CIK: 0001551969 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 5, 2015
Total Value ($000): $211,422 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HASI | HANNON ARMSTRONG SUST INFR C | 321,021 | $6,436 | 3.0% | $7.73 | +43.7% | COM | 41068X100 |
| DRI | DARDEN RESTAURANTS INC | 78,524 | $5,581 | 2.6% | $30.24 | +44.4% | COM | 237194105 |
| — | SIX FLAGS ENTMT CORP NEW | 117,286 | $5,260 | 2.5% | $36.29 | — | COM | 83001A102 |
| PFE | PFIZER INC | 146,622 | $4,916 | 2.3% | $16.95 | +22.6% | COM | 717081103 |
| — | NUTRI SYS INC NEW | 192,263 | $4,784 | 2.3% | $12.28 | — | COM | 67069D108 |
| LAMR | LAMAR ADVERTISING CO NEW | 80,801 | $4,644 | 2.2% | $54.13 | — | CL A | 512816109 |
| — | FLY LEASING LTD | 293,830 | $4,613 | 2.2% | $14.15 | — | SPONSORED ADR | 34407D109 |
| VZ | VERIZON COMMUNICATIONS INC | 96,927 | $4,518 | 2.1% | $27.05 | +4.7% | COM | 92343V104 |
| VTR | VENTAS INC | 68,604 | $4,260 | 2.0% | $47.27 | +3.5% | COM | 92276F100 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 258,264 | $4,236 | 2.0% | $7.44 | +10.6% | SH BEN INT | 20451Q104 |
| DLR | DIGITAL RLTY TR INC | 63,247 | $4,217 | 2.0% | $39.49 | +13.3% | COM | 253868103 |
| NNN | NATIONAL RETAIL PPTYS INC | 115,849 | $4,056 | 1.9% | $34.86 | — | COM | 637417106 |
| PLOW | DOUGLAS DYNAMICS INC | 188,071 | $4,040 | 1.9% | $14.45 | +50.3% | COM | 25960R105 |
| — | NEW MEDIA INVT GROUP INC | 224,408 | $4,024 | 1.9% | $17.93 | — | COM | 64704V106 |
| IRM | IRON MTN INC NEW | 128,884 | $3,995 | 1.9% | $19.10 | 0.0% | COM | 46284V101 |
| PAYX | PAYCHEX INC | 83,567 | $3,918 | 1.9% | $26.51 | +33.6% | COM | 704326107 |
| — | NATIONAL CINEMEDIA INC | 241,684 | $3,857 | 1.8% | $15.15 | — | COM | 635309107 |
| BGS | B & G FOODS INC NEW | 132,789 | $3,788 | 1.8% | $12.63 | +5.4% | COM | 05508R106 |
| HTGC | HERCULES TECH GROWTH CAP INC | 315,660 | $3,646 | 1.7% | $13.50 | -3.8% | COM | 427096508 |
| GRMN | GARMIN LTD | 82,231 | $3,612 | 1.7% | $24.65 | +36.6% | SHS | H2906T109 |
| WM | WASTE MGMT INC DEL | 77,670 | $3,600 | 1.7% | $31.72 | +29.0% | COM | 94106L109 |
| — | LIBERTY PPTY TR | 109,112 | $3,516 | 1.7% | $36.53 | — | SH BEN INT | 531172104 |
| SBRA | SABRA HEALTH CARE REIT INC | 136,244 | $3,507 | 1.7% | $26.77 | — | COM | 78573L106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 45,236 | $3,319 | 1.6% | $55.46 | — | COM UNIT RP LP | 559080106 |
| DUK | DUKE ENERGY CORP NEW | 45,995 | $3,248 | 1.5% | $43.50 | +12.0% | COM NEW | 26441C204 |
| — | TAL INTL GROUP INC | 101,794 | $3,217 | 1.5% | $42.77 | — | COM | 874083108 |
| MAT | MATTEL INC | 120,370 | $3,092 | 1.5% | $29.68 | -11.3% | COM | 577081102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 102,852 | $3,074 | 1.5% | $50.42 | — | COM | 293792107 |
