CIK: 0001438574 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 15, 2013
Total Value ($000): $157,893 (99.0% shares, 1.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 12,734 | $6,071 | 3.8% | $13.16 | +8.5% | COM | 037833100 |
| — | GENERAL ELECTRIC CO | 195,162 | $4,662 | 3.0% | $23.19 | — | COM | 369604103 |
| JPM | JPMORGAN CHASE & CO | 79,731 | $4,121 | 2.6% | $36.60 | +5.2% | COM | 46625H100 |
| DVN | DEVON ENERGY CORP NEW | 67,864 | $3,920 | 2.5% | $37.04 | +2.8% | COM | 25179M103 |
| — | ROYCE VALUE TR INC | 234,197 | $3,773 | 2.4% | $15.16 | — | COM | 780910105 |
| GRMN | GARMIN LTD | 80,100 | $3,620 | 2.3% | $23.52 | +15.8% | SHS | H2906T109 |
| EXC | EXELON CORP | 119,831 | $3,552 | 2.2% | $15.28 | -8.2% | COM | 30161N101 |
| — | VODAFONE GROUP PLC NEW | 100,200 | $3,525 | 2.2% | $28.74 | — | SPONS ADR NEW | 92857W209 |
| — | DU PONT E I DE NEMOURS & CO | 58,001 | $3,397 | 2.2% | $52.50 | — | COM | 263534109 |
| — | HOLLYFRONTIER CORP | 80,267 | $3,380 | 2.1% | $42.11 | — | COM | 436106108 |
| T | AT&T INC | 87,164 | $2,948 | 1.9% | $11.39 | -3.8% | COM | 00206R102 |
| CSCO | CISCO SYS INC | 121,559 | $2,848 | 1.8% | $15.24 | +11.1% | COM | 17275R102 |
| — | MFS MULTIMARKET INCOME TR | 430,367 | $2,845 | 1.8% | $6.66 | — | SH BEN INT | 552737108 |
| — | GOOGLE INC | 3,240 | $2,838 | 1.8% | $880.32 | — | CL A | 38259P508 |
| — | HARRIS CORP DEL | 47,106 | $2,793 | 1.8% | $49.25 | — | COM | 413875105 |
| — | AMERICAN CAPITAL AGENCY CORP | 119,149 | $2,690 | 1.7% | $22.58 | — | COM | 02503X105 |
| MKL | MARKEL CORP | 5,139 | $2,661 | 1.7% | $523.69 | +0.3% | COM | 570535104 |
| PFE | PFIZER INC | 91,850 | $2,638 | 1.7% | $16.46 | -0.6% | COM | 717081103 |
| — | LIFE TIME FITNESS INC | 49,875 | $2,567 | 1.6% | $50.42 | — | COM | 53217R207 |
| MSFT | MICROSOFT CORP | 76,044 | $2,531 | 1.6% | $26.70 | +1.1% | COM | 594918104 |
| — | HILLSHIRE BRANDS CO | 77,525 | $2,383 | 1.5% | $33.08 | — | COM | 432589109 |
| CVS | CVS CAREMARK CORPORATION | 41,254 | $2,341 | 1.5% | $41.44 | +3.2% | COM | 126650100 |
| OLN | OLIN CORP | 97,483 | $2,249 | 1.4% | $16.80 | -2.7% | COM PAR $1 | 680665205 |
| — | APOLLO GROUP INC | 107,202 | $2,231 | 1.4% | $20.81 | — | CL A | 037604105 |
| LMNR | LIMONEIRA CO | 83,922 | $2,155 | 1.4% | $16.16 | +15.8% | COM | 532746104 |
| — | PUTNAM PREMIER INCOME TR | 373,325 | $1,964 | 1.2% | $5.35 | — | SH BEN INT | 746853100 |
| FHI | FEDERATED INVS INC PA | 71,892 | $1,953 | 1.2% | $14.54 | +13.1% | CL B | 314211103 |
| GLD | SPDR GOLD TRUST | 15,115 | $1,937 | 1.2% | $119.55 | — | GOLD SHS | 78463V107 |
| META | FACEBOOK INC | 37,990 | $1,908 | 1.2% | $36.96 | 0.0% | CL A | 30303M102 |
