NATIONS FINANCIAL GROUP INC, /IA/ /ADV Diversified Active

CIK: 0001109767 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $101,032 (100.0% shares, 0.0% debt)

Holdings (159)

— POWERSHARES QQQ TR ETF 4.5%
Value ($000) $4,498 Shares 37,886 Est. Cost $111.48 Unrealized —
EFV ISHARES ETF 3.5%
Value ($000) $3,540 Shares 76,680 Est. Cost $46.07 Unrealized —
VWO VANGUARD INTL EQUITY ETF 2.8%
Value ($000) $2,806 Shares 74,577 Est. Cost $33.07 Unrealized —
— DNP SELECT INCOME FD 2.7%
Value ($000) $2,731 Shares 266,191 Est. Cost $9.05 Unrealized —
— BERKSHIRE HATHAWAY INC 2.6%
Value ($000) $2,649 Shares 18,335 Est. Cost $133.46 Unrealized —
— APPLE INC 2.6%
Value ($000) $2,614 Shares 23,121 Est. Cost $104.44 Unrealized —
RWO SPDR DOW JONES ETF 2.3%
Value ($000) $2,287 Shares 45,902 Est. Cost $47.07 Unrealized —
IJH ISHARES CORE S&P MIDCAP 1.9%
Value ($000) $1,932 Shares 12,491 Est. Cost $142.26 Unrealized —
— COHEN & STEERS 1.6%
Value ($000) $1,664 Shares 77,232 Est. Cost $19.21 Unrealized —
DLS WISDOMTREE INTL S/C DVD 1.5%
Value ($000) $1,548 Shares 25,224 Est. Cost $58.11 Unrealized —
PG PROCTER & GAMBLE CO 1.5%
Value ($000) $1,487 Shares 16,564 Est. Cost $58.08 Unrealized +16.2%
IEMG ISHARES CORE MSCI ETF 1.4%
Value ($000) $1,463 Shares 32,068 Est. Cost $39.57 Unrealized —
VO VANGUARD MID CAP ETF 1.4%
Value ($000) $1,430 Shares 11,048 Est. Cost $121.06 Unrealized —
— GENERAL ELECTRIC COMPANY 1.4%
Value ($000) $1,407 Shares 47,492 Est. Cost $31.15 Unrealized —
VOO VANGUARD INDEX FDS ETF 1.3%
Value ($000) $1,337 Shares 6,730 Est. Cost $186.88 Unrealized —
DJP BARCLAYS BK PLC ETN 1.3%
Value ($000) $1,266 Shares 53,949 Est. Cost $21.69 Unrealized —
VZ VERIZON COMMUNICATIONS 1.2%
Value ($000) $1,240 Shares 23,847 Est. Cost $27.17 Unrealized +21.1%
JNJ JOHNSON & JOHNSON 1.2%
Value ($000) $1,210 Shares 10,241 Est. Cost $77.05 Unrealized +21.5%
XLE ENERGY SELECT ETF 1.1%
Value ($000) $1,150 Shares 16,283 Est. Cost $61.70 Unrealized —
T AT & T INC 1.1%
Value ($000) $1,118 Shares 27,535 Est. Cost $12.59 Unrealized +29.4%
— ELEMENTS ROGERS ETN 1.1%
Value ($000) $1,112 Shares 222,413 Est. Cost $4.66 Unrealized —
IWD ISHARES ETF 1.1%
Value ($000) $1,076 Shares 10,185 Est. Cost $99.33 Unrealized —
— JOHN HANCOCK TAX- 1.1%
Value ($000) $1,072 Shares 43,861 Est. Cost $20.64 Unrealized —
XOM EXXON MOBIL CORP 1.0%
Value ($000) $1,037 Shares 11,877 Est. Cost $51.78 Unrealized +13.0%
META FACEBOOK INC 1.0%
