Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 5, 2019
Total Value: $175M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHO | Schwab ST US Treasury | 231,387 | $11.55M | 6.6% | $49.83 | — | SHT TM US TRES | 808524862 |
| AAPL | Apple Inc. | 66,975 | $10.56M | 6.0% | $19.82 | +132.1% | COM | 037833100 |
| JNJ | Johnson & Johnson | 59,474 | $7.675M | 4.4% | $68.79 | +65.9% | COM | 478160104 |
| CMCSA | Comcast | 216,398 | $7.368M | 4.2% | $26.19 | +16.2% | CL A | 20030N101 |
| IBB | iShares Biotech Fund | 65,493 | $6.316M | 3.6% | $150.04 | — | NASDQ BIOTECH | 464287556 |
| GOOG | Alphabet Inc Class C | 6,061 | $6.277M | 3.6% | $35.81 | +48.3% | CAP STK CL C | 02079K107 |
| ORCL | Oracle | 138,575 | $6.257M | 3.6% | $33.72 | +28.0% | COM | 68389X105 |
| MSFT | Microsoft | 61,312 | $6.227M | 3.6% | $30.12 | +232.0% | COM | 594918104 |
| WFC | Wells Fargo & Co | 122,030 | $5.623M | 3.2% | $37.81 | +11.2% | COM | 949746101 |
| MET | Metlife | 126,276 | $5.185M | 3.0% | $31.31 | +7.5% | COM | 59156R108 |
| COF | Capital One | 62,675 | $4.738M | 2.7% | $65.43 | +17.0% | COM | 14040H105 |
| CVS | CVS Corp | 70,370 | $4.611M | 2.6% | $54.16 | +9.7% | COM | 126650100 |
| SCHF | Schwab International Equity ETF | 161,825 | $4.588M | 2.6% | $28.35 | — | INTL EQTY ETF | 808524805 |
| — | Allergan Inc. | 34,326 | $4.588M | 2.6% | $250.15 | — | SHS | G0177J108 |
| DIS | Walt Disney | 40,089 | $4.396M | 2.5% | $92.19 | +18.3% | COM DISNEY | 254687106 |
| GS | Goldman Sachs | 24,245 | $4.05M | 2.3% | $192.25 | -11.1% | COM | 38141G104 |
| GM | General Motors | 111,271 | $3.722M | 2.1% | $25.57 | +22.5% | COM | 37045V100 |
| DVN | Devon Energy | 159,054 | $3.585M | 2.0% | $23.73 | -7.4% | COM | 25179M103 |
| — | Oaktree Capital Group | 86,950 | $3.456M | 2.0% | $46.34 | — | UNIT CL A | 674001201 |
| INTC | Intel | 73,190 | $3.435M | 2.0% | $32.54 | +23.5% | COM | 458140100 |
| VTI | Vanguard Total Stock Mkt | 25,647 | $3.273M | 1.9% | $95.92 | — | TOTAL STK MKT | 922908769 |
| KMI | Kinder Morgan | 204,535 | $3.146M | 1.8% | $12.91 | -13.2% | COM | 49456B101 |
| JPM | JP Morgan | 28,818 | $2.813M | 1.6% | $40.93 | +113.9% | COM | 46625H100 |
| — | ALPS Alerian MLP ETF | 316,400 | $2.762M | 1.6% | $8.73 | — | ALERIAN MLP | 00162Q866 |
| BRK/B | Berkshire Hathaway B | 13,374 | $2.731M | 1.6% | $118.10 | +76.9% | CL B NEW | 084670702 |
| QCOM | Qualcomm Inc | 46,885 | $2.668M | 1.5% | $42.64 | +19.3% | COM | 747525103 |
| — | JP Morgan Chase Alerian | 117,250 | $2.617M | 1.5% | $22.32 | — | ALERIAN ML ETN | 46625H365 |
| WOOD | Ishares Global Timber | 44,335 | $2.533M | 1.4% | $57.13 | — | GL TIMB FORE ETF | 464288174 |
| XLE | Energy Select SPDR | 40,175 | $2.304M | 1.3% | $57.35 | — | ENERGY | 81369Y506 |
| GDX | VanEck Vectors Gold Miners ETF | 97,751 | $2.062M | 1.2% | $19.60 | — | GOLD MINER ETF | 92189F106 |