| MKC | MCCORMICK & CO INC | 37,875 | $3,066 | 1.5% | $27.48 | +15.7% | COM NON VTG | 579780206 |
| PPL | PPL CORP | 97,592 | $2,876 | 1.4% | $16.83 | +15.3% | COM | 69351T106 |
| — | CREDIT SUISSE NASSAU BRH | 98,174 | $2,780 | 1.3% | $31.35 | — | X LINK CUSH MLP | 22542D852 |
| — | NUSTAR ENERGY LP | 46,066 | $2,734 | 1.3% | $48.27 | — | UNIT COM | 67058H102 |
| SPY | SPDR S&P 500 ETF TR | 12,309 | $2,534 | 1.2% | $169.47 | — | TR UNIT | 78462F103 |
| — | HI-CRUSH PARTNERS LP | 81,215 | $2,492 | 1.2% | $31.16 | — | COM UNIT LTD | 428337109 |
| VB | VANGUARD INDEX FDS | 19,319 | $2,347 | 1.1% | $97.29 | — | SMALL CP ETF | 922908751 |
| CVX | CHEVRON CORP NEW | 24,274 | $2,342 | 1.1% | $71.66 | -7.3% | COM | 166764100 |
| — | TEEKAY LNG PARTNERS L P | 71,393 | $2,299 | 1.1% | $43.31 | — | PRTNRSP UNITS | Y8564M105 |
| JNJ | JOHNSON & JOHNSON | 22,071 | $2,151 | 1.0% | $60.30 | +23.5% | COM | 478160104 |
| — | VANGUARD NAT RES LLC | 143,554 | $2,143 | 1.0% | $23.81 | — | COM UNIT | 92205F106 |
| — | TARGA RESOURCES PARTNERS LP | 50,265 | $1,940 | 0.9% | $50.10 | — | COM UNIT | 87611X105 |
| AAPL | APPLE INC | 13,314 | $1,670 | 0.8% | $17.98 | +58.8% | COM | 037833100 |
| KMI | KINDER MORGAN INC DEL | 41,769 | $1,604 | 0.8% | $22.83 | +6.6% | COM | 49456B101 |
| — | GENERAL ELECTRIC CO | 59,206 | $1,573 | 0.7% | $23.70 | — | COM | 369604103 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 45,016 | $1,486 | 0.7% | $33.10 | — | SHS UNITS LLI | 29250X103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 5,426 | $1,482 | 0.7% | $215.54 | — | UTSER1 S&PDCRP | 78467Y107 |
| MMM | 3M CO | 9,595 | $1,481 | 0.7% | $61.26 | +54.8% | COM | 88579Y101 |
| XOM | EXXON MOBIL CORP | 16,990 | $1,414 | 0.7% | $54.49 | -0.4% | COM | 30231G102 |
| — | TEEKAY OFFSHORE PARTNERS L P | 63,550 | $1,286 | 0.6% | $26.90 | — | PARTNERSHIP UN | Y8565J101 |
| ABBV | ABBVIE INC | 17,688 | $1,188 | 0.6% | $30.49 | +38.9% | COM | 00287Y109 |
| — | COMMUNICATIONS SALES&LEAS IN | 46,755 | $1,156 | 0.5% | $24.72 | — | COM | 20341J104 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,363 | $1,155 | 0.5% | $29.01 | +58.6% | COM | 110122108 |
| — | MFS GOVT MKTS INCOME TR | 198,650 | $1,073 | 0.5% | $5.74 | — | SH BEN INT | 552939100 |
| MRK | MERCK & CO INC NEW | 17,525 | $998 | 0.5% | $31.48 | +27.8% | COM | 58933Y105 |
| PG | PROCTER & GAMBLE CO | 12,431 | $973 | 0.5% | $55.56 | +7.9% | COM | 742718109 |
| IVV | ISHARES TR | 4,642 | $962 | 0.5% | $207.43 | — | CORE S&P500 ETF | 464287200 |
| HD | HOME DEPOT INC | 8,640 | $960 | 0.5% | $63.94 | +36.2% | COM | 437076102 |
