Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 13, 2017

Total Value ($000): $433,351 (100.0% shares, 0.0% debt)

Holdings (139)

VCSH VANGUARD SCOTTSDALE FDS 20.6%
Value ($000) $89,461 Shares 1,116,452 Est. Cost $79.30 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 13.0%
Value ($000) $56,389 Shares 640,715 Est. Cost $83.66 Unrealized —
VTIP VANGUARD MALVERN FDS 8.9%
Value ($000) $38,428 Shares 777,101 Est. Cost $48.84 Unrealized —
SHY ISHARES TR 7.0%
Value ($000) $30,310 Shares 358,914 Est. Cost $84.59 Unrealized —
IEMG ISHARES INC 5.3%
Value ($000) $23,032 Shares 426,368 Est. Cost $45.56 Unrealized —
SJNK SPDR SER TR 4.3%
Value ($000) $18,523 Shares 662,233 Est. Cost $28.18 Unrealized —
VNQ VANGUARD INDEX FDS 2.6%
Value ($000) $11,097 Shares 133,553 Est. Cost $70.34 Unrealized —
VV VANGUARD INDEX FDS 2.3%
Value ($000) $9,870 Shares 85,530 Est. Cost $73.64 Unrealized —
SCHX SCHWAB STRATEGIC TR 2.1%
Value ($000) $9,100 Shares 151,570 Est. Cost $40.28 Unrealized —
SHM SPDR SER TR 1.9%
Value ($000) $8,218 Shares 169,095 Est. Cost $48.17 Unrealized —
HYMB SPDR SERIES TRUST 1.6%
Value ($000) $6,848 Shares 119,937 Est. Cost $56.08 Unrealized —
EMB ISHARES TR 1.3%
Value ($000) $5,787 Shares 49,708 Est. Cost $109.72 Unrealized —
MUB ISHARES TR 1.2%
Value ($000) $5,041 Shares 45,471 Est. Cost $106.35 Unrealized —
VTI VANGUARD INDEX FDS 1.1%
Value ($000) $4,890 Shares 37,756 Est. Cost $85.45 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,649 Shares 88,790 Est. Cost $51.08 Unrealized —
AAPL APPLE INC 0.9%
Value ($000) $4,046 Shares 26,250 Est. Cost $27.11 Unrealized +33.3%
MSFT MICROSOFT CORP 0.8%
Value ($000) $3,513 Shares 47,160 Est. Cost $37.37 Unrealized +78.4%
VEA VANGUARD TAX MANAGED INTL FD 0.8%
Value ($000) $3,283 Shares 75,617 Est. Cost $36.54 Unrealized —
TIP ISHARES TR 0.7%
Value ($000) $3,148 Shares 27,713 Est. Cost $112.06 Unrealized —
FPE FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $3,099 Shares 154,349 Est. Cost $19.92 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.7%
Value ($000) $2,945 Shares 36,326 Est. Cost $69.71 Unrealized —
— ISHARES INC 0.6%
Value ($000) $2,738 Shares 87,377 Est. Cost $30.54 Unrealized —
— VANECK VECTORS ETF TR 0.6%
Value ($000) $2,634 Shares 84,139 Est. Cost $30.69 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.5%
Value ($000) $2,236 Shares 83,074 Est. Cost $23.08 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.5%
Value ($000) $2,150 Shares 26,937 Est. Cost $79.71 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,088 Shares 98,536 Est. Cost $20.96 Unrealized —
CAC CAMDEN NATL CORP 0.5%
Value ($000) $2,052 Shares 47,019 Est. Cost $21.32 Unrealized +40.1%
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,017 Shares 93,770 Est. Cost $20.85 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,947 Shares 91,617 Est. Cost $20.79 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,932 Shares 85,417 Est. Cost $22.63 Unrealized —
CVX CHEVRON CORP NEW 0.4%
Value ($000) $1,865 Shares 15,873 Est. Cost $69.92 Unrealized +9.0%
DWX SPDR INDEX SHS FDS 0.4%
Value ($000) $1,830 Shares 45,317 Est. Cost $38.68 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,778 Shares 32,173 Est. Cost $53.89 Unrealized —