| COST | Costco Wholesale | 9,845 | $2.006M | 1.1% | $99.27 | +103.5% | COM | 22160K105 |
| HAL | Halliburton | 61,350 | $1.631M | 0.9% | $40.40 | -27.9% | COM | 406216101 |
| SLB | Schlumberger | 43,659 | $1.575M | 0.9% | $62.28 | -35.4% | COM | 806857108 |
| XOM | Exxon | 20,125 | $1.372M | 0.8% | $56.28 | +0.2% | COM | 30231G102 |
| TAP | Molson Coors Brewing | 20,975 | $1.178M | 0.7% | $50.85 | 0.0% | CL B | 60871R209 |
| AMZN | Amazon.com | 755 | $1.134M | 0.6% | $27.00 | +207.9% | COM | 023135106 |
| META | 8,510 | $1.116M | 0.6% | $123.79 | +16.2% | CL A | 30303M102 | |
| CL | Colgate Palmolive Co. | 17,817 | $1.06M | 0.6% | $51.11 | +3.5% | COM | 194162103 |
| HON | Honeywell International | 7,425 | $981K | 0.6% | $64.03 | +83.8% | COM | 438516106 |
| KO | Coca Cola | 20,200 | $956K | 0.5% | $27.93 | +37.5% | COM | 191216100 |
| VCSH | Vanguard ST Corporate Bond ETF | 11,672 | $910K | 0.5% | $79.53 | — | SHRT TRM CORP BD | 92206C409 |
| FDX | FedEx | 5,496 | $887K | 0.5% | $115.51 | +60.9% | COM | 31428X106 |
| V | Visa Inc Cl A | 6,565 | $866K | 0.5% | $107.60 | +22.1% | COM CL A | 92826C839 |
| — | Mkt Vectors Oil Services | 61,214 | $859K | 0.5% | $18.04 | — | OIL SVCS ETF | 92189F718 |
| VTEB | Vanguard Muni Bnd ETF | 16,150 | $824K | 0.5% | $50.79 | — | TAX EXEMPT BD | 922907746 |
| AMAT | Applied Materials | 23,200 | $760K | 0.4% | $31.70 | 0.0% | COM | 038222105 |
| WY | Weyerhaeuser Co. | 30,265 | $662K | 0.4% | $23.88 | -15.8% | COM | 962166104 |
| MU | Micron Technology | 20,600 | $654K | 0.4% | $38.00 | -2.7% | COM | 595112103 |
| EPD | Enterprise Product Partners LP | 25,825 | $635K | 0.4% | $25.17 | — | COM | 293792107 |
| GOOGL | Alphabet Inc Class A | 529 | $553K | 0.3% | $37.63 | +42.5% | CAP STK CL A | 02079K305 |
| CVX | Chevron | 5,008 | $545K | 0.3% | $72.29 | +17.2% | COM | 166764100 |
| SBUX | Starbucks | 7,000 | $451K | 0.3% | $37.60 | +42.7% | COM | 855244109 |
| CSCO | Cisco Systems | 9,263 | $401K | 0.2% | $16.61 | +122.2% | COM | 17275R102 |
| — | S&P Oil & Gas E&P SPDR ETF | 14,950 | $397K | 0.2% | $26.56 | — | S&P OILGAS EXP | 78464A730 |
| MMM | 3M Company | 2,058 | $392K | 0.2% | $93.71 | +36.9% | COM | 88579Y101 |
| VGSH | Vanguard Short Term | 6,500 | $391K | 0.2% | $60.15 | — | SHORT TERM TREAS | 92206C102 |
| UNP | Union Pacific | 2,688 | $372K | 0.2% | $108.21 | +16.8% | COM | 907818108 |
| — | Aqua America | 10,000 | $342K | 0.2% | $23.57 | — | COM | 03836W103 |
| MCHI | iShares MSCI China Etf | 6,100 | $321K | 0.2% | $52.62 | — | MSCI CHINA ETF | 46429B671 |
| IEZ | iShares US Oil Services & Equip ETF | 15,700 | $321K | 0.2% | $20.45 | — | US OIL EQ&SV ETF | 464288844 |
| — | General Electric | 40,384 | $306K | 0.2% | $24.20 | — | COM | 369604103 |
| SCHE | Schwab Emerging Markets Equity ETF | 11,755 | $277K | 0.2% | $23.12 | — | EMRG MKTEQ ETF | 808524706 |
| PFE | Pfizer | 6,274 | $274K | 0.2% | $18.08 | +66.1% | COM | 717081103 |