| PEP | PEPSICO INC | 23,532 | $1,871 | 1.2% | $56.00 | +1.4% | COM | 713448108 |
| BA | BOEING CO | 15,018 | $1,765 | 1.1% | $80.37 | +13.9% | COM | 097023105 |
| SYK | STRYKER CORP | 24,720 | $1,671 | 1.1% | $57.21 | +3.9% | COM | 863667101 |
| — | PUTNAM MASTER INTER INCOME T | 342,065 | $1,669 | 1.1% | $4.98 | — | SH BEN INT | 746909100 |
| XOM | EXXON MOBIL CORP | 19,199 | $1,652 | 1.0% | $53.69 | +0.9% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 12,836 | $1,560 | 1.0% | $71.30 | +2.5% | COM | 166764100 |
| — | ALCOA INC | 183,710 | $1,492 | 0.9% | $7.90 | — | COM | 013817101 |
| — | CANCER GENETICS INC | 73,400 | $1,487 | 0.9% | $20.26 | — | COM | 13739U104 |
| DWX | SPDR INDEX SHS FDS | 31,275 | $1,459 | 0.9% | $46.65 | — | S&P INTL ETF | 78463X772 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 38,392 | $1,450 | 0.9% | $39.20 | — | ADR | 881624209 |
| SLV | ISHARES SILVER TRUST | 67,267 | $1,406 | 0.9% | $18.97 | — | ISHARES | 46428Q109 |
| — | EATON VANCE RISK MNGD DIV EQ | 128,127 | $1,385 | 0.9% | $10.90 | — | COM | 27829G106 |
| — | CENTURYLINK INC | 42,586 | $1,336 | 0.8% | $33.99 | — | COM | 156700106 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 39,808 | $1,317 | 0.8% | $24.45 | +5.0% | COM | 35671D857 |
| SPY | SPDR S&P 500 ETF TR | 7,472 | $1,255 | 0.8% | $160.46 | — | TR UNIT | 78462F103 |
| — | CALAMOS ASSET MGMT INC | 120,224 | $1,201 | 0.8% | $10.45 | — | CL A | 12811R104 |
| — | PVR PARTNERS L P | 48,892 | $1,130 | 0.7% | $27.07 | — | COM UNIT REPTG L | 693665101 |
| — | AMERICAN SCIENCE & ENGR INC | 18,187 | $1,097 | 0.7% | $60.32 | — | COM | 029429107 |
| — | HESKA CORP | 186,028 | $1,079 | 0.7% | $6.58 | — | COM RESTRC NEW | 42805E306 |
| — | RENTECH NITROGEN PARTNERS L | 43,783 | $1,074 | 0.7% | $27.95 | — | COM UNIT | 760113100 |
| — | FIRST TR ENERGY INFRASTRCTR | 45,703 | $984 | 0.6% | $23.52 | — | COM | 33738C103 |
| — | POTASH CORP SASK INC | 31,437 | $983 | 0.6% | $36.29 | — | COM | 73755L107 |
| — | ULTRA PETROLEUM CORP | 47,000 | $967 | 0.6% | $19.83 | — | COM | 903914109 |
| — | EATON VANCE TAX MNGD GBL DV | 102,275 | $959 | 0.6% | $9.27 | — | COM | 27829F108 |
| SLB | SCHLUMBERGER LTD | 10,501 | $928 | 0.6% | $52.90 | +11.5% | COM | 806857108 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 14,235 | $911 | 0.6% | $26.61 | +87.3% | COM | 02043Q107 |
| STAG | STAG INDL INC | 45,179 | $909 | 0.6% | $19.96 | — | COM | 85254J102 |
| — | AMERICAN INCOME FD INC | 118,635 | $879 | 0.6% | $7.72 | — | COM | 02672T109 |
| — | ENERGY TRANSFER PRTNRS L P | 16,685 | $869 | 0.6% | $50.56 | — | UNIT LTD PARTN | 29273R109 |
