Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 2, 2018
Total Value: $191M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 71,955 | $16.24M | 8.5% | $225.74 * | $19.85 | +148.2% | COM | 037833100 |
| JNJ | Johnson & Johnson | 60,985 | $8.426M | 4.4% | $138.17 * | $68.79 | +57.0% | COM | 478160104 |
| ORCL | Oracle | 161,500 | $8.327M | 4.4% | $51.56 * | $33.72 | +29.3% | COM | 68389X105 |
| IBB | iShares Biotech Fund | 66,988 | $8.169M | 4.3% | $121.95 | $150.14 | — | NASDQ BIOTEC | 464287556 |
| MSFT | Microsoft | 70,471 | $8.06M | 4.2% | $114.37 * | $30.12 | +234.6% | COM | 594918104 |
| CMCSA | Comcast | 219,028 | $7.756M | 4.1% | $35.41 * | $26.20 | +12.0% | CL A | 20030N101 |
| — | Allergan Inc. | 39,911 | $7.602M | 4.0% | $190.47 | $250.15 | — | SHS | G0177J108 |
| GOOG | Alphabet Inc Class C | 5,991 | $7.15M | 3.7% | $1193.46 * | $35.61 | +66.9% | CAP STK CL C | 02079K107 |
| DVN | Devon Energy | 173,537 | $6.931M | 3.6% | $39.94 * | $23.70 | +28.1% | COM | 25179M103 |
| SCHO | Schwab Short Term US | 135,680 | $6.726M | 3.5% | $49.57 | $49.78 | — | SHT TM US TRES | 808524862 |
| WFC | Wells Fargo & Co | 120,855 | $6.352M | 3.3% | $52.56 * | $37.81 | +23.0% | COM | 949746101 |
| SLB | Schlumberger | 98,608 | $6.007M | 3.1% | $60.92 * | $62.28 | -16.5% | COM | 806857108 |
| MET | Metlife | 125,850 | $5.88M | 3.1% | $46.72 * | $31.31 | +13.5% | COM | 59156R108 |
| COF | Capital One | 56,825 | $5.394M | 2.8% | $94.92 * | $64.26 | +33.3% | COM | 14040H105 |
| — | Oaktree Capital Group | 126,100 | $5.221M | 2.7% | $41.40 | $46.34 | — | UNIT CL A | 674001201 |
| DIS | Walt Disney | 39,649 | $4.637M | 2.4% | $116.95 * | $92.00 | +15.8% | COM DISNEY | 254687106 |
| CVS | CVS Corp | 50,670 | $3.989M | 2.1% | $78.73 * | $52.13 | +8.4% | COM | 126650100 |
| WY | Weyerhaeuser Co. | 121,350 | $3.916M | 2.0% | $32.27 * | $23.88 | +8.5% | COM | 962166104 |
| VTI | Vanguard Total Stock Mkt | 25,647 | $3.838M | 2.0% | $149.65 | $95.92 | — | TOTAL STK MKT | 922908769 |
| GM | General Motors | 111,476 | $3.753M | 2.0% | $33.67 | $25.56 | +29.4% | COM | 37045V100 |
| QCOM | Qualcomm Inc | 51,735 | $3.726M | 1.9% | $72.02 * | $42.63 | +28.2% | COM | 747525103 |
| INTC | Intel | 78,365 | $3.706M | 1.9% | $47.29 * | $32.54 | +27.6% | COM | 458140100 |
| KMI | Kinder Morgan | 194,655 | $3.451M | 1.8% | $17.73 * | $12.99 | -10.0% | COM | 49456B101 |
| GS | Goldman Sachs | 14,840 | $3.328M | 1.7% | $224.26 * | $205.78 | -4.6% | COM | 38141G104 |
| JPM | JP Morgan | 29,461 | $3.324M | 1.7% | $112.83 * | $40.93 | +126.3% | COM | 46625H100 |
| HAL | Halliburton | 73,675 | $2.986M | 1.6% | $40.53 * | $40.40 | -12.0% | COM | 406216101 |
| BRK/B | Berkshire Hathaway B | 13,374 | $2.864M | 1.5% | $214.15 * | $118.33 | +73.4% | CL B NEW | 084670702 |
| COST | Costco Wholesale | 10,100 | $2.372M | 1.2% | $234.85 * | $99.80 | +103.5% | COM | 22160K105 |
| — | General Electric | 202,913 | $2.291M | 1.2% | $11.29 | $24.20 | — | COM | 369604103 |
| WMB | Williams Companies | 71,375 | $1.941M | 1.0% | $27.19 * | $18.60 | +3.4% | COM | 969457100 |
| GDX | VanEck Vectors Gold Miners ETF | 97,500 | $1.806M | 0.9% | $18.52 | $19.60 | — | GOLD MINER ETF | 92189F106 |
| XOM | Exxon | 20,168 | $1.715M | 0.9% | $85.04 * | $56.28 | +3.4% | COM | 30231G102 |
| AMZN | Amazon.com | 745 | $1.492M | 0.8% | $2002.68 * | $26.25 | +258.2% | COM | 023135106 |
| FDX | FedEx | 5,516 | $1.328M | 0.7% | $240.75 * | $115.63 | +83.5% | COM | 31428X106 |
| CL | Colgate Palmolive Co. | 18,517 | $1.24M | 0.6% | $66.97 * | $51.11 | +9.5% | COM | 194162103 |
| HON | Honeywell International | 7,425 | $1.236M | 0.6% | $166.46 * | $64.03 | +89.9% | COM | 438516106 |
| KO | Coca Cola | 20,800 | $961K | 0.5% | $46.20 * | $27.93 | +30.0% | COM | 191216100 |
| VCSH | Vanguard ST Corporate Bond ETF | 11,612 | $908K | 0.5% | $78.19 | $79.53 | — | SHRT TRM CORP BD | 92206C409 |
| VTEB | Vanguard Muni Bnd ETF | 17,400 | $879K | 0.5% | $50.52 | $50.79 | — | TAX EXEMPT BD | 922907746 |
| EPD | Enterprise Product Partners LP | 26,525 | $762K | 0.4% | $28.73 | $25.17 | — | COM | 293792107 |
| GOOGL | Alphabet Inc Class A | 533 | $643K | 0.3% | $1206.38 * | $37.63 | +59.7% | CAP STK CL A | 02079K305 |
| CVX | Chevron | 5,008 | $612K | 0.3% | $122.20 * | $72.29 | +21.6% | COM | 166764100 |
| — | Mkt Vectors Oil Services | 21,779 | $549K | 0.3% | $25.21 | $25.30 | — | OIL SVCS ETF | 92189F718 |
| META | 3,085 | $507K | 0.3% | $164.34 * | $88.49 | +103.2% | CL A | 30303M102 | |
| CSCO | Cisco Systems | 10,278 | $500K | 0.3% | $48.65 * | $16.61 | +117.0% | COM | 17275R102 |
| MMM | 3M Company | 2,358 | $497K | 0.3% | $210.77 * | $93.71 | +41.1% | COM | 88579Y101 |
| — | California Resources | 10,031 | $487K | 0.3% | $48.55 | $14.67 | — | COM NEW | 13057Q206 |
| UNP | Union Pacific | 2,938 | $478K | 0.2% | $162.70 * | $108.21 | +18.1% | COM | 907818108 |
| SBUX | Starbucks | 7,000 | $398K | 0.2% | $56.86 * | $37.60 | +19.9% | COM | 855244109 |
| — | Aqua America | 10,000 | $369K | 0.2% | $36.90 | $23.57 | — | COM | 03836W103 |
| V | Visa Inc Cl A | 2,162 | $324K | 0.2% | $149.86 * | $59.10 | +128.6% | COM CL A | 92826C839 |
| BKNG | Booking Holdings Inc | 142 | $282K | 0.1% | $1985.92 * | $1933.58 | +0.2% | COM | 09857L108 |
| PFE | Pfizer | 6,274 | $276K | 0.1% | $43.99 * | $18.08 | +52.9% | COM | 717081103 |
| GILD | Gilead Sciences | 3,550 | $274K | 0.1% | $77.18 * | $63.49 | -10.5% | COM | 375558103 |
| DSI | iShares KLD 400 Social Index | 2,496 | $267K | 0.1% | $106.97 | $82.07 | — | MSCI KLD400 SOC | 464288570 |
| VCIT | Vanguard Corp Bond ETF | 3,100 | $259K | 0.1% | $83.55 | $82.80 | — | INT-TERM CORP | 92206C870 |
| T | AT&T Inc. | 7,296 | $245K | 0.1% | $33.58 * | $13.08 | +10.6% | COM | 00206R102 |
| BK | Bank of New York | 4,450 | $227K | 0.1% | $51.01 * | $44.52 | -4.1% | COM | 064058100 |
| HRL | Hormel Foods Corp | 5,600 | $221K | 0.1% | $39.46 * | $25.61 | +23.3% | COM | 440452100 |
| CX | Cemex SA | 31,067 | $219K | 0.1% | $7.05 | $11.43 | — | SPON ADR NEW | 151290889 |
| SCHZ | Schwab US Aggregate Bond | 3,910 | $196K | 0.1% | $50.13 | $52.06 | — | US AGGREGATE B | 808524839 |
| XBI | SPDR S&P Biotech ETF | 1,980 | $190K | 0.1% | $95.96 | $88.81 | — | S&P BIOTECH | 78464A870 |
| PEP | Pepsico | 1,550 | $173K | 0.1% | $111.61 * | $77.08 | +17.2% | COM | 713448108 |
| VZ | Verizon Communications | 3,229 | $172K | 0.1% | $53.27 * | $28.29 | +26.0% | COM | 92343V104 |
| — | Celgene | 1,875 | $168K | 0.1% | $89.60 | $134.59 | — | COM | 151020104 |
| AXP | American Express Co. | 1,500 | $160K | 0.1% | $106.67 * | $69.30 | +35.8% | COM | 025816109 |
| EMR | Emerson Electric | 2,000 | $153K | 0.1% | $76.50 * | $54.19 | +14.3% | COM | 291011104 |
| PG | Procter & Gamble | 1,832 | $152K | 0.1% | $82.97 * | $63.80 | +6.2% | COM | 742718109 |
| DE | Deere & Co | 1,000 | $150K | 0.1% | $150.00 * | $70.09 | +83.5% | COM | 244199105 |
| TRV | Travelers Group Inc | 1,150 | $149K | 0.1% | $129.57 * | $76.12 | +44.3% | COM | 89417E109 |
| AMT | Amern Tower Corp Class A | 1,000 | $145K | 0.1% | $145.00 * | $112.31 | +7.6% | COM | 03027X100 |
| — | Dowdupont Inc | 2,217 | $143K | 0.1% | $64.50 | $69.36 | — | COM | 26078J100 |
| — | Cloudera | 7,700 | $136K | 0.1% | $17.66 | $16.25 | — | COM | 18914U100 |
| BMY | Bristol-Myers | 2,105 | $131K | 0.1% | $62.23 * | $37.58 | +19.7% | COM | 110122108 |
| BDX | Becton Dickinson | 500 | $131K | 0.1% | $262.00 * | $86.50 | +154.7% | COM | 075887109 |
| — | BlackRock Inc. | 275 | $130K | 0.1% | $472.73 | $448.28 | — | COM | 09247X101 |
| IBM | IBM | 840 | $127K | 0.1% | $151.19 * | $102.40 | -1.1% | COM | 459200101 |
| LQD | iShares Investment Grade Bond ETF | 1,000 | $115K | 0.1% | $115.00 | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| KHC | Kraft Heinz Company | 2,080 | $115K | 0.1% | $55.29 * | $43.82 | -4.6% | COM | 500754106 |
| XBFZX | Blackrock CA Muni Income Trust | 8,800 | $109K | 0.1% | $12.39 | $12.91 | — | SH BEN INT | 09248E102 |
| BAC | Bank of America | 3,686 | $109K | 0.1% | $29.57 * | $15.19 | +67.6% | COM | 060505104 |
| AEP | American Electric Pwr Co Inc | 1,486 | $105K | 0.1% | $70.66 * | $47.09 | +16.5% | COM | 025537101 |
| CVE | Cenovus Energy | 10,181 | $102K | 0.1% | $10.02 * | $8.56 | -0.6% | COM | 15135U109 |
| IWB | iShares Russell 1000 ETF | 627 | $101K | 0.1% | $161.08 | $102.56 | — | RUS 1000 ETF | 464287622 |
| MRK | Merck | 1,400 | $99,000 | 0.1% | $70.71 * | $39.89 | +27.0% | COM | 58933Y105 |
| GLD | Streetracks Gold TRUST | 850 | $96,000 | 0.1% | $112.94 | $115.48 | — | GOLD SHS | 78463V107 |
| CRM | Salesforce.com | 600 | $95,000 | 0.0% | $158.33 * | $90.89 | +61.3% | COM | 79466L302 |
| AFL | Aflac Inc. | 2,000 | $94,000 | 0.0% | $47.00 * | $30.70 | +25.4% | COM | 001055102 |
| — | Twenty-First Century Fox, Inc | 2,000 | $93,000 | 0.0% | $46.50 | $36.15 | — | CL A | 90130A101 |
| WMT | Wal-Mart | 900 | $85,000 | 0.0% | $94.44 * | $20.29 | +34.7% | COM | 931142103 |
| AVGO | Broadcom Ltd | 340 | $84,000 | 0.0% | $247.06 * | $18.27 | 0.0% | COM | 11135F101 |
| AMGN | Amgen | 400 | $83,000 | 0.0% | $207.50 * | $101.29 | +55.4% | COM | 031162100 |
| EEM | Ishares MSCI EM ETF | 1,850 | $79,000 | 0.0% | $42.70 | $44.86 | — | MSCI EMG MKT ETF | 464287234 |
| MU | Micron Technology | 1,700 | $77,000 | 0.0% | $45.29 * | $49.21 | 0.0% | COM | 595112103 |
| SCHV | Schwab US Large Cap | 1,336 | $75,000 | 0.0% | $56.14 | $47.88 | — | US LCAP VA ETF | 808524409 |
| ED | Consolidated Edison | 971 | $74,000 | 0.0% | $76.21 * | $59.31 | +1.8% | COM | 209115104 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $73,000 | 0.0% | $47.53 | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| MA | Mastercard Inc | 325 | $72,000 | 0.0% | $221.54 * | $76.31 | +162.5% | CL A | 57636Q104 |
| ABBV | AbbVie Inc. | 750 | $71,000 | 0.0% | $94.67 * | $48.91 | +41.4% | COM | 00287Y109 |
| SCHE | Schwab Emerging Markets Equity ETF | 2,755 | $71,000 | 0.0% | $25.77 | $21.67 | — | EMRG MKTEQ ETF | 808524706 |
| — | Walgreens Boots Allianc | 950 | $69,000 | 0.0% | $72.63 | $76.25 | — | COM | 931427108 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $67,000 | 0.0% | $52.34 * | $33.00 | +27.1% | COM | 34964C106 |
| ADBE | Adobe | 250 | $67,000 | 0.0% | $268.00 * | $149.24 | +72.8% | COM | 00724F101 |
| SCHG | Schwab US Large Cap | 809 | $66,000 | 0.0% | $81.58 | $55.56 | — | US LCAP GR ETF | 808524300 |
| VOD | Vodafone Group PLC ADR | 3,000 | $65,000 | 0.0% | $21.67 | $28.07 | — | SPONSORED ADR | 92857W308 |
| SHM | SPDR Nuv Blmbrg ST Nat Muni | 1,348 | $64,000 | 0.0% | $47.48 | $48.47 | — | NUVEEN BLMBRG SR | 78468R739 |
| HD | Home Depot | 300 | $62,000 | 0.0% | $206.67 * | $70.46 | +138.4% | COM | 437076102 |
| BAX | Baxter International Inc | 800 | $62,000 | 0.0% | $77.50 * | $29.26 | +121.9% | COM | 071813109 |
| SCHW | Charles Schwab Corp | 1,200 | $59,000 | 0.0% | $49.17 * | $35.21 | +30.8% | COM | 808513105 |
| IP | International Paper | 1,200 | $59,000 | 0.0% | $49.17 * | $32.66 | +9.1% | COM | 460146103 |
| USB | U S Bancorp | 1,102 | $58,000 | 0.0% | $52.63 * | $31.36 | +24.8% | COM NEW | 902973304 |
| — | Lam Research Corp | 365 | $55,000 | 0.0% | $150.68 | $186.30 | — | COM | 512807108 |
| STZ | Constellation Brands | 250 | $54,000 | 0.0% | $216.00 * | $173.61 | +8.6% | CL A | 21036P108 |
| AVB | Avalonbay Communities | 300 | $54,000 | 0.0% | $180.00 * | $82.16 | +68.4% | COM | 053484101 |
| DHR | Danaher Corp | 485 | $53,000 | 0.0% | $109.28 * | $71.08 | +23.9% | COM | 235851102 |
| LMT | Lockheed Martin | 150 | $52,000 | 0.0% | $346.67 * | $137.24 | +92.6% | COM | 539830109 |
| QQQ | Invesco QQQ Trust - Nasdaq 100 ETF | 250 | $46,000 | 0.0% | $184.00 | $184.00 | — | UNI SER 1 | 46090E103 |
| TJX | TJX Companies Inc. | 400 | $45,000 | 0.0% | $112.50 * | $31.96 | +45.5% | COM | 872540109 |
| PRF | Invesco FTSE RAFI US 1000 | 367 | $44,000 | 0.0% | $119.89 | $119.89 | — | FTSE RAFI 1000 | 46137V613 |
| PYPL | Paypal Holdings Inco | 500 | $44,000 | 0.0% | $88.00 | $35.85 | +145.0% | COM | 70450Y103 |
| LUV | Southwest Airlines Co | 675 | $42,000 | 0.0% | $62.22 * | $33.13 | +60.7% | COM | 844741108 |
| SCHM | Schwab U.S. Mid Cap ETF | 712 | $41,000 | 0.0% | $57.58 | $44.65 | — | US MID-CAP ETF | 808524508 |
| EIX | Edison International | 600 | $41,000 | 0.0% | $68.33 * | $40.28 | +20.4% | COM | 281020107 |
| PBI | Pitney Bowes Inc | 5,600 | $40,000 | 0.0% | $7.14 * | $21.51 | -62.4% | COM | 724479100 |
| IQV | Iqvia Holdings Inc | 300 | $39,000 | 0.0% | $130.00 * | $101.80 | +18.0% | COM | 46266C105 |
| SCHA | Schwab US Small Cap ETF | 508 | $39,000 | 0.0% | $76.77 | $61.81 | — | US SML CAP ETF | 808524607 |
| CLX | Clorox | 250 | $38,000 | 0.0% | $152.00 * | $63.81 | +79.6% | COM | 189054109 |
| — | CBRE Real Estate Income Fund | 5,031 | $37,000 | 0.0% | $7.35 | $7.93 | — | COM | 12504G100 |
| BA | Boeing | 100 | $37,000 | 0.0% | $370.00 * | $110.65 | +206.4% | COM | 097023105 |
| HIW | Highwood Properties Inc | 750 | $35,000 | 0.0% | $46.67 | $36.00 | — | COM | 431284108 |
| FTV | Fortive Corporation | 400 | $34,000 | 0.0% | $85.00 * | $40.21 | +23.7% | COM | 34959J108 |
| — | Durect Corp | 31,000 | $34,000 | 0.0% | $1.10 | $1.04 | — | COM | 266605104 |
| OMC | Omnicom Group Inc | 500 | $34,000 | 0.0% | $68.00 * | $46.21 | +16.1% | COM | 681919106 |
| MCD | McDonald Corp. | 200 | $33,000 | 0.0% | $165.00 * | $79.64 | +69.3% | COM | 580135101 |
| ROST | Ross Stores Inc | 300 | $30,000 | 0.0% | $100.00 * | $41.56 | +105.4% | COM | 778296103 |
| GIS | General Mills Inc | 700 | $30,000 | 0.0% | $42.86 * | $32.89 | +6.3% | COM | 370334104 |
| BABA | Alibaba Group Hldg Adr | 175 | $29,000 | 0.0% | $165.71 | $77.87 | — | SPONSORED ADS | 01609W102 |
| HP | Helmerich & Payne | 400 | $28,000 | 0.0% | $70.00 * | $52.86 | +20.8% | COM | 423452101 |
| — | iShares Gold TRUST | 2,423 | $28,000 | 0.0% | $11.56 | $11.97 | — | ISHARES | 464285105 |
| — | Portola Pharmaceuticals | 1,000 | $27,000 | 0.0% | $27.00 | $26.00 | — | COM | 737010108 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $24,000 | 0.0% | $50.31 | $51.23 | — | MORTG-BACK SEC | 92206C771 |
| — | Altaba Incorporated | 350 | $24,000 | 0.0% | $68.57 | $53.85 | — | COM | 021346101 |
| NYT | New York Times Class A | 1,000 | $23,000 | 0.0% | $23.00 * | $12.09 | +85.3% | CL A | 650111107 |
| BXP | Boston Properties | 188 | $23,000 | 0.0% | $122.34 * | $86.92 | +3.9% | COM | 101121101 |
| VO | Vanguard Mid Cap Blend ETF | 139 | $23,000 | 0.0% | $165.47 | $132.35 | — | MID CAP ETF | 922908629 |
| — | Intra-Cellular Therapies | 1,000 | $22,000 | 0.0% | $22.00 | $18.00 | — | COM | 46116X101 |
| BTE | Baytex Energy | 7,463 | $22,000 | 0.0% | $2.95 | $2.92 | 0.0% | COM | 07317Q105 |
| PSX | Phillips 66 | 175 | $20,000 | 0.0% | $114.29 * | $56.29 | +52.9% | COM | 718546104 |
| PMT | PennyMac | 1,000 | $20,000 | 0.0% | $20.00 | $15.00 | — | COM | 70931T103 |
| EMN | Eastman Chemical Co. | 200 | $19,000 | 0.0% | $95.00 * | $55.62 | +37.2% | COM | 277432100 |
| VNO | Vornado Realty TRUST | 257 | $19,000 | 0.0% | $73.93 | $93.39 | — | SH BEN INT | 929042109 |
| ISRG | Intuitive Surgical New | 30 | $17,000 | 0.0% | $566.67 * | $119.75 | +48.3% | COM NEW | 46120E602 |
| NVS | Novartis A G Spon Adr | 200 | $17,000 | 0.0% | $85.00 | $88.25 | — | SPONSORED ADR | 66987V109 |
| — | Nuveen Insured Calif Tax | 1,200 | $15,000 | 0.0% | $12.50 | $17.13 | — | COM | 670651108 |
| — | Amerigas Partners LP | 350 | $14,000 | 0.0% | $40.00 | $45.00 | — | UNIT L P INT | 030975106 |
| GTX | Garrett Motion Inc | 742 | $14,000 | 0.0% | $18.87 * | $16.87 | 0.0% | COM | 366505105 |
| BSV | Vanguard Bond Index Fund | 164 | $13,000 | 0.0% | $79.27 | $81.20 | — | SHORT TRM BOND | 921937827 |
| TEVA | Teva Pharmaceutical | 600 | $13,000 | 0.0% | $21.67 | $35.09 | — | SPONSORED ADR | 881624209 |
| VUG | Vanguard Growth ETF | 75 | $12,000 | 0.0% | $160.00 | $133.33 | — | GROWTH ETF | 922908736 |
| — | Twitter Inc | 400 | $11,000 | 0.0% | $27.50 | $53.01 | — | COM | 90184L102 |
| — | DNP Select Utilities Income | 1,000 | $11,000 | 0.0% | $11.00 | $10.45 | — | COM | 23325P104 |
| CORT | Corcept Therapeutics Inc | 700 | $10,000 | 0.0% | $14.29 * | $2.02 | +591.3% | COM | 218352102 |
| UDR | UDR Inc | 216 | $9,000 | 0.0% | $41.67 * | $20.28 | +46.9% | COM | 902653104 |
| TSLA | Tesla Motors Inc | 31 | $8,000 | 0.0% | $258.06 * | $17.50 | +19.0% | COM | 88160R101 |
| NEE | Nextera Energy Inc | 50 | $8,000 | 0.0% | $160.00 * | $29.37 | +20.7% | COM | 65339F101 |
| — | Enbridge Energy Ptnrs LP | 735 | $8,000 | 0.0% | $10.88 | $29.93 | — | COM | 29250R106 |
| ETSY | Etsy Inc | 150 | $8,000 | 0.0% | $53.33 * | $19.22 | +139.5% | COM | 29786A106 |
| — | Pandora Media | 750 | $7,000 | 0.0% | $9.33 | $26.67 | — | COM | 698354107 |
| NIO | NIO Inc. | 1,000 | $7,000 | 0.0% | $7.00 | $7.00 | — | SPON ADS | 62914V106 |
| — | Mylan NV | 200 | $7,000 | 0.0% | $35.00 | $35.00 | — | SHS EURO | N59465109 |