| BK | Bank of New York | 5,250 | $247K | 0.1% | $43.77 | -9.4% | COM | 064058100 |
| BKNG | Booking Holdings Inc | 142 | $245K | 0.1% | $1933.58 | -6.7% | COM | 09857L108 |
| HRL | Hormel Foods Corp | 5,600 | $239K | 0.1% | $25.61 | +39.4% | COM | 440452100 |
| DSI | iShares KLD 400 Social Index | 2,496 | $232K | 0.1% | $82.07 | — | MSCI KLD400 SOC | 464288570 |
| GILD | Gilead Sciences | 3,450 | $216K | 0.1% | $63.49 | -16.5% | COM | 375558103 |
| T | AT&T Inc. | 7,296 | $208K | 0.1% | $13.08 | +7.2% | COM | 00206R102 |
| SCHZ | Schwab US Aggregate Bond | 3,910 | $198K | 0.1% | $52.06 | — | US AGGREGATE B | 808524839 |
| VZ | Verizon Communications | 3,174 | $178K | 0.1% | $28.29 | +36.5% | COM | 92343V104 |
| — | California Resources | 10,031 | $171K | 0.1% | $14.67 | — | COM NEW | 13057Q206 |
| PEP | Pepsico | 1,550 | $171K | 0.1% | $77.08 | +17.6% | COM | 713448108 |
| VCIT | Vanguard Corp Bond ETF | 2,050 | $170K | 0.1% | $82.80 | — | INT-TERM CORP | 92206C870 |
| AMT | Amern Tower Corp Class A | 1,000 | $158K | 0.1% | $112.31 | +15.3% | COM | 03027X100 |
| EXEL | Exelixis Inc | 7,745 | $152K | 0.1% | $17.83 | 0.0% | COM | 30161Q104 |
| CX | Cemex SA | 31,067 | $150K | 0.1% | $11.43 | — | SPON ADR NEW | 151290889 |
| DE | Deere & Co | 1,000 | $149K | 0.1% | $70.09 | +88.0% | COM | 244199105 |
| XBI | SPDR S&P Biotech ETF | 2,030 | $146K | 0.1% | $88.39 | — | S&P BIOTECH | 78464A870 |
| PG | Procter & Gamble | 1,582 | $145K | 0.1% | $63.80 | +17.2% | COM | 742718109 |
| AXP | American Express Co. | 1,500 | $143K | 0.1% | $69.30 | +37.1% | COM | 025816109 |
| TRV | Travelers Group Inc | 1,150 | $138K | 0.1% | $76.12 | +40.8% | COM | 89417E109 |
| — | Celgene | 1,915 | $123K | 0.1% | $133.12 | — | COM | 151020104 |
| BMY | Bristol-Myers | 2,355 | $122K | 0.1% | $37.94 | +8.0% | COM | 110122108 |
| — | Dowdupont Inc | 2,217 | $119K | 0.1% | $69.36 | — | COM | 26078J100 |
| BDX | Becton Dickinson | 500 | $113K | 0.1% | $86.50 | +140.7% | COM | 075887109 |
| LQD | iShares Investment Grade Bond ETF | 1,000 | $113K | 0.1% | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| AEP | American Electric Pwr Co Inc | 1,486 | $111K | 0.1% | $47.09 | +24.0% | COM | 025537101 |
| — | BlackRock Inc. | 275 | $108K | 0.1% | $448.28 | — | COM | 09247X101 |
| MRK | Merck | 1,400 | $107K | 0.1% | $39.89 | +41.7% | COM | 58933Y105 |
| GLD | Streetracks Gold TRUST | 850 | $103K | 0.1% | $115.48 | — | GOLD SHS | 78463V107 |
| — | Twenty-First Century Fox, Inc | 2,000 | $96,000 | 0.1% | $36.15 | — | CL A | 90130A101 |
| EMR | Emerson Electric | 1,600 | $96,000 | 0.1% | $54.25 | +5.1% | COM | 291011104 |
| IBM | IBM | 840 | $95,000 | 0.1% | $102.40 | -14.1% | COM | 459200101 |
| AVGO | Broadcom Ltd | 360 | $92,000 | 0.1% | $18.33 | +5.7% | COM | 11135F101 |
| AFL | Aflac Inc. | 2,000 | $91,000 | 0.1% | $30.70 | +22.4% | COM | 001055102 |
