Location: Costa Mesa, CA
CIK: 0001631507 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 9, 2018
Total Value: $123M (97.8% shares, 2.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHM | SCHWAB STRATEGIC TR | 127,632 | $7.382M | 6.0% | $57.84 * | $13.30 | +44.9% | US MID-CAP ETF | 808524508 |
| SBRA | SABRA HEALTH CARE REIT INC | 237,267 | $5.486M | 4.4% | $23.12 | $20.52 | — | COM | 78573L106 |
| AAPL | APPLE INC | 19,216 | $4.338M | 3.5% | $225.75 * | $26.09 | +105.0% | COM | 037833100 |
| SCHX | SCHWAB STRATEGIC TR | 61,555 | $4.282M | 3.5% | $69.56 * | $8.62 | +34.5% | US LRG CAP ETF | 808524201 |
| SHM | SPDR SER TR | 76,771 | $3.661M | 3.0% | $47.69 | $48.78 | -2.2% | NUVEEN BLMBRG SR | 78468R739 |
| SCHC | SCHWAB STRATEGIC TR | 77,912 | $2.778M | 2.3% | $35.66 | $36.35 | -1.9% | INTL SCEQT ETF | 808524888 |
| HD | HOME DEPOT INC | 12,362 | $2.561M | 2.1% | $207.17 * | $75.16 | +130.7% | COM | 437076102 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 195,138 | $2.511M | 2.0% | $12.87 | $14.61 | — | COM | 670651108 |
| JPM | JPMORGAN CHASE & CO | 21,205 | $2.393M | 1.9% | $112.85 * | $46.62 | +97.5% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 20,844 | $2.384M | 1.9% | $114.37 * | $39.94 | +166.8% | COM | 594918104 |
| SCHF | SCHWAB STRATEGIC TR | 66,929 | $2.244M | 1.8% | $33.53 * | $15.63 | +7.3% | INTL EQTY ETF | 808524805 |
| JNJ | JOHNSON & JOHNSON | 15,638 | $2.161M | 1.8% | $138.19 * | $77.44 | +45.6% | COM | 478160104 |
| QCOM | QUALCOMM INC | 27,213 | $1.96M | 1.6% | $72.02 * | $52.27 | +15.1% | COM | 747525103 |
| UPS | UNITED PARCEL SERVICE INC | 16,189 | $1.89M | 1.5% | $116.75 * | $72.41 | +21.6% | CL B | 911312106 |
| COST | COSTCO WHSL CORP NEW | 7,634 | $1.793M | 1.5% | $234.87 * | $120.38 | +76.2% | COM | 22160K105 |
| SCHW | SCHWAB CHARLES CORP NEW | 35,156 | $1.728M | 1.4% | $49.15 * | $25.11 | +76.7% | COM | 808513105 |
| ALL | ALLSTATE CORP | 16,446 | $1.623M | 1.3% | $98.69 * | $57.46 | +45.0% | COM | 020002101 |
| PG | PROCTER AND GAMBLE CO | 18,665 | $1.554M | 1.3% | $83.26 * | $64.73 | +6.8% | COM | 742718109 |
| SCHA | SCHWAB STRATEGIC TR | 20,340 | $1.549M | 1.3% | $76.16 * | $15.70 | +21.3% | US SML CAP ETF | 808524607 |
| COP | CONOCOPHILLIPS | 19,757 | $1.529M | 1.2% | $77.39 * | $28.57 | +111.9% | COM | 20825C104 |
| GOOGL | ALPHABET INC | 1,227 | $1.481M | 1.2% | $1207.01 * | $36.65 | +63.4% | CAP STK CL A | 02079K305 |
| PEP | PEPSICO INC | 13,055 | $1.46M | 1.2% | $111.83 * | $68.95 | +30.1% | COM | 713448108 |
| GD | GENERAL DYNAMICS CORP | 6,999 | $1.433M | 1.2% | $204.74 * | $107.68 | +60.7% | COM | 369550108 |
| XOM | EXXON MOBIL CORP | 16,811 | $1.429M | 1.2% | $85.00 * | $51.96 | +17.0% | COM | 30231G102 |
| PFE | PFIZER INC | 28,827 | $1.27M | 1.0% | $44.06 * | $18.24 | +65.1% | COM | 717081103 |
| UAL | UNITED CONTL HLDGS INC | 13,512 | $1.203M | 1.0% | $89.03 | $55.46 | +60.6% | COM | 910047109 |
| CVX | CHEVRON CORP NEW | 9,694 | $1.185M | 1.0% | $122.24 * | $69.90 | +27.4% | COM | 166764100 |
| — | UNITED TECHNOLOGIES CORP | 8,147 | $1.139M | 0.9% | $139.81 | $113.83 | — | COM | 913017109 |
| AMP | AMERIPRISE FINL INC | 7,518 | $1.11M | 0.9% | $147.65 * | $72.94 | +76.5% | COM | 03076C106 |
| LOW | LOWES COS INC | 9,590 | $1.101M | 0.9% | $114.81 * | $70.65 | +42.1% | COM | 548661107 |
| AXP | AMERICAN EXPRESS CO | 10,083 | $1.074M | 0.9% | $106.52 * | $60.98 | +58.0% | COM | 025816109 |
| PPG | PPG INDS INC | 9,658 | $1.054M | 0.9% | $109.13 * | $89.45 | +6.2% | COM | 693506107 |
| — | INVESCO EXCH TRD SLF IDX FD | 48,266 | $1.017M | 0.8% | $21.07 | $21.06 | — | BULSHS 2020 CB | 46138J502 |
| MRK | MERCK & CO INC | 14,267 | $1.012M | 0.8% | $70.93 * | $43.51 | +24.4% | COM | 58933Y105 |
| — | INVESCO EXCH TRD SLF IDX FD | 46,826 | $971K | 0.8% | $20.74 | $20.76 | — | BULSHS 2021 CB | 46138J700 |
| PSX | PHILLIPS 66 | 8,550 | $964K | 0.8% | $112.75 * | $49.66 | +69.6% | COM | 718546104 |
| SPY | SPDR S&P 500 ETF TR | 3,032 | $881K | 0.7% | $290.57 | $248.47 | +17.0% | TR UNIT | 78462F103 |
| ABT | ABBOTT LABS | 11,822 | $867K | 0.7% | $73.34 * | $53.17 | +21.6% | COM | 002824100 |
| — | CELGENE CORP | 9,615 | $860K | 0.7% | $89.44 | $89.44 | — | COM | 151020104 |
| CVS | CVS HEALTH CORP | 10,808 | $851K | 0.7% | $78.74 * | $64.67 | -3.7% | COM | 126650100 |
| — | INVESCO EXCH TRD SLF IDX FD | 40,202 | $847K | 0.7% | $21.07 | $20.99 | — | BULSHS 2019 CB | 46138J304 |
| CSCO | CISCO SYS INC | 17,342 | $844K | 0.7% | $48.67 * | $27.40 | +42.3% | COM | 17275R102 |
| INTC | INTEL CORP | 17,473 | $826K | 0.7% | $47.27 * | $36.63 | +10.4% | COM | 458140100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,334 | $807K | 0.7% | $151.29 * | $102.31 | +2.8% | COM | 459200101 |
| D | DOMINION ENERGY INC | 11,374 | $799K | 0.6% | $70.25 * | $49.72 | +2.7% | COM | 25746U109 |
| GOOG | ALPHABET INC | 649 | $775K | 0.6% | $1194.14 * | $35.59 | +66.4% | CAP STK CL C | 02079K107 |
| — | ANDEAVOR | 5,000 | $768K | 0.6% | $153.60 | $103.20 | — | COM | 03349M105 |
| CCL | CARNIVAL CORP | 11,706 | $746K | 0.6% | $63.73 * | $60.46 | -0.7% | UNIT 99/99/9999 | 143658300 |
| T | AT&T INC | 22,152 | $744K | 0.6% | $33.59 * | $14.94 | +0.5% | COM | 00206R102 |
