Location: Greenwich, CT
CIK: 0000710127 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Jan 21, 2020
Total Value: $182M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 202,260 | $7.124M | 3.9% | $12.07 | +130.3% | COM | 060505104 |
| BMY | BRISTOL MYERS SQUIBB CO | 91,567 | $5.878M | 3.2% | $44.18 | +2.3% | COM | 110122108 |
| JNJ | JOHNSON & JOHNSON | 38,425 | $5.605M | 3.1% | $93.78 | +21.7% | COM | 478160104 |
| AAPL | APPLE INC | 18,410 | $5.406M | 3.0% | $26.01 | +138.4% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 34,041 | $5.368M | 3.0% | $49.09 | +183.6% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 76,307 | $5.325M | 2.9% | $58.14 | -10.5% | COM | 30231G102 |
| V | VISA INC | 22,621 | $4.25M | 2.3% | $78.98 | +118.5% | COM CL A | 92826C839 |
| AXP | AMERICAN EXPRESS CO | 33,910 | $4.221M | 2.3% | $61.20 | +80.0% | COM | 025816109 |
| MCD | MCDONALDS CORP | 20,450 | $4.041M | 2.2% | $94.54 | +81.9% | COM | 580135101 |
| BA | BOEING CO | 10,985 | $3.578M | 2.0% | $132.62 | +164.7% | COM | 097023105 |
| HON | HONEYWELL INTL INC | 20,168 | $3.57M | 2.0% | $86.72 | +65.9% | COM | 438516106 |
| YUM | YUM BRANDS INC | 34,480 | $3.473M | 1.9% | $52.48 | +76.0% | COM | 988498101 |
| PEP | PEPSICO INC | 24,850 | $3.396M | 1.9% | $81.72 | +38.0% | COM | 713448108 |
| RVTY | PERKINELMER INC | 34,300 | $3.331M | 1.8% | $56.17 | +56.7% | COM | 714046109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 24,831 | $3.328M | 1.8% | $102.85 | -2.9% | COM | 459200101 |
| ABBV | ABBVIE INC | 37,134 | $3.288M | 1.8% | $57.52 | +12.4% | COM | 00287Y109 |
| PFE | PFIZER INC | 78,779 | $3.087M | 1.7% | $21.76 | +22.7% | COM | 717081103 |
| T | AT&T INC | 77,347 | $3.023M | 1.7% | $15.38 | +22.7% | COM | 00206R102 |
| BAX | BAXTER INTL INC | 36,084 | $3.017M | 1.7% | $41.92 | +75.1% | COM | 071813109 |
| PM | PHILIP MORRIS INTL INC | 34,984 | $2.977M | 1.6% | $60.34 | -0.5% | COM | 718172109 |
| DIS | DISNEY WALT CO | 19,851 | $2.871M | 1.6% | $89.48 | +51.7% | COM DISNEY | 254687106 |
| PG | PROCTER & GAMBLE CO | 22,304 | $2.786M | 1.5% | $72.51 | +45.1% | COM | 742718109 |
| CAT | CATERPILLAR INC DEL | 18,809 | $2.778M | 1.5% | $92.44 | +33.1% | COM | 149123101 |
| AGO | ASSURED GUARANTY LTD | 55,650 | $2.728M | 1.5% | $25.60 | +67.8% | COM | G0585R106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 14,662 | $2.5M | 1.4% | $75.11 | +93.2% | COM | 053015103 |
| CSCO | CISCO SYS INC | 51,243 | $2.458M | 1.4% | $25.36 | +52.0% | COM | 17275R102 |
| ROK | ROCKWELL AUTOMATION INC | 11,954 | $2.423M | 1.3% | $98.04 | +69.7% | COM | 773903109 |
| NUE | NUCOR CORP | 42,117 | $2.37M | 1.3% | $49.17 | -2.0% | COM | 670346105 |
| DEO | DIAGEO P L C | 13,616 | $2.293M | 1.3% | $109.06 | — | SPON ADR NEW | 25243Q205 |
| NOC | NORTHROP GRUMMAN CORP | 6,388 | $2.197M | 1.2% | $186.23 | +70.6% | COM | 666807102 |
| MRK | MERCK & CO INC | 23,785 | $2.163M | 1.2% | $43.72 | +54.5% | COM | 58933Y105 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 40,300 | $2.122M | 1.2% | $30.38 | +71.2% | COM UNIT PART IN | 65341B106 |
| PANW | PALO ALTO NETWORKS INC | 8,950 | $2.07M | 1.1% | $22.80 | +65.8% | COM | 697435105 |
| SWK | STANLEY BLACK & DECKER INC | 12,400 | $2.055M | 1.1% | $94.37 | +36.3% | COM | 854502101 |
| CVS | CVS HEALTH CORP | 26,980 | $2.004M | 1.1% | $70.89 | -18.5% | COM | 126650100 |
| AZN | ASTRAZENECA PLC | 35,400 | $1.765M | 1.0% | $32.57 | — | SPONSORED ADR | 046353108 |
| — | ALLERGAN PLC | 9,105 | $1.741M | 1.0% | $242.94 | — | SHS | G0177J108 |
| QQQ | INVESCO QQQ TR | 8,150 | $1.733M | 1.0% | $186.17 | — | UNIT SER 1 | 46090E103 |
| — | HESS CORP | 25,750 | $1.72M | 0.9% | $53.24 | — | COM | 42809H107 |
| YUMC | YUM CHINA HLDGS INC | 33,680 | $1.617M | 0.9% | $26.68 | +66.6% | COM | 98850P109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,840 | $1.549M | 0.9% | $205.18 | +5.8% | CL B NEW | 084670702 |
| QCOM | QUALCOMM INC | 16,925 | $1.493M | 0.8% | $46.08 | +58.1% | COM | 747525103 |
| ABT | ABBOTT LABS | 16,800 | $1.459M | 0.8% | $44.42 | +69.5% | COM | 002824100 |
| SPY | SPDR S&P 500 ETF TR | 4,200 | $1.352M | 0.7% | $291.83 | — | TR UNIT | 78462F103 |
| CRNC | CERENCE INC | 59,500 | $1.346M | 0.7% | $16.42 | 0.0% | COM | 156727109 |
| TFC | TRUIST FINL CORP | 23,163 | $1.305M | 0.7% | $40.89 | 0.0% | COM | 89832Q109 |
| SYF | SYNCHRONY FINL | 36,100 | $1.3M | 0.7% | $27.00 | +13.8% | COM | 87165B103 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 9,958 | $1.285M | 0.7% | $108.13 | 0.0% | COM | 459506101 |
| DHR | DANAHER CORPORATION | 8,286 | $1.272M | 0.7% | $71.26 | +72.6% | COM | 235851102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 20,180 | $1.269M | 0.7% | $74.06 | — | COM UNIT RP LP | 559080106 |
| JPM | JPMORGAN CHASE & CO | 8,808 | $1.228M | 0.7% | $53.63 | +102.6% | COM | 46625H100 |
| AEP | AMERICAN ELEC PWR CO INC | 12,693 | $1.2M | 0.7% | $48.31 | +53.7% | COM | 025537101 |
| HD | HOME DEPOT INC | 5,449 | $1.19M | 0.7% | $106.79 | +82.6% | COM | 437076102 |
| CL | COLGATE PALMOLIVE CO | 17,120 | $1.179M | 0.6% | $59.38 | -0.5% | COM | 194162103 |
| — | GRACE W R & CO DEL NEW | 15,600 | $1.09M | 0.6% | $71.05 | — | COM | 38388F108 |
| DD | DUPONT DE NEMOURS INC | 16,172 | $1.038M | 0.6% | $27.24 | -10.0% | COM | 26614N102 |
| NTRS | NORTHERN TR CORP | 8,500 | $903K | 0.5% | $75.48 | +12.0% | COM | 665859104 |
| ETN | EATON CORP PLC | 9,450 | $895K | 0.5% | $52.90 | +50.7% | SHS | G29183103 |
| VZ | VERIZON COMMUNICATIONS INC | 14,492 | $890K | 0.5% | $33.01 | +29.6% | COM | 92343V104 |
| DOW | DOW INC | 16,117 | $882K | 0.5% | $36.37 | +0.9% | COM | 260557103 |
| — | BROOKFIELD ASSET MGMT INC | 15,000 | $867K | 0.5% | $35.27 | — | CL A LTD VT SH | 112585104 |
| ELV | ANTHEM INC | 2,840 | $858K | 0.5% | $253.23 | 0.0% | COM | 036752103 |
| FMS | FRESENIUS MED CARE AG&CO KGA | 23,288 | $858K | 0.5% | $42.85 | — | SPONSORED ADR | 358029106 |
| CVX | CHEVRON CORP NEW | 7,075 | $853K | 0.5% | $69.19 | +29.6% | COM | 166764100 |
| NEE | NEXTERA ENERGY INC | 3,412 | $826K | 0.5% | $25.27 | +98.5% | COM | 65339F101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 28,440 | $801K | 0.4% | $26.91 | — | COM | 293792107 |
| MDLZ | MONDELEZ INTL INC | 14,036 | $773K | 0.4% | $33.22 | +38.1% | CL A | 609207105 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 36,861 | $727K | 0.4% | $20.38 | — | SPONSORED ADS | 874060205 |
| PSX | PHILLIPS 66 | 6,316 | $704K | 0.4% | $54.70 | +59.7% | COM | 718546104 |
| — | LANDMARK INFRASTRUCTURE LP | 41,700 | $684K | 0.4% | $16.86 | — | COM UNIT LTD | 51508J108 |
| — | WELLS FARGO CO NEW | 460 | $667K | 0.4% | $1291.30 | — | PERP PFD CNV A | 949746804 |
| WEC | WEC ENERGY GROUP INC | 7,200 | $664K | 0.4% | $46.15 | +62.2% | COM | 92939U106 |
| MMM | 3M CO | 3,643 | $643K | 0.4% | $109.79 | +1.8% | COM | 88579Y101 |
| EMN | EASTMAN CHEMICAL CO | 8,000 | $634K | 0.3% | $49.22 | +25.1% | COM | 277432100 |
| NSC | NORFOLK SOUTHERN CORP | 2,847 | $553K | 0.3% | $75.16 | +120.3% | COM | 655844108 |
| NTCT | NETSCOUT SYS INC | 22,306 | $537K | 0.3% | $27.44 | -13.9% | COM | 64115T104 |
| AMZN | AMAZON COM INC | 268 | $495K | 0.3% | $56.61 | +56.3% | COM | 023135106 |
| F | FORD MTR CO DEL | 53,100 | $494K | 0.3% | $7.67 | -12.9% | COM | 345370860 |
| CTVA | CORTEVA INC | 16,172 | $478K | 0.3% | $25.02 | -2.1% | COM | 22052L104 |
| INTC | INTEL CORP | 7,966 | $477K | 0.3% | $38.56 | +27.8% | COM | 458140100 |
| EOG | EOG RES INC | 5,600 | $469K | 0.3% | $65.14 | -14.3% | COM | 26875P101 |
| HII | HUNTINGTON INGALLS INDS INC | 1,851 | $464K | 0.3% | $138.29 | +49.2% | COM | 446413106 |
| GLW | CORNING INC | 15,700 | $457K | 0.3% | $17.41 | +40.4% | COM | 219350105 |
| SRE | SEMPRA ENERGY | 3,000 | $454K | 0.2% | $52.85 | +13.4% | COM | 816851109 |
| OKE | ONEOK INC NEW | 5,910 | $447K | 0.2% | $32.05 | +48.8% | COM | 682680103 |
| DRI | DARDEN RESTAURANTS INC | 4,000 | $436K | 0.2% | $53.68 | +78.5% | COM | 237194105 |
| TRGP | TARGA RES CORP | 10,645 | $435K | 0.2% | $36.28 | -8.1% | COM | 87612G101 |
| COP | CONOCOPHILLIPS | 6,383 | $415K | 0.2% | $31.13 | +51.5% | COM | 20825C104 |
| ADM | ARCHER DANIELS MIDLAND CO | 8,935 | $414K | 0.2% | $32.76 | +9.1% | COM | 039483102 |
| — | UNILEVER N V | 7,000 | $402K | 0.2% | $46.43 | — | N Y SHS NEW | 904784709 |
| MSI | MOTOROLA SOLUTIONS INC | 2,469 | $398K | 0.2% | $71.66 | +111.9% | COM NEW | 620076307 |
| DVY | ISHARES TR | 3,725 | $394K | 0.2% | $98.53 | — | SELECT DIVID ETF | 464287168 |
| — | GENERAL ELECTRIC CO | 35,216 | $393K | 0.2% | $29.54 | — | COM | 369604103 |
| KO | COCA COLA CO | 6,608 | $366K | 0.2% | $34.08 | +30.6% | COM | 191216100 |
| TRV | TRAVELERS COMPANIES INC | 2,673 | $366K | 0.2% | $95.46 | +25.0% | COM | 89417E109 |
| MDT | MEDTRONIC PLC | 3,219 | $365K | 0.2% | $71.72 | +29.1% | SHS | G5960L103 |
| IVV | ISHARES TR | 1,108 | $358K | 0.2% | $284.30 | — | CORE S&P500 ETF | 464287200 |
| CB | CHUBB LIMITED | 2,262 | $352K | 0.2% | $109.54 | +26.4% | COM | H1467J104 |
| TXN | TEXAS INSTRS INC | 2,500 | $321K | 0.2% | $65.19 | +59.1% | COM | 882508104 |
| TGT | TARGET CORP | 2,500 | $321K | 0.2% | $60.69 | +64.5% | COM | 87612E106 |
| SEE | SEALED AIR CORP NEW | 8,070 | $321K | 0.2% | $39.95 | -11.6% | COM | 81211K100 |
| UNP | UNION PACIFIC CORP | 1,733 | $313K | 0.2% | $100.79 | +48.2% | COM | 907818108 |
| — | KAYNE ANDERSN MLP MIDS INVT | 22,000 | $306K | 0.2% | $14.78 | — | COM | 486606106 |
| GIS | GENERAL MLS INC | 5,600 | $300K | 0.2% | $48.15 | -11.1% | COM | 370334104 |
| CMCSA | COMCAST CORP NEW | 6,608 | $297K | 0.2% | $28.75 | +31.7% | CL A | 20030N101 |
| EFA | ISHARES TR | 4,269 | $296K | 0.2% | $65.12 | — | MSCI EAFE ETF | 464287465 |
| HRTX | HERON THERAPEUTICS INC | 12,500 | $294K | 0.2% | $20.23 | +9.3% | COM | 427746102 |
| — | SCULPTOR CAP MGMT | 13,270 | $293K | 0.2% | $19.44 | — | COM CL A | 811246107 |
| EEM | ISHARES TR | 6,500 | $292K | 0.2% | $40.92 | — | MSCI EMG MKT ETF | 464287234 |
| SIXG | ETF SER SOLUTIONS | 11,005 | $288K | 0.2% | $24.76 | — | DEFIANCE NEXT | 26922A289 |
| BK | BANK NEW YORK MELLON CORP | 5,683 | $286K | 0.2% | $31.29 | +27.6% | COM | 064058100 |
| SONY | SONY CORP | 4,200 | $286K | 0.2% | $59.52 | — | SPONSORED ADR | 835699307 |
| PGR | PROGRESSIVE CORP OHIO | 3,900 | $282K | 0.2% | $64.62 | -8.2% | COM | 743315103 |
| EMR | EMERSON ELEC CO | 3,610 | $275K | 0.2% | $55.33 | +13.5% | COM | 291011104 |
| DGX | QUEST DIAGNOSTICS INC | 2,500 | $267K | 0.1% | $69.82 | +32.4% | COM | 74834L100 |
| IMO | IMPERIAL OIL LTD | 10,000 | $265K | 0.1% | $24.78 | -14.0% | COM NEW | 453038408 |
| — | AYTU BIOSCIENCE INC | 272,437 | $265K | 0.1% | $1.68 | — | COM PAR | 054754700 |
| TMO | THERMO FISHER SCIENTIFIC INC | 810 | $263K | 0.1% | $244.42 | +22.1% | COM | 883556102 |
| — | UNITED TECHNOLOGIES CORP | 1,739 | $260K | 0.1% | $128.96 | — | COM | 913017109 |
| — | CDK GLOBAL INC | 4,633 | $253K | 0.1% | $56.57 | — | COM | 12508E101 |
| HAL | HALLIBURTON CO | 10,249 | $251K | 0.1% | $36.37 | -48.4% | COM | 406216101 |
| ET | ENERGY TRANSFER LP | 18,972 | $243K | 0.1% | $14.48 | — | COM UT LTD PTN | 29273V100 |
| — | GCP APPLIED TECHNOLOGIES INC | 10,550 | $240K | 0.1% | $27.52 | — | COM | 36164Y101 |
| CQP | CHENIERE ENERGY PARTNERS LP | 6,000 | $239K | 0.1% | $36.00 | — | COM UNIT | 16411Q101 |
| ACN | ACCENTURE PLC IRELAND | 1,091 | $230K | 0.1% | $163.68 | +9.0% | SHS CLASS A | G1151C101 |
| NKE | NIKE INC | 2,195 | $222K | 0.1% | $78.77 | +10.2% | CL B | 654106103 |
| VB | VANGUARD INDEX FDS | 1,300 | $215K | 0.1% | $156.92 | — | SMALL CP ETF | 922908751 |
| KMB | KIMBERLY CLARK CORP | 1,550 | $213K | 0.1% | $102.19 | +6.5% | COM | 494368103 |
| — | RAYTHEON CO | 925 | $203K | 0.1% | $219.46 | — | COM NEW | 755111507 |
| — | BROOKFIELD PROPERTY REIT INC | 10,000 | $184K | 0.1% | $18.40 | — | CL A | 11282X103 |
| LYG | LLOYDS BANKING GROUP PLC | 30,000 | $99,000 | 0.1% | $3.67 | — | SPONSORED ADR | 539439109 |
| VALPQ | VALARIS PLC | 10,000 | $66,000 | 0.0% | $4.80 | — | SHS CLASS A | G9402V109 |
| — | ACHIEVE LIFE SCIENCE INC | 113,092 | $60,000 | 0.0% | $2.65 | — | COM NEW | 004468203 |
| — | GULFPORT ENERGY CORP | 18,500 | $56,000 | 0.0% | $8.03 | — | COM NEW | 402635304 |
| — | CHF SOLUTIONS INC | 15,000 | $13,000 | 0.0% | $1.53 | — | COM PAR | 12542Q706 |
| VGZ | VISTA GOLD CORP | 10,000 | $7,000 | 0.0% | $0.69 | +4.3% | COM NEW | 927926303 |