CIK: 0001450144 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $63,670 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CME | CME GROUP INC | 46,043 | $4,270 | 6.7% | $54.48 | +15.8% | COM | 12572Q105 |
| XLF | SELECT SECTOR SPDR TR | 85,925 | $1,947 | 3.1% | $23.98 | — | SBI INT-FINL | 81369Y605 |
| TIP | ISHARES TR | 15,300 | $1,694 | 2.7% | $110.72 | — | TIPS BD ETF | 464287176 |
| AZO | AUTOZONE INC | 1,999 | $1,447 | 2.3% | $708.37 | 0.0% | COM | 053332102 |
| — | ISHARES TR | 80,627 | $1,321 | 2.1% | $16.38 | — | MSCI UTD KNGDM | 46434V548 |
| SPY | SPDR S&P 500 ETF TR | 6,548 | $1,255 | 2.0% | $205.83 | — | TR UNIT | 78462F103 |
| XLI | SELECT SECTOR SPDR TR | 22,980 | $1,146 | 1.8% | $49.87 | — | SBI INT-INDS | 81369Y704 |
| SSO | PROSHARES TR | 19,885 | $1,106 | 1.7% | $55.62 | — | PSHS ULT S&P 500 | 74347R107 |
| VPL | VANGUARD INTL EQUITY INDEX F | 19,679 | $1,057 | 1.7% | $53.71 | — | FTSE PACIFIC ETF | 922042866 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 3,968 | $1,028 | 1.6% | $190.55 | -2.0% | COM | 018581108 |
| — | DOT HILL SYS CORP | 104,140 | $1,013 | 1.6% | $9.73 | — | COM | 25848T109 |
| ACWX | ISHARES TR | 24,054 | $939 | 1.5% | $39.04 | — | MSCI ACWI EX US | 464288240 |
| VSS | VANGUARD INTL EQUITY INDEX F | 9,951 | $903 | 1.4% | $90.74 | — | FTSE SMCAP ETF | 922042718 |
| — | RYDEX ETF TRUST | 10,670 | $785 | 1.2% | $73.57 | — | GUG S&P500 EQ WT | 78355W106 |
| GMF | SPDR INDEX SHS FDS | 9,515 | $692 | 1.1% | $72.73 | — | ASIA PACIF ETF | 78463X301 |
| — | DIREXION SHS ETF TR | 30,383 | $656 | 1.0% | $19.09 | — | DLY S&P 500 BEAR | 25459Y371 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 4,006 | $651 | 1.0% | $167.58 | — | UT SER 1 | 78467X109 |
| F | FORD MTR CO DEL | 42,626 | $578 | 0.9% | $8.75 | -6.9% | COM PAR $0.01 | 345370860 |
| RWX | SPDR INDEX SHS FDS | 14,640 | $576 | 0.9% | $39.34 | — | DJ INTL RL ETF | 78463X863 |
| IGSB | ISHARES TR | 5,414 | $569 | 0.9% | $105.10 | — | 1-3 YR CR BD ETF | 464288646 |
| IXUS | ISHARES TR | 11,040 | $539 | 0.8% | $48.82 | — | CORE MSCITOTAL | 46432F834 |
| XLE | SELECT SECTOR SPDR TR | 8,629 | $528 | 0.8% | $61.19 | — | SBI INT-ENERGY | 81369Y506 |
| XHB | SPDR SERIES TRUST | 15,061 | $516 | 0.8% | $34.26 | — | S&P HOMEBUILD | 78464A888 |
| — | MARKET VECTORS ETF TR | 37,512 | $515 | 0.8% | $13.73 | — | GOLD MINER ETF | 57060U100 |
| — | BLACKSTONE GROUP L P | 16,056 | $508 | 0.8% | $31.64 | — | COM UNIT LTD | 09253U108 |
| — | DIREXION SHS ETF TR | 20,308 | $506 | 0.8% | $24.92 | — | GLD MNRS BEAR 3X | 25459W235 |
| — | HCC INS HLDGS INC | 6,533 | $506 | 0.8% | $77.45 | — | COM | 404132102 |