| IVV | ISHARES | 5,130 | $866 | 0.5% | $160.97 | — | CORE S&P500 ETF | 464287200 |
| PAYX | PAYCHEX INC | 20,384 | $828 | 0.5% | $25.02 | +8.0% | COM | 704326107 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 3,850 | $814 | 0.5% | $118.19 | +15.8% | COM | 018581108 |
| VOC | VOC ENERGY TR | 51,441 | $806 | 0.5% | $14.06 | — | TR UNIT | 91829B103 |
| — | DST SYS INC DEL | 10,360 | $781 | 0.5% | $65.34 | — | COM | 233326107 |
| — | TORTOISE ENERGY INFRSTRCTR C | 16,848 | $773 | 0.5% | $46.52 | — | COM | 89147L100 |
| — | E M C CORP MASS | 28,945 | $740 | 0.5% | $23.62 | — | COM | 268648102 |
| — | BARCLAYS BANK PLC | 29,505 | $738 | 0.5% | $25.01 | — | SP ADR 7.1%PF3 | 06739H776 |
| ABBV | ABBVIE INC | 16,249 | $727 | 0.5% | $26.55 | +2.3% | COM | 00287Y109 |
| — | TEEKAY OFFSHORE PARTNERS L P | 21,739 | $725 | 0.5% | $32.51 | — | PARTNERSHIP UN | Y8565J101 |
| — | MANNING & NAPIER INC | 42,800 | $714 | 0.5% | $17.76 | — | CL A | 56382Q102 |
| — | NUSTAR ENERGY LP | 17,654 | $708 | 0.4% | $45.42 | — | UNIT COM | 67058H102 |
| RIG | TRANSOCEAN LTD | 14,603 | $650 | 0.4% | $50.97 | -7.2% | REG SHS | H8817H100 |
| WMT | WAL-MART STORES INC | 7,969 | $589 | 0.4% | $19.98 | -1.0% | COM | 931142103 |
| — | KAYNE ANDERSON MLP INVSMNT C | 16,140 | $579 | 0.4% | $38.91 | — | COM | 486606106 |
| KO | COCA COLA CO | 14,434 | $547 | 0.3% | $27.85 | -3.9% | COM | 191216100 |
| CASY | CASEYS GEN STORES INC | 7,350 | $539 | 0.3% | $53.46 | +15.3% | COM | 147528103 |
| EPD | ENTERPRISE PRODS PARTNERS L | 8,809 | $538 | 0.3% | $62.10 | — | COM | 293792107 |
| UPS | UNITED PARCEL SERVICE INC | 5,800 | $530 | 0.3% | $55.38 | +3.1% | CL B | 911312106 |
| — | MICRON TECHNOLOGY INC | 395,000 | $500 | 0.3% | $1.14 | — | NOTE 1.875% 6/0 | 595112AH6 |
| CHD | CHURCH & DWIGHT INC | 7,800 | $468 | 0.3% | $26.18 | -1.0% | COM | 171340102 |
| — | OMNICARE INC | 440,000 | $468 | 0.3% | $1.03 | — | DBCV 3.250%12/1 | 681904AL2 |
| — | FIRST TR INTER DUR PFD & IN | 21,007 | $448 | 0.3% | $21.33 | — | COM | 33718W103 |
| — | GENERAL MOLY INC | 271,065 | $447 | 0.3% | $1.76 | — | COM | 370373102 |
| — | MARKWEST ENERGY PARTNERS L P | 6,167 | $445 | 0.3% | $66.91 | — | UNIT LTD PARTN | 570759100 |
| WFC | WELLS FARGO & CO NEW | 10,661 | $441 | 0.3% | $27.36 | +10.3% | COM | 949746101 |
| — | ZWEIG TOTAL RETURN FD INC | 32,405 | $425 | 0.3% | $12.86 | — | COM NEW | 989837208 |
| MUB | ISHARES | 4,000 | $418 | 0.3% | $105.00 | — | NAT AMT FREE BD | 464288414 |
| JNJ | JOHNSON & JOHNSON | 4,724 | $410 | 0.3% | $59.66 | +6.5% | COM | 478160104 |
| — | NEUSTAR INC | 8,150 | $403 | 0.3% | $48.71 | — | CL A | 64126X201 |
| — | KINDER MORGAN ENERGY PARTNER | 4,977 | $397 | 0.3% | $85.40 | — | UT LTD PARTNER | 494550106 |