COMT ISHARES U S ETF TR 0.4%
Value ($000) $1,769 Shares 50,762 Est. Cost $32.58 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,751 Shares 29,472 Est. Cost $52.15 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,724 Shares 80,723 Est. Cost $20.78 Unrealized —
VTV VANGUARD INDEX FDS 0.4%
Value ($000) $1,707 Shares 17,105 Est. Cost $82.84 Unrealized —
SCZ ISHARES TR 0.4%
Value ($000) $1,633 Shares 26,342 Est. Cost $49.84 Unrealized —
INTC INTEL CORP 0.3%
Value ($000) $1,494 Shares 39,230 Est. Cost $25.77 Unrealized +14.8%
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,417 Shares 26,375 Est. Cost $44.14 Unrealized +4.7%
DES WISDOMTREE TR 0.3%
Value ($000) $1,407 Shares 16,743 Est. Cost $72.53 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,401 Shares 65,452 Est. Cost $21.11 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC 0.3%
Value ($000) $1,384 Shares 15,415 Est. Cost $35.91 Unrealized 0.0%
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,309 Shares 62,037 Est. Cost $20.71 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,298 Shares 5,167 Est. Cost $193.85 Unrealized —
IVV ISHARES TR 0.3%
Value ($000) $1,298 Shares 5,132 Est. Cost $211.28 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,291 Shares 18,261 Est. Cost $61.01 Unrealized —
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,274 Shares 13,770 Est. Cost $81.11 Unrealized —
AMZN AMAZON COM INC 0.3%
Value ($000) $1,201 Shares 1,249 Est. Cost $29.49 Unrealized +66.6%
AGG ISHARES TR 0.3%
Value ($000) $1,088 Shares 9,932 Est. Cost $107.76 Unrealized —
— VANECK VECTORS ETF TR 0.2%
Value ($000) $1,017 Shares 42,306 Est. Cost $24.85 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $986 Shares 39,895 Est. Cost $24.99 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $950 Shares 37,498 Est. Cost $25.62 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $948 Shares 37,987 Est. Cost $24.55 Unrealized —
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $918 Shares 10,090 Est. Cost $61.84 Unrealized +18.1%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $914 Shares 36,164 Est. Cost $23.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $907 Shares 35,691 Est. Cost $25.24 Unrealized —
DLS WISDOMTREE TR 0.2%
Value ($000) $888 Shares 12,010 Est. Cost $59.29 Unrealized —
IGSB ISHARES TR 0.2%
Value ($000) $872 Shares 8,281 Est. Cost $105.06 Unrealized —
MATW MATTHEWS INTL CORP 0.2%
Value ($000) $859 Shares 13,806 Est. Cost $54.36 Unrealized -9.4%
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $834 Shares 6,285 Est. Cost $127.73 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $816 Shares 31,718 Est. Cost $26.18 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $790 Shares 32,682 Est. Cost $26.19 Unrealized —
BA BOEING CO 0.2%
Value ($000) $787 Shares 3,097 Est. Cost $123.14 Unrealized +79.0%
SPSB SPDR SERIES TRUST 0.2%
Value ($000) $769 Shares 25,076 Est. Cost $30.59 Unrealized —
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $761 Shares 22,050 Est. Cost $33.78 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $748 Shares 7,890 Est. Cost $81.22 Unrealized —
— POWERSHARES QQQ TRUST 0.2%
Value ($000) $747 Shares 5,138 Est. Cost $109.21 Unrealized —
IWC ISHARES TR 0.2%