| AAPL | APPLE INC | 4,453 | $491 | 0.8% | $27.27 | -3.6% | COM | 037833100 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 79,620 | $485 | 0.8% | $6.47 | — | SPONSORED ADR | 606822104 |
| EFV | ISHARES TR | 10,219 | $473 | 0.7% | $46.29 | — | EAFE VALUE ETF | 464288877 |
| VV | VANGUARD INDEX FDS | 5,352 | $471 | 0.7% | $88.00 | — | LARGE CAP ETF | 922908637 |
| XBI | SPDR SERIES TRUST | 7,356 | $458 | 0.7% | $62.26 | — | S&P BIOTECH | 78464A870 |
| — | MILLENNIAL MEDIA INC | 254,857 | $446 | 0.7% | $1.75 | — | COM | 60040N105 |
| — | HUDSON CITY BANCORP | 43,599 | $443 | 0.7% | $10.05 | — | COM | 443683107 |
| IGIB | ISHARES TR | 4,038 | $439 | 0.7% | $108.72 | — | INTERM CR BD ETF | 464288638 |
| GS | GOLDMAN SACHS GROUP INC | 2,522 | $438 | 0.7% | $164.61 | -3.5% | COM | 38141G104 |
| VFH | VANGUARD WORLD FDS | 9,472 | $438 | 0.7% | $46.24 | — | FINANCIALS ETF | 92204A405 |
| FXG | FIRST TR EXCHANGE TRADED FD | 10,395 | $436 | 0.7% | $41.94 | — | CONSUMR STAPLE | 33734X119 |
| GLD | SPDR GOLD TRUST | 4,034 | $431 | 0.7% | $106.84 | — | GOLD SHS | 78463V107 |
| EFA | ISHARES TR | 7,472 | $428 | 0.7% | $61.31 | — | MSCI EAFE ETF | 464287465 |
| D | DOMINION RES INC VA NEW | 5,732 | $403 | 0.6% | $44.94 | 0.0% | COM | 25746U109 |
| — | ALLERGAN PLC | 1,478 | $402 | 0.6% | $271.99 | — | SHS | G0177J108 |
| — | ISHARES TR | 40,284 | $400 | 0.6% | $10.30 | — | MRG RL ES CP ETF | 464288539 |
| META | FACEBOOK INC | 4,449 | $400 | 0.6% | $79.43 | +14.7% | CL A | 30303M102 |
| GILD | GILEAD SCIENCES INC | 4,073 | $400 | 0.6% | $75.98 | +2.0% | COM | 375558103 |
| — | DIREXION SHS ETF TR | 31,021 | $399 | 0.6% | $12.86 | — | DLYFINBEAR3X NEW | 25459Y447 |
| VXUS | VANGUARD STAR FD | 8,981 | $398 | 0.6% | $47.36 | — | VG TL INTL STK F | 921909768 |
| — | CREDIT SUISSE NASSAU BRH | 16,120 | $393 | 0.6% | $24.38 | — | INVRS VIX STERM | 22542D795 |
| SOXX | ISHARES TR | 4,778 | $389 | 0.6% | $81.41 | — | PHLX SEMICND ETF | 464287523 |
| — | GOOGLE INC | 634 | $386 | 0.6% | $559.00 | — | CL C | 38259P706 |
| — | POWERSHARES ETF TRUST | 8,976 | $361 | 0.6% | $40.22 | — | DWA MOMENTUM PTF | 73935X153 |
| IBB | ISHARES TR | 1,183 | $359 | 0.6% | $303.47 | — | NASDQ BIOTEC ETF | 464287556 |
| IJS | ISHARES TR | 3,354 | $351 | 0.6% | $104.65 | — | SP SMCP600VL ETF | 464287879 |
| IJK | ISHARES TR | 2,220 | $349 | 0.5% | $157.21 | — | S&P MC 400GR ETF | 464287606 |
| SBUX | STARBUCKS CORP | 6,057 | $344 | 0.5% | $45.32 | 0.0% | COM | 855244109 |
| — | BARD C R INC | 1,849 | $344 | 0.5% | $186.05 | — | COM | 067383109 |
| MBB | ISHARES TR | 3,132 | $343 | 0.5% | $109.51 | — | MBS ETF | 464288588 |
| — | POWERSHS DB MULTI SECT COMM | 16,376 | $342 | 0.5% | $20.88 | — | PS DB AGRICUL FD | 73936B408 |
