Location: Greenwich, CT
CIK: 0000710127 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 22, 2019
Total Value: $169M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 205,460 | $5.993M | 3.5% | $12.07 | +103.6% | COM | 060505104 |
| XOM | EXXON MOBIL CORP | 78,907 | $5.572M | 3.3% | $58.14 | -7.5% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 38,510 | $4.982M | 2.9% | $93.78 | +17.3% | COM | 478160104 |
| MSFT | MICROSOFT CORP | 34,041 | $4.733M | 2.8% | $49.09 | +164.6% | COM | 594918104 |
| BMY | BRISTOL MYERS SQUIBB CO | 91,567 | $4.643M | 2.7% | $44.18 | -16.8% | COM | 110122108 |
| MCD | MCDONALDS CORP | 20,550 | $4.412M | 2.6% | $94.54 | +95.4% | COM | 580135101 |
| BA | BOEING CO | 11,085 | $4.218M | 2.5% | $132.62 | +165.7% | COM | 097023105 |
| AAPL | APPLE INC | 18,360 | $4.112M | 2.4% | $26.01 | +93.1% | COM | 037833100 |
| V | VISA INC | 23,521 | $4.046M | 2.4% | $78.98 | +115.6% | COM CL A | 92826C839 |
| AXP | AMERICAN EXPRESS CO | 33,910 | $4.011M | 2.4% | $61.20 | +83.9% | COM | 025816109 |
| YUM | YUM BRANDS INC | 34,480 | $3.911M | 2.3% | $52.48 | +93.4% | COM | 988498101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 24,922 | $3.624M | 2.1% | $102.85 | -0.4% | COM | 459200101 |
| PEP | PEPSICO INC | 24,850 | $3.407M | 2.0% | $81.72 | +33.8% | COM | 713448108 |
| HON | HONEYWELL INTL INC | 20,043 | $3.391M | 2.0% | $86.72 | +60.6% | COM | 438516106 |
| BAX | BAXTER INTL INC | 36,084 | $3.156M | 1.9% | $41.92 | +80.2% | COM | 071813109 |
| T | AT&T INC | 77,634 | $2.938M | 1.7% | $15.38 | +10.6% | COM | 00206R102 |
| RVTY | PERKINELMER INC | 34,300 | $2.921M | 1.7% | $56.17 | +53.4% | COM | 714046109 |
| PFE | PFIZER INC | 77,983 | $2.802M | 1.7% | $21.71 | +24.4% | COM | 717081103 |
| PG | PROCTER & GAMBLE CO | 22,025 | $2.739M | 1.6% | $72.09 | +40.1% | COM | 742718109 |
| PM | PHILIP MORRIS INTL INC | 35,082 | $2.664M | 1.6% | $60.34 | -6.0% | COM | 718172109 |
| DIS | DISNEY WALT CO | 19,841 | $2.586M | 1.5% | $89.48 | +50.0% | COM DISNEY | 254687106 |
| CSCO | CISCO SYS INC | 51,326 | $2.536M | 1.5% | $25.36 | +68.7% | COM | 17275R102 |
| AGO | ASSURED GUARANTY LTD | 55,550 | $2.47M | 1.5% | $25.60 | +53.8% | COM | G0585R106 |
| NOC | NORTHROP GRUMMAN CORP | 6,388 | $2.394M | 1.4% | $186.23 | +71.1% | COM | 666807102 |
| CAT | CATERPILLAR INC DEL | 18,909 | $2.388M | 1.4% | $92.44 | +20.2% | COM | 149123101 |
| ADP | AUTOMATIC DATA PROCESSING IN | 14,662 | $2.367M | 1.4% | $75.11 | +91.7% | COM | 053015103 |
| ABBV | ABBVIE INC | 30,051 | $2.275M | 1.3% | $55.85 | -5.8% | COM | 00287Y109 |
| DEO | DIAGEO P L C | 13,716 | $2.243M | 1.3% | $109.06 | — | SPON ADR NEW | 25243Q205 |
| NUE | NUCOR CORP | 42,350 | $2.156M | 1.3% | $49.17 | -6.9% | COM | 670346105 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 40,100 | $2.119M | 1.3% | $30.38 | +65.5% | COM UNIT PART IN | 65341B106 |
| MRK | MERCK & CO INC | 23,808 | $2.004M | 1.2% | $43.72 | +49.7% | COM | 58933Y105 |
| ROK | ROCKWELL AUTOMATION INC | 11,954 | $1.97M | 1.2% | $98.04 | +43.9% | COM | 773903109 |
| PANW | PALO ALTO NETWORKS INC | 9,000 | $1.834M | 1.1% | $22.80 | +55.2% | COM | 697435105 |
| SWK | STANLEY BLACK & DECKER INC | 12,300 | $1.776M | 1.0% | $94.37 | +23.7% | COM | 854502101 |
| CVS | CVS HEALTH CORP | 26,980 | $1.702M | 1.0% | $70.89 | -31.8% | COM | 126650100 |
| — | HESS CORP | 27,350 | $1.654M | 1.0% | $53.24 | — | COM | 42809H107 |
| QQQ | INVESCO QQQ TR | 8,400 | $1.586M | 0.9% | $186.17 | — | UNIT SER 1 | 46090E103 |
| AZN | ASTRAZENECA PLC | 35,150 | $1.567M | 0.9% | $32.57 | — | SPONSORED ADR | 046353108 |
| YUMC | YUM CHINA HLDGS INC | 33,680 | $1.53M | 0.9% | $26.68 | +67.4% | COM | 98850P109 |
| — | ALLERGAN PLC | 8,935 | $1.504M | 0.9% | $243.92 | — | SHS | G0177J108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,840 | $1.423M | 0.8% | $205.18 | +0.4% | CL B NEW | 084670702 |
| ABT | ABBOTT LABS | 16,850 | $1.41M | 0.8% | $44.42 | +71.3% | COM | 002824100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 19,930 | $1.321M | 0.8% | $74.20 | — | COM UNIT RP LP | 559080106 |
| QCOM | QUALCOMM INC | 16,925 | $1.291M | 0.8% | $46.08 | +41.0% | COM | 747525103 |
| — | BB&T CORP | 23,950 | $1.278M | 0.8% | $45.48 | — | COM | 054937107 |
| HD | HOME DEPOT INC | 5,449 | $1.264M | 0.7% | $106.79 | +75.2% | COM | 437076102 |
| CL | COLGATE PALMOLIVE CO | 17,120 | $1.258M | 0.7% | $59.38 | +5.3% | COM | 194162103 |
| SPY | SPDR S&P 500 ETF TR | 4,200 | $1.246M | 0.7% | $291.83 | — | TR UNIT | 78462F103 |
| SYF | SYNCHRONY FINL | 36,300 | $1.237M | 0.7% | $27.00 | +8.3% | COM | 87165B103 |
| AEP | AMERICAN ELEC PWR CO INC | 12,893 | $1.208M | 0.7% | $48.31 | +50.0% | COM | 025537101 |
| DHR | DANAHER CORPORATION | 8,286 | $1.197M | 0.7% | $71.26 | +70.8% | COM | 235851102 |
| DD | DUPONT DE NEMOURS INC | 16,431 | $1.172M | 0.7% | $27.24 | -4.9% | COM | 26614N102 |
| JPM | JPMORGAN CHASE & CO | 8,808 | $1.037M | 0.6% | $53.63 | +77.3% | COM | 46625H100 |
