealized +37.6%
VB VANGUARD INDEX FDS 0.1%
Value ($000) $537 Shares 3,962 Est. Cost $135.54 Unrealized —
AMGN AMGEN INC 0.1%
Value ($000) $524 Shares 3,042 Est. Cost $81.18 Unrealized +54.4%
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $519 Shares 3,243 Est. Cost $118.10 Unrealized +27.8%
HYS PIMCO ETF TR 0.1%
Value ($000) $512 Shares 5,049 Est. Cost $101.21 Unrealized —
XOM EXXON MOBIL CORP 0.1%
Value ($000) $479 Shares 5,928 Est. Cost $56.20 Unrealized -1.3%
DIS DISNEY WALT CO 0.1%
Value ($000) $476 Shares 4,480 Est. Cost $81.61 Unrealized +25.5%
GOOG ALPHABET INC 0.1%
Value ($000) $475 Shares 523 Est. Cost $41.33 Unrealized +9.9%
GOOGL ALPHABET INC 0.1%
Value ($000) $439 Shares 472 Est. Cost $41.28 Unrealized +12.5%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $433 Shares 9,269 Est. Cost $39.73 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $425 Shares 17,518 Est. Cost $13.60 Unrealized +40.5%
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $420 Shares 8,687 Est. Cost $48.43 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $412 Shares 17,605 Est. Cost $19.20 Unrealized —
ORCL ORACLE CORP 0.1%
Value ($000) $409 Shares 8,157 Est. Cost $37.76 Unrealized +6.2%
— ISHARES TR 0.1%
Value ($000) $405 Shares 10,952 Est. Cost $33.59 Unrealized —
IEI ISHARES TR 0.1%
Value ($000) $404 Shares 3,271 Est. Cost $121.51 Unrealized —
PI IMPINJ INC 0.1%
Value ($000) $401 Shares 8,249 Est. Cost $31.46 Unrealized +33.5%
IWM ISHARES TR 0.1%
Value ($000) $391 Shares 2,774 Est. Cost $136.36 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $382 Shares 12,023 Est. Cost $28.40 Unrealized —
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $369 Shares 23,485 Est. Cost $13.81 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $353 Shares 2,294 Est. Cost $103.60 Unrealized +0.2%
KO COCA COLA CO 0.1%
Value ($000) $345 Shares 7,691 Est. Cost $29.20 Unrealized +15.3%
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $331 Shares 6,936 Est. Cost $42.31 Unrealized —
SDY SPDR SERIES TRUST 0.1%
Value ($000) $328 Shares 3,686 Est. Cost $85.88 Unrealized —
NKE NIKE INC 0.1%
Value ($000) $326 Shares 5,521 Est. Cost $45.01 Unrealized +7.2%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $319 Shares 3,485 Est. Cost $61.77 Unrealized +11.0%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $313 Shares 5,033 Est. Cost $40.16 Unrealized +30.3%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $301 Shares 4,248 Est. Cost $60.19 Unrealized -19.7%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $297 Shares 10,241 Est. Cost $29.54 Unrealized —
DHR DANAHER CORP DEL 0.1%
Value ($000) $295 Shares 3,490 Est. Cost $43.58 Unrealized +64.7%
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $293 Shares 2,380 Est. Cost $121.39 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $290 Shares 4,143 Est. Cost $108.23 Unrealized —
PEP PEPSICO INC 0.1%
Value ($000) $287 Shares 2,489 Est. Cost $75.28 Unrealized +17.1%
IVW ISHARES TR 0.1%
Value ($000) $284 Shares 2,075 Est. Cost $121.88 Unrealized —
MRK MERCK & CO INC 0.1%
Value ($000) $271 Shares 4,222 Est. Cost $46.10 Unrealized +0.9%
MO ALTRIA GROUP INC 0.1%
Value ($000) $260 Shares 3,493 Est. Cost $39.29 Unrealized 0.0%
MCD MCDONALDS CORP 0.1%
Value ($000) $254 Shares 1,656 Est. Cost $117.92 Unrealized 0.0%
DGS WISDOMTREE TR 0.1%
Value ($000) $248 Shares 5,413 Est. Cost $44.90 Unrealized —
PFE PFIZER INC 0.1%
Value ($000) $240 Shares 7,137 Est. Cost $21.82 Unrealized -1.0%
ALK ALASKA AIR GROUP INC 0.1%
Value ($000) $229 Shares 2,550 Est. Cost $73.89 Unrealized +12.0%
SCHD SCHWAB STRATEGIC TR 0.1%
Value ($000) $228 Shares 5,047 Est. Cost $44.66 Unrealized —
XEL XCEL ENERGY INC 0.1%
Value ($000) $227 Shares 4,957 Est. Cost $35.30 Unrealized 0.0%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $225 Shares 2,200 Est. Cost $74.09 Unrealized +13.7%
SCHV SCHWAB STRATEGIC TR 0.1%
Value ($000) $220 Shares 4,377 Est. Cost $49.58 Unrealized —
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $220 Shares 1,873 Est. Cost $74.28 Unrealized 0.0%
V VISA INC 0.1%
Value ($000) $215 Shares 2,292 Est. Cost $80.89 Unrealized +8.1%
DTH WISDOMTREE TR 0.1%
Value ($000) $212 Shares 5,070 Est. Cost $40.63 Unrealized —
LQD ISHARES TR 0.1%
Value ($000) $212 Shares 1,760 Est. Cost $118.23 Unrealized —
IJH ISHARES TR 0.0%
Value ($000) $205 Shares 1,179 Est. Cost $151.62 Unrealized —
CSX CSX CORP 0.0%
Value ($000) $203 Shares 3,724 Est. Cost $15.23 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $203 Shares 1,199 Est. Cost $167.31 Unrealized -0.6%
OPK OPKO HEALTH INC 0.0%
Value ($000) $146 Shares 22,200 Est. Cost $7.21 Unrealized -2.8%