| JPM | JPMORGAN CHASE & CO | 13,396 | $908 | 0.4% | $39.33 | +24.9% | COM | 46625H100 |
| KO | COCA COLA CO | 22,368 | $878 | 0.4% | $27.85 | +4.2% | COM | 191216100 |
| — | DU PONT E I DE NEMOURS & CO | 12,226 | $782 | 0.4% | $57.36 | — | COM | 263534109 |
| IWR | ISHARES TR | 4,539 | $773 | 0.4% | $163.07 | — | RUS MID-CAP ETF | 464287499 |
| MCHP | MICROCHIP TECHNOLOGY INC | 15,914 | $755 | 0.4% | $14.48 | +35.4% | COM | 595017104 |
| — | HOLLYFRONTIER CORP | 17,555 | $749 | 0.4% | $42.37 | — | COM | 436106108 |
| AMGN | AMGEN INC | 4,771 | $732 | 0.3% | $101.46 | +15.9% | COM | 031162100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 15,010 | $729 | 0.3% | $44.22 | — | ALLWRLD EX US | 922042775 |
| — | NATIONAL GRID PLC | 11,194 | $723 | 0.3% | $71.63 | — | SPON ADR NEW | 636274300 |
| NVS | NOVARTIS A G | 7,333 | $721 | 0.3% | $76.00 | — | SPONSORED ADR | 66987V109 |
| — | KRAFT FOODS GROUP INC | 7,742 | $659 | 0.3% | $54.83 | — | COM | 50076Q106 |
| — | SANDY SPRING BANCORP INC | 23,205 | $649 | 0.3% | $21.68 | — | COM | 800363103 |
| — | GLAXOSMITHKLINE PLC | 14,536 | $605 | 0.3% | $51.16 | — | SPONSORED ADR | 37733W105 |
| TLT | ISHARES TR | 5,125 | $602 | 0.3% | $125.96 | — | 20+ YR TR BD ETF | 464287432 |
| — | MONSANTO CO NEW | 5,588 | $596 | 0.3% | $101.78 | — | COM | 61166W101 |
| T | AT&T INC | 16,643 | $591 | 0.3% | $11.12 | +9.9% | COM | 00206R102 |
| — | LINNCO LLC | 62,349 | $589 | 0.3% | $18.01 | — | COM SHS LTD INT | 535782106 |
| MCD | MCDONALDS CORP | 6,071 | $577 | 0.3% | $71.13 | +4.3% | COM | 580135101 |
| DIS | DISNEY WALT CO | 5,016 | $573 | 0.3% | $73.44 | +36.2% | COM DISNEY | 254687106 |
| SHBI | SHORE BANCSHARES INC | 60,537 | $571 | 0.3% | $7.56 | +23.5% | COM | 825107105 |
| — | BLACKROCK INC | 1,625 | $562 | 0.3% | $293.13 | — | COM | 09247X101 |
| AWK | AMERICAN WTR WKS CO INC NEW | 11,500 | $559 | 0.3% | $32.86 | +30.1% | COM | 030420103 |
| — | WESTPAC BKG CORP | 22,078 | $546 | 0.3% | $30.78 | — | SPONSORED ADR | 961214301 |
| — | REED ELSEVIER N V | 11,610 | $544 | 0.3% | $46.08 | — | SPONS ADR NEW | 758204200 |
| — | CELGENE CORP | 4,627 | $536 | 0.3% | $105.48 | — | COM | 151020104 |
| D | DOMINION RES INC VA NEW | 7,997 | $535 | 0.3% | $45.08 | -1.1% | COM | 25746U109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,250 | $529 | 0.3% | $117.30 | -12.2% | COM | 459200101 |
| WFC | WELLS FARGO & CO NEW | 9,363 | $527 | 0.2% | $37.75 | +9.6% | COM | 949746101 |
| MCK | MCKESSON CORP | 2,314 | $520 | 0.2% | $104.13 | +104.7% | COM | 58155Q103 |
| CSCO | CISCO SYS INC | 18,952 | $520 | 0.2% | $16.39 | +25.9% | COM | 17275R102 |
| INTC | INTEL CORP | 17,002 | $517 | 0.2% | $17.92 | +40.1% | COM | 458140100 |