| — | POWERSHARES ETF TRUST II | 15,244 | $342 | 0.5% | $22.44 | — | DWA DEVMKTMOM PT | 73936Q108 |
| — | MARKET VECTORS ETF TR | 7,371 | $338 | 0.5% | $45.86 | — | AGRIBUS ETF | 57060U605 |
| FXH | FIRST TR EXCHANGE TRADED FD | 5,770 | $336 | 0.5% | $58.23 | — | HLTH CARE ALPH | 33734X143 |
| SCHZ | SCHWAB STRATEGIC TR | 6,404 | $334 | 0.5% | $52.15 | — | US AGGREGATE B | 808524839 |
| — | PROSHARES TR | 8,846 | $328 | 0.5% | $37.08 | — | ULTSHRT QQQ | 74348A426 |
| — | FACTORSHARES TR | 12,887 | $325 | 0.5% | $25.22 | — | ISE CYBER SEC | 30304R407 |
| IJT | ISHARES TR | 2,695 | $324 | 0.5% | $120.22 | — | SP SMCP600GR ETF | 464287887 |
| BWX | SPDR SERIES TRUST | 6,168 | $321 | 0.5% | $52.04 | — | BRCLYS INTL ETF | 78464A516 |
| — | PROSHARES TR | 8,290 | $320 | 0.5% | $38.60 | — | ULTSH NASD BIOT | 74347B789 |
| WM | WASTE MGMT INC DEL | 6,392 | $318 | 0.5% | $40.84 | 0.0% | COM | 94106L109 |
| FXO | FIRST TR EXCHANGE TRADED FD | 14,112 | $317 | 0.5% | $22.46 | — | FINLS ALPHADEX | 33734X135 |
| VZ | VERIZON COMMUNICATIONS INC | 7,060 | $307 | 0.5% | $27.01 | 0.0% | COM | 92343V104 |
| — | UNITED STATES NATL GAS FUND | 26,288 | $305 | 0.5% | $11.60 | — | UNIT PAR $0.001 | 912318201 |
| — | SPDR SERIES TRUST | 12,361 | $301 | 0.5% | $24.32 | — | NUVN BR SHT MUNI | 78464A425 |
| AMD | ADVANCED MICRO DEVICES INC | 174,607 | $300 | 0.5% | $1.88 | 0.0% | COM | 007903107 |
| VUG | VANGUARD INDEX FDS | 2,966 | $297 | 0.5% | $100.13 | — | GROWTH ETF | 922908736 |
| CVX | CHEVRON CORP NEW | 3,762 | $297 | 0.5% | $66.45 | -19.0% | COM | 166764100 |
| GLW | CORNING INC | 17,177 | $294 | 0.5% | $13.63 | 0.0% | COM | 219350105 |
| KGC | KINROSS GOLD CORP | 171,018 | $294 | 0.5% | $1.83 | 0.0% | COM NO PAR | 496902404 |
| FXR | FIRST TR EXCHANGE TRADED FD | 11,350 | $293 | 0.5% | $25.81 | — | INDLS PROD DUR | 33734X150 |
| IGOV | ISHARES TR | 3,067 | $280 | 0.4% | $91.29 | — | INTL TREA BD ETF | 464288117 |
| AMG | AFFILIATED MANAGERS GROUP | 1,627 | $278 | 0.4% | $190.37 | 0.0% | COM | 008252108 |
| — | ONEOK PARTNERS LP | 9,457 | $277 | 0.4% | $29.29 | — | UNIT LTD PARTN | 68268N103 |
| XLU | SELECT SECTOR SPDR TR | 6,353 | $275 | 0.4% | $43.29 | — | SBI INT-UTILS | 81369Y886 |
| IDV | ISHARES TR | 9,724 | $274 | 0.4% | $31.14 | — | INTL SEL DIV ETF | 464288448 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 3,710 | $274 | 0.4% | $73.85 | — | DIV APP ETF | 921908844 |
| XME | SPDR SERIES TRUST | 16,222 | $271 | 0.4% | $16.71 | — | S&P METALS MNG | 78464A755 |
| IUSV | ISHARES TR | 2,217 | $270 | 0.4% | $121.79 | — | CORE US VAL ETF | 464287663 |
| — | POWERSHARES ETF TRUST | 6,042 | $265 | 0.4% | $43.86 | — | DYNA BUYBK ACH | 73935X286 |
| SAM | BOSTON BEER INC | 1,255 | $264 | 0.4% | $246.56 | -10.3% | CL A | 100557107 |
| — | UNITED STATES OIL FUND LP | 17,931 | $263 | 0.4% | $14.67 | — | UNITS | 91232N108 |
| — | ISHARES | 18,272 | $262 | 0.4% | $14.61 | — | MSCI ITALCPD ETF | 464286855 |
| — | PROSHARES TR | 9,901 | $260 | 0.4% | $26.26 | — | ULTRAPRO SH NW14 | 74348A418 |
| — | DIREXION SHS ETF TR | 19,452 | $258 | 0.4% | $9.66 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | PROSHARES TR | 10,403 | $257 | 0.4% | $24.70 | — | SHT MSCI NEW | 74347X575 |
| DLX | DELUXE CORP | 4,568 | $255 | 0.4% | $39.90 | 0.0% | COM | 248019101 |
| ABBV | ABBVIE INC | 4,638 | $252 | 0.4% | $42.52 | 0.0% | COM | 00287Y109 |
| UHS | UNIVERSAL HLTH SVCS INC | 2,023 | $252 | 0.4% | $133.25 | 0.0% | CL B | 913903100 |
| MDIV | FIRST TR EXCHANGE TRADED FD | 13,472 | $248 | 0.4% | $19.62 | — | MULTI ASSET DI | 33738R100 |
| EMHY | ISHARES | 5,300 | $240 | 0.4% | $45.28 | — | EM HGHYL BD ETF | 464286285 |
| FCX | FREEPORT-MCMORAN INC | 24,799 | $240 | 0.4% | $10.82 | 0.0% | CL B | 35671D857 |
| PBA | PEMBINA PIPELINE CORP | 9,972 | $239 | 0.4% | $16.17 | 0.0% | COM | 706327103 |
| DWX | SPDR INDEX SHS FDS | 7,031 | $239 | 0.4% | $33.99 | — | S&P INTL ETF | 78463X772 |
| SPTI | SPDR SERIES TRUST | 3,930 | $238 | 0.4% | $60.56 | — | BRCLYS INTER ETF | 78464A672 |
| — | ARCELORMITTAL SA LUXEMBOURG | 45,789 | $236 | 0.4% | $5.15 | — | NY REGISTRY SH | 03938L104 |
| — | CREDIT SUISSE AG NASSAU BRH | 19,187 | $234 | 0.4% | $10.33 | — | VELSHS DLY SHTRM | 22539T423 |
| — | ADVISORSHARES TR | 6,466 | $234 | 0.4% | $36.19 | — | PERITUS HG YLD | 00768Y503 |
| BND | VANGUARD BD INDEX FD INC | 2,857 | $234 | 0.4% | $81.90 | — | TOTAL BND MRKT | 921937835 |
| DOV | DOVER CORP | 4,087 | $234 | 0.4% | $42.21 | 0.0% | COM | 260003108 |
| — | PRICELINE GRP INC | 184 | $228 | 0.4% | $1239.13 | — | COM NEW | 741503403 |
| BXP | BOSTON PROPERTIES INC | 1,927 | $228 | 0.4% | $78.38 | 0.0% | COM | 101121101 |
| — | RYDEX ETF TRUST | 2,697 | $227 | 0.4% | $84.17 | — | GUG S&P SC500 EQ | 78355W882 |
| — | POWERSHARES GLOBAL ETF TRUST | 8,980 | $224 | 0.4% | $24.94 | — | WK VRDO TX FR | 73936T433 |
| EZM | WISDOMTREE TR | 2,603 | $224 | 0.4% | $86.05 | — | MDCP EARN FUND | 97717W570 |
| LEMB | ISHARES | 5,608 | $223 | 0.4% | $39.76 | — | EM MKTS CURR ETF | 464286517 |
| DBJP | DBX ETF TR | 6,050 | $221 | 0.3% | $36.53 | — | XTRAK MSCI JAPN | 233051507 |
| GVI | ISHARES TR | 1,991 | $221 | 0.3% | $111.00 | — | INTRM GOV/CR ETF | 464288612 |
| GM | GENERAL MTRS CO | 7,361 | $221 | 0.3% | $27.84 | -13.2% | COM | 37045V100 |
| — | ANNALY CAP MGMT INC | 22,255 | $220 | 0.3% | $9.89 | — | COM | 035710409 |
| HST | HOST HOTELS & RESORTS INC | 13,704 | $217 | 0.3% | $12.28 | 0.0% | COM | 44107P104 |