| — | GOLDCORP INC NEW | 14,800 | $385 | 0.2% | $26.01 | — | COM | 380956409 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,300 | $384 | 0.2% | $28.67 | +1.9% | COM | 110122108 |
| C | CITIGROUP INC | 7,781 | $377 | 0.2% | $35.76 | +5.2% | COM NEW | 172967424 |
| — | CLIFFS NAT RES INC | 18,240 | $374 | 0.2% | $20.50 | — | COM | 18683K101 |
| TRV | TRAVELERS COMPANIES INC | 4,400 | $373 | 0.2% | $63.44 | -1.0% | COM | 89417E109 |
| ACCO | ACCO BRANDS CORP | 55,894 | $371 | 0.2% | $4.71 | +1.4% | COM | 00081T108 |
| COP | CONOCOPHILLIPS | 5,309 | $369 | 0.2% | $39.96 | +11.3% | COM | 20825C104 |
| ZTS | ZOETIS INC | 11,792 | $367 | 0.2% | $28.70 | -3.2% | CL A | 98978V103 |
| MDLZ | MONDELEZ INTL INC | 11,400 | $358 | 0.2% | $23.72 | 0.0% | CL A | 609207105 |
| IWN | ISHARES | 3,900 | $357 | 0.2% | $85.86 | — | RUS 2000 VAL ETF | 464287630 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $341 | 0.2% | $165023.42 | +4.8% | CL A | 084670108 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 17,118 | $340 | 0.2% | $20.83 | — | UNIT LTD PARTN | 01881G106 |
| UNP | UNION PAC CORP | 2,176 | $338 | 0.2% | $57.06 | +5.4% | COM | 907818108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 6,400 | $337 | 0.2% | $55.78 | — | UNIT LTD PARTN | 726503105 |
| VTI | VANGUARD INDEX FDS | 3,776 | $331 | 0.2% | $82.63 | — | TOTAL STK MKT | 922908769 |
| PG | PROCTER & GAMBLE CO | 4,382 | $331 | 0.2% | $55.00 | +2.2% | COM | 742718109 |
| EZM | WISDOMTREE TR | 4,190 | $330 | 0.2% | $72.52 | — | MDCP EARN FUND | 97717W570 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,885 | $327 | 0.2% | $110.02 | +4.9% | CL B NEW | 084670702 |
| — | LINN ENERGY LLC | 12,630 | $327 | 0.2% | $33.20 | — | UNIT LTD LIAB | 536020100 |
| — | TRANSAMERICA INCOME SHS INC | 15,943 | $326 | 0.2% | $20.45 | — | COM | 893506105 |
| FYX | FIRST TR SML CP CORE ALPHA F | 7,440 | $326 | 0.2% | $39.87 | — | COM SHS | 33734Y109 |
| — | APACHE CORP | 3,822 | $325 | 0.2% | $84.00 | — | COM | 037411105 |
| IWD | ISHARES | 3,750 | $323 | 0.2% | $83.88 | — | RUS 1000 VAL ETF | 464287598 |
| EMR | EMERSON ELEC CO | 4,976 | $322 | 0.2% | $40.02 | +9.5% | COM | 291011104 |
| BP | BP PLC | 7,614 | $320 | 0.2% | $41.73 | — | SPONSORED ADR | 055622104 |
| — | DYNEX CAP INC | 36,000 | $316 | 0.2% | $8.78 | — | COM NEW | 26817Q506 |
| DIS | DISNEY WALT CO | 4,802 | $310 | 0.2% | $56.11 | +1.5% | COM DISNEY | 254687106 |
| TMO | THERMO FISHER SCIENTIFIC INC | 3,275 | $302 | 0.2% | $79.76 | +8.8% | COM | 883556102 |
| — | ISHARES | 25,370 | $302 | 0.2% | $11.22 | — | MSCI JAPAN ETF | 464286848 |