Value ($000) $736 Shares 7,795 Est. Cost $70.57 Unrealized —
DEM WISDOMTREE TR 0.2%
Value ($000) $728 Shares 16,931 Est. Cost $41.18 Unrealized —
SLYG SPDR SERIES TRUST 0.2%
Value ($000) $684 Shares 3,000 Est. Cost $212.67 Unrealized —
IEFA ISHARES TR 0.2%
Value ($000) $674 Shares 10,502 Est. Cost $54.52 Unrealized —
IVE ISHARES TR 0.2%
Value ($000) $666 Shares 6,175 Est. Cost $101.31 Unrealized —
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $654 Shares 5,030 Est. Cost $84.18 Unrealized +24.7%
USB US BANCORP DEL 0.1%
Value ($000) $607 Shares 11,319 Est. Cost $29.95 Unrealized +26.1%
EFA ISHARES TR 0.1%
Value ($000) $597 Shares 8,723 Est. Cost $60.34 Unrealized —
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $589 Shares 16,435 Est. Cost $28.87 Unrealized —
T AT&T INC 0.1%
Value ($000) $573 Shares 14,633 Est. Cost $15.31 Unrealized +1.9%
NKE NIKE INC 0.1%
Value ($000) $572 Shares 11,024 Est. Cost $47.69 Unrealized +5.6%
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $569 Shares 3,466 Est. Cost $119.51 Unrealized +17.2%
AMGN AMGEN INC 0.1%
Value ($000) $567 Shares 3,043 Est. Cost $81.18 Unrealized +69.4%
VB VANGUARD INDEX FDS 0.1%
Value ($000) $563 Shares 3,983 Est. Cost $135.54 Unrealized —
GOOG ALPHABET INC 0.1%
Value ($000) $533 Shares 556 Est. Cost $41.62 Unrealized +11.1%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $516 Shares 6,296 Est. Cost $56.09 Unrealized -3.1%
GOOGL ALPHABET INC 0.1%
Value ($000) $497 Shares 510 Est. Cost $41.71 Unrealized +12.9%
HYS PIMCO ETF TR 0.1%
Value ($000) $479 Shares 4,717 Est. Cost $101.21 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $477 Shares 17,421 Est. Cost $19.20 Unrealized —
META FACEBOOK INC 0.1%
Value ($000) $474 Shares 2,773 Est. Cost $107.33 Unrealized +54.4%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $450 Shares 9,089 Est. Cost $39.73 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $442 Shares 4,481 Est. Cost $81.61 Unrealized +18.8%
— SPLUNK INC 0.1%
Value ($000) $433 Shares 6,519 Est. Cost $66.42 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $430 Shares 16,957 Est. Cost $13.60 Unrealized +46.8%
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $414 Shares 8,597 Est. Cost $48.43 Unrealized —
ORCL ORACLE CORP 0.1%
Value ($000) $403 Shares 8,343 Est. Cost $37.90 Unrealized +15.9%
— ISHARES TR 0.1%
Value ($000) $401 Shares 10,530 Est. Cost $33.59 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $384 Shares 11,473 Est. Cost $28.40 Unrealized —
IWM ISHARES TR 0.1%
Value ($000) $382 Shares 2,575 Est. Cost $136.36 Unrealized —
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $370 Shares 23,485 Est. Cost $13.81 Unrealized —
IEI ISHARES TR 0.1%
Value ($000) $366 Shares 2,962 Est. Cost $121.51 Unrealized —
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $346 Shares 3,621 Est. Cost $62.21 Unrealized +18.4%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $344 Shares 4,248 Est. Cost $60.19 Unrealized -7.1%
IVW ISHARES TR 0.1%
Value ($000) $341 Shares 2,375 Est. Cost $124.62 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $319 Shares 2,195 Est. Cost $103.60 Unrealized -6.5%
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $309 Shares 6,471 Est. Cost $42.31 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $307 Shares 4,143 Est. Cost $108.23 Unrealized —