| CBRL | CRACKER BARREL OLD CTRY STOR | 1,464 | $216 | 0.3% | $89.28 | +6.9% | COM | 22410J106 |
| FDT | FIRST TR EXCH TRD ALPHA FD I | 4,802 | $215 | 0.3% | $44.77 | — | DEV MRK EX US | 33737J174 |
| WST | WEST PHARMACEUTICAL SVSC INC | 3,981 | $215 | 0.3% | $55.88 | 0.0% | COM | 955306105 |
| SPSM | SPDR SER TR | 3,302 | $214 | 0.3% | $64.81 | — | SPDR RUSSEL 2000 | 78468R853 |
| AMGN | AMGEN INC | 1,530 | $212 | 0.3% | $117.59 | -1.1% | COM | 031162100 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 1,610 | $211 | 0.3% | $160.39 | 0.0% | COM | 91307C102 |
| IWC | ISHARES TR | 3,014 | $210 | 0.3% | $69.67 | — | MICRO-CAP ETF | 464288869 |
| — | POWERSHARES GLOBAL ETF TRUST | 14,393 | $210 | 0.3% | $14.59 | — | AGG PFD PORT | 73936T565 |
| — | PROSHARES TR II | 3,658 | $205 | 0.3% | $43.96 | — | ULT VIX SHRT | 74347W312 |
| — | EGA EMERGING GLOBAL SHS TR | 9,393 | $204 | 0.3% | $21.72 | — | EGS EMKTCONS ETF | 268461779 |
| — | TIME WARNER CABLE INC | 1,136 | $204 | 0.3% | $179.58 | — | COM | 88732J207 |
| FNDB | SCHWAB STRATEGIC TR | 7,411 | $201 | 0.3% | $27.12 | — | SCHWAB FDT US BM | 808524789 |
| — | GLAXOSMITHKLINE PLC | 5,205 | $200 | 0.3% | $41.64 | — | SPONSORED ADR | 37733W105 |
| FDD | FIRST TR STOXX EURO DIV FD | 16,590 | $198 | 0.3% | $11.93 | — | COMMON SHS | 33735T109 |
| — | MARKET VECTORS ETF TR | 10,595 | $185 | 0.3% | $17.46 | — | MKTVEC SMUNETF | 57060U803 |
| AMAT | APPLIED MATLS INC | 12,425 | $183 | 0.3% | $14.74 | 0.0% | COM | 038222105 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 14,836 | $183 | 0.3% | $12.47 | 0.0% | COM | 84920Y106 |
| FXN | FIRST TR EXCHANGE TRADED FD | 11,997 | $173 | 0.3% | $14.42 | — | ENERGY ALPHADX | 33734X127 |
| WEN | WENDYS CO | 19,505 | $169 | 0.3% | $9.69 | 0.0% | COM | 95058W100 |
| FULT | FULTON FINL CORP PA | 13,728 | $166 | 0.3% | $8.52 | 0.0% | COM | 360271100 |
| — | TEKLA WORLD HEALTHCARE FD | 11,080 | $159 | 0.2% | $14.35 | — | BEN INT SHS | 87911L108 |
| — | ISHARES | 15,715 | $156 | 0.2% | $9.93 | — | MSCI MALAYSI ETF | 464286830 |
| — | RITE AID CORP | 24,647 | $150 | 0.2% | $8.64 | — | COM | 767754104 |
| — | STAPLES INC | 12,809 | $150 | 0.2% | $11.71 | — | COM | 855030102 |
| — | BROCADE COMMUNICATIONS SYS I | 14,496 | $150 | 0.2% | $10.35 | — | COM NEW | 111621306 |
| — | XEROX CORP | 13,862 | $135 | 0.2% | $9.74 | — | COM | 984121103 |
| — | DIREXION SHS ETF TR | 43,803 | $127 | 0.2% | $2.90 | — | DAILY GOLD MINER | 25459Y389 |
| — | FRANKLIN LTD DURATION INC TR | 11,544 | $126 | 0.2% | $10.91 | — | COM | 35472T101 |
| SLM | SLM CORP | 16,506 | $122 | 0.2% | $8.81 | 0.0% | COM | 78442P106 |
| NOK | NOKIA CORP | 17,343 | $118 | 0.2% | $6.80 | — | SPONSORED ADR | 654902204 |