Value ($000) $989 Shares 7,712 Est. Cost $103.54 Unrealized +19.1%
CAT CATERPILLAR INC 1.0%
Value ($000) $973 Shares 10,963 Est. Cost $55.63 Unrealized +18.7%
PEP PEPSICO INCORPORATED 1.0%
Value ($000) $965 Shares 8,869 Est. Cost $73.58 Unrealized +10.2%
EFA ISHARES MSCI EAFE INDEX 0.9%
Value ($000) $932 Shares 15,761 Est. Cost $58.65 Unrealized —
INTC INTEL CORP 0.9%
Value ($000) $916 Shares 24,259 Est. Cost $26.46 Unrealized +8.1%
IVV ISHARES CORE S&P 500 ETF 0.9%
Value ($000) $883 Shares 4,059 Est. Cost $206.09 Unrealized —
IVW ISHARES S&P 500 ETF 0.9%
Value ($000) $883 Shares 7,258 Est. Cost $115.83 Unrealized —
— ALLIANT ENERGY CORP 0.9%
Value ($000) $880 Shares 22,975 Est. Cost $50.90 Unrealized —
DON WISDOMTREE MIDCAP DIV FD 0.9%
Value ($000) $869 Shares 9,565 Est. Cost $86.15 Unrealized —
— BERKSHIRE HATHAWAY INC 0.9%
Value ($000) $865 Shares 4 Est. Cost $201625.00 Unrealized —
— CHS INC 7.875% PFD 0.9%
Value ($000) $863 Shares 29,125 Est. Cost $28.65 Unrealized —
PFE PFIZER INCORPORATED 0.9%
Value ($000) $859 Shares 25,368 Est. Cost $20.40 Unrealized +9.1%
SBUX STARBUCKS CORP 0.8%
Value ($000) $847 Shares 15,639 Est. Cost $48.27 Unrealized -5.0%
VTI VANGUARD TOTAL STOCK 0.8%
Value ($000) $830 Shares 7,453 Est. Cost $104.25 Unrealized —
IBM INTERNATIONAL BUSINESS 0.8%
Value ($000) $818 Shares 5,152 Est. Cost $88.65 Unrealized +14.8%
SPY SPDR S&P 500 TRUST ETF 0.8%
Value ($000) $808 Shares 3,737 Est. Cost $205.00 Unrealized —
— BOEING CO 0.8%
Value ($000) $797 Shares 6,053 Est. Cost $141.14 Unrealized —
VNQ VANGUARD REIT ETF 0.8%
Value ($000) $793 Shares 9,143 Est. Cost $80.96 Unrealized —
OKE ONEOK INC NEW 0.7%
Value ($000) $754 Shares 14,669 Est. Cost $15.49 Unrealized +72.5%
— VANECK VECTORS TR ETF 0.7%
Value ($000) $732 Shares 29,751 Est. Cost $24.84 Unrealized —
GLD SPDR GOLD TRUST ETF 0.7%
Value ($000) $723 Shares 5,758 Est. Cost $103.64 Unrealized —
— WALGREENS BOOTS 0.7%
Value ($000) $719 Shares 8,917 Est. Cost $85.00 Unrealized —
WMT WAL-MART STORES INC 0.7%
Value ($000) $716 Shares 9,934 Est. Cost $16.78 Unrealized +22.8%
NKE NIKE INC CLASS B 0.7%
Value ($000) $680 Shares 12,920 Est. Cost $55.70 Unrealized -10.2%
MRK MERCK & CO INC NEW 0.7%
Value ($000) $670 Shares 10,728 Est. Cost $36.77 Unrealized +18.9%
CVX CHEVRON CORPORATION 0.6%
Value ($000) $631 Shares 6,127 Est. Cost $60.44 Unrealized +13.3%
IJR ISHARES CORE S&P ETF 0.6%
Value ($000) $620 Shares 4,993 Est. Cost $113.71 Unrealized —
PHYS SPROTT PHYSICAL GOLD ETF 0.6%
Value ($000) $602 Shares 55,016 Est. Cost $9.27 Unrealized —
IVE ISHARES S&P500 VALUE ETF 0.6%
Value ($000) $598 Shares 6,293 Est. Cost $88.64 Unrealized —
BSV VANGUARD SHORT TERM BOND 0.6%
Value ($000) $576 Shares 7,126 Est. Cost $80.32 Unrealized —
VT VANGUARD TOTAL WORLD ETF 0.6%
Value ($000) $561 Shares 9,218 Est. Cost $57.61 Unrealized —
VTV VANGUARD VALUE ETF 0.5%
Value ($000) $539 Shares 6,190 Est. Cost $81.58 Unrealized —
— GUGGENHEIM ETF 0.5%
Value ($000) $537 Shares 6,422 Est. Cost $76.79 Unrealized —
MMM 3M CO 0.5%
Value ($000) $523 Shares 2,968 Est. Cost $92.45 Unrealized +18.1%
VOE VANGUARD MID-CAP VALUE 0.5%
Value ($000) $510 Shares 5,448 Est. Cost $85.89 Unrealized —
FVD FIRST TR VALUE LINE 0.5%
Value ($000) $506 Shares 18,737 Est. Cost $27.01 Unrealized —
FDX FEDEX CORPORATION 0.5%
Value ($000) $505 Shares 2,894 Est. Cost $139.89 Unrealized +0.7%
KHC KRAFT HEINZ CO 0.5%
Value ($000) $499 Shares 5,574 Est. Cost $47.05 Unrealized +23.3%
DE DEERE & CO 0.5%
Value ($000) $487 Shares 5,701 Est. Cost $65.12 Unrealized +8.0%
IWS ISHARES RUSSELL ETF 0.5%
Value ($000) $474 Shares 6,168 Est. Cost $68.65 Unrealized —
COP CONOCOPHILLIPS 0.5%
Value ($000) $469 Shares 10,799 Est. Cost $37.11 Unrealized -16.1%
USB US BANCORP NEW 0.5%
Value ($000) $468 Shares 10,911 Est. Cost $28.28 Unrealized +6.0%
IWP ISHARES ETF 0.5%
Value ($000) $459 Shares 4,715 Est. Cost $91.89 Unrealized —
— AMAZON COM INC 0.5%
Value ($000) $457 Shares 546 Est. Cost $607.67 Unrealized —
GWX SPDR S&P INTL SMALL ETF 0.4%
Value ($000) $446 Shares 14,205 Est. Cost $28.20 Unrealized —
XLK SECTOR SPDR TR ETF 0.4%
Value ($000) $436 Shares 9,135 Est. Cost $43.35 Unrealized —
F FORD MOTOR COMPANY 0.4%
Value ($000) $435 Shares 35,999 Est. Cost $8.22 Unrealized -6.5%
IJJ ISHARES S&P MIDCAP ETF 0.4%
Value ($000) $429 Shares 3,224 Est. Cost $119.55 Unrealized —
QCOM QUALCOMM INC 0.4%
Value ($000) $429 Shares 6,263 Est. Cost $40.53 Unrealized +15.8%
DIS DISNEY WALT COMPANY 0.4%
Value ($000) $425 Shares 4,578 Est. Cost $89.33 Unrealized -0.5%
— NUVEEN BUILD AMER BD FD 0.4%
Value ($000) $421 Shares 18,554 Est. Cost $20.11 Unrealized —
BLV VANGUARD LONG TERM ETF 0.4%
Value ($000) $417 Shares 4,230 Est. Cost $98.11 Unrealized —
— CENTURYLINK INC 0.4%
Value ($000) $416 Shares 15,177 Est. Cost $25.38 Unrealized —
— CUTWATER SELECT INCOME 0.4%
Value ($000) $408 Shares 20,118 Est. Cost $19.47 Unrealized —
MDT MEDTRONIC PLC 0.4%
Value ($000) $405 Shares 4,691 Est. Cost $59.24 Unrealized +16.1%
KRE SPDR S&P REGNL BNKG ETF 0.4%
Value ($000) $397 Shares 9,385 Est. Cost $37.67 Unrealized —
VYM VANGUARD HIGH DIVIDEND 0.4%
Value ($000) $392 Shares 5,428 Est. Cost $66.69 Unrealized —
MSFT MICROSOFT CORP 0.4%
Value ($000) $387 Shares 6,724 Est. Cost $45.93 Unrealized +9.5%
MDLZ MONDELEZ INTL INC 0.4%
Value ($000) $385 Shares 8,781 Est. Cost $35.47 Unrealized -0.7%
KO COCA-COLA COMPANY 0.4%
Value ($000) $380 Shares 8,968 Est. Cost $31.31 Unrealized +4.0%
— Royal Bank Sc Pfd 0.4%
Value ($000) $375 Shares 14,740 Est. Cost $25.44 Unrealized —
SYK STRYKER CORP 0.4%
Value ($000) $370 Shares 3,177 Est. Cost $85.55 Unrealized +22.6%
VB VANGUARD SMALL CAP ETF 0.4%
Value ($000) $364 Shares 2,977 Est. Cost $111.43 Unrealized —
XLV SELECT SECTOR SPDR FD 0.4%
Value ($000) $362 Shares 5,021 Est. Cost $69.04 Unrealized —
— BANK OF AMERICA CORP 0.4%
Value ($000) $358 Shares 22,901 Est. Cost $15.58 Unrealized —
HD HOME DEPOT INC 0.4%
Value ($000) $355 Shares 2,761 Est. Cost $100.13 Unrealized +6.2%
KMB KIMBERLY-CLARK CORP 0.3%
Value ($000) $350 Shares 2,772 Est. Cost $85.00 Unrealized +10.0%
— E-TRACS UBS BBG CMI ETN 0.3%
Value ($000) $347 Shares 25,653 Est. Cost $12.20 Unrealized —
— GABELLI DIVIDEND & 0.3%
Value ($000) $345 Shares 17,980 Est. Cost $19.15 Unrealized —
— ALASKA AIR GROUP INC 0.3%
Value ($000) $342 Shares 5,200 Est. Cost $65.77 Unrealized —
— AON PLC 0.3%
Value ($000) $337 Shares 3,000 Est. Cost $93.93 Unrealized —
PM PHILIP MORRIS 0.3%
Value ($000) $332 Shares 3,413 Est. Cost $52.28 Unrealized +19.1%
SLB SCHLUMBERGER LTD 0.3%
Value ($000) $328 Shares 4,166 Est. Cost $56.17 Unrealized +8.0%
— Cbl & Associ Pfd 0.3%
Value ($000) $325 Shares 12,990 Est. Cost $25.02 Unrealized —
— FRANKLIN LTD DURATION 0.3%
Value ($000) $325 Shares 26,849 Est. Cost $10.77 Unrealized —
WFC WELLS FARGO & CO NEW 0.3%
Value ($000) $324 Shares 7,325 Est. Cost $39.42 Unrealized -6.6%
D DOMINION RES INC VA NEW 0.3%
Value ($000) $318 Shares 4,275 Est. Cost $48.02 Unrealized +5.4%
ISCB ISHARES MORNINGSTAR ETF 0.3%
Value ($000) $313 Shares 2,161 Est. Cost $131.30 Unrealized —
VBR VANGUARD SMALL CAP VALUE 0.3%
Value ($000) $312 Shares 2,823 Est. Cost $98.71 Unrealized —
GSG ISHARES S&P GSCI ETF 0.3%
Value ($000) $307 Shares 20,725 Est. Cost $14.56 Unrealized —
IJK ISHARES S&P MIDCAP ETF 0.3%
Value ($000) $304 Shares 1,738 Est. Cost $164.31 Unrealized —
— CHS INC 7.50% PFD 0.3%
Value ($000) $303 Shares 10,247 Est. Cost $27.90 Unrealized —
VCSH VANGUARD SHORT TERM ETF 0.3%
Value ($000) $296 Shares 3,675 Est. Cost $78.92 Unrealized —
— DOW CHEMICAL COMPANY 0.3%
Value ($000) $290 Shares 5,601 Est. Cost $51.43 Unrealized —
— Telephone & Data S Pfd 0.3%
Value ($000) $288 Shares 11,145 Est. Cost $25.84 Unrealized —
— CALAMOS STRATEGIC 0.3%
Value ($000) $286 Shares 27,839 Est. Cost $9.92 Unrealized —
GILD GILEAD SCIENCES INC 0.3%
Value ($000) $283 Shares 3,574 Est. Cost $61.66 Unrealized -6.3%
— POWERSHARES DYNAMIC 0.3%
Value ($000) $282 Shares 8,907 Est. Cost $31.26 Unrealized —
— NUVEEN ENERGY MLP TOTAL 0.3%
Value ($000) $280 Shares 21,367 Est. Cost $11.11 Unrealized —
FV FIRST TR DORSEY ETF 0.3%
Value ($000) $277 Shares 12,099 Est. Cost $23.51 Unrealized —
CMCSA COMCAST CORP NEW CL A 0.3%
Value ($000) $276 Shares 4,162 Est. Cost $23.11 Unrealized +15.2%
— COMMERCE BANCSHARES PFD 0.3%
Value ($000) $274 Shares 9,638 Est. Cost $26.53 Unrealized —
WPC W P CAREY INC 0.3%
Value ($000) $274 Shares 4,253 Est. Cost $63.71 Unrealized —
PSX PHILLIPS 66 0.3%
Value ($000) $274 Shares 3,401 Est. Cost $58.46 Unrealized -6.9%
IWR ISHARES RUSSELL ETF 0.3%
Value ($000) $273 Shares 1,568 Est. Cost $160.63 Unrealized —
— DELAWARE ENHANCED GLOBAL 0.3%
Value ($000) $273 Shares 26,933 Est. Cost $9.38 Unrealized —
— PRUDENTIAL FIN 5.7% PFD 0.3%
Value ($000) $272 Shares 10,399 Est. Cost $25.99 Unrealized —
— BLACKROCK GLOBAL 0.3%
Value ($000) $271 Shares 22,110 Est. Cost $12.68 Unrealized —
SB 8 PERP C Safe Bulkers Inc Pfd 0.3%
Value ($000) $263 Shares 16,715 Est. Cost $15.73 Unrealized —
EMR EMERSON ELECTRIC CO 0.3%
Value ($000) $261 Shares 4,797 Est. Cost $36.62 Unrealized +15.5%
MCD MCDONALDS CORP 0.3%
Value ($000) $256 Shares 2,217 Est. Cost $89.06 Unrealized +6.2%
CAH CARDINAL HEALTH INC 0.3%
Value ($000) $253 Shares 3,250 Est. Cost $63.62 Unrealized -3.4%
— CLEARBRIDGE ENERGY MLP 0.2%
Value ($000) $252 Shares 15,485 Est. Cost $15.03 Unrealized —
GIS GENERAL MILLS INC 0.2%
Value ($000) $250 Shares 3,909 Est. Cost $41.40 Unrealized +20.8%
— BP PLC SPONS ADR 0.2%
Value ($000) $250 Shares 7,122 Est. Cost $31.30 Unrealized —
DEM WISDOMTREE EMERGING ETF 0.2%
Value ($000) $249 Shares 6,639 Est. Cost $31.70 Unrealized —
VIG VANGUARD DIVIDEND ETF 0.2%
Value ($000) $237 Shares 2,819 Est. Cost $81.16 Unrealized —
TIP ISHARES TIP BOND ETF 0.2%
Value ($000) $237 Shares 2,037 Est. Cost $116.81 Unrealized —
SLV I SHARES SILVER TR ETF 0.2%
Value ($000) $235 Shares 12,914 Est. Cost $13.22 Unrealized —
— Barclays Bank Pfd 0.2%
Value ($000) $235 Shares 9,130 Est. Cost $25.74 Unrealized —
IJT ISHARES ETF 0.2%
Value ($000) $233 Shares 1,701 Est. Cost $124.19 Unrealized —
NVS NOVARTIS AG 0.2%
Value ($000) $230 Shares 2,908 Est. Cost $85.38 Unrealized —
IWB ISHARES ETF 0.2%
Value ($000) $230 Shares 1,913 Est. Cost $117.15 Unrealized —
— AMERICAN ELECTRIC POWER 0.2%
Value ($000) $229 Shares 3,574 Est. Cost $64.07 Unrealized —
VTWO VANGUARD RUSSELL ETF 0.2%
Value ($000) $226 Shares 2,266 Est. Cost $90.03 Unrealized —
ELD WISDOMTREE EMERGING ETF 0.2%
Value ($000) $225 Shares 5,903 Est. Cost $34.22 Unrealized —
— AUTOMATIC DATA 0.2%
Value ($000) $225 Shares 2,546 Est. Cost $85.36 Unrealized —
VHT VANGUARD HEALTH CARE ETF 0.2%
Value ($000) $221 Shares 1,661 Est. Cost $132.65 Unrealized —
— GUGGENHEIM S&P MID ETF 0.2%
Value ($000) $221 Shares 1,773 Est. Cost $124.65 Unrealized —
SCCO SOUTHERN COPPER CORP 0.2%
Value ($000) $212 Shares 8,070 Est. Cost $17.83 Unrealized -3.0%
— IBERIABANK CORP 0.2%
Value ($000) $211 Shares 3,140 Est. Cost $67.20 Unrealized —
— Ares Cap Corp Pfd 0.2%
Value ($000) $210 Shares 8,185 Est. Cost $25.66 Unrealized —
GOOG ALPHABET INC NON VOTING 0.2%
Value ($000) $210 Shares 270 Est. Cost $37.69 Unrealized 0.0%
WM WASTE MGMT INC DEL 0.2%
Value ($000) $210 Shares 3,295 Est. Cost $50.66 Unrealized +8.9%
IWF ISHARES ETF 0.2%
Value ($000) $208 Shares 1,998 Est. Cost $100.30 Unrealized —
ECL ECOLAB INC 0.2%
Value ($000) $206 Shares 1,693 Est. Cost $104.92 Unrealized +3.9%
— DISCOVER FINANCIAL 0.2%
Value ($000) $204 Shares 3,600 Est. Cost $56.67 Unrealized —
— AFLAC INC 0.2%
Value ($000) $203 Shares 2,827 Est. Cost $71.88 Unrealized —
SHY ISHARES ETF 0.2%
Value ($000) $201 Shares 2,362 Est. Cost $85.10 Unrealized —
— NUVEEN AMT FREE QUALITY 0.2%
Value ($000) $200 Shares 13,688 Est. Cost $13.86 Unrealized —
— FIRST TRUST MLP&ENERGY 0.2%
Value ($000) $194 Shares 11,744 Est. Cost $13.57 Unrealized —
— NUVEEN SELECT TAX FREE 0.2%
Value ($000) $188 Shares 12,261 Est. Cost $14.29 Unrealized —
— CENTRAL FUND CDA LTD 0.2%
Value ($000) $174 Shares 12,572 Est. Cost $10.36 Unrealized —
— FERRELL GAS PROPERTIES 0.2%
Value ($000) $165 Shares 14,185 Est. Cost $16.69 Unrealized —
— AEGON N V 0.1%
Value ($000) $86 Shares 22,398 Est. Cost $5.27 Unrealized —