| BAC | Bank of America | 3,686 | $91,000 | 0.1% | $15.19 | +50.1% | COM | 060505104 |
| EFA | iShares MSCI EAFE ETF | 1,500 | $88,000 | 0.1% | $58.67 | — | MSCI EAFE ETF | 464287465 |
| IWB | iShares Russell 1000 ETF | 627 | $87,000 | 0.0% | $102.56 | — | RUS 1000 ETF | 464287622 |
| CVE | Cenovus Energy | 12,381 | $87,000 | 0.0% | $8.31 | -13.4% | COM | 15135U109 |
| — | Cloudera | 7,700 | $85,000 | 0.0% | $16.25 | — | COM | 18914U100 |
| WMT | Wal-Mart | 900 | $84,000 | 0.0% | $20.29 | +41.7% | COM | 931142103 |
| CRM | Salesforce.com | 600 | $82,000 | 0.0% | $90.89 | +49.5% | COM | 79466L302 |
| AMGN | Amgen | 400 | $78,000 | 0.0% | $101.29 | +54.8% | COM | 031162100 |
| ED | Consolidated Edison | 971 | $74,000 | 0.0% | $59.31 | +2.0% | COM | 209115104 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $74,000 | 0.0% | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| XMUIX | Blackrock Int. Muni Fund | 5,800 | $73,000 | 0.0% | $12.59 | — | COM | 09253X102 |
| EEM | Ishares MSCI EM ETF | 1,850 | $72,000 | 0.0% | $44.86 | — | MSCI EMG MKT ETF | 464287234 |
| ABBV | AbbVie Inc. | 750 | $69,000 | 0.0% | $48.91 | +32.5% | COM | 00287Y109 |
| SCHV | Schwab US Large Cap | 1,336 | $66,000 | 0.0% | $47.88 | — | US LCAP VA ETF | 808524409 |
| — | Walgreens Boots Allianc | 950 | $65,000 | 0.0% | $76.25 | — | COM | 931427108 |
| SHM | SPDR Nuv Blmbrg ST Nat Muni | 1,348 | $65,000 | 0.0% | $48.47 | — | NUVEEN BLMBRG SR | 78468R739 |
| PYPL | Paypal Holdings Inco | 750 | $63,000 | 0.0% | $51.60 | +61.0% | COM | 70450Y103 |
| MA | Mastercard Inc | 325 | $61,000 | 0.0% | $76.31 | +150.2% | CL A | 57636Q104 |
| VOD | Vodafone Group PLC ADR | 3,000 | $58,000 | 0.0% | $28.07 | — | SPONSORED ADR | 92857W308 |
| ADBE | Adobe | 250 | $57,000 | 0.0% | $149.24 | +61.8% | COM | 00724F101 |
| BIV | Vanguard Intermediate-Term Bond | 700 | $57,000 | 0.0% | $81.43 | — | INTERMED TER | 921937819 |
| BAX | Baxter International Inc | 800 | $53,000 | 0.0% | $29.26 | +101.5% | COM | 071813109 |
| AVB | Avalonbay Communities | 300 | $52,000 | 0.0% | $82.16 | +71.7% | COM | 053484101 |
| HD | Home Depot | 300 | $52,000 | 0.0% | $70.46 | +113.4% | COM | 437076102 |
| USB | U S Bancorp | 1,102 | $50,000 | 0.0% | $31.36 | +22.1% | COM NEW | 902973304 |
| DHR | Danaher Corp | 485 | $50,000 | 0.0% | $71.08 | +23.7% | COM | 235851102 |
| — | Lam Research Corp | 365 | $50,000 | 0.0% | $186.30 | — | COM | 512807108 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $49,000 | 0.0% | $33.00 | +2.6% | COM | 34964C106 |
| IP | International Paper | 1,200 | $48,000 | 0.0% | $32.66 | -6.7% | COM | 460146103 |
| SCHW | Charles Schwab Corp | 1,150 | $48,000 | 0.0% | $35.21 | +16.2% | COM | 808513105 |
| NYT | New York Times Class A | 2,000 | $45,000 | 0.0% | $17.93 | +32.6% | CL A | 650111107 |
| STZ | Constellation Brands | 250 | $40,000 | 0.0% | $173.61 | +1.9% | CL A | 21036P108 |