| V | VISA INC | 4,937 | $741K | 0.6% | $150.09 * | $119.10 | +19.8% | COM CL A | 92826C839 |
| DRI | DARDEN RESTAURANTS INC | 6,535 | $727K | 0.6% | $111.25 * | $75.55 | +20.0% | COM | 237194105 |
| KMB | KIMBERLY CLARK CORP | 6,384 | $725K | 0.6% | $113.57 * | $76.30 | +15.7% | COM | 494368103 |
| SBUX | STARBUCKS CORP | 12,743 | $724K | 0.6% | $56.82 * | $47.98 | +1.3% | COM | 855244109 |
| — | AEROCENTURY CORP | 45,995 | $713K | 0.6% | $15.50 | $10.12 | — | COM | 007737109 |
| UNH | UNITEDHEALTH GROUP INC | 2,646 | $704K | 0.6% | $266.06 * | $207.44 | +14.0% | COM | 91324P102 |
| EW | EDWARDS LIFESCIENCES CORP | 4,013 | $699K | 0.6% | $174.18 * | $38.12 | +52.3% | COM | 28176E108 |
| WFC | WELLS FARGO CO NEW | 13,261 | $697K | 0.6% | $52.56 * | $38.79 | +10.7% | COM | 949746101 |
| ITW | ILLINOIS TOOL WKS INC | 4,909 | $693K | 0.6% | $141.17 * | $129.20 | -8.4% | COM | 452308109 |
| GS | GOLDMAN SACHS GROUP INC | 3,034 | $680K | 0.6% | $224.13 * | $126.69 | +49.8% | COM | 38141G104 |
| PAYX | PAYCHEX INC | 9,150 | $674K | 0.5% | $73.66 * | $52.06 | +14.3% | COM | 704326107 |
| SGMO | SANGAMO THERAPEUTICS INC | 39,410 | $668K | 0.5% | $16.95 | $10.88 | +55.8% | COM | 800677106 |
| RSG | REPUBLIC SVCS INC | 9,158 | $665K | 0.5% | $72.61 * | $59.80 | +9.1% | COM | 760759100 |
| ABBV | ABBVIE INC | 7,036 | $665K | 0.5% | $94.51 * | $71.80 | -3.8% | COM | 00287Y109 |
| SYY | SYSCO CORP | 9,049 | $663K | 0.5% | $73.27 * | $50.89 | +18.4% | COM | 871829107 |
| CSGP | COSTAR GROUP INC | 1,566 | $659K | 0.5% | $420.82 * | $36.72 | +14.6% | COM | 22160N109 |
| LUV | SOUTHWEST AIRLS CO | 10,525 | $657K | 0.5% | $62.42 * | $53.25 | +6.9% | COM | 844741108 |
| WY | WEYERHAEUSER CO | 20,003 | $645K | 0.5% | $32.25 * | $26.48 | -8.3% | COM | 962166104 |
| MSI | MOTOROLA SOLUTIONS INC | 4,909 | $639K | 0.5% | $130.17 * | $95.55 | +23.6% | COM NEW | 620076307 |
| ADBE | ADOBE SYS INC | 2,348 | $634K | 0.5% | $270.02 | $219.46 | +23.0% | COM | 00724F101 |
| FAF | FIRST AMERN FINL CORP | 12,100 | $624K | 0.5% | $51.57 * | $25.87 | +56.2% | COM | 31847R102 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 11,714 | $618K | 0.5% | $52.76 * | $38.79 | +6.7% | COM | 744573106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,880 | $617K | 0.5% | $214.24 | $155.86 | +37.4% | CL B NEW | 084670702 |
| OXY | OCCIDENTAL PETE CORP DEL | 7,484 | $615K | 0.5% | $82.18 * | $61.71 | +12.5% | COM | 674599105 |
| RY | ROYAL BK CDA MONTREAL QUE | 7,625 | $611K | 0.5% | $80.13 | $78.76 | +1.8% | COM | 780087102 |
| — | CORELOGIC INC | 12,367 | $611K | 0.5% | $49.41 | $34.86 | — | COM | 21871D103 |