EBND SPDR SERIES TRUST 0.1%
Value ($000) $304 Shares 10,166 Est. Cost $29.54 Unrealized —
DHR DANAHER CORP DEL 0.1%
Value ($000) $299 Shares 3,490 Est. Cost $43.58 Unrealized +63.1%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $298 Shares 3,264 Est. Cost $85.88 Unrealized —
DGS WISDOMTREE TR 0.1%
Value ($000) $287 Shares 5,848 Est. Cost $45.21 Unrealized —
PEP PEPSICO INC 0.1%
Value ($000) $282 Shares 2,534 Est. Cost $75.53 Unrealized +18.4%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $282 Shares 5,033 Est. Cost $40.16 Unrealized +26.0%
MRK MERCK & CO INC 0.1%
Value ($000) $277 Shares 4,320 Est. Cost $46.12 Unrealized +1.2%
— PATTERSON COMPANIES INC 0.1%
Value ($000) $270 Shares 6,998 Est. Cost $46.93 Unrealized —
MCD MCDONALDS CORP 0.1%
Value ($000) $267 Shares 1,706 Est. Cost $118.23 Unrealized +8.8%
FDM FIRST TR DJS MICROCAP INDEX 0.1%
Value ($000) $265 Shares 5,730 Est. Cost $46.25 Unrealized —
PFE PFIZER INC 0.1%
Value ($000) $264 Shares 7,408 Est. Cost $21.84 Unrealized +1.9%
V VISA INC 0.1%
Value ($000) $259 Shares 2,458 Est. Cost $81.89 Unrealized +16.9%
KO COCA COLA CO 0.1%
Value ($000) $257 Shares 5,716 Est. Cost $29.20 Unrealized +19.7%
LQD ISHARES TR 0.1%
Value ($000) $255 Shares 2,100 Est. Cost $118.75 Unrealized —
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value ($000) $251 Shares 3,940 Est. Cost $43.12 Unrealized 0.0%
SCHD SCHWAB STRATEGIC TR 0.1%
Value ($000) $249 Shares 5,321 Est. Cost $44.77 Unrealized —
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $241 Shares 2,200 Est. Cost $74.09 Unrealized +20.9%
XEL XCEL ENERGY INC 0.1%
Value ($000) $235 Shares 4,957 Est. Cost $35.30 Unrealized +5.0%
MO ALTRIA GROUP INC 0.1%
Value ($000) $234 Shares 3,693 Est. Cost $39.12 Unrealized -7.7%
VPU VANGUARD WORLD FDS 0.1%
Value ($000) $233 Shares 1,996 Est. Cost $116.73 Unrealized —
VDC VANGUARD WORLD FDS 0.1%
Value ($000) $230 Shares 1,658 Est. Cost $138.72 Unrealized —
SCHV SCHWAB STRATEGIC TR 0.1%
Value ($000) $227 Shares 4,377 Est. Cost $49.58 Unrealized —
EMLP FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $224 Shares 9,030 Est. Cost $24.81 Unrealized —
DTH WISDOMTREE TR 0.1%
Value ($000) $222 Shares 5,070 Est. Cost $40.63 Unrealized —
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $221 Shares 1,992 Est. Cost $74.33 Unrealized +1.2%
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $219 Shares 1,716 Est. Cost $121.39 Unrealized —
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $218 Shares 4,412 Est. Cost $30.23 Unrealized 0.0%
UNH UNITEDHEALTH GROUP INC 0.0%
Value ($000) $210 Shares 1,071 Est. Cost $168.94 Unrealized 0.0%
IJH ISHARES TR 0.0%
Value ($000) $207 Shares 1,156 Est. Cost $151.62 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $206 Shares 1,121 Est. Cost $167.31 Unrealized +5.6%
PSX PHILLIPS 66 0.0%
Value ($000) $204 Shares 2,229 Est. Cost $61.25 Unrealized 0.0%
SCHB SCHWAB STRATEGIC TR 0.0%
Value ($000) $203 Shares 3,334 Est. Cost $60.89 Unrealized —
CSX CSX CORP 0.0%
Value ($000) $202 Shares 3,724 Est. Cost $15.23 Unrealized +0.5%
OPK OPKO HEALTH INC 0.0%
Value ($000) $152 Shares 22,200 Est. Cost $7.21 Unrealized -12.5%