| TM | TOYOTA MOTOR CORP | 3,850 | $515 | 0.2% | $118.92 | — | SP ADR REP2COM | 892331307 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 7,295 | $500 | 0.2% | $67.35 | — | SPON ADR B | 400506101 |
| — | BIO-REFERENCE LABS INC | 11,605 | $479 | 0.2% | $29.89 | — | COM $.01 NEW | 09057G602 |
| — | DOW CHEM CO | 9,220 | $472 | 0.2% | $49.12 | — | COM | 260543103 |
| KMB | KIMBERLY CLARK CORP | 4,439 | $470 | 0.2% | $68.06 | +11.4% | COM | 494368103 |
| SNY | SANOFI | 9,225 | $457 | 0.2% | $52.68 | — | SPONSORED ADR | 80105N105 |
| SPEM | SPDR INDEX SHS FDS | 7,010 | $452 | 0.2% | $59.63 | — | EMERG MKTS ETF | 78463X509 |
| — | GOOGLE INC | 846 | $440 | 0.2% | $572.46 | — | CL C | 38259P706 |
| HYS | PIMCO ETF TR | 4,400 | $439 | 0.2% | $100.88 | — | 0-5 HIGH YIELD | 72201R783 |
| — | STAMPS COM INC | 5,946 | $437 | 0.2% | $39.40 | — | COM NEW | 852857200 |
| ABT | ABBOTT LABS | 8,843 | $434 | 0.2% | $29.51 | +33.3% | COM | 002824100 |
| CF | CF INDS HLDGS INC | 6,700 | $431 | 0.2% | $41.87 | +7.9% | COM | 125269100 |
| PEP | PEPSICO INC | 4,610 | $430 | 0.2% | $56.31 | +23.1% | COM | 713448108 |
| QCOM | QUALCOMM INC | 6,793 | $425 | 0.2% | $48.91 | +2.9% | COM | 747525103 |
| — | CREDIT SUISSE ASSET MGMT INC | 132,000 | $422 | 0.2% | $3.62 | — | COM | 224916106 |
| MO | ALTRIA GROUP INC | 8,452 | $413 | 0.2% | $17.36 | +45.5% | COM | 02209S103 |
| — | HEALTH CARE REIT INC | 6,230 | $409 | 0.2% | $56.85 | — | COM | 42217K106 |
| — | TOTAL S A | 8,273 | $407 | 0.2% | $49.67 | — | SPONSORED ADR | 89151E109 |
| FLS | FLOWSERVE CORP | 7,567 | $398 | 0.2% | $43.43 | +4.0% | COM | 34354P105 |
| — | CALUMET SPECIALTY PRODS PTNR | 15,415 | $392 | 0.2% | $27.51 | — | UT LTD PARTNER | 131476103 |
| GTN | GRAY TELEVISION INC | 24,464 | $384 | 0.2% | $6.43 | +128.1% | COM | 389375106 |
| SPG | SIMON PPTY GROUP INC NEW | 2,141 | $370 | 0.2% | $84.70 | +27.7% | COM | 828806109 |
| — | STATOIL ASA | 20,591 | $369 | 0.2% | $28.05 | — | SPONSORED ADR | 85771P102 |
| NOC | NORTHROP GRUMMAN CORP | 2,295 | $364 | 0.2% | $134.10 | +0.4% | COM | 666807102 |
| MSFT | MICROSOFT CORP | 8,067 | $356 | 0.2% | $32.91 | +19.4% | COM | 594918104 |
| — | EXPRESS SCRIPTS HLDG CO | 3,925 | $349 | 0.2% | $64.08 | — | COM | 30219G108 |
| — | GOOGLE INC | 639 | $345 | 0.2% | $583.38 | — | CL A | 38259P508 |
| — | CIGNA CORPORATION | 2,100 | $340 | 0.2% | $73.41 | — | COM | 125509109 |
| GILD | GILEAD SCIENCES INC | 2,868 | $336 | 0.2% | $36.93 | +105.7% | COM | 375558103 |
| — | CANTEL MEDICAL CORP | 6,218 | $334 | 0.2% | $35.01 | — | COM | 138098108 |
| — | HERITAGE CRYSTAL CLEAN INC | 22,735 | $334 | 0.2% | $12.18 | — | COM | 42726M106 |