| KMI | KINDER MORGAN INC DEL | 34,384 | $610K | 0.5% | $17.74 * | $10.86 | +7.1% | COM | 49456B101 |
| UHAL | AMERCO | 1,707 | $609K | 0.5% | $356.77 * | $34.39 | +3.7% | COM | 023586100 |
| PVH | PVH CORP | 4,190 | $605K | 0.5% | $144.39 | $150.05 | -4.8% | COM | 693656100 |
| HRL | HORMEL FOODS CORP | 15,296 | $603K | 0.5% | $39.42 * | $28.60 | +13.7% | COM | 440452100 |
| ORCL | ORACLE CORP | 11,614 | $599K | 0.5% | $51.58 * | $31.95 | +44.9% | COM | 68389X105 |
| DIS | DISNEY WALT CO | 5,074 | $593K | 0.5% | $116.87 * | $84.12 | +33.2% | COM DISNEY | 254687106 |
| AMZN | AMAZON COM INC | 295 | $591K | 0.5% | $2003.39 * | $42.48 | +135.8% | COM | 023135106 |
| CBU | COMMUNITY BK SYS INC | 9,500 | $580K | 0.5% | $61.05 * | $29.91 | +65.1% | COM | 203607106 |
| META | FACEBOOK INC | 3,501 | $576K | 0.5% | $164.52 | $178.86 | -8.7% | CL A | 30303M102 |
| IP | INTL PAPER CO | 11,439 | $562K | 0.5% | $49.13 * | $37.54 | -10.5% | COM | 460146103 |
| MO | ALTRIA GROUP INC | 9,320 | $562K | 0.5% | $60.30 * | $32.80 | +5.0% | COM | 02209S103 |
| FDX | FEDEX CORP | 2,324 | $560K | 0.5% | $240.96 * | $218.85 | -3.4% | COM | 31428X106 |
| — | AERIE PHARMACEUTICALS INC | 8,941 | $550K | 0.4% | $61.51 | $13.22 | — | COM | 00771V108 |
| AN | AUTONATION INC | 13,215 | $549K | 0.4% | $41.54 | $49.85 | -16.7% | COM | 05329W102 |
| NKE | NIKE INC | 6,439 | $546K | 0.4% | $84.80 * | $48.30 | +59.6% | CL B | 654106103 |
| COF | CAPITAL ONE FINL CORP | 5,586 | $530K | 0.4% | $94.88 * | $84.95 | -1.4% | COM | 14040H105 |
| DE | DEERE & CO | 3,521 | $529K | 0.4% | $150.24 * | $137.48 | -1.6% | COM | 244199105 |
| KRE | SPDR SERIES TRUST | 8,828 | $525K | 0.4% | $59.47 | $49.26 | +20.6% | S&P REGL BKG | 78464A698 |
| BK | BANK NEW YORK MELLON CORP | 10,060 | $513K | 0.4% | $50.99 * | $44.57 | -7.0% | COM | 064058100 |
| — | BLACKROCK INC | 1,086 | $512K | 0.4% | $471.45 | $518.17 | — | COM | 09247X101 |
| — | BB&T CORP | 10,510 | $510K | 0.4% | $48.53 | $51.17 | — | COM | 054937107 |
| — | ENDOCYTE INC | 27,391 | $486K | 0.4% | $17.74 | $4.03 | — | COM | 29269A102 |
| MAS | MASCO CORP | 13,092 | $479K | 0.4% | $36.59 * | $35.95 | -9.5% | COM | 574599106 |
| MUNI | PIMCO ETF TR | 8,600 | $452K | 0.4% | $52.56 | $52.68 | -0.3% | INTER MUN BD ACT | 72201R866 |
| VTEB | VANGUARD MUN BD FD INC | 8,925 | $451K | 0.4% | $50.53 | $50.76 | -0.5% | TAX EXEMPT BD | 922907746 |
| — | AQUA METALS INC | 172,790 | $446K | 0.4% | $2.58 | $3.74 | — | COM | 03837J101 |
| CL | COLGATE PALMOLIVE CO | 6,336 | $424K | 0.3% | $66.92 * | $52.44 | +7.4% | COM | 194162103 |
| — | ADAMIS PHARMACEUTICALS CORP | 120,940 | $423K | 0.3% | $3.50 | $3.53 | — | COM NEW | 00547W208 |
| WYNN | WYNN RESORTS LTD | 3,328 | $423K | 0.3% | $127.10 * | $68.55 | +71.8% | COM | 983134107 |
| MS | MORGAN STANLEY | 8,762 | $408K | 0.3% | $46.56 * | $36.26 | +2.6% | COM NEW | 617446448 |
| BA | BOEING CO | 1,047 | $389K | 0.3% | $371.54 * | $176.09 | +104.3% | COM | 097023105 |
| QQQ | INVESCO QQQ TR | 1,700 | $316K | 0.3% | $185.88 | $167.67 | +10.8% | UNIT SER 1 | 46090E103 |
| — | ENERGOUS CORP | 31,035 | $314K | 0.3% | $10.12 | $12.40 | — | COM | 29272C103 |
| — | NEKTAR THERAPEUTICS | 4,645 | $283K | 0.2% | $60.93 | $17.64 | — | COM | 640268108 |
| — | GROUPON INC | 71,989 | $271K | 0.2% | $3.76 | $3.62 | — | COM | 399473107 |
| ACWV | ISHARES INC | 3,000 | $264K | 0.2% | $88.00 | $83.24 | +5.6% | MIN VOL GBL ETF | 464286525 |
| HON | HONEYWELL INTL INC | 1,393 | $232K | 0.2% | $166.55 * | $113.37 | +14.0% | COM | 438516106 |
| — | AK STL HLDG CORP | 47,266 | $232K | 0.2% | $4.91 | $8.03 | — | COM | 001547108 |
| — | RITE AID CORP | 178,152 | $228K | 0.2% | $1.28 | $1.94 | — | COM | 767754104 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,575 | $222K | 0.2% | $62.10 * | $44.98 | +4.6% | COM | 110122108 |
| FRD | FRIEDMAN INDS INC | 23,481 | $221K | 0.2% | $9.41 * | $5.16 | +66.9% | COM | 358435105 |
| — | JUNIPER NETWORKS INC | 7,073 | $212K | 0.2% | $29.97 | $25.61 | — | COM | 48203R104 |
| — | RESONANT INC | 51,022 | $207K | 0.2% | $4.06 | $5.23 | — | COM | 76118L102 |
| CPSS | CONSUMER PORTFOLIO SVCS INC | 55,689 | $206K | 0.2% | $3.70 | $6.63 | -44.2% | COM | 210502100 |
| USB | US BANCORP DEL | 3,888 | $205K | 0.2% | $52.73 * | $39.13 | +0.4% | COM NEW | 902973304 |
| VNRX | VOLITIONRX LTD | 72,479 | $188K | 0.2% | $2.59 * | $2.06 | 0.0% | COM | 928661107 |
| F | FORD MTR CO DEL | 16,446 | $152K | 0.1% | $9.24 * | $8.13 | -21.8% | COM PAR $0.01 | 345370860 |
| — | NUVEEN CA QUALTY MUN INCOME | 11,693 | $151K | 0.1% | $12.91 | $12.91 | — | COM | 67066Y105 |
| LEU | CENTRUS ENERGY CORP | 41,548 | $112K | 0.1% | $2.70 | $2.90 | -7.2% | CL A | 15643U104 |
| — | CHIMERIX INC | 27,847 | $108K | 0.1% | $3.88 | $3.88 | — | COM | 16934W106 |
| ACTG | ACACIA RESH CORP | 32,608 | $104K | 0.1% | $3.19 | $3.72 | -14.0% | ACACIA TCH COM | 003881307 |
| — | OVERSEAS SHIPHOLDING GROUP I | 28,211 | $89,000 | 0.1% | $3.15 | $3.15 | — | CL A NEW | 69036R863 |
| — | CYNERGISTEK INC | 18,503 | $71,000 | 0.1% | $3.84 | $3.84 | — | COM | 23258P105 |
| — | OHR PHARMACEUTICAL INC | 63,360 | $12,000 | 0.0% | $0.19 | $0.19 | — | COM NEW | 67778H200 |