| — | PEABODY ENERGY CORP | 17,300 | $298 | 0.2% | $14.62 | — | COM | 704549104 |
| SPH | SUBURBAN PROPANE PARTNERS L | 6,016 | $282 | 0.2% | $46.38 | — | UNIT LTD PARTN | 864482104 |
| BAC | BANK OF AMERICA CORPORATION | 19,729 | $272 | 0.2% | $10.09 | +11.3% | COM | 060505104 |
| — | TEARLAB CORP | 24,000 | $265 | 0.2% | $11.04 | — | COM | 878193101 |
| — | REGENCY ENERGY PARTNERS L P | 9,278 | $265 | 0.2% | $26.97 | — | COM UNITS L P | 75885Y107 |
| — | ALPS ETF TR | 15,000 | $264 | 0.2% | $17.87 | — | ALERIAN MLP | 00162Q866 |
| — | NATIONAL OILWELL VARCO INC | 3,350 | $262 | 0.2% | $69.20 | — | COM | 637071101 |
| — | MCDERMOTT INTL INC | 35,000 | $260 | 0.2% | $8.17 | — | COM | 580037109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,970 | $260 | 0.2% | $23.24 | — | GUG MULTI ASSET | 18383M506 |
| AZO | AUTOZONE INC | 600 | $254 | 0.2% | $407.86 | +4.9% | COM | 053332102 |
| — | EL PASO PIPELINE PARTNERS L | 6,000 | $253 | 0.2% | $43.71 | — | COM UNIT LPI | 283702108 |
| — | ENSCO PLC | 4,600 | $247 | 0.2% | $53.70 | — | SHS CLASS A | G3157S106 |
| ITW | ILLINOIS TOOL WKS INC | 3,210 | $245 | 0.2% | $49.85 | +9.9% | COM | 452308109 |
| VZ | VERIZON COMMUNICATIONS INC | 5,180 | $242 | 0.2% | $27.04 | -3.4% | COM | 92343V104 |
| — | ROSETTA STONE INC | 14,600 | $237 | 0.2% | $14.73 | — | COM | 777780107 |
| HYG | ISHARES | 2,500 | $229 | 0.1% | $90.83 | — | IBOXX HI YD ETF | 464288513 |
| — | ARVINMERITOR INC | 250,000 | $228 | 0.1% | $0.88 | — | FRNT 4.000% 2/1 | 043353AH4 |
| PM | PHILIP MORRIS INTL INC | 2,531 | $219 | 0.1% | $49.85 | -5.0% | COM | 718172109 |
| — | NOBLE CORPORATION BAAR | 5,800 | $219 | 0.1% | $37.76 | — | NAMEN -AKT | H5833N103 |
| — | BAKER HUGHES INC | 4,400 | $216 | 0.1% | $46.13 | — | COM | 057224107 |
| — | INTEROIL CORP | 3,000 | $214 | 0.1% | $69.50 | — | COM | 460951106 |
| SO | SOUTHERN CO | 5,000 | $206 | 0.1% | $26.74 | -5.3% | COM | 842587107 |
| — | MORGANS HOTEL GROUP CO | 200,000 | $196 | 0.1% | $0.98 | — | NOTE 2.375%10/1 | 61748WAB4 |
| — | HALCON RES CORP | 43,000 | $190 | 0.1% | $4.42 | — | COM NEW | 40537Q209 |
| — | KEY ENERGY SVCS INC | 15,500 | $113 | 0.1% | $5.94 | — | COM | 492914106 |
| — | GOODRICH PETE CORP | 100,000 | $108 | 0.1% | $0.99 | — | NOTE 5.000%10/0 | 382410AC2 |
| — | MFS INTER INCOME TR | 11,000 | $58 | 0.0% | $5.27 | — | SH BEN INT | 55273C107 |
| — | DOCUMENT SEC SYS INC | 50,000 | $57 | 0.0% | $1.14 | — | COM | 25614T101 |
| — | PROFESSIONAL DIVERSITY NET I | 11,000 | $51 | 0.0% | $4.18 | — | COM | 74312Y103 |
| — | SYNTROLEUM CORP | 10,613 | $49 | 0.0% | $6.88 | — | COM NEW | 871630208 |
| — | AVATAR HLDGS INC | 35,000 | $37 | 0.0% | $1.09 | — | NOTE 7.500% 2/1 | 053494AG5 |