| — | GABELLI GLB SML & MD CP VAL | 11,758 | $117 | 0.2% | $9.95 | — | COM | 36249W104 |
| — | SIRIUS XM HLDGS INC | 27,886 | $104 | 0.2% | $3.73 | — | COM | 82968B103 |
| AG | FIRST MAJESTIC SILVER CORP | 32,229 | $103 | 0.2% | $3.49 | 0.0% | COM | 32076V103 |
| — | SPIRIT RLTY CAP INC NEW | 11,264 | $103 | 0.2% | $9.14 | — | COM | 84860W102 |
| — | FIFTH STR SR FLOATNG RATE CO | 11,224 | $98 | 0.2% | $8.73 | — | COM | 31679F101 |
| — | ENVIVIO INC | 23,833 | $97 | 0.2% | $4.07 | — | COM | 29413T106 |
| — | WPX ENERGY INC | 14,667 | $97 | 0.2% | $6.61 | — | COM | 98212B103 |
| BTG | B2GOLD CORP | 91,632 | $96 | 0.2% | $0.97 | 0.0% | COM | 11777Q209 |
| — | DENBURY RES INC | 37,453 | $91 | 0.1% | $4.88 | — | COM NEW | 247916208 |
| — | CYS INVTS INC | 11,577 | $84 | 0.1% | $7.72 | — | COM | 12673A108 |
| — | NEVSUN RES LTD | 28,732 | $83 | 0.1% | $3.40 | — | COM | 64156L101 |
| IAG | IAMGOLD CORP | 46,969 | $77 | 0.1% | $2.17 | -25.0% | COM | 450913108 |
| — | AMARIN CORP PLC | 38,145 | $74 | 0.1% | $1.94 | — | SPONS ADR NEW | 023111206 |
| — | YAMANA GOLD INC | 35,183 | $60 | 0.1% | $1.71 | — | COM | 98462Y100 |
| — | BLACKROCK DEBT STRAT FD INC | 17,610 | $59 | 0.1% | $3.35 | — | COM | 09255R103 |
| — | ALLIANZGI CONV & INCOME FD I | 10,327 | $55 | 0.1% | $5.33 | — | COM | 018825109 |
| — | APPLIED MICRO CIRCUITS CORP | 10,120 | $54 | 0.1% | $5.34 | — | COM NEW | 03822W406 |
| — | CORENERGY INFRASTRUCTURE TR | 11,439 | $51 | 0.1% | $4.46 | — | COM | 21870U205 |
| — | ALCATEL-LUCENT | 13,664 | $50 | 0.1% | $3.61 | — | SPONSORED ADR | 013904305 |
| EXTR | EXTREME NETWORKS INC | 14,278 | $48 | 0.1% | $2.79 | 0.0% | COM | 30226D106 |
| — | REALNETWORKS INC | 10,735 | $44 | 0.1% | $4.10 | — | COM NEW | 75605L708 |
| — | STAR BULK CARRIERS CORP | 21,080 | $43 | 0.1% | $2.04 | — | SHS NEW | Y8162K121 |
| — | RENESOLA LTD | 36,406 | $35 | 0.1% | $1.10 | — | SPONS ADS | 75971T103 |
| — | USA TECHNOLOGIES INC | 11,079 | $28 | 0.0% | $2.66 | — | COM NO PAR | 90328S500 |
| EXK | ENDEAVOUR SILVER CORP | 17,524 | $27 | 0.0% | $1.59 | 0.0% | COM | 29258Y103 |
| — | FRONTLINE LTD | 10,149 | $27 | 0.0% | $2.66 | — | SHS | G3682E127 |
| — | CALADRIUS BIOSCIENCES INC | 17,421 | $26 | 0.0% | $1.88 | — | COM | 128058104 |
| BLDP | BALLARD PWR SYS INC NEW | 19,661 | $24 | 0.0% | $1.36 | 0.0% | COM | 058586108 |
| — | SUNESIS PHARMACEUTICALS INC | 28,388 | $23 | 0.0% | $0.81 | — | COM NEW | 867328601 |
| — | DIANA CONTAINERSHIPS INC | 18,096 | $22 | 0.0% | $1.22 | — | COM | Y2069P101 |
| — | MOSYS INC | 14,585 | $22 | 0.0% | $1.51 | — | COM | 619718109 |
| — | PRANA BIOTECHNOLOGY LTD | 22,339 | $20 | 0.0% | $0.90 | — | SPONSORED ADR | 739727105 |
| — | MANAGED HIGH YIELD PLUS FD I | 12,259 | $20 | 0.0% | $1.82 | — | COM | 561911108 |