| LMT | Lockheed Martin | 150 | $39,000 | 0.0% | $137.24 | +82.2% | COM | 539830109 |
| QQQ | Invesco QQQ Trust- Nasdaq 100 ETF | 250 | $39,000 | 0.0% | $184.00 | — | UNI SER 1 | 46090E103 |
| PRF | Invesco FTSE RAFI US 1000 | 367 | $37,000 | 0.0% | $119.89 | — | FTSE RAFI 1000 | 46137V613 |
| OMC | Omnicom Group Inc | 500 | $37,000 | 0.0% | $46.21 | +23.8% | COM | 681919106 |
| BTE | Baytex Energy | 21,078 | $37,000 | 0.0% | $2.29 | -15.1% | COM | 07317Q105 |
| REGN | Regeneron Pharms Inc | 96 | $36,000 | 0.0% | $364.00 | 0.0% | COM | 75886F107 |
| — | Taubman Centers | 800 | $36,000 | 0.0% | $45.00 | — | COM | 876664103 |
| TJX | TJX Companies Inc. | 800 | $36,000 | 0.0% | $38.92 | +17.9% | COM | 872540109 |
| XBFZX | Blackrock CA Muni Income Trust | 3,000 | $36,000 | 0.0% | $12.91 | — | SH BEN INT | 09248E102 |
| MCD | McDonald Corp. | 200 | $36,000 | 0.0% | $79.64 | +88.5% | COM | 580135101 |
| IQV | Iqvia Holdings Inc | 300 | $35,000 | 0.0% | $101.80 | +19.0% | COM | 46266C105 |
| KHC | Kraft Heinz Company | 780 | $34,000 | 0.0% | $43.82 | -16.4% | COM | 500754106 |
| SCHM | Schwab U.S. Mid Cap ETF | 712 | $34,000 | 0.0% | $44.65 | — | US MID-CAP ETF | 808524508 |
| EIX | Edison International | 600 | $34,000 | 0.0% | $40.28 | +12.9% | COM | 281020107 |
| PBI | Pitney Bowes Inc | 5,600 | $33,000 | 0.0% | $21.51 | -66.5% | COM | 724479100 |
| IEMG | Ishares Core Msci | 700 | $33,000 | 0.0% | $47.14 | — | CORE MSCI EMKT | 46434G103 |
| BA | Boeing | 100 | $32,000 | 0.0% | $110.65 | +202.7% | COM | 097023105 |
| C | Citigroup | 613 | $32,000 | 0.0% | $49.09 | +0.6% | COM NEW | 172967424 |
| SCHA | Schwab US Small Cap ETF | 508 | $31,000 | 0.0% | $61.81 | — | US SML CAP ETF | 808524607 |
| LUV | Southwest Airlines Co | 675 | $31,000 | 0.0% | $33.13 | +46.3% | COM | 844741108 |
| — | CBRE Real Estate Income Fund | 5,031 | $31,000 | 0.0% | $7.93 | — | COM | 12504G100 |
| — | iShares Gold TRUST | 2,423 | $30,000 | 0.0% | $11.97 | — | ISHARES | 464285105 |
| SCHG | Schwab US Large Cap | 400 | $28,000 | 0.0% | $55.56 | — | US LCAP GR ETF | 808524300 |
| CLX | Clorox | 175 | $27,000 | 0.0% | $63.81 | +98.3% | COM | 189054109 |
| WMB | Williams Companies | 1,225 | $27,000 | 0.0% | $18.60 | -9.9% | COM | 969457100 |
| GIS | General Mills Inc | 700 | $27,000 | 0.0% | $32.89 | +0.3% | COM | 370334104 |
| FTV | Fortive Corporation | 400 | $27,000 | 0.0% | $40.21 | +13.4% | COM | 34959J108 |
| ROST | Ross Stores Inc | 300 | $25,000 | 0.0% | $41.56 | +102.9% | COM | 778296103 |
| REZI | Resideo Technologies Inc | 1,234 | $25,000 | 0.0% | $21.34 | 0.0% | COM | 76118Y104 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $25,000 | 0.0% | $51.23 | — | MORTG-BACK SEC | 92206C771 |
| BABA | Alibaba Group Hldg Adr | 175 | $24,000 | 0.0% | $77.87 | — | SPONSORED ADS | 01609W102 |