| — | WALGREENS BOOTS ALLIANCE INC | 3,870 | $327 | 0.2% | $84.50 | — | COM | 931427108 |
| — | TIME WARNER INC | 3,576 | $313 | 0.1% | $58.01 | — | COM NEW | 887317303 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 13,545 | $308 | 0.1% | $21.15 | — | SPONSORED ADR | 874039100 |
| — | CHINA MOBILE LIMITED | 4,765 | $305 | 0.1% | $59.17 | — | SPONSORED ADR | 16941M109 |
| — | HCP INC | 8,260 | $301 | 0.1% | $38.81 | — | COM | 40414L109 |
| — | JARDEN CORP | 5,541 | $287 | 0.1% | $51.80 | — | COM | 471109108 |
| — | FELCOR LODGING TR INC | 28,905 | $286 | 0.1% | $5.92 | — | COM | 31430F101 |
| — | HEALTHCARE RLTY TR | 12,211 | $284 | 0.1% | $24.11 | — | COM | 421946104 |
| — | MFS CHARTER INCOME TR | 33,575 | $284 | 0.1% | $9.18 | — | SH BEN INT | 552727109 |
| — | BUCKEYE PARTNERS L P | 3,825 | $283 | 0.1% | $75.03 | — | UNIT LTD PARTN | 118230101 |
| BRX | BRIXMOR PPTY GROUP INC | 12,180 | $282 | 0.1% | $23.15 | — | COM | 11120U105 |
| — | PUTNAM PREMIER INCOME TR | 54,750 | $279 | 0.1% | $5.42 | — | SH BEN INT | 746853100 |
| IXUS | ISHARES TR | 5,040 | $278 | 0.1% | $55.16 | — | CORE MSCITOTAL | 46432F834 |
| AXP | AMERICAN EXPRESS CO | 3,549 | $276 | 0.1% | $75.74 | -10.1% | COM | 025816109 |
| MOS | MOSAIC CO NEW | 5,883 | $276 | 0.1% | $36.67 | 0.0% | COM | 61945C103 |
| MDT | MEDTRONIC PLC | 3,701 | $274 | 0.1% | $58.80 | 0.0% | SHS | G5960L103 |
| MNRO | MONRO MUFFLER BRAKE INC | 4,385 | $273 | 0.1% | $50.24 | +24.1% | COM | 610236101 |
| DE | DEERE & CO | 2,777 | $270 | 0.1% | $68.29 | +10.3% | COM | 244199105 |
| FLWS | 1 800 FLOWERS COM | 25,737 | $269 | 0.1% | $6.10 | +69.9% | CL A | 68243Q106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,970 | $268 | 0.1% | $144.37 | -1.2% | CL B NEW | 084670702 |
| RYZ | RYERSON HLDG CORP | 29,018 | $264 | 0.1% | $9.36 | -19.1% | COM | 783754104 |
| WTM | WHITE MTNS INS GROUP LTD | 400 | $262 | 0.1% | $583.58 | +13.7% | COM | G9618E107 |
| — | UNITED TECHNOLOGIES CORP | 2,333 | $259 | 0.1% | $116.00 | — | COM | 913017109 |
| JOUT | JOHNSON OUTDOORS INC | 10,768 | $254 | 0.1% | $27.88 | 0.0% | CL A | 479167108 |
| — | LIFELOCK INC | 15,502 | $254 | 0.1% | $14.03 | — | COM | 53224V100 |
| — | XERIUM TECHNOLOGIES INC | 13,482 | $245 | 0.1% | $10.83 | — | COM NEW | 98416J118 |
| SBUX | STARBUCKS CORP | 4,506 | $242 | 0.1% | $40.92 | 0.0% | COM | 855244109 |
| — | VMWARE INC | 2,827 | $242 | 0.1% | $85.60 | — | CL A COM | 928563402 |
| EFA | ISHARES TR | 3,756 | $238 | 0.1% | $67.54 | — | MSCI EAFE ETF | 464287465 |
| ZBH | ZIMMER BIOMET HLDGS INC | 2,135 | $233 | 0.1% | $101.46 | 0.0% | COM | 98956P102 |
| — | NORDSTROM INC | 3,090 | $230 | 0.1% | $69.08 | — | COM | 655664100 |