| — | GRACE W R & CO DEL NEW | 14,500 | $968K | 0.6% | $71.14 | — | COM | 38388F108 |
| CVX | CHEVRON CORP NEW | 7,600 | $901K | 0.5% | $69.19 | +32.3% | COM | 166764100 |
| VZ | VERIZON COMMUNICATIONS INC | 14,392 | $869K | 0.5% | $33.01 | +22.5% | COM | 92343V104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 29,040 | $830K | 0.5% | $26.91 | — | COM | 293792107 |
| — | GASLOG PARTNERS LP | 43,700 | $829K | 0.5% | $24.48 | — | UNIT LTD PTNRP | Y2687W108 |
| — | BROOKFIELD ASSET MGMT INC | 15,000 | $796K | 0.5% | $35.27 | — | CL A LTD VT SH | 112585104 |
| NEE | NEXTERA ENERGY INC | 3,412 | $795K | 0.5% | $25.27 | +83.0% | COM | 65339F101 |
| ETN | EATON CORP PLC | 9,450 | $786K | 0.5% | $52.90 | +36.3% | SHS | G29183103 |
| FMS | FRESENIUS MED CARE AG&CO KGA | 23,288 | $782K | 0.5% | $42.85 | — | SPONSORED ADR | 358029106 |
| DOW | DOW INC | 16,376 | $780K | 0.5% | $36.37 | -10.0% | COM | 260557103 |
| NTRS | NORTHERN TR CORP | 8,350 | $779K | 0.5% | $75.32 | -0.0% | COM | 665859104 |
| MDLZ | MONDELEZ INTL INC | 14,036 | $776K | 0.5% | $33.22 | +40.5% | CL A | 609207105 |
| — | LANDMARK INFRASTRUCTURE LP | 41,800 | $754K | 0.4% | $16.86 | — | COM UNIT LTD | 51508J108 |
| PSX | PHILLIPS 66 | 6,948 | $711K | 0.4% | $54.70 | +41.3% | COM | 718546104 |
| — | WELLS FARGO CO NEW | 460 | $700K | 0.4% | $1291.30 | — | PERP PFD CNV A | 949746804 |
| WEC | WEC ENERGY GROUP INC | 7,200 | $685K | 0.4% | $46.15 | +59.3% | COM | 92939U106 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 37,029 | $637K | 0.4% | $20.38 | — | SPONSORED ADS | 874060205 |
| MMM | 3M CO | 3,643 | $599K | 0.4% | $109.79 | +0.8% | COM | 88579Y101 |
| EMN | EASTMAN CHEMICAL CO | 8,000 | $591K | 0.3% | $49.22 | +15.8% | COM | 277432100 |
| DXC | DXC TECHNOLOGY CO | 17,975 | $530K | 0.3% | $41.34 | 0.0% | COM | 23355L106 |
| NTCT | NETSCOUT SYS INC | 22,971 | $530K | 0.3% | $27.44 | -13.0% | COM | 64115T104 |
| NSC | NORFOLK SOUTHERN CORP | 2,847 | $511K | 0.3% | $75.16 | +114.9% | COM | 655844108 |
| AMZN | AMAZON COM INC | 283 | $491K | 0.3% | $56.61 | +63.8% | COM | 023135106 |
| F | FORD MTR CO DEL | 53,100 | $486K | 0.3% | $7.67 | -9.5% | COM | 345370860 |
| — | GASLOG LTD | 37,300 | $479K | 0.3% | $15.46 | — | SHS | G37585109 |
| CTVA | CORTEVA INC | 16,431 | $460K | 0.3% | $25.02 | +6.6% | COM | 22052L104 |
| GLW | CORNING INC | 15,700 | $448K | 0.3% | $17.41 | +43.5% | COM | 219350105 |
| SRE | SEMPRA ENERGY | 3,000 | $443K | 0.3% | $52.85 | +7.6% | COM | 816851109 |
| OKE | ONEOK INC NEW | 5,910 | $436K | 0.3% | $32.05 | +45.4% | COM | 682680103 |
| TRGP | TARGA RES CORP | 10,645 | $428K | 0.3% | $36.28 | -11.6% | COM | 87612G101 |
| MSI | MOTOROLA SOLUTIONS INC | 2,469 | $421K | 0.2% | $71.66 | +120.1% | COM NEW | 620076307 |
| — | UNILEVER N V | 7,000 | $420K | 0.2% | $46.43 | — | N Y SHS NEW | 904784709 |
| INTC | INTEL CORP | 8,132 | $419K | 0.2% | $38.56 | +11.6% | COM | 458140100 |
| EOG | EOG RES INC | 5,600 | $416K | 0.2% | $65.14 | -5.6% | COM | 26875P101 |
| DRI | DARDEN RESTAURANTS INC | 3,500 | $414K | 0.2% | $47.66 | +114.5% | COM | 237194105 |
| TRV | TRAVELERS COMPANIES INC | 2,681 | $399K | 0.2% | $95.46 | +35.7% | COM | 89417E109 |
| HII | HUNTINGTON INGALLS INDS INC | 1,851 | $392K | 0.2% | $138.29 | +36.6% | COM | 446413106 |
| ADM | ARCHER DANIELS MIDLAND CO | 8,970 | $368K | 0.2% | $32.76 | +0.9% | COM | 039483102 |
| DVY | ISHARES TR | 3,600 | $367K | 0.2% | $98.28 | — | SELECT DIVID ETF | 464287168 |
| COP | CONOCOPHILLIPS | 6,383 | $364K | 0.2% | $31.13 | +45.5% | COM | 20825C104 |
| KO | COCA COLA CO | 6,640 | $361K | 0.2% | $34.08 | +29.0% | COM | 191216100 |
| CB | CHUBB LIMITED | 2,187 | $353K | 0.2% | $108.55 | +28.4% | COM | H1467J104 |
| MDT | MEDTRONIC PLC | 3,219 | $350K | 0.2% | $71.72 | +22.1% | SHS | G5960L103 |
| SLB | SCHLUMBERGER LTD | 10,000 | $342K | 0.2% | $60.67 | -49.0% | COM | 806857108 |
| SEE | SEALED AIR CORP NEW | 8,070 | $335K | 0.2% | $39.95 | -5.9% | COM | 81211K100 |
| IVV | ISHARES TR | 1,108 | $331K | 0.2% | $284.30 | — | CORE S&P500 ETF | 464287200 |
| TXN | TEXAS INSTRS INC | 2,500 | $323K | 0.2% | $65.19 | +57.8% | COM | 882508104 |
| — | GENERAL ELECTRIC CO | 35,516 | $318K | 0.2% | $29.54 | — | COM | 369604103 |
| GIS | GENERAL MLS INC | 5,600 | $309K | 0.2% | $48.15 | -9.9% | COM | 370334104 |
| — | AYTU BIOSCIENCE INC | 249,848 | $302K | 0.2% | $1.74 | — | COM PAR | 054754700 |
| PGR | PROGRESSIVE CORP OHIO | 3,900 | $301K | 0.2% | $64.62 | 0.0% | COM | 743315103 |
| CMCSA | COMCAST CORP NEW | 6,608 | $298K | 0.2% | $28.75 | +30.5% | CL A | 20030N101 |
| UNP | UNION PACIFIC CORP | 1,733 | $281K | 0.2% | $100.79 | +44.7% | COM | 907818108 |
| EFA | ISHARES TR | 4,269 | $278K | 0.2% | $65.12 | — | MSCI EAFE ETF | 464287465 |
| CQP | CHENIERE ENERGY PARTNERS LP | 6,000 | $273K | 0.2% | $36.00 | — | COM UNIT | 16411Q101 |
| DGX | QUEST DIAGNOSTICS INC | 2,500 | $268K | 0.2% | $69.82 | +29.7% | COM | 74834L100 |
| TGT | TARGET CORP | 2,500 | $267K | 0.2% | $60.69 | +32.4% | COM | 87612E106 |
| EEM | ISHARES TR | 6,500 | $266K | 0.2% | $40.92 | — | MSCI EMG MKT ETF | 464287234 |
| IMO | IMPERIAL OIL LTD | 10,000 | $260K | 0.2% | $24.78 | -11.1% | COM NEW | 453038408 |
| — | SCULPTOR CAP MGMT | 13,270 | $258K | 0.2% | $19.44 | — | COM CL A | 811246107 |
| BK | BANK NEW YORK MELLON CORP | 5,683 | $257K | 0.2% | $31.29 | +18.2% | COM | 064058100 |
| ET | ENERGY TRANSFER LP | 19,164 | $251K | 0.1% | $14.48 | — | COM UT LTD PTN | 29273V100 |
| — | UNITED TECHNOLOGIES CORP | 1,739 | $237K | 0.1% | $128.96 | — | COM | 913017109 |
| TMO | THERMO FISHER SCIENTIFIC INC | 810 | $236K | 0.1% | $244.42 | +15.2% | COM | 883556102 |
| SONY | SONY CORP | 3,980 | $235K | 0.1% | $59.05 | — | SPONSORED ADR | 835699307 |
| — | GCP APPLIED TECHNOLOGIES INC | 12,100 | $233K | 0.1% | $27.52 | — | COM | 36164Y101 |
| SIXG | ETF SER SOLUTIONS | 9,305 | $228K | 0.1% | $24.50 | — | DEFIANCE NEXT | 26922A289 |
| — | CDK GLOBAL INC | 4,693 | $226K | 0.1% | $56.57 | — | COM | 12508E101 |
| — | ACHIEVE LIFE SCIENCE INC | 132,592 | $225K | 0.1% | $2.65 | — | COM NEW | 004468203 |
| KMB | KIMBERLY CLARK CORP | 1,550 | $220K | 0.1% | $102.19 | +7.4% | COM | 494368103 |
| EMR | EMERSON ELEC CO | 3,193 | $213K | 0.1% | $54.36 | 0.0% | COM | 291011104 |
| ACN | ACCENTURE PLC IRELAND | 1,091 | $210K | 0.1% | $163.68 | +7.8% | SHS CLASS A | G1151C101 |
| STZ | CONSTELLATION BRANDS INC | 1,000 | $207K | 0.1% | $180.85 | 0.0% | CL A | 21036P108 |
| NKE | NIKE INC | 2,195 | $206K | 0.1% | $78.77 | 0.0% | CL B | 654106103 |
| HRTX | HERON THERAPEUTICS INC | 11,000 | $204K | 0.1% | $19.98 | -7.9% | COM | 427746102 |
| MPC | MARATHON PETE CORP | 3,298 | $200K | 0.1% | $43.09 | 0.0% | COM | 56585A102 |
| VB | VANGUARD INDEX FDS | 1,300 | $200K | 0.1% | $156.92 | — | SMALL CP ETF | 922908751 |
| HAL | HALLIBURTON CO | 10,249 | $193K | 0.1% | $36.37 | -49.8% | COM | 406216101 |
| — | KAYNE ANDERSN MLP MIDS INVT | 10,000 | $145K | 0.1% | $15.82 | — | COM | 486606106 |
| LYG | LLOYDS BANKING GROUP PLC | 30,000 | $79,000 | 0.0% | $3.67 | — | SPONSORED ADR | 539439109 |
| — | GULFPORT ENERGY CORP | 18,500 | $50,000 | 0.0% | $8.03 | — | COM NEW | 402635304 |
| VALPQ | VALARIS PLC | 10,000 | $48,000 | 0.0% | $4.80 | — | SHS CLASS A | G9402V109 |
| — | CHF SOLUTIONS INC | 15,000 | $23,000 | 0.0% | $1.53 | — | COM PAR | 12542Q706 |
| VGZ | VISTA GOLD CORP | 10,000 | $8,000 | 0.0% | $0.69 | +25.1% | COM NEW | 927926303 |