| ARCC | Ares Capital Corp | 400 | $7,000 | 0.0% | $17.50 * | $5.37 | +57.8% | COM | 04010L103 |
| FNDF | Schwab Fund. Intl. Large Cap | 227 | $7,000 | 0.0% | $30.84 | $31.01 | — | SCHWAB FDT INT LG | 808524755 |
| RWT | Redwood Trust | 448 | $7,000 | 0.0% | $15.63 | $20.09 | — | COM | 758075402 |
| — | Inovio Pharma | 1,000 | $6,000 | 0.0% | $6.00 | $9.00 | — | COM NEW | 45773H201 |
| F | Ford Motor | 596 | $6,000 | 0.0% | $10.07 * | $8.64 | -20.7% | COM PAR $0.01 | 345370860 |
| FNDX | Schwab Fund. US Large Co. | 151 | $6,000 | 0.0% | $39.74 | $33.11 | — | SCHWAB FDT US LG | 808524771 |
| — | Penn Virginia Corp | 78 | $6,000 | 0.0% | $76.92 | $76.92 | — | COM | 70788V102 |
| — | Nuveen Nasdaq 100 | 210 | $5,000 | 0.0% | $23.81 | $19.05 | — | COM SHS | 670699107 |
| KIM | Kimco Realty | 300 | $5,000 | 0.0% | $16.67 * | $11.63 | +1.1% | COM | 49446R109 |
| — | Qiagen N V | 119 | $5,000 | 0.0% | $42.02 | $33.61 | — | SHS NEW | N72482123 |
| — | Apache Corp | 100 | $5,000 | 0.0% | $50.00 | $50.00 | — | COM | 037411105 |
| IONS | Ionis Pharmaceutical | 90 | $5,000 | 0.0% | $55.56 * | $53.96 | -12.9% | COM | 462222100 |
| — | Glaxosmithkline PLC ADR | 113 | $5,000 | 0.0% | $44.25 | $39.11 | — | SPONSORED ADR | 37733W105 |
| — | FireEye Inc | 250 | $4,000 | 0.0% | $16.00 | $44.04 | — | COM | 31816Q101 |
| NFG | National Fuel Gas Co | 70 | $4,000 | 0.0% | $57.14 * | $57.91 | -4.7% | COM | 636180101 |
| IEO | iShares US Oil & Gas Exploration ETF | 54 | $4,000 | 0.0% | $74.07 | $74.07 | — | US OIL GS EX ETF | 464288851 |
| YUM | YUM! Brands | 40 | $4,000 | 0.0% | $100.00 * | $43.30 | +68.4% | COM | 988498101 |
| BE | Bloom Energy Corp | 100 | $3,000 | 0.0% | $30.00 * | $27.96 | 0.0% | COM CL A | 093712107 |
| — | General Motors Cl B 19wt | 198 | $3,000 | 0.0% | $15.15 | $20.20 | — | *W EXP 07/10/201 | 37045V126 |
| — | Direxion Shs China 3x Bull ETF | 89 | $2,000 | 0.0% | $22.47 | $22.47 | — | DL FTSE BLL 3X | 25459W771 |
| — | Nuveen Real Est Inc Fd | 150 | $1,000 | 0.0% | $6.67 | $13.33 | — | COM | 67071B108 |
| C | Citigroup | 13 | $1,000 | 0.0% | $76.92 * | $36.44 | +50.3% | COM NEW | 172967424 |
| YUMC | Yum China Holdings Inc | 40 | $1,000 | 0.0% | $25.00 * | $26.68 | +33.5% | COM | 98850P109 |
| — | Titan Pharmaceutical | 2,546 | $1,000 | 0.0% | $0.39 | $4.32 | — | COM NEW | 888314309 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $0.00 | $42.47 | +209.9% | COM | N3167Y103 |
| — | Frontier Communications | 26 | $0 | 0.0% | $0.00 | — | — | COM NEW | 35906A306 |
| UAA | Under Armour Inc Cl A | 2 | $0 | 0.0% | $0.00 | $14.47 | +43.9% | CL A | 904311107 |
| — | Blue Apron Holdings | 10 | $0 | 0.0% | $0.00 | — | — | CL A | 09523Q101 |
| — | DDR Corp. | 7 | $0 | 0.0% | $0.00 | — | — | COM | 23317H854 |
| — | Apricus Biosciences Inc | 3 | $0 | 0.0% | $0.00 | — | — | COM NEW | 03832V307 |