| CUBE | CUBESMART | 9,784 | $227 | 0.1% | $24.12 | — | COM | 229663109 |
| FISV | FISERV INC | 2,725 | $226 | 0.1% | $40.21 | 0.0% | COM | 337738108 |
| EQT | EQT CORP | 2,780 | $226 | 0.1% | $37.67 | +14.4% | COM | 26884L109 |
| ORCL | ORACLE CORP | 5,615 | $226 | 0.1% | $34.93 | +5.9% | COM | 68389X105 |
| PAA | PLAINS ALL AMERN PIPELINE L | 5,090 | $222 | 0.1% | $54.66 | — | UNIT LTD PARTN | 726503105 |
| SSL | SASOL LTD | 5,970 | $221 | 0.1% | $57.17 | — | SPONSORED ADR | 803866300 |
| — | CEPHEID | 3,619 | $221 | 0.1% | $56.92 | — | COM | 15670R107 |
| BCH | BANCO DE CHILE | 3,341 | $219 | 0.1% | $73.32 | — | SPONSORED ADR | 059520106 |
| — | MARKWEST ENERGY PARTNERS L P | 3,850 | $217 | 0.1% | $66.39 | — | UNIT LTD PARTN | 570759100 |
| NKE | NIKE INC | 2,000 | $216 | 0.1% | $41.68 | +7.5% | CL B | 654106103 |
| — | PERFORMANCE SPORTS GROUP LTD | 11,960 | $215 | 0.1% | $17.98 | — | COM | 71377G100 |
| AMAT | APPLIED MATLS INC | 11,020 | $212 | 0.1% | $18.01 | 0.0% | COM | 038222105 |
| — | BED BATH & BEYOND INC | 3,025 | $209 | 0.1% | $70.19 | — | COM | 075896100 |
| PBH | PRESTIGE BRANDS HLDGS INC | 4,476 | $207 | 0.1% | $43.77 | 0.0% | COM | 74112D101 |
| SAH | SONIC AUTOMOTIVE INC | 8,702 | $207 | 0.1% | $23.46 | +2.9% | CL A | 83545G102 |
| VBR | VANGUARD INDEX FDS | 1,920 | $207 | 0.1% | $109.38 | — | SM CP VAL ETF | 922908611 |
| — | SUNEDISON INC | 6,875 | $206 | 0.1% | $29.96 | — | COM | 86732Y109 |
| — | WESTERN ASSET HIGH INCM OPP | 37,600 | $194 | 0.1% | $5.95 | — | COM | 95766K109 |
| — | INVESCO BD FD | 11,000 | $191 | 0.1% | $18.18 | — | COM | 46132L107 |
| — | MORGAN STANLEY TRUSTS | 10,900 | $188 | 0.1% | $17.57 | — | INCOME SECS INC | 61745P874 |
| — | TRAVELCENTERS AMER LLC | 12,090 | $180 | 0.1% | $10.26 | — | COM | 894174101 |
| — | WESTERN ASSET MUN HI INCM FD | 25,000 | $179 | 0.1% | $6.76 | — | COM | 95766N103 |
| MLSS | MILESTONE SCIENTIFIC INC | 52,616 | $179 | 0.1% | $2.98 | 0.0% | COM NEW | 59935P209 |
| — | PUTNAM MANAGED MUN INCOM TR | 20,000 | $141 | 0.1% | $6.65 | — | COM | 746823103 |
| HDSN | HUDSON TECHNOLOGIES INC | 34,390 | $120 | 0.1% | $3.81 | +4.6% | COM | 444144109 |
| — | WESTERN ASSET MGD HI INCM FD | 20,000 | $99 | 0.0% | $5.67 | — | COM | 95766L107 |
| — | PRIMO WTR CORP | 16,128 | $92 | 0.0% | $4.34 | — | COM | 74165N105 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 12,000 | $89 | 0.0% | $7.32 | — | COM | 01881E101 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $88 | 0.0% | $7.98 | — | COM | 880198106 |
| — | SMTC CORP | 15,977 | $27 | 0.0% | $1.82 | — | COM NEW | 832682207 |
| — | MEI PHARMA INC | 15,399 | $26 | 0.0% | $6.69 | — | COM NEW | 55279B202 |