| — | IMMUNE PHARMACEUTICALS INC | 15,470 | $18 | 0.0% | $1.16 | — | COM | 45254C101 |
| — | BOX SHIPS INCORPORATED | 29,941 | $18 | 0.0% | $0.60 | — | SHS | Y09675102 |
| — | SIGNAL GENETICS INC | 17,923 | $17 | 0.0% | $0.95 | — | COM | 826640104 |
| — | PLATINUM GROUP METALS LTD | 74,862 | $17 | 0.0% | $0.23 | — | COM NEW | 72765Q205 |
| — | HUTCHINSON TECHNOLOGY INC | 10,314 | $17 | 0.0% | $1.71 | — | COM | 448407106 |
| — | IBIO INC | 22,512 | $15 | 0.0% | $0.67 | — | COM | 451033104 |
| — | CEL SCI CORP | 24,877 | $15 | 0.0% | $0.60 | — | COM PAR $0.01 | 150837508 |
| — | CHANTICLEER HLDGS INC | 13,574 | $15 | 0.0% | $1.11 | — | COM PAR $.0001 N | 15930P404 |
| — | BANRO CORP | 93,652 | $15 | 0.0% | $0.16 | — | COM | 066800103 |
| — | STEMCELLS INC | 33,265 | $14 | 0.0% | $0.42 | — | COM NEW | 85857R204 |
| — | THT HEAT TRANSFER TECHNOLOGY | 23,256 | $13 | 0.0% | $0.56 | — | COM | 886031103 |
| — | BIO PATH HOLDINGS INC | 10,213 | $12 | 0.0% | $1.17 | — | COM | 09057N102 |
| — | ECHELON CORP | 18,017 | $11 | 0.0% | $0.61 | — | COM | 27874N105 |
| — | ENTEROMEDICS INC | 33,878 | $9 | 0.0% | $1.14 | — | COM NEW | 29365M208 |
| — | THOMPSON CREEK METALS CO INC | 21,494 | $9 | 0.0% | $1.20 | — | COM | 884768102 |
| — | CITIGROUP INC | 16,872 | $8 | 0.0% | $0.47 | — | *W EXP 01/04/201 | 172967226 |
| — | ANADIGICS INC | 33,157 | $7 | 0.0% | $0.21 | — | COM | 032515108 |
| — | AEROPOSTALE | 11,643 | $7 | 0.0% | $0.60 | — | COM | 007865108 |
| — | BLUE EARTH INC | 10,556 | $7 | 0.0% | $0.66 | — | COM | 095428108 |
| — | KEY ENERGY SVCS INC | 12,531 | $6 | 0.0% | $0.48 | — | COM | 492914106 |
| — | PARAGON SHIPPING INC | 18,468 | $6 | 0.0% | $0.88 | — | CL A NEW | 69913R408 |
| NLST | NETLIST INC | 12,376 | $5 | 0.0% | $0.45 | 0.0% | COM | 64118P109 |
| — | AETERNA ZENTARIS INC | 55,389 | $5 | 0.0% | $0.09 | — | COM NEW | 007975303 |
| — | ALPHATEC HOLDINGS INC | 16,454 | $5 | 0.0% | $0.30 | — | COM | 02081G102 |
| — | AVALON RARE METALS INC | 54,027 | $5 | 0.0% | $0.09 | — | COM | 053470100 |
| — | HEMISPHERX BIOPHARMA INC | 21,371 | $4 | 0.0% | $0.19 | — | COM | 42366C103 |
| — | MECHEL OAO | 13,938 | $4 | 0.0% | $0.36 | — | SPON ADR PFD | 583840509 |
| — | NOVABAY PHARMACEUTICALS INC | 12,624 | $4 | 0.0% | $0.32 | — | COM | 66987P102 |
| REEMF | RARE ELEMENT RES LTD | 11,574 | $3 | 0.0% | $0.38 | 0.0% | COM | 75381M102 |
| — | SANOFI | 15,153 | $3 | 0.0% | $0.20 | — | RIGHT 12/31/2020 | 80105N113 |
| — | TENGASCO INC | 12,766 | $3 | 0.0% | $0.23 | — | COM NEW | 88033R205 |
| — | AMERICAN APPAREL INC | 23,090 | $3 | 0.0% | $0.13 | — | COM | 023850100 |
| — | SPEED COMM INC | 11,764 | $2 | 0.0% | $0.65 | — | COM | 84764T106 |