| BMRN | Biomarin Pharmaceutical | 270 | $23,000 | 0.0% | $95.13 | 0.0% | COM | 09061G101 |
| — | TE Connectivity | 300 | $23,000 | 0.0% | $76.67 | — | REG SHS | H84989104 |
| — | Altaba Incorporated | 350 | $20,000 | 0.0% | $53.85 | — | COM | 021346101 |
| — | Portola Pharmaceuticals | 1,000 | $20,000 | 0.0% | $26.00 | — | COM | 737010108 |
| VO | Vanguard Mid Cap Blend ETF | 139 | $19,000 | 0.0% | $132.35 | — | MID CAP ETF | 922908629 |
| AZN | Astrazeneca Plc Adr | 500 | $19,000 | 0.0% | $38.00 | — | SPONSORED ADR | 046353108 |
| HP | Helmerich & Payne | 400 | $19,000 | 0.0% | $52.86 | +16.2% | COM | 423452101 |
| BXP | Boston Properties | 164 | $18,000 | 0.0% | $86.92 | -0.4% | COM | 101121101 |
| NVS | Novartis A G Spon Adr | 200 | $17,000 | 0.0% | $88.25 | — | SPONSORED ADR | 66987V109 |
| EUFN | Ishares Msci Europe | 1,000 | $17,000 | 0.0% | $17.00 | — | MSCI EURO FL ETF | 464289180 |
| VNO | Vornado Realty TRUST | 257 | $16,000 | 0.0% | $93.39 | — | SH BEN INT | 929042109 |
| — | Nuveen Insured Calif Tax | 1,200 | $15,000 | 0.0% | $17.13 | — | COM | 670651108 |
| BP | BP Amoco | 400 | $15,000 | 0.0% | $37.50 | — | SPONSORED ADR | 055622104 |
| EMN | Eastman Chemical Co. | 200 | $15,000 | 0.0% | $55.62 | +11.0% | COM | 277432100 |
| PSX | Phillips 66 | 175 | $15,000 | 0.0% | $56.29 | +30.2% | COM | 718546104 |
| — | Durect Corp | 31,000 | $15,000 | 0.0% | $1.04 | — | COM | 266605104 |
| FATE | Fate Therapeutics | 1,200 | $15,000 | 0.0% | $13.94 | 0.0% | COM | 31189P102 |
| ISRG | Intuitive Surgical New | 30 | $14,000 | 0.0% | $119.75 | +41.5% | COM NEW | 46120E602 |
| CTMX | Cytomx Therapeutics Inc | 900 | $14,000 | 0.0% | $14.84 | 0.0% | COM | 23284F105 |
| BSV | Vanguard Bond Index Fund | 164 | $13,000 | 0.0% | $81.20 | — | SHORT TRM BOND | 921937827 |
| LEN | Lennar Corp Cl A | 300 | $12,000 | 0.0% | $37.43 | 0.0% | CL A | 526057104 |
| — | Intra-Cellular Therapies | 1,000 | $11,000 | 0.0% | $18.00 | — | COM | 46116X101 |
| — | Twitter Inc | 400 | $11,000 | 0.0% | $53.01 | — | COM | 90184L102 |
| — | DNP Select Utilities Income | 1,000 | $10,000 | 0.0% | $10.45 | — | COM | 23325P104 |
| TSLA | Tesla Motors Inc | 31 | $10,000 | 0.0% | $17.50 | +22.9% | COM | 88160R101 |
| VUG | Vanguard Growth ETF | 75 | $10,000 | 0.0% | $133.33 | — | GROWTH ETF | 922908736 |
| CORT | Corcept Therapeutics Inc | 700 | $9,000 | 0.0% | $2.02 | +553.8% | COM | 218352102 |
| UDR | UDR Inc | 216 | $9,000 | 0.0% | $20.28 | +53.8% | COM | 902653104 |
| — | Amerigas Partners LP | 350 | $9,000 | 0.0% | $45.00 | — | UNIT L P INT | 030975106 |
| NEE | Nextera Energy Inc | 50 | $9,000 | 0.0% | $29.37 | +24.8% | COM | 65339F101 |
| GTX | Garrett Motion Inc | 742 | $9,000 | 0.0% | $16.87 | -19.4% | COM | 366505105 |
| ENB | Enbridge Inc | 246 | $8,000 | 0.0% | $20.25 | 0.0% | COM | 29250N105 |
| — | Parsley Energy | 500 | $8,000 | 0.0% | $16.00 | — | CL A | 701877102 |
| MTDR | Matador Resources Co | 500 | $8,000 | 0.0% | $25.13 | 0.0% | COM | 576485205 |
| RWT | Redwood Trust | 448 | $7,000 | 0.0% | $20.09 | — | COM | 758075402 |
| ETSY | Etsy Inc | 150 | $7,000 | 0.0% | $19.22 | +144.8% | COM | 29786A106 |
| — | Pandora Media | 750 | $6,000 | 0.0% | $26.67 | — | COM | 698354107 |
| XYZ | Square Inc | 100 | $6,000 | 0.0% | $70.61 | 0.0% | CL A | 852234103 |
| FNDF | Schwab Fund. Intl. Large Cap | 227 | $6,000 | 0.0% | $31.01 | — | SCHWAB FDT INT LG | 808524755 |
| NIO | NIO Inc. ADR. F | 1,000 | $6,000 | 0.0% | $7.00 | — | SPON ADS | 62914V106 |
| ARCC | Ares Capital Corp | 400 | $6,000 | 0.0% | $5.37 | +55.8% | COM | 04010L103 |
| INCY | Incyte Corporation | 100 | $6,000 | 0.0% | $64.93 | 0.0% | COM | 45337C102 |
| F | Ford Motor | 596 | $5,000 | 0.0% | $8.64 | -28.1% | COM PAR $0.01 | 345370860 |
| IONS | Ionis Pharmaceutical | 90 | $5,000 | 0.0% | $53.96 | -5.5% | COM | 462222100 |
| FNDX | Schwab Fund. US Large Co. | 151 | $5,000 | 0.0% | $33.11 | — | SCHWAB FDT US LG | 808524771 |
| — | Penn Virginia Corp | 78 | $4,000 | 0.0% | $76.92 | — | COM | 70788V102 |
| YUM | YUM Brands | 40 | $4,000 | 0.0% | $43.30 | +81.1% | COM | 988498101 |
| — | Nuveen Nasdaq 100 | 210 | $4,000 | 0.0% | $19.05 | — | COM SHS | 670699107 |
| — | Qiagen N V | 119 | $4,000 | 0.0% | $33.61 | — | SHS NEW | N72482123 |
| — | FireEye Inc | 250 | $4,000 | 0.0% | $44.04 | — | COM | 31816Q101 |
| — | Glaxosmithkline PLC ADR | 113 | $4,000 | 0.0% | $39.11 | — | SPONSORED ADR | 37733W105 |
| — | Inovio Pharma | 1,000 | $4,000 | 0.0% | $9.00 | — | COM NEW | 45773H201 |
| NFG | National Fuel Gas Co | 70 | $4,000 | 0.0% | $57.91 | -5.4% | COM | 636180101 |
| KIM | Kimco Realty | 300 | $4,000 | 0.0% | $11.63 | -3.8% | COM | 49446R109 |
| IEO | iShares US O&G E&P ETF | 54 | $3,000 | 0.0% | $74.07 | — | US OIL GS EX ETF | 464288851 |
| — | General Motors Cl B 19wt | 198 | $3,000 | 0.0% | $20.20 | — | *W EXP 07/10/201 | 37045V126 |
| — | Apache Corp | 100 | $3,000 | 0.0% | $50.00 | — | COM | 037411105 |
| — | Direxion Shs China 3x Bull ETF | 89 | $2,000 | 0.0% | $22.47 | — | DL FTSE BLL 3X | 25459W771 |
| YUMC | Yum China Holdings Inc | 40 | $1,000 | 0.0% | $26.68 | +28.6% | COM | 98850P109 |
| — | Nuveen Real Est Inc Fd | 150 | $1,000 | 0.0% | $13.33 | — | COM | 67071B108 |
| — | Titan Pharmaceutical | 2,546 | $1,000 | 0.0% | $4.32 | — | COM NEW | 888314309 |
| BE | Bloom Energy Corp | 100 | $1,000 | 0.0% | $27.96 | -30.9% | COM CL A | 093712107 |
| — | Apricus Biosciences Inc | 3 | $0 | 0.0% | — | — | COM NEW | 03832V307 |
| UAA | Under Armour Inc Cl A | 2 | $0 | 0.0% | $14.47 | +41.9% | CL A | 904311107 |
| — | Blue Apron Holdings | 10 | $0 | 0.0% | — | — | CL A | 09523Q101 |
| — | Frontier Communications | 26 | $0 | 0.0% | — | — | COM NEW | 35906A306 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $42.47 | +164.4% | COM | N3167Y103 |