ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Apr 9, 2021

Total Value ($000): $661,567 (100.0% shares, 0.0% debt)

Holdings (98)

MSFT MICROSOFT CORP 6.0%
Value ($000) $39,559 Shares 167,787 Est. Cost $45.16 Unrealized +393.6%
PYPL PAYPAL HOLDINGS INC 4.5%
Value ($000) $29,734 Shares 122,443 Est. Cost $94.45 Unrealized +166.7%
MA MASTERCARD INC - A 4.0%
Value ($000) $26,736 Shares 75,090 Est. Cost $207.20 Unrealized +63.9%
AAPL APPLE INC 4.0%
Value ($000) $26,529 Shares 217,183 Est. Cost $96.67 Unrealized +29.4%
JPM JPMORGAN CHASE & CO 3.9%
Value ($000) $25,809 Shares 169,537 Est. Cost $85.34 Unrealized +49.1%
EMR EMERSON ELECTRIC CO 3.5%
Value ($000) $23,314 Shares 258,410 Est. Cost $56.40 Unrealized +38.0%
ABT ABBOTT LABORATORIES 3.5%
Value ($000) $23,233 Shares 193,870 Est. Cost $41.13 Unrealized +164.1%
WMT WALMART INC 3.2%
Value ($000) $21,421 Shares 157,706 Est. Cost $27.65 Unrealized +56.6%
HD HOME DEPOT INC 3.1%
Value ($000) $20,555 Shares 67,339 Est. Cost $101.67 Unrealized +140.4%
GOOG ALPHABET INC-CL C 2.8%
Value ($000) $18,765 Shares 9,071 Est. Cost $78.52 Unrealized +25.4%
AON PLC SHS CL A 2.5%
Value ($000) $16,736 Shares 72,731 Est. Cost $173.83 Unrealized
HON HONEYWELL INTERNATIONAL INC 2.5%
Value ($000) $16,559 Shares 76,282 Est. Cost $87.37 Unrealized +102.2%
TGT TARGET CORP 2.5%
Value ($000) $16,449 Shares 83,048 Est. Cost $98.18 Unrealized +66.2%
UNH UNITEDHEALTH GROUP INC 2.5%
Value ($000) $16,353 Shares 43,951 Est. Cost $170.76 Unrealized +87.2%
MS MORGAN STANLEY 2.4%
Value ($000) $15,990 Shares 205,894 Est. Cost $39.96 Unrealized +64.1%
ADP AUTOMATIC DATA PROCESSING 2.4%
Value ($000) $15,735 Shares 83,490 Est. Cost $77.06 Unrealized +103.3%
PEP PEPSICO INC 2.4%
Value ($000) $15,582 Shares 110,159 Est. Cost $71.70 Unrealized +64.4%
QCOM QUALCOMM INC 2.3%
Value ($000) $15,079 Shares 113,729 Est. Cost $97.28 Unrealized +33.3%
MRK MERCK & CO. INC. 2.2%
Value ($000) $14,805 Shares 192,054 Est. Cost $60.29 Unrealized +4.6%
AMD ADVANCED MICRO DEVICES 2.2%
Value ($000) $14,224 Shares 181,192 Est. Cost $56.35 Unrealized +52.8%
UPS UNITED PARCEL SERVICE-CL B 2.1%
Value ($000) $14,204 Shares 83,559 Est. Cost $124.38 Unrealized +6.1%
C CITIGROUP INC 2.1%
Value ($000) $13,978 Shares 192,139 Est. Cost $56.18 Unrealized 0.0%
NEE NEXTERA ENERGY INC 2.1%
Value ($000) $13,933 Shares 184,270 Est. Cost $58.75 Unrealized +17.1%
ADBE ADOBE SYSTEMS INC 2.0%
Value ($000) $13,394 Shares 28,176 Est. Cost $292.92 Unrealized +59.6%
MCD MCDONALDS CORP 1.9%
Value ($000) $12,848 Shares 57,323 Est. Cost $156.88 Unrealized +21.9%
TMO THERMO FISHER SCIENTIFIC INC 1.9%
Value ($000) $12,355 Shares 27,073 Est. Cost $160.69 Unrealized +193.2%
AXP AMERICAN EXPRESS CO 1.9%
Value ($000) $12,305 Shares 86,995 Est. Cost $81.85 Unrealized +51.9%
TXN TEXAS INSTRUMENTS INC 1.8%
Value ($000) $12,080 Shares 63,921 Est. Cost $113.83 Unrealized +33.0%
VZ VERIZON COMMUNICATIONS INC 1.8%
Value ($000) $11,913 Shares 204,871 Est. Cost $36.86 Unrealized +14.6%
SNPS SYNOPSYS INC 1.8%
Value ($000) $11,635 Shares 46,958 Est. Cost $160.06 Unrealized +58.7%
CMCSA COMCAST CORP-CLASS A 1.6%
Value ($000) $10,703 Shares 197,803 Est. Cost $36.54 Unrealized +26.3%
XYZ SQUARE INC 1.4%
Value ($000) $9,481 Shares 41,759 Est. Cost $227.30 Unrealized +2.9%
APD AIR PRODUCTS & CHEMICALS INC 1.4%
Value ($000) $9,423 Shares 33,495 Est. Cost $172.64 Unrealized +39.1%
SYK STRYKER CORP 1.0%
Value ($000) $6,689 Shares 27,461 Est. Cost $197.83 Unrealized +15.1%
BDX BECTON DICKINSON AND CO 0.9%
Value ($000) $6,268 Shares 25,780 Est. Cost $211.09 Unrealized +6.9%
AMAT APPLIED MATERIALS INC 0.9%
Value ($000) $6,018 Shares 45,046 Est. Cost $70.69 Unrealized +49.5%
AMZN AMAZON.COM INC 0.8%
Value ($000) $5,548 Shares 1,793 Est. Cost $30.65 Unrealized +417.2%
LMT LOCKHEED MARTIN CORP 0.8%
Value ($000) $5,289 Shares 14,314 Est. Cost $241.05 Unrealized +24.4%
BA BOEING CO/THE 0.7%
Value ($000) $4,863 Shares 19,093 Est. Cost $141.07 Unrealized +57.6%
KEURIG DR PEPPER 0.7%
Value ($000) $4,816 Shares 140,132 Est. Cost $28.39 Unrealized
META FACEBOOK INC-CLASS A 0.7%
Value ($000) $4,616 Shares 15,672 Est. Cost $200.95 Unrealized +33.1%
EW EDWARDS LIFESCIENCES CORP 0.5%
Value ($000) $3,602 Shares 43,061 Est. Cost $73.07 Unrealized +15.7%
FDX FEDEX CORP 0.5%
Value ($000) $3,458 Shares 12,174 Est. Cost $180.94 Unrealized +29.4%
BK BANK OF NEW YORK MELLON CORP 0.5%
Value ($000) $3,049 Shares 64,485 Est. Cost $38.28 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $2,481 Shares 15,095 Est. Cost $106.70 Unrealized +31.9%
PG PROCTER & GAMBLE CO/THE 0.3%
Value ($000) $2,050 Shares 15,139 Est. Cost $78.55 Unrealized +47.3%
IBM INTERNATIONAL BUSINESS MACHINE 0.3%
Value ($000) $1,999 Shares 15,000 Est. Cost $96.33 Unrealized +1.8%
DE DEERE & CO 0.3%
Value ($000) $1,893 Shares 5,059 Est. Cost $69.65 Unrealized +341.5%
GOOGL ALPHABET INC-CL A 0.3%
Value ($000) $1,809 Shares 877 Est. Cost $46.89 Unrealized +108.9%
PFE PFIZER INC 0.3%
Value ($000) $1,706 Shares 47,075 Est. Cost $25.29 Unrealized +10.9%
RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $1,589 Shares 20,566 Est. Cost $65.20 Unrealized
INTU INTUIT INC 0.2%
Value ($000) $1,287 Shares 3,361 Est. Cost $330.00 Unrealized +13.2%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,246 Shares 6,752 Est. Cost $84.98 Unrealized +112.0%
VMWARE INC-CLASS A 0.2%
Value ($000) $1,228 Shares 8,165 Est. Cost $143.67 Unrealized
DU PONT (E.I.) DE NEMOURS 0.2%
Value ($000) $1,211 Shares 15,666 Est. Cost $73.05 Unrealized
CHECK POINT SOFTWARE TECHNOLOG 0.2%
Value ($000) $1,117 Shares 9,975 Est. Cost $120.33 Unrealized
VIACOMCBS INC 0.2%
Value ($000) $1,078 Shares 23,900 Est. Cost $39.74 Unrealized
ALL ALLSTATE CORP 0.2%
Value ($000) $993 Shares 8,643 Est. Cost $51.47 Unrealized +89.8%
CVX CHEVRON CORP 0.1%
Value ($000) $987 Shares 9,423 Est. Cost $72.60 Unrealized +9.6%
INTC INTEL CORP 0.1%
Value ($000) $928 Shares 14,500 Est. Cost $36.06 Unrealized +50.0%
BRAINSTORM CELL THERAPEUTICS 0.1%
Value ($000) $925 Shares 241,500 Est. Cost $9.67 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $674 Shares 2,461 Est. Cost $163.20 Unrealized
T AT&T INC 0.1%
Value ($000) $640 Shares 21,150 Est. Cost $16.19 Unrealized -0.3%
MMM 3M CO 0.1%
Value ($000) $590 Shares 3,062 Est. Cost $123.47 Unrealized +1.3%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $548 Shares 14,463 Est. Cost $27.90 Unrealized
DOCU DOCUSIGN INC 0.1%
Value ($000) $531 Shares 2,625 Est. Cost $224.62 Unrealized +3.2%
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $524 Shares 1,602 Est. Cost $165.66 Unrealized +67.1%
ABBV ABBVIE INC 0.1%
Value ($000) $506 Shares 4,679 Est. Cost $53.36 Unrealized +66.6%
DHR DANAHER CORP 0.1%
Value ($000) $502 Shares 2,230 Est. Cost $106.92 Unrealized +85.8%
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $437 Shares 5,164 Est. Cost $51.45 Unrealized +31.2%
UBER TECHNOLOGIES 0.1%
Value ($000) $436 Shares 8,000 Est. Cost $52.75 Unrealized
COLONY NORTH INC 7.125 0.1%
Value ($000) $380 Shares 15,000 Est. Cost $23.14 Unrealized
NVIDIA CORP 0.1%
Value ($000) $376 Shares 704 Est. Cost $382.59 Unrealized
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $336 Shares 1,586 Est. Cost $97.99 Unrealized +107.3%
IVV ISHARES CORE S&P 500 ETF 0.0%
Value ($000) $327 Shares 823 Est. Cost $349.60 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.0%
Value ($000) $321 Shares 1,257 Est. Cost $162.85 Unrealized +49.1%
SPDR S&P 500 ETF TRUST 0.0%
Value ($000) $313 Shares 791 Est. Cost $242.05 Unrealized
SBUX STARBUCKS CORP 0.0%
Value ($000) $286 Shares 2,621 Est. Cost $66.33 Unrealized +41.8%
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $279 Shares 11,667 Est. Cost $22.68 Unrealized
AMGN AMGEN INC 0.0%
Value ($000) $271 Shares 1,088 Est. Cost $128.06 Unrealized +59.8%
KO COCA-COLA CO/THE 0.0%
Value ($000) $259 Shares 4,917 Est. Cost $37.21 Unrealized +16.6%
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $258 Shares 732 Est. Cost $257.11 Unrealized +28.3%
QVC INC 6.375 PFD 0.0%
Value ($000) $254 Shares 10,000 Est. Cost $21.00 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $248 Shares 2,033 Est. Cost $85.29 Unrealized +25.5%
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $246 Shares 10,000 Est. Cost $25.00 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $233 Shares 10,000 Est. Cost $25.00 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $230 Shares 17,500 Est. Cost $7.76 Unrealized
CL COLGATE-PALMOLIVE CO 0.0%
Value ($000) $229 Shares 2,911 Est. Cost $50.09 Unrealized +39.7%
GD GENERAL DYNAMICS CORP 0.0%
Value ($000) $222 Shares 1,223 Est. Cost $147.01 Unrealized 0.0%
AMT AMERICAN TOWER CORP 0.0%
Value ($000) $220 Shares 920 Est. Cost $97.53 Unrealized +97.2%
MEDTRONIC PLC COM 0.0%
Value ($000) $212 Shares 1,796 Est. Cost $117.19 Unrealized
COWEN INC 7.35 0.0%
Value ($000) $201 Shares 8,000 Est. Cost $25.75 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $200 Shares 1,787 Est. Cost $104.85 Unrealized
LOCUST WALK ACQUISITION CORP 0.0%
Value ($000) $101 Shares 10,000 Est. Cost $10.10 Unrealized
MCEWEN MINING 0.0%
Value ($000) $14 Shares 13,500 Est. Cost $3.70 Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $1 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized