ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Jan 12, 2021

Total Value ($000): $641,958 (100.0% shares, 0.0% debt)

Holdings (116)

MSFT MICROSOFT CORP 6.5%
Value ($000) $41,768 Shares 187,790 Est. Cost $45.16 Unrealized +356.3%
PYPL PAYPAL HOLDINGS INC 5.2%
Value ($000) $33,158 Shares 141,579 Est. Cost $94.45 Unrealized +118.9%
AAPL APPLE INC 4.5%
Value ($000) $29,083 Shares 219,183 Est. Cost $96.67 Unrealized +21.0%
MA MASTERCARD INC - A 4.3%
Value ($000) $27,802 Shares 77,889 Est. Cost $207.20 Unrealized +56.1%
ABT ABBOTT LABORATORIES 3.5%
Value ($000) $22,634 Shares 206,722 Est. Cost $41.13 Unrealized +141.4%
WMT WALMART INC 3.5%
Value ($000) $22,564 Shares 156,533 Est. Cost $27.65 Unrealized +63.6%
JPM JPMORGAN CHASE & CO 3.4%
Value ($000) $21,929 Shares 172,576 Est. Cost $85.34 Unrealized +15.0%
EMR EMERSON ELECTRIC CO 3.1%
Value ($000) $19,856 Shares 247,060 Est. Cost $55.42 Unrealized +20.6%
QCOM QUALCOMM INC 2.9%
Value ($000) $18,743 Shares 123,035 Est. Cost $97.28 Unrealized +28.2%
HD HOME DEPOT INC 2.9%
Value ($000) $18,309 Shares 68,930 Est. Cost $101.67 Unrealized +138.5%
MRK MERCK & CO. INC. 2.8%
Value ($000) $17,809 Shares 217,709 Est. Cost $60.29 Unrealized +7.6%
PEP PEPSICO INC 2.5%
Value ($000) $16,261 Shares 109,652 Est. Cost $71.70 Unrealized +69.1%
HON HONEYWELL INTERNATIONAL INC 2.5%
Value ($000) $15,886 Shares 74,688 Est. Cost $85.47 Unrealized +91.6%
UNH UNITEDHEALTH GROUP INC 2.4%
Value ($000) $15,655 Shares 44,642 Est. Cost $170.76 Unrealized +80.5%
AMD ADVANCED MICRO DEVICES 2.4%
Value ($000) $15,525 Shares 169,285 Est. Cost $54.25 Unrealized +59.1%
NEE NEXTERA ENERGY INC 2.4%
Value ($000) $15,280 Shares 198,052 Est. Cost $58.75 Unrealized +11.7%
ADP AUTOMATIC DATA PROCESSING 2.4%
Value ($000) $15,260 Shares 86,605 Est. Cost $77.06 Unrealized +91.4%
TGT TARGET CORP 2.3%
Value ($000) $14,807 Shares 83,880 Est. Cost $98.18 Unrealized +47.6%
TMO THERMO FISHER SCIENTIFIC INC 2.3%
Value ($000) $14,510 Shares 31,153 Est. Cost $160.69 Unrealized +187.9%
GOOG ALPHABET INC-CL C 2.1%
Value ($000) $13,708 Shares 7,825 Est. Cost $75.35 Unrealized +11.1%
ADBE ADOBE SYSTEMS INC 2.1%
Value ($000) $13,685 Shares 27,364 Est. Cost $287.74 Unrealized +67.9%
AON PLC SHS CL A 2.1%
Value ($000) $13,655 Shares 64,632 Est. Cost $166.77 Unrealized
SNPS SYNOPSYS INC 2.0%
Value ($000) $12,754 Shares 49,196 Est. Cost $160.06 Unrealized +44.1%
MS MORGAN STANLEY 1.9%
Value ($000) $12,418 Shares 181,209 Est. Cost $36.47 Unrealized +33.9%
MCD MCDONALDS CORP 1.9%
Value ($000) $12,163 Shares 56,681 Est. Cost $156.49 Unrealized +23.5%
VZ VERIZON COMMUNICATIONS INC 1.9%
Value ($000) $11,998 Shares 204,216 Est. Cost $36.86 Unrealized +19.3%
AXP AMERICAN EXPRESS CO 1.7%
Value ($000) $10,972 Shares 90,747 Est. Cost $81.85 Unrealized +26.9%
UPS UNITED PARCEL SERVICE-CL B 1.6%
Value ($000) $10,492 Shares 62,307 Est. Cost $121.79 Unrealized +12.4%
TXN TEXAS INSTRUMENTS INC 1.6%
Value ($000) $10,372 Shares 63,193 Est. Cost $113.40 Unrealized +18.7%
CMCSA COMCAST CORP-CLASS A 1.5%
Value ($000) $9,859 Shares 188,156 Est. Cost $36.05 Unrealized +15.6%
APD AIR PRODUCTS & CHEMICALS INC 1.3%
Value ($000) $8,493 Shares 31,086 Est. Cost $167.41 Unrealized +47.9%
SYK STRYKER CORP 1.0%
Value ($000) $6,391 Shares 26,083 Est. Cost $196.25 Unrealized +9.3%
AMZN AMAZON.COM INC 1.0%
Value ($000) $6,371 Shares 1,956 Est. Cost $30.65 Unrealized +420.7%
BDX BECTON DICKINSON AND CO 1.0%
Value ($000) $6,265 Shares 25,036 Est. Cost $210.66 Unrealized +1.9%
EW EDWARDS LIFESCIENCES CORP 1.0%
Value ($000) $6,174 Shares 67,671 Est. Cost $73.07 Unrealized +13.5%
ORCL ORACLE CORP 0.9%
Value ($000) $5,913 Shares 91,400 Est. Cost $46.32 Unrealized +19.8%
LMT LOCKHEED MARTIN CORP 0.8%
Value ($000) $5,126 Shares 14,439 Est. Cost $241.05 Unrealized +32.3%
KEURIG DR PEPPER 0.7%
Value ($000) $4,684 Shares 146,362 Est. Cost $28.39 Unrealized
AMAT APPLIED MATERIALS INC 0.7%
Value ($000) $4,503 Shares 52,176 Est. Cost $70.69 Unrealized 0.0%
META FACEBOOK INC-CLASS A 0.7%
Value ($000) $4,276 Shares 15,655 Est. Cost $200.95 Unrealized +35.5%
BA BOEING CO/THE 0.6%
Value ($000) $4,097 Shares 19,138 Est. Cost $141.07 Unrealized +36.3%
FDX FEDEX CORP 0.6%
Value ($000) $3,920 Shares 15,099 Est. Cost $180.94 Unrealized +38.8%
PFE PFIZER INC 0.6%
Value ($000) $3,713 Shares 100,862 Est. Cost $25.29 Unrealized +13.2%
CHECK POINT SOFTWARE TECHNOLOG 0.5%
Value ($000) $3,498 Shares 26,315 Est. Cost $120.33 Unrealized
PG PROCTER & GAMBLE CO/THE 0.4%
Value ($000) $2,742 Shares 19,709 Est. Cost $78.55 Unrealized +56.8%
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $2,440 Shares 15,502 Est. Cost $106.70 Unrealized +19.5%
IBM INTERNATIONAL BUSINESS MACHINE 0.3%
Value ($000) $1,888 Shares 15,000 Est. Cost $96.33 Unrealized -3.0%
GOOGL ALPHABET INC-CL A 0.3%
Value ($000) $1,667 Shares 951 Est. Cost $46.89 Unrealized +78.1%
VMWARE INC-CLASS A 0.2%
Value ($000) $1,582 Shares 11,280 Est. Cost $143.67 Unrealized
XYZ SQUARE INC 0.2%
Value ($000) $1,547 Shares 7,110 Est. Cost $195.07 Unrealized 0.0%
DE DEERE & CO 0.2%
Value ($000) $1,514 Shares 5,629 Est. Cost $69.65 Unrealized +233.3%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,361 Shares 7,515 Est. Cost $84.98 Unrealized +65.0%
RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $1,135 Shares 15,865 Est. Cost $61.62 Unrealized
DU PONT (E.I.) DE NEMOURS 0.2%
Value ($000) $1,114 Shares 15,666 Est. Cost $73.05 Unrealized
BRAINSTORM CELL THERAPEUTICS 0.2%
Value ($000) $1,093 Shares 241,500 Est. Cost $9.67 Unrealized
MU MICRON TECHNOLOGY INC 0.2%
Value ($000) $1,075 Shares 14,300 Est. Cost $58.84 Unrealized 0.0%
ALL ALLSTATE CORP 0.1%
Value ($000) $950 Shares 8,643 Est. Cost $51.47 Unrealized +68.3%
ABBV ABBVIE INC 0.1%
Value ($000) $841 Shares 7,850 Est. Cost $53.36 Unrealized +47.9%
INTC INTEL CORP 0.1%
Value ($000) $828 Shares 16,620 Est. Cost $36.06 Unrealized +22.1%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $810 Shares 3,100 Est. Cost $138.14 Unrealized
CVX CHEVRON CORP 0.1%
Value ($000) $635 Shares 7,524 Est. Cost $70.84 Unrealized -8.2%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $631 Shares 2,461 Est. Cost $163.20 Unrealized
T AT&T INC 0.1%
Value ($000) $611 Shares 21,248 Est. Cost $16.19 Unrealized -5.0%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $591 Shares 2,838 Est. Cost $76.01 Unrealized +134.3%
DOCU DOCUSIGN INC 0.1%
Value ($000) $584 Shares 2,625 Est. Cost $224.62 Unrealized 0.0%
MMM 3M CO 0.1%
Value ($000) $535 Shares 3,062 Est. Cost $123.47 Unrealized -4.8%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $531 Shares 14,445 Est. Cost $27.90 Unrealized
DHR DANAHER CORP 0.1%
Value ($000) $495 Shares 2,230 Est. Cost $106.92 Unrealized +83.3%
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $485 Shares 5,819 Est. Cost $51.45 Unrealized +40.0%
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $437 Shares 1,657 Est. Cost $165.66 Unrealized +18.9%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $427 Shares 1,142 Est. Cost $242.05 Unrealized
ITW ILLINOIS TOOL WORKS INC 0.1%
Value ($000) $408 Shares 2,000 Est. Cost $181.01 Unrealized 0.0%
NVIDIA CORP 0.1%
Value ($000) $368 Shares 704 Est. Cost $382.59 Unrealized
COLONY NORTH INC 7.125 0.1%
Value ($000) $356 Shares 15,000 Est. Cost $23.14 Unrealized
