Location: Houston, TX
CIK: 0001166402 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $235M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | INVESCO BULLETSHARES 2023 CO | 344,770 | $7.195M | 3.1% | $20.87 | $21.46 | — | COM | 46138J866 |
| VGT | VANGUARD INFO TECH ETF | 22,910 | $7.042M | 3.0% | $307.38 | $115.76 | — | COM | 92204A702 |
| VEA | VANGUARD FTSE DEVELOPED ETF | 186,778 | $6.791M | 2.9% | $36.36 | $40.87 | — | COM | 921943858 |
| GSIE | GOLDMAN SACHS ACTIVEBETA INT | 234,320 | $5.799M | 2.5% | $24.75 | $28.02 | — | COM | 381430107 |
| FLOT | ISHARES FLOATING RATE BOND E | 114,248 | $5.743M | 2.4% | $50.27 | $50.63 | — | COM | 46429B655 |
| — | INVESCO BULLETSHARES 2024 CO | 257,263 | $5.246M | 2.2% | $20.39 | $21.42 | — | COM | 46138J841 |
| — | INVESCO BULLETSHARES 2025 CO | 252,516 | $5.036M | 2.1% | $19.94 | $21.33 | — | COM | 46138J825 |
| IMKTA | INGLES MARKETS INC-CLASS A | 55,912 | $4.429M | 1.9% | $79.21 * | $19.43 | +353.6% | COM | 457030104 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 19,559 | $4.288M | 1.8% | $219.23 | $141.79 | — | COM | 464287507 |
| RSP | INVESCO S&P 500 EQUAL WEIGHT | 32,841 | $4.18M | 1.8% | $127.28 | $105.45 | — | COM | 46137V357 |
| XLY | CONSUMER DISCRETIONARY SELT | 28,603 | $4.074M | 1.7% | $142.43 | $62.77 | — | COM | 81369Y407 |
| — | INVESCO BULLETSHARES 2022 CO | 191,604 | $4.058M | 1.7% | $21.18 | $21.12 | — | COM | 46138J882 |
| VMI | VALMONT INDUSTRIES | 15,064 | $4.046M | 1.7% | $268.59 | $141.21 | +87.1% | COM | 920253101 |
| IXJ | ISHARES GLOBAL HEALTHCARE ET | 51,522 | $3.882M | 1.6% | $75.35 | $67.11 | — | COM | 464287325 |
| IWB | ISHARES RUSSELL 1000 ETF | 19,538 | $3.855M | 1.6% | $197.31 | $162.23 | — | COM | 464287622 |
| XLP | CONSUMER STAPLES SPDR | 55,838 | $3.726M | 1.6% | $66.73 | $40.60 | — | COM | 81369Y308 |
| VCSH | VANGUARD S/T CORP BOND ETF | 50,110 | $3.722M | 1.6% | $74.28 | $78.96 | — | COM | 92206C409 |
| LOW | LOWE'S COS INC | 19,437 | $3.65M | 1.5% | $187.79 * | $57.89 | +215.0% | COM | 548661107 |
| GSLC | GOLDMAN ACTIVEBETA US LC ETF | 50,904 | $3.615M | 1.5% | $71.02 | $63.55 | — | COM | 381430503 |
| ARTNA | ARTESIAN RESOURCES CORP-CL A | 73,373 | $3.531M | 1.5% | $48.12 | $20.76 | +129.5% | COM | 043113208 |
| AMGN | AMGEN INC | 15,585 | $3.513M | 1.5% | $225.41 * | $124.96 | +74.4% | COM | 031162100 |
| — | WESTERN ASSET HI INC OPPORT | 910,992 | $3.352M | 1.4% | $3.68 | $4.90 | — | COM | 95766K109 |
| SCZ | ISHARES MSCI EAFE SMALL-CAP | 62,242 | $3.036M | 1.3% | $48.78 | $45.97 | — | COM | 464288273 |
| CSX | CSX CORP | 112,574 | $2.999M | 1.3% | $26.64 * | $23.35 | +26.8% | COM | 126408103 |
| RSPH | INVESCO S&P 500 EQUAL WEIGHT | 11,841 | $2.976M | 1.3% | $251.33 | $188.46 | — | COM | 46137V332 |
| IXN | ISHARES GLOBAL TECH ETF | 69,030 | $2.912M | 1.2% | $42.18 | $76.47 | — | COM | 464287291 |
| — | INVESCO BULLETSHARES 2022 HI | 132,189 | $2.904M | 1.2% | $21.97 | $24.29 | — | COM | 46138J874 |
| — | CHASE CORP | 34,496 | $2.883M | 1.2% | $83.57 | $28.73 | — | COM | 16150R104 |
| JNJ | JOHNSON & JOHNSON | 17,438 | $2.849M | 1.2% | $163.38 * | $85.22 | +79.4% | COM | 478160104 |
| SONO | SONOS INC | 204,515 | $2.843M | 1.2% | $13.90 * | $26.56 | -33.1% | COM | 83570H108 |
| — | ADAMS DIVERSIFIED EQUITY | 194,364 | $2.832M | 1.2% | $14.57 | $18.20 | — | COM | 006212104 |
| — | INVESCO BULLETSHARES 2023 HI | 120,481 | $2.749M | 1.2% | $22.82 | $25.87 | — | COM | 46138J858 |
| SYK | STRYKER CORP | 13,569 | $2.748M | 1.2% | $202.52 | $65.35 | +210.7% | COM | 863667101 |
| EG | EVEREST RE GROUP LTD | 10,421 | $2.735M | 1.2% | $262.45 * | $199.69 | +27.8% | COM | G3223R108 |
| — | JOHN HANCOCK FINANCIAL OPPOR | 85,030 | $2.684M | 1.1% | $31.57 | $22.05 | — | COM | 409735206 |
| — | WESTERN ASSET GL CORP DEF OP | 232,493 | $2.592M | 1.1% | $11.15 | $18.23 | — | COM | 95790C107 |
| VOYA | VOYA FINANCIAL INC | 42,293 | $2.559M | 1.1% | $60.51 * | $49.49 | +15.1% | COM | 929089100 |
| ALL | ALLSTATE CORP | 20,249 | $2.522M | 1.1% | $124.55 * | $49.75 | +130.3% | COM | 020002101 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 38,988 | $2.423M | 1.0% | $62.15 | $71.70 | — | COM | 464287499 |
| FNDX | SCHWAB FUNDAMENTAL LARGE CAP | 50,415 | $2.408M | 1.0% | $47.76 | $40.31 | — | COM | 808524771 |
| JPST | JPMORGAN ULTRA-SHORT INCOME | 45,686 | $2.292M | 1.0% | $50.17 | $50.12 | — | COM | 46641Q837 |
| CGW | INVESCO S&P GLOBAL WATER IND | 54,729 | $2.247M | 1.0% | $41.06 | $37.58 | — | COM | 46138E263 |
| — | ROYCE MICRO-CAP TRUST INC | 281,379 | $2.231M | 0.9% | $7.93 | $9.01 | — | COM | 780915104 |
| VRP | INVESCO VARIABLE RATE PREFER | 90,531 | $1.983M | 0.8% | $21.90 | $24.48 | — | COM | 46138G870 |
| BSJO | INVESCO BULLETSHARES 2024 HI | 91,637 | $1.981M | 0.8% | $21.62 | $23.71 | — | COM | 46138J833 |
| CVS | CVS HEALTH CORP | 20,432 | $1.949M | 0.8% | $95.39 * | $60.28 | +45.4% | COM | 126650100 |
| MET | METLIFE INC | 31,850 | $1.936M | 0.8% | $60.78 * | $25.92 | +122.4% | COM | 59156R108 |
| ORI | OLD REPUBLIC INTL CORP | 89,543 | $1.874M | 0.8% | $20.93 * | $11.56 | +50.5% | COM | 680223104 |
| — | NATIONAL WESTERN LIFE GROU-A | 10,274 | $1.755M | 0.7% | $170.82 | $223.86 | — | COM | 638517102 |
| — | ADAMS NATURAL RESOURCES FUND | 89,669 | $1.745M | 0.7% | $19.46 | $13.67 | — | COM | 00548F105 |
| SPSB | SPDR PORT SHRT TRM CORP BND | 57,971 | $1.694M | 0.7% | $29.22 | $30.37 | — | COM | 78464A474 |
| LMT | LOCKHEED MARTIN CORP | 4,378 | $1.691M | 0.7% | $386.25 | $333.00 | +14.3% | COM | 539830109 |
| NVS | NOVARTIS AG-SPONSORED ADR | 22,056 | $1.676M | 0.7% | $75.99 | $76.87 | — | ADR | 66987V109 |
| NXPI | NXP SEMICONDUCTORS NV | 11,288 | $1.665M | 0.7% | $147.50 * | $91.84 | +70.9% | COM | N6596X109 |
| CTRA | COTERRA ENERGY INC | 61,110 | $1.596M | 0.7% | $26.12 * | $13.45 | +83.8% | COM | 127097103 |
| MINT | PIMCO ENHANCED SHORT MATURIT | 15,946 | $1.576M | 0.7% | $98.83 | $100.82 | — | COM | 72201R833 |
| VDE | VANGUARD ENERGY ETF | 14,472 | $1.47M | 0.6% | $101.58 | $40.68 | — | COM | 92204A306 |
| IBM | INTL BUSINESS MACHINES CORP | 12,218 | $1.452M | 0.6% | $118.84 * | $95.41 | +21.2% | COM | 459200101 |
| IWM | ISHARES RUSSELL 2000 ETF | 8,689 | $1.433M | 0.6% | $164.92 | $148.63 | — | COM | 464287655 |
| — | TEMPLETON EMERGING MKTS FND | 134,039 | $1.39M | 0.6% | $10.37 | $15.77 | — | COM | 880191101 |
| WMB | WILLIAMS COS INC | 47,917 | $1.372M | 0.6% | $28.63 * | $15.63 | +78.5% | COM | 969457100 |
| JHML | JOHN HANCOCK MULTI FACT LRG | 28,934 | $1.314M | 0.6% | $45.41 | $36.52 | — | COM | 47804J107 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 13,501 | $1.281M | 0.5% | $94.88 | $88.82 | — | COM | 921946406 |
| — | NUVEEN INT DUR MUNI TERM FD | 103,224 | $1.277M | 0.5% | $12.37 | $12.97 | — | COM | 670671106 |
| MMM | 3M CO | 11,538 | $1.275M | 0.5% | $110.50 * | $76.57 | +25.9% | COM | 88579Y101 |
| PLXS | PLEXUS CORP | 14,151 | $1.239M | 0.5% | $87.56 | $74.06 | +20.4% | COM | 729132100 |
| MSFT | MICROSOFT CORP | 5,274 | $1.228M | 0.5% | $232.84 * | $165.39 | +55.3% | COM | 594918104 |
| UCTT | ULTRA CLEAN HOLDINGS INC | 46,929 | $1.208M | 0.5% | $25.74 * | $25.12 | +21.8% | COM | 90385V107 |
| BSCQ | INVESCO BULLETSHARES 2026 CO | 64,575 | $1.204M | 0.5% | $18.64 | $19.36 | — | COM | 46138J791 |
| ENTG | ENTEGRIS INC | 13,108 | $1.088M | 0.5% | $83.00 * | $96.21 | 0.0% | COM | 29362U104 |
| VWO | VANGUARD FTSE EMERGING MARKE | 29,106 | $1.062M | 0.5% | $36.49 | $51.39 | — | COM | 922042858 |
| CSCO | CISCO SYSTEMS INC | 26,503 | $1.06M | 0.5% | $40.00 | $37.96 | +5.5% | COM | 17275R102 |
| XLE | ENERGY SELECT SECTOR SPDR | 14,390 | $1.036M | 0.4% | $71.99 | $75.64 | — | COM | 81369Y506 |
| VZ | VERIZON COMMUNICATIONS INC | 27,044 | $1.027M | 0.4% | $37.98 * | $40.07 | -10.7% | COM | 92343V104 |
| AAPL | APPLE INC | 7,391 | $1.021M | 0.4% | $138.14 * | $125.96 | +22.5% | COM | 037833100 |
| APD | AIR PRODUCTS & CHEMICALS INC | 4,320 | $1.005M | 0.4% | $232.64 * | $245.18 | -7.7% | COM | 009158106 |
| — | MAINSTAY CBRE GLBL INFR MEGA | 79,290 | $980K | 0.4% | $12.36 | $18.20 | — | COM | 56064Q107 |
| — | VMWARE INC-CLASS A | 8,291 | $883K | 0.4% | $106.50 | $139.36 | — | COM | 928563402 |
| — | ADVENT CONVERT & INCOME | 74,801 | $795K | 0.3% | $10.63 | $15.53 | — | COM | 00764C109 |
| SUB | ISHARES SHORT-TERM NATIONAL | 6,885 | $707K | 0.3% | $102.69 | $105.94 | — | COM | 464288158 |
| SRRIX | STONE RIDGE REIN RSK PR INT | 18,871 | $702K | 0.3% | $37.20 | $37.20 | — | COM | 861729101 |
| WM | WASTE MANAGEMENT INC | 4,314 | $691K | 0.3% | $160.18 * | $148.11 | +5.7% | COM | 94106L109 |
| QCOM | QUALCOMM INC | 6,094 | $689K | 0.3% | $113.06 * | $58.00 | +119.0% | COM | 747525103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,350 | $685K | 0.3% | $507.41 * | $133.60 | +314.8% | COM | 883556102 |
| GOOG | ALPHABET INC-CL C | 7,016 | $675K | 0.3% | $96.21 * | $110.83 | 0.0% | COM | 02079K107 |
| EFA | ISHARES MSCI EAFE ETF | 11,939 | $669K | 0.3% | $56.03 | $60.54 | — | COM | 464287465 |
| DVN | DEVON ENERGY CORP | 10,058 | $605K | 0.3% | $60.15 * | $15.93 | +232.3% | COM | 25179M103 |
| SPY | SPDR S&P 500 ETF TRUST | 1,654 | $591K | 0.3% | $357.32 | $291.09 | — | COM | 78462F103 |
| AMBZ | AMERICAN BUSINESS BANK | 14,635 | $581K | 0.2% | $39.70 | $39.46 | -0.5% | COM | 02475L105 |
| BAC | BANK OF AMERICA CORP | 18,684 | $564K | 0.2% | $30.19 | $15.13 | +102.1% | COM | 060505104 |
| GPI | GROUP 1 AUTOMOTIVE INC | 3,900 | $557K | 0.2% | $142.82 * | $57.22 | +199.7% | COM | 398905109 |
| SCHM | SCHWAB US MID CAP ETF | 9,209 | $557K | 0.2% | $60.48 | $46.94 | — | COM | 808524508 |
| MDY | SPDR S&P MIDCAP 400 ETF TRST | 1,380 | $554K | 0.2% | $401.45 | $210.30 | — | COM | 78467Y107 |
| TGLS | TECNOGLASS INC | 25,634 | $538K | 0.2% | $20.99 | $6.72 | +216.0% | COM | G87264100 |
| RGCO | RGC RESOURCES INC | 25,300 | $533K | 0.2% | $21.07 | $15.53 | +34.1% | COM | 74955L103 |
| SCHA | SCHWAB US SMALL-CAP ETF | 14,092 | $533K | 0.2% | $37.82 | $55.05 | — | COM | 808524607 |
| — | NUVEEN PREFERRED & INCOME SE | 80,592 | $529K | 0.2% | $6.56 | $7.51 | — | COM | 67072C105 |
| NSRGY | NESTLE SA-SPONS ADR | 4,750 | $511K | 0.2% | $107.58 | $139.72 | — | ADR | 641069406 |
| NICE | NICE LTD - SPON ADR | 2,700 | $508K | 0.2% | $188.15 | $303.70 | — | ADR | 653656108 |
| NSC | NORFOLK SOUTHERN CORP | 2,400 | $503K | 0.2% | $209.58 * | $255.22 | -12.7% | COM | 655844108 |
| CVX | CHEVRON CORP | 3,500 | $503K | 0.2% | $143.71 * | $72.83 | +82.4% | COM | 166764100 |
| NTAP | NETAPP INC | 8,000 | $495K | 0.2% | $61.88 * | $23.65 | +171.2% | COM | 64110D104 |
| — | JAMES HARDIE IND PLC-SP ADR | 25,000 | $495K | 0.2% | $19.80 | $17.88 | — | ADR | 47030M106 |
| RHHBY | ROCHE HOLDINGS LTD-SPONS ADR | 12,000 | $487K | 0.2% | $40.58 | $47.00 | — | ADR | 771195104 |
| DEO | DIAGEO PLC-SPONSORED ADR | 2,800 | $475K | 0.2% | $169.64 | $103.93 | — | ADR | 25243Q205 |
| HDB | HDFC BANK LTD-ADR | 8,000 | $467K | 0.2% | $58.38 | $65.13 | — | ADR | 40415F101 |
| AZN | ASTRAZENECA PLC-SPONS ADR | 8,000 | $439K | 0.2% | $54.88 | $31.13 | — | ADR | 046353108 |
| V | VISA INC-CLASS A SHARES | 2,446 | $435K | 0.2% | $177.84 * | $210.05 | -5.6% | COM | 92826C839 |
| SCHF | SCHWAB INTL EQUITY ETF | 14,817 | $417K | 0.2% | $28.14 | $30.17 | — | COM | 808524805 |
| — | OSISKO GOLD ROYALTIES LTD | 39,506 | $402K | 0.2% | $10.18 | $11.05 | — | COM | 68827L101 |
| CMF | ISHARES CALIFORNIA MUNI BOND | 7,338 | $398K | 0.2% | $54.24 | $81.17 | — | COM | 464288356 |
| — | UNILEVER PLC-SPONSORED ADR | 9,000 | $395K | 0.2% | $43.89 | $59.15 | — | ADR | 904767704 |
| PG | PROCTER & GAMBLE CO/THE | 3,100 | $391K | 0.2% | $126.13 * | $102.01 | +28.0% | COM | 742718109 |
| MLR | MILLER INDUSTRIES INC/TENN | 18,000 | $383K | 0.2% | $21.28 | $13.88 | +56.3% | COM | 600551204 |
| LII | LENNOX INTERNATIONAL INC | 1,700 | $379K | 0.2% | $222.94 * | $296.87 | -22.8% | COM | 526107107 |
| GJNSY | GJENSIDIGE FORSIKRING-UN ADR | 20,000 | $363K | 0.2% | $18.15 | $22.05 | — | ADR | 37636X101 |
| ADP | AUTOMATIC DATA PROCESSING | 1,570 | $355K | 0.2% | $226.11 * | $130.85 | +67.4% | COM | 053015103 |
| SIEGY | SIEMENS AG-SPONS ADR | 7,000 | $343K | 0.1% | $49.00 | $79.05 | — | ADR | 826197501 |
| DHI | DR HORTON INC | 5,000 | $337K | 0.1% | $67.40 * | $92.30 | -22.9% | COM | 23331A109 |
| SONY | SONY GROUP CORP - SP ADR | 5,000 | $320K | 0.1% | $64.00 | $95.78 | — | ADR | 835699307 |
| SWKS | SKYWORKS SOLUTIONS INC | 3,600 | $307K | 0.1% | $85.28 * | $57.24 | +60.9% | COM | 83088M102 |
| LEN | LENNAR CORP-A | 4,000 | $298K | 0.1% | $74.50 | $96.09 | -23.0% | COM | 526057104 |
| IHG | INTERCONTINENTAL HOTELS-ADR | 6,103 | $297K | 0.1% | $48.66 | $54.93 | — | ADR | 45857P806 |
| NJDCY | NIDEC CORPORATION-SPON ADR | 21,000 | $294K | 0.1% | $14.00 | $28.90 | — | ADR | 654090109 |
| SRGHY | SHOPRITE HOLDINGS-SPN ADR | 24,000 | $285K | 0.1% | $11.88 | $10.92 | — | ADR | 82510E209 |
| DIS | WALT DISNEY CO/THE | 3,000 | $283K | 0.1% | $94.33 * | $122.04 | -14.3% | COM | 254687106 |
| — | AMCOR PLC | 26,000 | $279K | 0.1% | $10.73 | $9.46 | +12.3% | COM | G0250X107 |
| KVHI | KVH INDUSTRIES INC | 30,000 | $277K | 0.1% | $9.23 * | $13.04 | -30.8% | COM | 482738101 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,235 | $260K | 0.1% | $210.53 | $191.90 | — | COM | 464287614 |
| ASR | GRUPO AEROPORTUARIO SUR-ADR | 1,300 | $255K | 0.1% | $196.15 | $206.15 | — | ADR | 40051E202 |
| DUK | DUKE ENERGY CORP | 2,719 | $253K | 0.1% | $93.05 | $70.47 | +33.4% | COM | 26441C204 |
| BSJP | INVESCO BULLETSHARES 2025 HI | 11,241 | $244K | 0.1% | $21.71 | $21.92 | — | COM | 46138J817 |
| ARKAY | ARKEMA-SPONSORED ADR | 3,130 | $231K | 0.1% | $73.80 | $141.65 | — | ADR | 041232109 |
| EA | ELECTRONIC ARTS INC | 2,000 | $231K | 0.1% | $115.50 * | $131.47 | -5.6% | COM | 285512109 |
| HARL | HARLEYSVILLE FINANCIAL CORP | 8,675 | $219K | 0.1% | $25.24 * | $18.30 | +4.5% | COM | 41284E100 |
| AMZN | AMAZON.COM INC | 1,940 | $219K | 0.1% | $112.89 * | $126.40 | 0.0% | COM | 023135106 |
| JPM | JPMORGAN CHASE & CO | 2,100 | $219K | 0.1% | $104.29 | $91.63 | +15.3% | COM | 46625H100 |
| KO | COCA-COLA CO/THE | 3,813 | $214K | 0.1% | $56.12 | $49.38 | +13.5% | COM | 191216100 |
| USMV | ISHARES MSCI USA MIN VOL FAC | 3,159 | $209K | 0.1% | $66.16 | $63.68 | — | COM | 46429B697 |
| — | SUMMIT MATERIALS INC -CL A | 8,535 | $204K | 0.1% | $23.90 | $23.90 | — | COM | 86614U100 |
| CPA | COPA HOLDINGS SA-CLASS A | 3,000 | $201K | 0.1% | $67.00 * | $59.19 | 0.0% | COM | P31076105 |
| GSK | GSK PLC-SPON ADR | 6,800 | $200K | 0.1% | $29.41 | $29.41 | — | ADR | 37733W204 |
| PSO | PEARSON PLC-SPONSORED ADR | 20,000 | $191K | 0.1% | $9.55 | $8.59 | — | ADR | 705015105 |
| — | ROYCE VALUE TRUST | 14,348 | $180K | 0.1% | $12.55 | $14.63 | — | COM | 780910105 |
| — | AMERICA MOVIL-SPN ADR CL L | 10,000 | $165K | 0.1% | $16.50 | $16.90 | — | ADR | 02364W105 |
| CCU | CIA CERVECERIAS UNI-SPON ADR | 14,401 | $155K | 0.1% | $10.76 | $18.79 | — | ADR | 204429104 |
| CYRBY | CYRELA BRAZIL REALTY-SPO ADR | 44,000 | $150K | 0.1% | $3.41 | $3.80 | — | ADR | 23282C401 |
| POAHY | PORSCHE AUTOMOBIL-UNSP ADR | 25,000 | $139K | 0.1% | $5.56 | $10.80 | — | ADR | 73328P106 |
| UMC | UNITED MICROELECTRON-SP ADR | 22,000 | $123K | 0.1% | $5.59 | $9.79 | — | ADR | 910873405 |
| CX | CEMEX SAB-SPONS ADR PART CER | 30,000 | $103K | 0.0% | $3.43 | $7.20 | — | ADR | 151290889 |
| LND | BRASILAGRO-CIA BRA - SPN ADR | 17,432 | $98,000 | 0.0% | $5.62 | $5.39 | — | ADR | 10554B104 |
| KAJMY | KAJIMA CORP-UNSPONSORED ADR | 10,000 | $92,000 | 0.0% | $9.20 | $12.80 | — | ADR | 483111209 |
| — | GLOBAL X MSCI NIGERIA ETF | 11,100 | $88,000 | 0.0% | $7.93 | $9.28 | — | COM | 37954Y665 |
| MTNOY | MTN GROUP LTD-SPONS ADR | 12,500 | $82,000 | 0.0% | $6.56 | $7.28 | — | ADR | 62474M108 |
| SGBLY | STANDARD BANK GROUP-SPON ADR | 10,200 | $80,000 | 0.0% | $7.84 | $8.92 | — | ADR | 853118206 |
| LLESY | LENDLEASE GROUP - SPON ADR | 11,900 | $70,000 | 0.0% | $5.88 | $8.57 | — | ADR | 526023205 |
| GLASF | GLASS HOUSE BRANDS INC | 20,000 | $45,000 | 0.0% | $2.25 * | $4.94 | -52.9% | COM | 377130406 |
| — | AMYRIS INC | 11,000 | $32,000 | 0.0% | $2.91 | $4.36 | — | COM | 03236M200 |
| — | LIVEVOX HOLDINGS INC | 10,000 | $30,000 | 0.0% | $3.00 | $1.70 | — | COM | 53838L100 |
| FSEI | FIRST SEISMIC CORP | 44,451 | $2,000 | 0.0% | $0.04 | $0.05 | -5.5% | COM | 336397104 |
| ATMTF | AFRITIN MINING LTD | 13,329 | $1,000 | 0.0% | $0.08 | $0.08 | -17.6% | COM | G012B4107 |
| CBDHF | HEMPFUSION WELLNESS INC | 22,222 | $1,000 | 0.0% | $0.05 | $0.11 | -36.2% | COM | 423821107 |