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $348 Shares 1,592 Est. Cost $97.99 Unrealized +101.3%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $342 Shares 1,475 Est. Cost $162.85 Unrealized +35.2%
MCHP MICROCHIP TECHNOLOGY INC 0.0%
Value ($000) $318 Shares 2,300 Est. Cost $18.42 Unrealized +205.1%
BRUNSWICK CORP 6.5 0.0%
Value ($000) $304 Shares 11,333 Est. Cost $25.30 Unrealized
CL COLGATE-PALMOLIVE CO 0.0%
Value ($000) $304 Shares 3,556 Est. Cost $50.09 Unrealized +46.6%
KO COCA-COLA CO/THE 0.0%
Value ($000) $302 Shares 5,505 Est. Cost $37.21 Unrealized +18.9%
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $299 Shares 12,000 Est. Cost $23.25 Unrealized
VMC VULCAN MATERIALS CO 0.0%
Value ($000) $297 Shares 2,000 Est. Cost $136.81 Unrealized 0.0%
INTERCONTINENTAL EXCHANGE INC 0.0%
Value ($000) $295 Shares 2,560 Est. Cost $85.94 Unrealized
SBUX STARBUCKS CORP 0.0%
Value ($000) $286 Shares 2,676 Est. Cost $66.33 Unrealized +28.4%
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value ($000) $285 Shares 10,000 Est. Cost $23.60 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value ($000) $284 Shares 10,000 Est. Cost $21.20 Unrealized
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $281 Shares 745 Est. Cost $257.11 Unrealized +35.1%
VIACOMCBS INC 0.0%
Value ($000) $279 Shares 7,500 Est. Cost $28.00 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $279 Shares 2,383 Est. Cost $85.29 Unrealized +23.4%
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $278 Shares 10,000 Est. Cost $22.70 Unrealized
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value ($000) $275 Shares 10,000 Est. Cost $23.30 Unrealized
SO SOUTHERN CO/THE 0.0%
Value ($000) $274 Shares 4,457 Est. Cost $32.64 Unrealized +51.7%
INTU INTUIT INC 0.0%
Value ($000) $272 Shares 716 Est. Cost $168.50 Unrealized +102.0%
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $269 Shares 10,000 Est. Cost $21.70 Unrealized
HERCULES CAPITAL INC 6.25 0.0%
Value ($000) $267 Shares 10,000 Est. Cost $23.30 Unrealized
QVC INC 6.375 PFD 0.0%
Value ($000) $259 Shares 10,000 Est. Cost $21.00 Unrealized
AMGN AMGEN INC 0.0%
Value ($000) $258 Shares 1,122 Est. Cost $128.06 Unrealized +53.3%
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $249 Shares 11,667 Est. Cost $22.68 Unrealized
ZTS ZOETIS INC 0.0%
Value ($000) $243 Shares 1,467 Est. Cost $100.91 Unrealized +54.0%
EATON CORPORATION PLC 0.0%
Value ($000) $243 Shares 2,019 Est. Cost $120.36 Unrealized
IVV ISHARES CORE S&P 500 ETF 0.0%
Value ($000) $242 Shares 645 Est. Cost $336.43 Unrealized
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $231 Shares 1,963 Est. Cost $66.23 Unrealized +62.2%
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $226 Shares 1,918 Est. Cost $104.85 Unrealized
UNUM GROUP 6.25 PFD 0.0%
Value ($000) $221 Shares 8,000 Est. Cost $26.00 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $213 Shares 17,500 Est. Cost $7.76 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $212 Shares 10,000 Est. Cost $25.00 Unrealized
MEDTRONIC PLC COM 0.0%
Value ($000) $212 Shares 1,809 Est. Cost $117.19 Unrealized
AMT AMERICAN TOWER CORP 0.0%
Value ($000) $207 Shares 920 Est. Cost $97.53 Unrealized +104.8%
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $207 Shares 10,000 Est. Cost $25.00 Unrealized
UBER TECHNOLOGIES 0.0%
Value ($000) $204 Shares 4,000 Est. Cost $51.00 Unrealized
COWEN INC 7.35 0.0%
Value ($000) $202 Shares 8,000 Est. Cost $25.75 Unrealized
OPTAX AIM TAX-EXEMPT MUNI FUND FD CL 0.0%
Value ($000) $157 Shares 20,000 Est. Cost $7.61 Unrealized
MCEWEN MINING 0.0%
Value ($000) $13 Shares 13,500 Est. Cost $3.70 Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $1 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized